Lead Opinion
Opinion for the Court filed by Circuit Judge D.H. GINSBURG.
Opinion concurring in the judgment filed by Circuit Judge SENTELLE.
The district court ordered the Secretary of State and the Immigration and Naturalization Service to give Soviet and East Bloc aliens seeking asylum in the United States a notice advising them of the offer of the Ukrainian-American Bar Association (UABA) to provide them free legal advice. See Ukrainian-American Bar Ass’n v. Shultz,
I. Background
This case arises from the dramatic attempt by a Ukrainian merchant seaman, Myroslav Medvid, to obtain politiсal asylum in the United States. On the evening of October 24, 1985, Medvid jumped off a Soviet grain ship while it lay at anchor in the Mississippi River near New Orleans. He swam to shore, asked to be taken to the police, and was eventually brought to the local office of the U.S. Border Patrol. An official there telephoned an INS-certified Ukrainian interpreter, who translated a forty-five minute conversation between Med-vid and the authorities. In the course of that conversation, Medvid was given a standard Miranda warning, including the advice that he was entitled to an attorney and that an attorney would be provided for him if he could not afford one. Medvid did not take up the offer of legal assistance.
The agent who interviewed him reported that Medvid “claims that he jumped ship in the United States for political and moral reasons,” but the Border Patrol did not then pursue the possibility that Medvid was entitled to asylum. Instead, it returned him to Soviet custody shortly after the interpreted telephone interview. On October 28, the Coast Guard took Medvid from the Soviet ship to a U.S. Naval Base to be interviewed again. He was apparently returned to his ship the next day.
Also on October 28, Orest Jejna, an attorney and one of the plaintiffs below, learned of this incident from a news report. He contacted the State Department, the Border Patrol, and the INS that day, offering to assist Medvid in seeking political asylum. The Government rejected his offers. Plaintiff Julian Kelas likewise contacted the INS and the State Department and received the same response.
The UABA, Jejna, and Kelas filed this suit on November 1 in order to prevent Medvid’s ship from departing with him aboard. The district court denied that relief and, after a highly expedited appeal, this court affirmed. Ukrainian-American Bar Ass’n, Inc. v. Shultz, No. 85-6062, mem. op. (D.C.Cir. Nov. 5, 1985). The district court has since found that when the ship left U.S. waters on November 9, Medvid had “stated that he did not wish to seek asylum any more.”
Plaintiffs thereafter amended their complaint to allege that it is the Government’s
that the governmental defendants be ordered to notify the plaintiffs each and every time a person from the USSR seeks or appears to be seeking, or when there is a question whether such a person is seeking political asylum in the U.S. and that access to said individual be granted immediately.
The district court acknowledged the plaintiffs’ claimed first amendment right — in essence, a “right to counsel others” — but granted them only part of the relief they sought. It ordered the INS to forward plaintiffs’ offer of legal assistance to each person seeking asylum from a Soviet or East Bloc country, but it did “not require, as plaintiffs originally requested, the government to notify the UABA every time a Ukrainian seeks political asylum here or to provide access without the individual specifically requesting legal assistance.”
II. Jurisdiction
The Government argues that the district court had no jurisdiction to adjudicate the UABA’s claims because: there is no live case or controversy between the parties; the plaintiffs lack standing; and the issue plaintiffs raise is a non-justiciable political question. Alternatively, even if the courts have jurisdictiоn, the Government suggests that we should stay our hand because the case has become too attenuated. We address each of these threshold issues before considering the merits.
A. Mootness
In asserting that no live case or controversy remains, the Government proceeds from a mistaken view of the nature of plaintiffs’ amended complaint and of the district court’s findings. The district court found, on the bases of the Medvid incident and of the affidavit of a State Department official, that it is the Government’s policy to deny lawyers access to an alien in Med-vid’s situation. The Government does not now deny the existence of such a policy; i.e., it does not assert that it would grant plaintiffs the access they request were the same incident to occur today, or if it would not, that the reason would be some different policy than the one of whiсh plaintiffs have complained. Instead, the Government claims that because Medvid is long gone from the United States, there is no longer any subject matter over which to dispute.
That the particular situation that precipitated the constitutional challenge to the Government’s policy is no longer “live” is not determinative, however. See Super Tire Eng’g Co. v. McCorkle,
The Government argues in the alternative that the Medvid case was a fluke. It concedes that INS Operating Instruction 208.8, which establishes a procedure for dealing with “immediate action cases” involving nationals of Soviet and East Bloc countries, was violated in the Medvid case, and it tries to use that concession as evidence that the Medvid facts are unique and therefore an insufficient basis upon which to predicate generic relief. The Government does not claim, however, that plaintiffs would have been granted access to Medvid had the Operating Instruction been followed, much less that they will be granted access to similarly situated individuals in the future. Accordingly, we have no basis upon which to doubt the district court’s finding that it is the Government’s policy to deny lawyers access to a potential asylee from a Soviet or an East Bloc country.
