United Auto Workers, Local Union 1112 v. PhilomenaUnited Auto Workers, Local Union 1112 v. Philomena
The appeal and cross-appeal presently before this court brings to our consideration the constitutionality of legislation included in Ohio’s Campaign Finance Reform Act, Am.Sub.S.B. No. 8 (“S.B. 8”), and presents significant free speech and association issues.
Enactment of S.B. 8 in 1995 brought about major changes in Ohio’s campaign finance law. Notable in the present appeal are certain provisions affecting public employees and labor organizations. As to public employees, S.B. 8 prohibits them from making voluntary political contributions by way of payroll deduction, and it prohibits a public employee from being solicited for, or from soliciting, contributions while the employee is performing official duties or is in an area where official state business occurs. As to labor organizations, S.B. 8 prohibits them from using their money to aid and support a political party, a candidate for public office, a political action committee (“PAC”), a legislative campaign fund, or any organization that supports or opposes any such candidate, for any partisan political purpose, or for political fundraising. Labor organizations wishing to
Plaintiffs-appellants and cross-appellees brought an action challenging the facial constitutionality of S.B. 8 and sought declaratory and injunctive relief halting its implementation and enforcement. The action was originally filed in the Mahoning County Court of Common Pleas and was transferred to the Franklin County Court of Common Pleas on August 11,1995.
Plaintiffs-appellants and cross-appellees are as follows: United Auto Workers Local Unions 1112 and 1714, unincorporated labor associations; United Auto Workers Regions 2 and 2B, unincorporated labor associations; United Auto Workers Ohio State Political Action Committee; Anthony Zone, the president of and a member of UAW Local 1112; Robert Chambers, the president of and a member of UAW Local 1714; the Ohio Education Association, an incorporated association; the Ohio Education Association-Educators Political Action Committee (“OEA-EPAC”); the Youngstown Education Association; John Senzarin, a member of the Youngstown Education Association who contributes to OEAEPAC through payroll deduction; the Youngstown State University Chapter of the Ohio Education Associations; and the Poland Education Association, OEA/ NEA (“appellants”).
Defendants-appellees and cross-appellants are as follows: James Philomena, Mahoning County Prosecuting Attorney; Secretary of State Bob Taft; the Ohio Elections Commission; and Ohio Attorney General Betty Montgomery (“appellees”).
Before the common pleas court issued its decision, the United States District Court for the Northern District of Ohio, Western Division, issued a decision on a preliminary injunction action enjoining enforcement of the following sections of the Ohio Revised Code as amended by S.B. 8:
Following a consolidated bench trial on .the merits of the complaint for declaratory and injunctive relief and the hearing on appellants’ application for a preliminary injunction, the Franklin County Court of Common Pleas issued a decision and order finding unconstitutional
Nine assignments of error are presented for review. Appellants' OEA, OEAEPAC, the Youngstown Education Association, John Senzarin, the Youngstown State University Chapter of OEA, and the Poland Education Association raise and argue assignments of error one through four; the UAW affiliated appellants raise and argue assignments of error five through nine. The assignments of error are as follow:
“ASSIGNMENT OF ERROR NO. 1:
“The Trial Court erred in upholding the constitutionality of Ohio Revised Code § 3599.031(H) and said Code provision’s prohibition of all payroll deduction of voluntary political contributions from public employee pay checks, therefore terminating Intervenors-Appellants’ collectively bargained check off agreements and individual payroll deduction authorizations. Relevant to payroll deductions the Trial Court further erred in upholding the constitutionality of Ohio Revised Code § 3599.031(1), which prohibits a public employee labor union and public employer from collectively bargaining any agreement allowing payroll deduction of voluntary political contributions which is contrary to Ohio Revised Code § 3599.031(H).
