*1 594-95, Here judgment directions to reinstate with actions, together parties’ taken with the trial court. intent, indi- the statements letters ERICKSON, J., specially concurs. a final contract had been reached cate that parties believed all essential and that J., DUBOFSKY, participate. does been terms had finalized. See contract ERICKSON, Justice, specially concur- Wheeler, P.2d Co. v. Federal Lumber ring: (Colo.1981). majority opinion. I concur with leased the certifi- Rocky Mountain PUC However, I that the “Letter do not believe conveyance necessity cation of “Modi- Agreement” Intent and and later per The PUC from I.M.A. for month. $500 jury fication and Amendment” created gave emergency temporary approval for be- question on a contract existed whether lease, Rocky began Mountain then Rocky Air- Mountain tween I.M.A. Durango. Denver air between service view, ways. the conduct of both my to renegotiate I.M.A. action also took exchange of the parties subsequent to the landing Durango airport at the and to lease provided evidence create a letters approval agree- obtain shareholder jury’s finding. support jury issue and Rocky Finally, ment Mountain. express specially my view I concur fur- Rocky moved I.M.A.’s office Mountain opinion. II Part of the court’s equipment Rocky niture into Moun- hangar tain in Denver. majority opinion demonstrates Rocky from Mountain to the two letters beyond yet had advanced
I.M.A. forming agree-
negotiation stage in under-
ment. The first letter stated: “It is Agree- of Intent and
stood that this Letter nature, preliminary and that party toward more defini-
each will work agree- the execution of tive statements and UBEROI, S. Mahinder contracts, that ments and resolutions and Plaintiff-Appellant, required the overall to consummate agreement let- purposes this intent ter.” letter also said the contract COLORADO, a State OF UNIVERSITY “contingent upon satisfaction” of five Institution, McInerny, Joe William (see majority opin- major “contingencies” Arai, Roy, Holloway, Gary Rich John ion, 885-886). In view of ex- these Tharp, Defendants-Appellees. ard statements, is clear that the two plicit No. 84SA9. negoti- preliminary part letters not, apart Supreme Court parties and do ation between the En Banc. parties, and conduct action contract. See establish existence Jan. Bernstein, 348 Canning Ellis Co. 24,1986. Rehearing Denied Feb. (D.Colo.1972); F.Supp. 1212 D.A.C. Ura- Benton, nium Co. v.
(D.Colo.1956).
It is basic law evidence contract clarify the intent or
tending explain show parties is admissible to as writing assented to been expression agreement. final of their Fulenwider, Inc., 146 Colo.
Miller L.C.
See also P.2d 785. Uberoi, pro S.
Mahinder se. P.C., Rau, Cooper Kelley, & Gretchen C. Denver, Ayres, Ted D. defendants-ap- pellees.
NEIGHBORS, Justice.
Uberoi,
plaintiff,
appeals
Mahinder
judgment
County
from the
of the Boulder
dismissing
District Court1
the claims for
assault,
slander,
arrest,
battery, false
civil
violations,
negligence,
conspir-
civil
acy,
denial
of due
asserted
University
of Colorado and
employees.2
some
trial
gave
First,
reasons for
three
its decision.
University
because the
and the
Act,
24-10-109,
accept jurisdiction
Immunity
required
1. We
over
mental
C.R.S.
appeal
in this case
13-4-
section
102(l)(b),
6 C.R.S.
because the
challenged
constitutionality
the no-
2. AH of Uberoi’s tort claims are based on com-
tice
under the Colorado Govern-
torts.
mon law
University
at all times material
Regents of the
of Colorado
complaint.
Im-
covered
the Colorado Governmental
(Act),3
give
munity
Uberoi’s failure to
Act
arose out
events which
barred
required
the notice
under the Act
date,
May
1982. On
occurred
Second, since the word
his tort claims.
went to the office of the defendant
does
“persons” in 42 U.S.C.
Mclnerny
on the
of Col-
William
*3
con-
or override traditional
include states
Boulder,
campus
requested
orado
at
and
sovereign immunity,
cepts of state
which he claimed were obtainable
records
event,
and,
provides no relief
Open
Act.5
under the
Records
Colorado
proscribed
plain-
eleventh amendment
sought
plaintiff
The records the
were those
Third,
university.
against
tiffs
claims
to
pertaining
the Joint Institute for Labo-
complaint alleges
because Uberoi’s
ratory
Physics. Mclnerny
Astro
his
and
torts,
for
it does
claims
common law
give
atten-
staff did
Uberoi immediate
relief
42 U.S.C.
state a claim for
minutes,
After
tion.
about fifteen
Uberoi
1983.
long
how
would
before he
asked
take
dismissal
request-
We affirm the trial court’s
receive
would
the records
had
of his
during
the tort claims and the dismissal
A
ed.
confrontation ensued
names,
defendants
alleges Mclnerny
1983 claim
him
U.S.C.