The Government argues that the court should decline to adjudicate the present dispute because it has become too attenuated with time: “The unique incident involving Seaman Medvid has long since past, and the UABA plaintiffs have failed to identify any remotely comparable occurrence.” Under the doctrine of attenuation, a court may indeed, upon prudential grounds, “refuse to entertain a suit which, while ‘not actually moot, is so attenuated that considerations of prudence and comity ... counsel the court to stay its hand, and to withhold relief it has power to grant.’ ” Community for Creative Non-Violence v. Hess (CCNV),
C. Standing
In order to establish his standing to challenge a particular act or policy, a litigant must “ ‘show that he personally has suffered some actual or threatened injury as a result of the putatively illegal conduct of the defendant,’ and that the injury ‘fairly can be traced to the challenged action’ and ‘is likely to be redressed by a favorable decision.’ ” Valley Forge Christian College v. Americans United for Separation of Church and State, Inc.,
Plaintiffs assert that the Government’s failure to provide them access to individuals in Medvid’s situation, which prevents them from counseling such persons regarding their rights — and presumably prevents such persons from engaging plaintiffs to represent them — infringes the plaintiffs’ first amendment rights and hampers their pursuit of their рolitical agenda. The district court found that “the essentially political goal[] that [lies] near the [plaintiffs’] core purpose [is] the beneficial integration of individuals of Ukrainian descent into the American legal and political society.” The Government suggests that in so saying plaintiffs assert only a generalized grievance, not a “concrete harm to them.” We think, however, that their claim alleges a “demonstrable, particularized injury,” see Warth v. Seldin,
By denying plaintiffs the opportunity to communicate their particular message to the uniquely relevant audience, the Government surely causes them a “personal and concrete” injury. Kurtz v. Baker,
Nor is the injury alleged only speculatively traceable to the conduct of the
Thus construed, the injury is both traceable to and redressable by the Government. The elements of traceability and redressa-bility are but variations on a theme of causation: “that the injury was not only caused by the action challenged but can be alleviated by that action’s cessation.” Id. at 799 (opinion of Bork, J.). The UABA was unable to speak to Medvid — the operational aspect of the injury alleged — because the Government would not allow them to contact him whilе in “immediate action” status; if the plaintiffs’ case on the merits requires that the Government grant them access, the court could remedy that alleged injury prospectively. Plaintiffs therefore have standing to bring this challenge.
The problem of causation presented in Gracey was different in kind because the nature of the injury alleged there was different. Where the UABA asserts a constitutional right to contact an immediate action alien in government custody, the Haitian Refugee Center claimed only that the Government’s program of interdicting Haitians on the High Seas violated the statutory rights of the shipboard aliens. Id. at 798. The two cases would be analogous if the HRC had claimed a right (frivolous though the claim might be) to be present on board Coast Guard ships when they intercepted Haitian refugees. The HRC would then have been asserting an injury to itself distinct from the generalized injury that it actually claimed, whiсh was no different from that felt by “any American who would enjoy meeting unidentified aliens of a particular nationality denied entry to the United States.” Id. at 800. In fact, as Judge Bork pointed out, the court in Gra-cey had before it: “a complaint in which a right of association is recited as a basis for standing but no aspect of the interdiction program is alleged to violate the first amendment. A party cannot have standing on the basis of a legal right he does not claim is violated.” Id.
Thus, we see that it was not because the HRC’s organizational purpose was to promote the well-being of Haitian refugees that it lacked standing; rather it was because the only concrete injury it alleged was a diminution in the number of such refugees arriving at its doorstep, and there was simply no indication either that the reduction in the number of aliens entering the United States “would make an appreciable differencе in [the HRC’s] ability to serve the Haitian refugee community,” id. at 818-19 (Buckley, J.), or that “absent the interdiction program, at least one Haitian refugee would agree to be counseled or represented by the HRC and at least one would consent to associate with the individual appellants,” id. at 806-07 (Bork, J.). Or, to restate the matter in Judge Bork’s terms, the Government’s refusal to allow the plaintiffs to contact Medvid when he was in custody, unlike its refusal to.allow into the United States refugees who might eventually have found their way to the HRC, constitutes a “legal prohibition on [the UABA’s] relationship with a third party.” Id. at 801. The injury claimed by the UABA is thus the direct and intended result of, indeed part and parcel of, the Government’s policy of denying all civilians access to an immediate action alien who has not requested counsel, and not “merely an unintended side-effect оf the [immediate action] program.” Id. at 810.