“ASSIGNMENT OF ERROR NO. 2:
“The Trial Court erred in upholding the constitutionality of Ohio Revised Code § 3517.092(F), and said Code provision’s vague and overbroad restrictions upon the time, place, and manner of solicitations by and from public employees to political action committees, therefore permitting the obstruction of IntervenorsAppellants’ efforts to communicate with their members in the workplace. Relevant to the time, place, and manner restrictions, the Trial Court further erred in failing to address, and thereby implicitly upholding, Ohio Revised Code § 3517.99(N)(1) and said provision’s declaration that violation of the vague and overbroad restrictions of Ohio Revised Code § 3517.092(F) constitute a first degree misdemeanor.
“ASSIGNMENT OF ERROR NO. 3:
“The Trial Court, while properly declaring unconstitutional the provisions of Ohio Revised Code§ 3517.082(D) which require a labor organization’s solicitation of contributions from its members to be in writing, and not made more than four times during each calendar year, erred in failing to also specifically declare unconstitutional Ohio Revised Code§ 3517.082(E) , which prohibits public employee labor organizations from collectively bargaining any agreement contrary to Ohio Revised Code § 3517.082(D) ’s restrictions.
“ASSIGNMENT OF ERROR NO. 4:
“The Trial Court erred in failing to order a preliminary and permanent injunction, enjoining implementation of the Ohio Revised Code provisions challenged in Assignments of Error No. 1, 2 and 3 herein.
“ASSIGNMENT OF ERROR NO. 5:
“The Trial Court erred in upholding the constitutionality of Ohio Revised Code§§ 3599.03(A) and (B), which prohibit the use of labor unions’ funds or property to support or oppose a candidate or political party or for any partisan political purpose.
“ASSIGNMENT OF ERROR NO. 6:
“The Trial Court erred in failing to decide the constitutional challenge to Revised Code§ 3599.03(F) , which treats unincorporated associations other than labor unions more favorably than labor unions.
“ASSIGNMENT OF ERROR NO. 7:
“The Trial Court erred in upholding the constitutionality of Ohio Revised Code§§ 3517.082(D) , 3517.09(C) and 3599.031(B), with respect to mandatory notices required in connection with solicitation of contributions.
“ASSIGNMENT OF ERROR NO. 8:
“The Trial Court erred in failing to decide the constitutional challenge to Revised Code §§ 3517.08(C), 3517.08(B)(2), 3517.102(B)(6)(b)(ii), 3517.102(B)(6)(b)(iii), and 3517.102(B)(6)(d), which treat ‘continuing associations’, political parties and ‘legislative campaign funds’ more favorably than labor unions or labor union political action committees.
“ASSIGNMENT OF ERROR NO. 9:
“The Trial Court erred in failing to decide the constitutional challenge to Revised Code§ 3517.082(B)(3) , which restricts the pool of persons from whom contributions may be solicited.”
When the constitutionality of a statute is challenged, the state’s interest in the contested statute is a key component of the analytical framework. Although Ohio does not have formal legislative history, the record contains evidence addressing the state’s reasons for enacting S.B. 8.
During the 121st General Assembly, Senator Robert R. Cupp, Chairperson of the Ohio Senate Campaign Finance Reform Task Force (“Task Force”), sponsored S.B. 8. Governor Voinovich signed S.B. 8 into law on May 24, 1995, and it took effect on August 23, 1995. The Task Force received written testimony
Secretary of State Taft testified that Ohio needed to reform its campaign finance laws and cited specific examples of skyrocketing campaign spending. Taft testified: “We must act now to begin the restoration of public confidence in the political process. Too many Ohioans feel their voices cannot be heard against the roaring tide of big money flowing into campaigns from special interest groups and wealthy contributors. Too many candidates feel that campaigns have become competitions for dollars, rather than contests of ideas.” Taft identified five essentials of campaign finance reform: (1) contribution limits, (2) spending limits, (3) full disclosure, (4) a level playing field between business and organized labor, and (5) an income tax credit for campaign contributions.