Uberoi
called
him,
due
deprived
right
against
him of
negligently
his
an
door
and
slammed
office
pushed
the fourteenth amend-
repeatedly
University
law under
him.
of Colo-
(1)
Roy
that:
The eleventh
and
Department
ment. We hold
rado Police
Officers
(2)
case;
inapplicable
to this
amendment
Arai were summoned and arrested Uberoi
person
probable
grabbed
is a
under U.S.C.
without
cause. Arai
1983;
(3)
claims
warning.
and
certain Uberoi's
Uberoi informed
Uberoi without
complaint adequately state
professor
in his
Arai that he was a
at the univer-
Therefore,
sity
visiting
claims
Mclner-
and
his
dismissing
order
those
ny’s
kept
we reverse the
office
Arai
Uberoi
was lawful.
directions.
custody
any purpose
probable
claims and remand with
without
approximately
one-half hour.
cause
I.
that, while the inci-
Uberoi later learned
us to
the trial
This case is before
review
Roy
Mclnerny
progress,
was in
and
dent
judgment granting the defendants’
court’s
de-
telephone conversations with the
had
C.R.
motion to
dismiss
Holloway,
attorney for the
John
an
fendant
Therefore,
appropriate
we deem it
C.P.
conversations,
university. During these
allegations
summarize Uberoi’s factual
conspired
keep
Uberoi
these defendants
com-
legal
in his
and
theories contained
probable
and to ob-
confined without
cause
plaint.4
prejudicial to
from
tain statements
Uberoi
Roy,
allegations Mclnemy’s
The defendants
plaintiff’s
staff.
We first outline the
Arai,
Holloway conspired,
Mclnerny,
fact.
a resident of the State
Uberoi is
cause,
maliciously
probable
Each
and without
States citizen.
Colorado and a United
18-9-109,
agent,
violating section
cite Uberoi for
defendants is an
individual
interference with
officer,
University of C.R.S.
intentional
employee
in his
On information and
being
activities.
each
sued
Colorado and
belief,
acting
that the defendants
agent
as
Uberoi claims
capacity
individual
an
Tharp,
at-
Holloway
Richard
another
scope
duties on behalf
within
Arnold,
-118,
E.g.,
(1982
pleaded are true.
Bell v.
& 1985
the facts
10 C.R.S.
§§
24-10-102
(1971);
&
Colo.
P.2d 545
Denver
Supp.).
Wood, Colo.App.
R.G.W.R.R. v.
ruling
fail-
a motion to dismiss for
4. When
claim,
appellate
ure to
both
trial
-206,
(1982
light
10 C.R.S.
& 1985
24-72-201 to
5.§§
courts must construe
Supp.).
assuming
plaintiff by
to the
most favorable
torney
university,
engaged
complaint
for the
in a
“are
second
with the district court
continuing conspiracy
to frame into un-
time,
and, this
served the defendants.
plaintiffs
lawful
requests
acts
lawful
raises
ap-
number of issues on
inspection
records.”
However,
peal.
the resolution of the fol-
Uberoi’s
issue
sets
here
lowing
principal
disposes
four
issues
of all
forth eleven claims for relief.
In his first
arguments:
(1)
pertinent
Whether the
claim,
Mclnerny
Uberoi states that
slan-
Act,
Immunity
Governmental
dered him. His second claim is
-118,
(1982
24-10-101 to
10 C.R.S.
&
§§
Mclnerny
pleads
the tort of assault.
applies
Supp.),
University
claim,
against Mclnerny,
third
al-
Colorado; whether the eleventh amend-
leges
battery.
tort of
his fourth
bars
bringing
suit
claim, Uberoi asserts that Arai assaulted
of Colorado under
him. The fifth claim
the tort of
1983; (3)
42 U.S.C.
Universi-
battery against Arai. Officers
Arai
*4
ty of
is
“person”
under 42
Roy
charged
with false arrest in Uber-
1983;
(4)
U.S.C.
and
whether the
oi’s
§
sixth claim. The seventh
claim
sufficiently pleaded
alleges
deprived
relief
the
a claim for relief
that
defendants
rights, privileges,
Uberoi of his
and immu- 42
1983 to
U.S.C.
withstand the defend-
§
first, fourth,
him by
nities secured to
the
ants’ motion to dismiss for failure to state
tenth,
fifth, ninth,
and fourteenth amend-
upon
may
granted.
claim
which relief
Constitution,
ments to the
States
United
Colorado,
of the
Constitution
State of
II.
and 42
eighth
U.S.C.