Consider, furthermore, that if an organizational plaintiff could establish its standing to challenge a Government action only by showing that the relief it seeks would further its organizational purpose — as opposed to merely vindicating its rights— then its ability to pursue a first amendment challenge would depend upon its showing that, if it were permitted to speak, others would not only hear but listen to and heed its words. The right to speak protected by the first amendment is not, however, a right to be heeded; it is abridged even when speech that we may think would not
D. Political Question
The Government asks us to find that plaintiffs’ claim presents a political question because the treatment to be afforded “the delicate and sensitive area of how the United States will deal with immediate action cases” is a matter reserved to the political branches. We recognize that in dealing with aliens “the role of the judiciary ... does not extend to imposing procedures that merely displace congressional” — or, we might add, executive — “choices of policy.” Landon v. Plasencia,
That a claim implicates important governmental policies, however, does not necessarily mean that the political question doctrine precludes the judiciary from hearing it. Here, plaintiffs’ claim of a right, grounded in the first amendment, to have certain potential asylees advised of their offer оf services is cognizable because the court is competent to consider the strength of the governmental interests involved. See Flynn v. Shultz,
III. The Merits
The district court held that the Government must “furnish each person seeking asylum who is identified as coming from a Soviеt or East Bloc[ ] country information ... describing UABA’s offer to render free legal services” because such notification is necessary to further the UABA’s political agenda. The district court found the plaintiffs’ right to such governmental assistance in the reasoning of NAACP v. Button,
We see no theory, in Button or elsewhere, by which the Constitution guarantees the plaintiffs governmental assistance in pursuing their political objectives. To be sure, the first amеndment guarantees their right to be free of governmental restraints on “political expression” and that right is violated if the Government affirmatively interferes with constitutionally protected litigation as a form of political expression. Here the Government has done no such thing. It is not surprising, therefore, that the district court did not identify any violation of plaintiffs’ constitutional rights.
The district court apparently rested its grant of relief on the non-sequitur that because the UABA needs access to asylum-seekers in order to represent them, the Government is obligated affirmatively to
From cases concerning a lawyer’s right to advertise for and to solicit clients, see, e.g., Shapero v. Kentucky Bar Ass’n,
Furthermore, the Government does not infringe a third party’s first amendment right to associate with an alien by holding the alien for a period of time during which the third party is unable to contact him. The loss of the right of association while the alien is held incommunicado by the Government is not of constitutional significance; it is but an indirect consequence of the Government’s pursuit of an important task, viz. resolving “immediate action” cases. The ultimate source of plaintiffs’ concern — that upon the alien’s return to Soviet or East Bloc authorities he may be effectively unavailable to them — is an unfortunate consequence of international politics but not an infringement of plaintiffs’ first amendment right of association.
Plaintiffs' assertion that the first amendment guarantees them access to “immediate action” aliens is analogous to a claim that the Government’s interview of a potential defector constitutes a public forum, wherein all persons have a right to express their views. In Perry Education Ass’n v. Perry Local Educators’ Ass’n,
If there were a first amendment right to speak in such a forum, the Government might find it very difficult to get on with the business of governing. To admit everyone who would like to advise the alien, each in accordance with his own view of the good life, and to communicate their offers of assistance would impose a substantial burden upon the Gоvernment. Religious counselors, doctors, political activists, journalists, and a host of others might want to speak with a potential defector in
Plaintiffs wisely do not assert that they have a right to contact Medvid that is somehow derivative of his right to counsel. Medvid was given a Miranda warning, which included the advice that he had the right to an attorney. It is doubtful that the Government was constitutionally obliged to give even that warning, since an alien coming ashore inside the United States is “treated as if stopped at the border,” Shaughnessy v. United States ex rel. Mezei,
Even if Medvid had a right to counsel, the Government would not have to permit a lawyer to speak with him unless he asserted that right. In Moran v. Bur-bine,
The decision of the district court is therefore
Reversed.
Notes
Since the UABA asserts only the constitutional right to contact immediate action detainees, and makes no claim under any statute either on its own behalf or that of any alien, there is no question of prudential standing in this case.
Concurrence Opinion
concurring in the judgment:
While I concur with my colleagues that the District Court erred in granting relief to appellants and that the judgment must be reversed, I cannot join their reasoning. I write separately, not to disagree with the majority’s discussion of the merits of appellant’s claim; but rather, because we should never have reached those merits at all. In my view, appellants lack standing to bring the instant action.