In his written testimony, Senator Cupp stated that the public clearly lacked confidence in the integrity of the present system and that the major reason for this lack of confidence was the public’s belief that large contributors were buying public policy — that the identity of legislators’ campaign contributors determined the content of legislation. “We may protest that it isn’t so — and it generally isn’t — but appearance IS the voter’s reality.” The basic reforms Senator Cupp proposed to remedy, in an effort to restore public confidence, were contribution and carryover limits, disclosure requirements, and ensuring the voluntariness of contributions.
This court undertakes review of the legislation at hand mindful of the ' strong presumption of constitutionality that cloaks legislative acts and that legislation’s incompatibility with a constitutional provision must be established beyond a reasonable doubt before it is deemed unconstitutional.
Pack v. Cleveland
(1982),
“In the areas of individual rights and civil liberties, the United States Constitution, where applicable to the states, provides a floor below which state court decisions may not fall.”
Arnold v. Cleveland
(1993),
Appellants rely exclusively on the Ohio Constitution to support their constitutional challenge to S.B. 8. However, consistent with the above discussion, they rely heavily on federal case law, as will this opinion.
In their first assignment of error, appellants assert that the trial court erred in upholding the constitutionality of
“(H) No public employer shall deduct from the wages and salaries of its employees any amounts for the support of any candidate, separate segregated fund, political action committee, legislative campaign fund, political party, or ballot issue.
“(I) In addition to the laws listed in division (A) of section 4117.10 of the Revised Code that prevail over conflicting agreements between employee organizations and public employers, this section prevails over any conflicting provisions of agreements between labor organizations and public employers entered into pursuant to Chapter 4117. of the Revised Code.”
Citing the corruption potential presented by the knowledge public employers would obtain from administering payroll deduction of political contributions for employees under their supervision, the trial court concluded that
In support of their first assignment of error, appellants assert that, under-the Ohio Constitution, the prohibition of voluntary political payroll deductions by a public employee results in an unconstitutional impairment of contract under Section 28, Article II, of the Ohio Constitution; violates the Equal Protection Clause of Section 2, Article I of the Ohio Constitution; is an unconstitutional restriction on speech under Section 11, Article I of the Ohio Constitution, as enhanced by Section 1, Article I of the Ohio Constitution; and is so overbroad that it violates due process under Section 16, Article I of the Ohio Constitution.
The Ohio Supreme Court has held that Ohio’s equal protection limits are almost identical to its federal counterpart.
Sorrell v. Thevenir
(1994),
There are two ways for a statute to be facially invalid: (1) it is unconstitutional in every conceivable application, or (2) it is overbroad — that is, it prohibits' a substantial amount of constitutionally protected conduct.
Members of the City Council of Los Angeles v. Taxpayers for Vincent
(1984),
Before the enactment of S.B. 8 and its amendments to Ohio’s campaign finance laws,
Under the Equal Protection Clause, when a statutory classification impinges upon the fundamental right to engage in political expression, the classification must be narrowly tailored to serve a compelling government interest.
Austin v. Michigan Chamber of Commerce
(1990),
A preliminary inquiry is whether granting to any employer but a public employer the authority to administer for its employees payroll deduction of voluntary political contributions impinges on a fundamental right of public employees. Political contributions are protected First Amendment speech.
Buckley v. Valeo
(1976),
The record establishes that for many employees, including public employees, payroll deduction is the most advantageous way to make political contributions. In his affidavit, William Sundermeyer, the executive director of OEA, averred that of the approximate 13,000 to 14,000 members who contribute to OEA-EPAC annually, seventy-five percent do so via payroll deduction. In his deposition, Sundermeyer stated that it is easier for people with limited amounts of available funds to contribute an amount in numerous small increments than to write one check for the total amount. Significant to this court is the reality that for people on a budget, donating to causes they support is easiest if they may do so in small weekly, biweekly, or monthly increments. Accordingly, this court finds that making payroll deduction for political contributions available to private employees, but not public employees, disadvantages public employees and impinges upon their free speech rights.