The
claim
generally alleges
that the
was
Uberoi contends that
Govern
negligent
selecting, appointing, training,
in
Immunity
apply
mental
Act does not
to the
supervising,
retaining
and/or
the individual
regents.
or
its board of
The
Negligence
defendants.
is
also the basis
argument
his
thrust of
is that
universi
Uberoi’s ninth claim for relief.
claim
That
ty
“public entity”
is not a
within mean
incorporates by reference
claim
the seventh
ing
argument.
Act.
reject
of the
We
Mclnerny
negligent
and
that
was
portion
pertinent
sec-
failing
comply
requirements
with the
tion in the Act states:
Open
Act.
Records
Uberoi also asserts
negligent
state,
that the
when
recognized
defendants
It is further
its
they failed to ascertain that he
was
subdivisions,
political
public
em-
any
activity, negligent
involved in
unlawful
entities, by
ployees
such
virtue
arrested,
in the manner in which he was
provided,
services and
functions
negligent
using inappropriate
force
exercised,
powers
conse-
during
the arrest.
tenth claim
quences
gov-
to the
unlimited
con-
states that
defendants have
process
ernmental
should
liable for
him
spired
deprive
of his constitutional
agents
their
their actions and those of
rights. Finally,
eleventh claim
subject
such an
only to
extent and
relief,
alleges the
con-
Uberoi
defendants’
provided by
such
as are
conditions
deprived
duct
him of due
of law
article.
under the
fourteenth amendment
24-10-102,
(1982) (emphasis
10 C.R.S.
two
United States
The last
Constitution.
added).
“public entity”
The Act
as:
defines
incorporate
claims also
reference
state,
seventh
relief.
county,
county,
claim for
city
incor-
district,
city
town,
spe-
porated
school
complaint
Boul-
Uberoi first filed
district,
improvement
every
oth-
cial
July
He
der District
on
did
Court
district, agency,
instrumentali-
er kind
on
copy
not serve a
ty,
political
subdivision
the state
Approximately
ten
the defendants.
9, 1983,
later, May
organized
to law.
months
Uberoi
482, 484-85,
P.2d
More-
189 Colo.
24-10-103(5), 10 C.R.S.
(1975). Accordingly,
that the uni-
over,
“university”
specifically
we hold
the word
“public
governing
Act:
board are
versity
and its
mentioned
meaning
of the Act.
entities” within
be com-
the state
A
and on behalf of
or settled for
promised
argues that our decision Uber
attorney general, with
the state
University
P.2d 785
oi v.
the affect-
of the head of
the concurrence
(Colo.1984),
holding here
precludes a
board, commis-
agency,
department,
ed
university. We dis
applies to the
the ACt
univer-
institution,
college,
sion,
hospital,
agree.
instrumentality thereof.
sity, or other
before us was
case the issue
24-10-112(1),
(emphasis
10 C.R.S.
Act, not the
Open
Records
added).
Act,
applica-
Immunity
Governmental
established
University
of Colorado
university. While we held that
ble to the
of constitu-
by combination
governed
apply to the
Open Records Act did not
provisions. The uni-
statutory
tional and
that “the act no-
university, we observed
institution of
as a state
versity is created
specifically refers to the
where
by the Colorado Constitu-
higher education
in-
governing bodies of educational
nor to
Const,
VIII,
5(1). Sim-
art.
tion. Colo.
every
general
It is in
sense
stitutions.
re-
the board of
ilarly,
“body politic,”
Here,
As-
law.” Id.
at 788.
the General
university,
is established
gents of the
sembly
included in the Governmental
Const,
IX,
art.
Colo.
the constitution.
Immunity
specific reference to “uni-
Act a
Fraternity
Regents
*5
Sigma
also
Chi
governing “board.”
versity” and to its
University of
(1982).
24-10-112(1), 10 C.R.S.
(D.Colo.1966). The
constitution
governing boards
provides that “[t]he
Next,
argu
address Uberoi’s
we
education,
higher
institutions of
the state
applies
if
Act
to
universi
ment that
by this constitution
established
complied with the notice re
ty,
he
then
supervision
law,
general
have the
by
shall
24-10-109, 10 C.R.S.
quirements of section
the ex-
respective institutions and
their
(1982).
his'position is
conclude that
We
of all funds of
and direction
clusive control
merit.
without
respective insti-
appropriations to their
24-10-109,
(1982), re-
10 C.R.S.
Section
tutions,
provided by law.”
otherwise
unless
suf-
anyone who claims to have
quires that
Const,
5(2).