I. Analysis
The claim of the Ukrainian American Bar Association (“UABA”), although expressed in conceptually different terms, is not in any meaningful way distinguishable from the claim asserted in Haitian Refugee Center v. Gracey,
These statements summarize much of my complaint with the majority’s standing analysis. Under the “entry doctrine” analysis, persons in the situation of Medvid have no more entered the United States than the Haitians in Gracey. As the Eleventh Circuit said in Jean v. Nelson,
In Gracey, the Court spoke with three voices, but all agreed or assumed that HRC had properly pleaded the “injury in fact” element necessary for Article III standing. Id. at 800 (opinion of Bork, J.); id. at 817-18 (Buckley, J., concurring) (expressing doubt, but “conceding injury”); id. at 822-23 (Edwards, J., concurring in part). Nonetheless, as the opinions of both Judges Bork and Buckley conclude, HRC lacked Article III standing by reason of its failure to meet the other two Article III requirements — causation and redressability. Though Judges Bork and Buckley differed in their analyses of HRC’s failure, both reached the same conclusion. The present allegations, whether subjected to Judge Bork’s or Judge Buckley’s analysis, no more demonstrate causation and re-dressability than did the allegations of HRC in Gracey.
A. The Bork Analysis
Judge Bork in his Gracey opinion first notes that “ ‘traceability’ and ‘redressability’ ... are closely related,” id. at 801, and that traceability “examines the causal connection between the assertedly unlawful conduct and the alleged injury, whereas [redressability] examines the causal connection between the alleged injury and the judicial relief requested.” Id. (quoting Allen v. Wright,
Bork then conducts a review of such Supreme Court authorities as Warth v. Seldin,
[i]n the absence of a legal prohibition on his relationship with a third party, the litigant may establish article III causation only if the governmental action he complains of has purposеfully interfered with that relationship. Without a purposeful interference ... the litigant would lack article III standing no matter how copious a factual showing of causation he might make.
No decision of the Supreme Court has been found that goes so far as to find article III causation for injury to a litigant’s relationship to a third party in the absence of a statute or executive action aimed at deterring the litigant from participating in the relationship.
Gracey,
When the allegedly denied association “depend[s] upon a prediction about the independent action of a third party not before the court,” id. at 806, the requisite last resort and necessity do not exist. In Gra-cey, Bork concludes that the injuries of the HRC and the capacity of judicial action to redress those injuries depended on such a prediction, that is “whether, absent the interdiction program, at least one Haitian refugee would agree to be counseled or represented by the HRC and at least one would consent to associate with the individual appellants.” Id. In the present ease, the only distinction is that the prediction concerns Ukrainians rather than Haitians, a matter of no legal significance.
Bork further conсludes that when the program under attack “was not designed to interfere with HRC’s counseling of Haitian refugees,” and appellants “were only adventitiously affected by the challenged action ... a court could not recognize appellants’ standing ... ‘without running afoul of [the] structural principle [of separation of powers].’ ” Id. at 807 (quoting Allen v. Wright,
Otherwise put:
Given the complexity and interdependence of our society and governmental policies, it will often be possible to allege with some plausibility that a change in a governmental policy is likely to cause other persons or institutions to modify their behavior in ways beneficial to the plaintiff. If such allegations were routinely accepted as sufficient to confer standing, courts would be thrust into a far larger role of judging governmental policies than is presently the case or seems desirable.
Northwest Airlines v. FAA,
In Gracey, the governmental action was directed toward proteсting the borders against the entry of illegal aliens. In the present case, the governmental action is directed toward the expeditious determination of status in situations calling for “immediate action” with reference to would-be defectors. In neither case is there a purposeful interference with associational rights or a prohibition of protected conduct on the part of the plaintiff. I would therefore conclude, as Judge Bork did in Gra-cey, that the causation requirement for Article III standing has not been met.
B. The Buckley Analysis
In Gracey, Judge Buckley observes (as Judge Bork acknowledges) that the above rationale goes beyond explicit Supreme Court precedent, and he presents “an alternative analysis of the causation requirement ... more readily inferred from Supreme Court precedent.”
Judge Buckley first notes that it was by no means clear that “the Center’s allegations meet the threshold constitutional requirement of standing_”
As Judge Buckley demonstrates in his separate opinion, this view is entirely consistent with the Supreme Court’s teachings. For example, Buckley points out that in Allen v. Wright, black plaintiffs had asserted that the grant of tax exempt status to racially-segregated private schools interfered with the desegregation of public schools, thus denying their children “the advantages of an integrated education.”
II. Conclusion
I,therefore, join the majority’s conclusion that the decision of the District Court must be reversed, but I would do so on the basis that appellants lack standing to bring their complaint to court, rather than the conclusion that appellants have such standing but fail to assert a valid claim for relief.
. I have not attempted to fully replicate Judge Bork's discussion of the separation of powers content of the standing doctrine. For further elucidation the reader, of course, may consult the Gracey opinion.
. All references to the Gracey opinion in this section are to the separate opinion of Judge Buckley, unless otherwise indicated.
. I also question whether UABA has standing in the prudential sense even if Article III standing were present. The fact that UABA has a First Amendment protected interest in offering advice and counsel does not imply that the protection of that amendment extends to UABA’s asserted right to an audience to receive that counsel. Cf. Maher v. Roe,