Because payroll deduction makes it easier for private employees to engage in political expression,
When the government restricts speech of a person because the person is a public employee, the Supreme Court applies a distinct analytical framework.
United States v. Natl. Treasury Employees Union
(1995),
Interests related to the government employer’s interest in promoting efficiency and integrity in the discharge of government operations include maintaining proper discipline, impartial execution of the law, merit-based advancement, and attracting qualified workers by ensuring job security and protecting employees from political extortion.
United Pub. Workers of Am.
v.
Mitchell
(1947),
At the same time that the Supreme Court has recognized the unique interests the government has as an employer, it has also recognized that public employees do not relinquish First Amendment rights by virtue of accepting government employment.
Pickering v. Bd. of Edn. of Twp. High School Dist. 205
(1968),
When a restriction on public employee expression is challenged on First Amendment grounds, to resolve the competing interests of the government as employer and the public employee as a citizen with a right to comment on matters of public concern, the court applies a balancing test.
NTEU,
’ When the government regulates speech of public employees to redress past harms or prevent future harms, a heightened burden applies. The government “ ‘must do more than simply “posit the existence of the disease sought to be cured.” * * * It must demonstrate that the recited harms are real, not merely conjectural, and that the regulation will in fact alleviate these harms in a direct and material way.’ ”
NTEU,
Appellees’ justification for denying public employees the privilege of making political contributions, via payroll deduction, consists of relying on interests the Supreme Court has recognized when upholding the constitutionality of the Hatch Act’s prohibition of partisan political activity: Prevent political corruption and appearance of corruption in the public workplace, ensure that public employees are not coerced into making contributions, avoid entangling alliances between public sector employment and political parties, and prevent politicization of government offices. However, the Hatch Act does not prohibit federal employees from making political contributions, and it does not prohibit methods of contributing. Appellees have provided no independent rationale or evidence to establish that prohibiting political payroll deduction directly and materially promotes their interest in separating themselves from partisan politics.
This court sees no close connection between allowing political contributions to be made by way of payroll deduction and concerns that employees will feel coerced to make contributions or do so, not to express personal belief, but to curry favor.
As to the concern that an employee may face reprisals based on a political contribution, the employee does not have to make a contribution via payroll deduction.
Once an employee completes written authorization, payroll deduction proceeds with no direct employee involvement. The employee’s use of payroll deduction to make political contributions is completely separate from the employee’s performance of the employee’s official duties. Nor is the payroll deduction process a highly visible or public act. In turn, the state’s involvement is limited to transmitting a portion of the employee’s wages to a political party or organization at the employee’s request. Consequently, minimal concerns of creating the
The concern that payroll deduction results in state subsidization of an employee’s political speech is not compelling.
In light of the long history of this practice, surely, if it posed a genuine threat to any of the important state interests appellees have identified, there would be ample evidence of harm. No such evidence has been put before this court, even though
The cases appellees have cited to support the constitutionality of the deduction restriction are not dispositive or persuasive. In
S. Carolina Edn. Assn. v. Campbell
(C.A.4, 1989),
In
Arkansas State Hwy. Employees Local 1315 v. Kell
(C.A.8, 1980),
For the above reasons, appellees have not established that
Appellants’ first assignment of error is sustained,
In their second assignment of error, appellants assert that the trial court erred when it upheld the constitutionality of
Relying on the Ohio Constitution, appellants allege that the restrictions
“(1) No public employee shall solicit a contribution from any person while the public employee is performing the public employee’s official duties or in those areas of a public building where official business is transacted or conducted.
“(2) No person shall solicit a contribution from any public employee while the public employee is performing the public employee’s official duties or is in those areas of a public building where official business is transacted or conducted.
“(3) As used in division (F) of this section, ‘public employee’ does not include any person holding an elective office.”
“ ‘Contribution’ includes a contribution to any political party, campaign committee, political action committee, or legislative campaign fund.” 1
In
Broadrick,
relying on
Letter Carriers,
the Supreme Court upheld a state statute that prohibited partisan political solicitation by classified employees. In
Letter Carriers,
the Supreme Court found that the Hatch Act’s ban on public employee participation in partisan politics, including soliciting campaign contributions, served important government interests of ensuring impartial execution of the law, ensuring that the government workforce not be used to build a powerful corrupt political machine, and protecting employees from coercion.
Letter Carriers,
Soliciting for political contributions falls within the rubric of protected First Amendment speech.
United States v. Kokinda
(1990),
In recognition of the government’s authority to preserve the property under its control for its lawfully intended use, the Supreme Court applies a forum analysis to determine “when the Government’s interest in limiting the use of its property to its intended purpose outweighs the interest of those wishing to use the
There are three categories of fora: (1) traditional public fora, “places which by long tradition or by government fiat have been devoted to assembly and debate”; (2) limited, or designated, public fora, “public property which the State has opened for use by the public as a place for expressive activity”; and (3) nonpublic fora, “[p]ublic property which is not by tradition or designation a forum for public communication.”
Perry,
Strict scrutiny is applied when the government denies access to traditional and limited public fora.
Kokinda,
To justify denial of access to nonpublic fora, the government need only meet a reasonableness standard.
Kokinda,
The initial determination to be made is to define the relevant forum.
Cornelius,
Appellees defend
This court finds that solicitation and political activity are disruptive to workplace efficiency and concludes that the ban on solicitation of political contributions in public buildings where official business is being conducted is reasonable. See
Cornelius,
As appellants note, the wording of R.C.’ 3517.092(F)(2) does not restrict its application to solicitation of public employees while they are working in public buildings where official business is transacted and arguably applies to scenarios such as an after-school union meeting held at the school. This court recognizes that, as applied to such a scenario,
For purposes of addressing the facial constitutionality of
Appellants’ second assignment of error is overruled.
In their third assignment of error, appellants assert that the trial court erred when it held that
“(D) Solicitations of contributions pursuant to division (B) of this section from * * * members and employees of a labor organization other than executive andadministrative employees of a labor organization shall be in writing and shall not be made more than four times during each calendar year. * * *
“(E) In addition to the laws listed in division (A) of section 4117.10 of the Revised Code that prevail over conflicting agreements between employee organizations and public employers, this section prevails over any conflicting provisions of agreements between labor organizations and public employers pursuant to Chapter 4117. of the Revised Code.”
Although unenforceable against the provisions found unconstitutional, the language of division (E) does not limit its application to those provisions. Nor does the record establish that division (E)’s prohibition applies solely to those portions of division (D) found to be unconstitutional. The issue of whether division (E) has any constitutional application beyond (D) is not before this court. Accordingly, appellants’ third assignment of error is overruled.
In their fourth assignment of error, appellants assert that the trial court erred when it failed to enter preliminary and permanent injunctions against implementation of the Ohio Revised Code sections challenged in the first, second, arid third assignments of error.
Pursuant to an agreed order of the parties and
Injunctive relief is warranted when a statute is unconstitutional, enforcement will infringe upon constitutional rights and cause irreparable harm, and there is no adequate remedy at law.
Olds v. Klotz
(1936),
In light of this court’s determination that
Appellants’ fourth assignment of error is sustained as to
“(A) Except to carry on activities specified in sections, 3517.082 and 3599.031 of the Revised Code and except as provided in divisions (D), (E), and (F) of this section, no corporation, no nonprofit corporation, and no labor organization, directly or indirectly, shall pay or use, or offer, advise, consent, or agree to pay or use, the corporation’s money or property, or the labor organization’s money, including dues, initiation fees, or other assessments paid by members, or property, for or in aid of or opposition to a political party, a candidate for election or nomination to public office, a political action committee, a legislative campaign fund, or any organization that supports or opposes any such candidate, or for any partisan political purpose, shall violate any law requiring the filing of an affidavit or statement respecting such use of those funds, or shall pay or use the corporation’s or labor organization’s money for the expenses of a social fund-raising event for its political action committee if an employee’s or labor organization member’s right to attend such an event is predicated on the employee’s or member’s contribution to the corporation’s or labor organization’s political action committee.
it * * *
“(B) No officer, stockholder, attorney, or agent of a corporation or nonprofit corporation, no member, including an officer, attorney, or agent, of a labor organization, and no candidate, political party official, or other individual shall knowingly aid, advise, solicit, or receive money or other property in violation of division (A) of this section.
“Whoever violates division (B) of this section shall be fined not more than one thousand dollars, or imprisoned not more than one year, or both.”
Appellants assert that
A major purpose of the First Amendment’s concern both with individual self-expression and with open and informed discussion is to promote free discussion of government affairs.
First Natl. Bank of Boston v. Bellotti
(1978),
The General Assembly has deemed that unions themselves may not directly express partisan political views, that they may engage in the political process only indirectly and only after going to the extra effort of establishing and administering a PAC. The prohibition on use of union general funds that
The amendment of
Regulation of First Amendment rights is subject to exacting judicial review; the significance of the government interest advanced must justify the regulation’s infringement on First Amendment rights.
Citizens Against Rent Control/Coalition for Fair Hous. v. Berkeley
(1981),
Appellees do not argue that the compelling-interest standard does not apply to restrictions on protected political expression of labor organizations or that they do not have the full extent of First Amendment protection their individual members possess. Because this court does not find that the First Amendment
Can appellees completely prohibit labor organizations from using their money to express their views on partisan electoral issues? In other words, can a labor organization as a labor organization be prohibited from speaking? To answer this question, the harm sought to be prevented must be identified and weighed against the constitutional infringement. A total prohibition on the use of union funds suggests that the harm is union expression. This court is aware of no inherent threat to a compelling state interest to be found in the expression of political views of unions. To the contrary, “[t]he inherent worth of the speech [discussion of governmental affairs] in terms of its capacity for informing the public does not depend upon the identity of its source, whether corporation, association, union, or individual.”
Bellotti,
History reveals the problem that prompted the original prohibition on partisan political expression of corporations and labor organizations to be concern over elections being improperly influenced by “big money” campaign contributions, and the belief that executive officers and union leadership should not be allowed to spend stockholders’ money or union funds to support political positions.
United States v. Congress of Indus. Organizations
(1948),
The Supreme Court has not addressed the facial constitutionality of the federal parallel to
In support of
Appellees argue that protecting the interests of dissenting union members justifies the prohibition. The members of appellant UAW who object to a portion
Assuming
arguendo
that protecting minority rights of union members constitutes a compelling state interest and that the present UAW system is ineffective, this court does not accept that nothing short of a total ban on the use of union funds will suffice to protect minority interests. A total ban on the ability of a union to expend its general funds to engage in partisan political expression “is, indeed, burning down the house to roast the pig.”
Internatl. Union,
Appellees also argue that avoiding corruption or the appearance of corruption is a compelling government interest and justifies
In
Austin,
the Supreme Court upheld independent expenditure limits on corporations as sufficiently narrowly tailored to achieve their goal of forwarding a compelling state interest. The Supreme Court reached this conclusion by recognizing a new corruption concern: the “corrosive and distorting effects of immense aggregations of wealth
that are accumulated with the help of the corporate form
and that have little or no correlation to the public’s support for the corporation’s political ideas.” (Emphasis added.)
Austin,
Appellees argue that the corruption concern recognized in Austin is equally compelling in the context of unions. However, crucial differences between unincorporated labor organizations and corporations do not support applying Austin’s analysis to analogous restrictions against unincorporated labor organizations.
Austin
recognized that crucial differences between unions and corporations justified Michigan’s decision to exclude unincorporated labor unions from the restriction at issue on corporate political expenditures.
Austin,
A second crucial difference
Austin
recognized is that funds available to a union for political expression more accurately reflect member support because of the refund procedure available to members who object to a union’s political activities.