VIII,
23-
Section
art.
Colo.
public entity or
injury
caused
fered an
(1973
Supp.),
20-111,
con-
C.R.S.
&
acting
scope
within
employees
its
while
supervi-
regents
“general
fers on
employment:
of their
control and di-
sion of the
within one
appropriations
[Fjile
to
a written notice ...
of and
rection of all funds
discovery
general powers
days
to
eighty
after
university....”
hundred
granted
compliance
to the
university are
govern
injury.
Substantial
23-20-112, 9 C.R.S.
regents by
provisions
section
of this section
the notice
with
enact
regents
shall
(1973):
precedent
any
board
to
shall be a condition
“[t]he
universi-
of the
government
provisions
laws for
brought under the
action
statu-
Additionally, various other
ty_”
article,
of substantial
and failure
powers and re-
tory provisions detail
complete
defense
compliance shall be
23-20-101
board.
sponsibilities of the
§§
any such action.
(1973
Supp.). We
-135,
& 1983
C.R.S.
these constitutional
recognized that
have
an
against
the state or
If the claim
dis-
grant “broad
statutory provisions
thereof,
the notice shall be
employee
governing
regents
as a
cretion to the
attorney general.
If the
presented to the
“specific
body
in that
and create
board”
any
public entity
against
other
claim is
operate the uni-
powers”
particular
thereof,
the notice shall
employee
Regents,
an
Students
Associated
versity.
presented
governing body
requirement
notice
of the
rationally
Act
public entity
attorney repre-
or the
legitimate
furthered
state interests. We
senting
public entity.
also held that
of the notice
requirement
“prompt
is to foster
investiga-
Id.
(emphasis added).
argues
fresh;
tion while the evidence is still
repair
original
complaint
July
con-
condition;
any dangerous
quick
and am-
compliance
stitutes substantial
with the no-
claims;
icable settlement of meritorious
requirements.
tice
original
While Uberoi’s
preparation
planning
of fiscal
to meet
complaint contained
many
statutory
Fritz,
any
possible liability.”
Colo.,
requirements,
citing
Antonopoulos,
P.2d at
pro-
with
Boulder District Court. He
187 Colo.
901 Association, High School Athletic 616 Consciousness, Krishna liberally. strued (5th Cir.1980) (while F.2d 152 Jones, 368; associa- Morrison v. 607 F.2d cert, tion agency was neither an of (9th Louisiana denied, Cir.1979), 1269 445 U.S. provided law, nor for under Louisiana 64 L.Ed.2d 237 court person held that was suable as a pertinent portions of Uberoi’s com- 1983); Gay Student under Services plaint dealing with his 1983 claims state: Texas University, A M & F.2d Paragraphs 1 through 49 are in- cert, denied, Cir.), 101 S.Ct. corporated by herein reference. (1980) (state L.Ed.2d 495 51. During all times mentioned in this “person” purposes of this sec- Complaint, all Defendants acted under tion); Michigan Weisbord v. State Univer- pretense law, color and wit, sity, F.Supp. (D.Mich.1980) (state statutes, ordinances, regulations, cus- university, presi- its board of trustees and usages toms and of the State of Colorado “persons” dent meaning within and the a State section); Johnson v. San Jacinto Jr. institution. College, (D.Tex.1980) (Jun- college “person” ior During within the all times mean- mentioned here- section); ing in, Defendants, Aumiller Universi- of this acting while Delaware, ty F.Supp. 1273, deprived color law Plaintiff of (D.Del.1977) (“University ... and liberties could secured to him purposes treated States, person as a of actions the Constitution the United brought 1983].”). including: [§ a) right liberty; V. b) right law; to due Finally, argues the district c) right physical to freedom from when it erred dismissed his abuse, intimidation; coercion and claims upon for failure to state a claim d) right person secure in his granted. which relief can be With ex- seizure; and effects from unreasonable ception of his ninth claim which includes negligent deprivation e) right freedom from unlawful process rights, due agree we with Uberoi’s interference arrest. contention. having engaged 53. The Defendants To state a claim for relief under § described, illegal conduct herein (1) allege only the claimant need that some Plaintiff, injury deprived Plaintiff person deprived complainant right, of a rights, privileges of his and immunities privilege, immunity secured the fed First, Fourth, secured to him constitution; person eral that such Fifth, Ninth, Tenth and Fourteenth acted Parratt under color state law. Amendments to the United States Consti- Taylor, U.S. 101 S.Ct. tution, the Constitution of State Society (1981); International L.Ed.2d 420 Colorado, and 42 U.S.C. 1983. Consciousness, Inc. Krishna v. Colo Exposition rado State Fair & action, As Industrial a sole result of said
Commission,
(Colo.1983).
severely injured
physically
P.2d 368
It
Plaintiff was
complaints
is also well-settled that
and suffered severe mental and emotion-
Rights
disgress,
suffering.