Id.
at 665,
These differences between unions and corporations are significant because they pertain to the fundamental concern that the amount of funds available for political expression be a function of its popular support.
MCFL,
Although the concern of corruption may justify disclosure requirements and the imposition of a monetary limit on union partisan political contributions, it does not justify a complete ban on the use of union funds to engage in political expression. The view a union expresses by way of a contribution or independent expenditure, in and of itself, does not threaten the electoral process.
The trial court cases appellees rely on are not persuasive.
Michigan State AFL-CIO v. Miller
(E.D.Mich.1995),
In
United States v. Sun-Diamond Growers of California
(D.D.C.1996),
In
Clifton v. Fed. Election Comm.
(D.Me.1996),
In
Internatl. Assn. of Machinists & Aerospace Workers v. Fed. Election Comm.
(C.A.D.C.1982),
The prohibition on direct partisan political expression by labor organizations strikes at the core of the electoral process and constitutional freedom of speech. Substantial portions of the prohibited expression have not been sufficiently linked to the corruption dangers associated with large contributions; consequently, appellees have not shown that their interest in preventing corruption or the appearance of corruption justifies their wholesale restriction on unions’ direct engagement in protected political expression.
“Some may think that one group or another should not express its view in an election because it is too powerful, because it advocates unpopular ideas, or because it has a record of lawless action. But these are not justifications for withholding First Amendment rights from any group — labor or corporate. * * * First Amendment rights are part of the heritage of all persons and groups in this country. They are not to be dispensed or withheld merely because we or the
For the above reasons,
In their sixth assignment of error, appellants assert that the trial court erred in determining their constitutional challenge to
Appellants’ sixth assignment of error is overruled as moot.
In their seventh assignment of error, appellants assert that the trial court erred when it upheld the constitutionality, as applied to labor organizations, of the mandatory notices required in connection with solicitation of contributions under
“Any person who solicits any employee of a corporation or member or employee of a labor organization for a contribution to a political action committee established or administered by the corporation or labor organization under division (A)(1) of this section shall inform the employee or member at the time of the solicitation that he may refuse to make a contribution without suffering any reprisal.”
“An employer or labor organization that, directly or through another person, solicits an employee of the employer or a member of the labor organization for a contribution to a candidate, campaign committee, political action committee, legislative campaign fund, or political party shall inform the employee or member at the time of the solicitation that making a contribution is voluntary and that a decision of the employee or member to make a contribution or not to make a contribution will not benefit the employee or member or place the employee or member at a disadvantage with respect to his employment by the employer or his membership in the labor organization.”
“Any person who solicits an employee to authorize a deduction from his wages or salary pursuant to division (A) of this section shall inform the employee at the time of the solicitation that he may refuse to authorize a deduction, and that he may at any time revoke his authorization, without suffering any reprisal.”
Thus, the above statutes require any person or labor organization who solicits an employee to authorize a payroll deduction to a PAC or a separate segregated fund, or who solicits political contributions from a member or employee of the labor organization, to inform the solieitee at the time of solicitation that he may refuse to authorize the deduction or make the contribution without fear of reprisal and that deciding to contribute will not benefit the member with respect to his membership.
The trial court determined that these restrictions were content-based, but found that they were narrowly tailored to serve the compelling government interest of preventing corruption by ensuring that the contributions are voluntary.
The trial court properly determined that the above restrictions are content-based regulations of protected speech.
Riley v. Natl. Fedn. of the Blind of N. Carolina
(1988),
Appellees assert that the statutes seek to eliminate coercion and corruption and notes that federal counterparts to Ohio’s statutes exist at Section 441b(b)(3)(C), Title 2, U.S.Code, and Section 114.5(a)(4), Title 11, C.F.R. Section 441b(b)(3)(C), Title 2, U.S.Code, provides that it is unlawful for any person soliciting an employee for a contribution to a separate segregated political fund to fail to inform the employee at the time of the solicitation that he has a right to refuse to contribute without facing reprisal. Section 114.5(a)(4), Title 11, C.F.R., other than applying to solicitations of employees and members of a labor organization, is analogous to Section 441b(b)(3)(C), Title 2, U.S.Code.
There is no question that the asserted interests are significant and serve to protect the constitutional right of a solieitee to make only voluntary contributions. See
Abood v. Detroit Bd. of Edn.
(1977),
The record does not support the need for a measure that compels speech. As long as the solicitation style is not coercive, intimidating, or harmful, this court has no reason to conclude that persons who are solicited will not understand that a voluntary, as opposed to mandatory, contribution has been solicited.
This court finds that the provisions of
Appellants’ seventh assignment of error is sustained.
In their eighth assignment of error, appellants assert that the trial court erred when it did not consider the constitutionality of
The trial court ruled that the issue of whether differing contribution limits result in an equal protection violation was not properly before it because appellants asserted the argument for the first time in their reply brief.
The record establishes that appellants’ third claim for relief in their original and amended complaints for declaratory and injunctive relief challenged the above statutes on grounds of equal protection, free speech and association, and due process. In their brief opposing the preliminary injunction motion, appellees noted that the motion did not address issues regarding the regulation of legislative campaign funds. Appellant UAW’s reply brief to appellees’ opposition brief includes an equal protection argument regarding the contribution limits of
The transcript of the trial on the merits consolidated with the hearing on the preliminary injunction application establishes that appellants argued their equal protection challenge to the above statutes.
Had the only matter before the trial court been the preliminary injunction, the equal protection challenge to the above statutes would not have been properly before the court. However, the trial court was also considering the merits of the complaint for declaratory and injunctive relief. Appellants’ failure to seek a preliminary injunction against the provisions does not affect their request for declaratory relief and a permanent injunction. Appellants challenged the statutes on equal protection grounds in their complaint and at the hearing. Therefore, the constitutional challenge to
In their ninth assignment of error, appellants assert that the trial court erred when it did not decide the constitutional challenge to
“(B)(1) A corporation and a nonprofit corporation may solicit contributions from its stockholders, officers, directors, trustees that are not corporations or labor organizations, and employees.
“(2) A nonprofit corporation also may solicit contributions from:
“(a) Its members that are not corporations or labor organizations;
“(b) Officers, directors, trustees that are not corporations or labor organizations, and employees of any members of the nonprofit corporation.
“(3) A labor organization may solicit contributions from its members, officers, and employees.”
The solicitation restrictions of
Appellants assert that
Appellees note that
Internatl. Assn. of Machinists v. Fed. Election Comm.
(en banc) (D.C.Cir. 1982),
Finding the unequal burden on solicitation that
Appellees have cross-appealed and assert the following assignment of error:
“The trial court erred in ruling that portions of Ohio Revised CodeSection 3517.082(D) violate the First Amendment.”
“Solicitations of contributions [to either a political action committee or a separate segregated fund of a corporation or labor organization] pursuant to division (B) of this section from employees of a corporation or members and employees of a labor organization other than executive and administrative employees of a corporation or officers and executive and administrative employees of a labor organization shall be in writing and shall not be made more than four times during each calendar year.”
The trial court found that appellees had not demonstrated a compelling interest served by requiring solicitations for a labor organization’s PAC to be in writing and made no more than four times per year and held these requirements substantially overbroad and unconstitutional.
The intermediate level of scrutiny does not apply to content-based restrictions.
Turner,
Under exacting scrutiny, appellees must show that the “ ‘regulation is necessary to serve a compelling state interest and that it is narrowly drawn to achieve that end.’ ”
Burson,
Appellees’ assignment of error is overruled.
Appellants’ first assignment of error is sustained as to
The judgment of the trial court is reversed in part and affirmed in part, and this cause is remanded for proceedings consistent with this opinion.
Judgment reversed in part, affirmed in part and cause remanded.
Notes
. Although "includes'' may permit an interpretation that "contribution” as used in