Act are to
pain
Civil
be con-
al
[sic]
*8
Serv.,
(D.Miss.1976);
Gay Rights
Peay
F.Supp.
Gay
Coalition
v. Austin
State
424
1242
Lib.
for
Univ.,
(D.Tenn.1979);
F.Supp.
Missouri,
(1976),
F.Supp.
M77
1267
v.
v.
416
Gross
Univ.
1350
Tennessee,
245,
(8th
F.Supp.
aff'd,
grounds,
Univ.
448
620
rev’d on other
care
inmates
for
tenth,
seventh,
elev
Uberoi’s
Parratt
on officials. The Court overruled
denominated as
enth claims for
1908, 68
Taylor, 101 S.Ct.
and,
in
considered
1983 claims
when
that Par-
(1981), to the
L.Ed.2d 420
extent
allege
complaint,
that
context
by a
ratt holds
negligent
that
conduct
deliberate,
conduct was
defendants’
life,
may “deprive” an
official
individual
and,
amounting
possi
torts
to intentional
liberty,
property
under the fourteenth
—
negligence.
bly,
gross
recklessness
Daniels,
at-,
amendment.
U.S.
Thus,
pa
within the
these
fall
Court, however, did “not
S.Ct. at 666. The
foregoing principles
rameters
possibility
that there are other
rule out
adequately
for relief. How
state claims
provisions
would be vio-
constitutional
ever,
incorporates by
ninth
hold,
Uberoi’s
claim
by mere
care in order
lated
lack of
(seventh
1983 claim
do,
reference his
impli-
as we
that such conduct does
relief)
violations of the
Due
Clause of the Four-
cate the
Process
—
fourth,
amendments,
first,
fifth, and
Daniels,
tenth
U.S. at
teenth Amendment.”
-,
the fourteenth amendment.
lack of due
addition to
gent
process
violation of the
due
clause
B.
amendment,
the fourteenth
claim
be
factor,
dismissed.
As
Daniels
Davidson
second
whether the
clearly
negligent activity
hold that
employees
does
university,
regents
implicate
process
concerns
the due
university
the university
itself
clause of
fourteenth amendment.
“acting
law,”
were
under color of state
we
However, to the extent that
ninth
Uberoi’s
begin by noting that while the university
alleges gross
claim
negligence, reckless- may
sued
be
under
it does not
ness, or intentional
under the due
conduct
necessarily follow that
it is liable under
process
clause
the fourteenth amend-
statute
all of
actions taken
ment; and to the
that his claim
extent
employees. Monell,
In
the Court held
negligence
asserts
under amendments
language
legislative history
the constitution other
the fourteenth
than
compel
the conclusion that Con-
clause,
amendment’s due
claim
gress
government
did not intend a local
may be maintained.
be held liable
conduct
unless
which was
government
cogni-
accord with official
urges
to take
us
particular
zance of the fact that
was
caused
In
Uberoi’s lawsuit
constitutional tort.
attempt
municipality
as a result
to enforce
the Court
concluded
mistakenly
what he
law-
believed to be his
cannot
held
solely
liable
because
em-
right
inspect
ful
ac-
“public
records on
Monell,
ploys a tortfeasor.
436 U.S. at
pur-
counts entitled JILA administration”
Here, Mclnerny
S.Ct. at
-206,
suant
24-72-201 to
to sections
an
worker.
office
Uberoi bases his
(1973).
C.R.S.
See Uberoi v.
against Mclnerny
on conduct he
However,
leged deprivations
proven
if
“public
ty
entity”
sufficiently
na-
is a
shown to
of a
serious
that,
ture,
Immunity
signifi-
be of
Act and
would
constitutional
Governmental
*10
Slidell,
(5th
City
v.
The existence of a
that caused a
constitution;
the federal
plaintiff’s
that
injury
part
is an essential
person
such
acted under color of state
liability,
Section 1983
so that some fact
Toledo,
law. Gomez v.
indicating the existence of some such
(1980)....
ly, require that other that identification will
incidents of unconstitutional conduct Strauss,
pled. at 768. As 760 F.2d
the court in Strauss points out:
