Tynecki v. Tufts University School of Dental MedicineTynecki v. Tufts University School of Dental Medicine
MEMORANDUM
In February, 1993, defendant Tufts University School of Dental Medicine (the “Dental School”) permanently expelled plaintiff James Tynecki for desecrating a cadaver. Tynecki filed the present action against the Dental School, as well as various faculty members and students
1
, alleging: (1) violation of
Presently before the court is defendants’ motion to dismiss.
Background
In the Fall of 1992, Tynecki began his first year of study at the Dental School. As part of the curriculum, he was enrolled in Dental Gross Anatomy with Dr. Myra Rufo.
On November 17,1992, Dr. Rufo was allegedly informed by one of the students in her class that Tynecki had boasted of desecrating a cadaver in the Gross Anatomy laboratory. After investigating the allegation, Dr. Rufo concluded that Tynecki had desecrated one or more cadavers. Furthermore, Dr. Rufo learned that Tynecki had allegedly approached several witnesses and threatened them if they did not support him.
In a letter dated December 20, 1992, Dr. Rufo informed Dean Johansen of the allegations and communicated the results of her investigation. Based on Tyneeki’s alleged threats, Dean Johansen suspended him from the Dental School pending an informal hearing.
Tynecki appeared for the informal hearing on January 13, 1993. Unable to resolve the matter at this hearing, a formal hearing was scheduled for January 28, 1993. At the formal hearing, the Dental School Ethics Board, comprised of both students and faculty members, heard evidence, determined that Tynecki had in fact desecrated one or more cadavers, and recommended that he be permanently expelled. 2 On February 3, 1993, Dean Johansen reviewed the Ethics Board’s findings, adopted their recommendation, and permanently expelled Tynecki from the Dental School. 3 Dean Johansen subsequently affirmed this recommendation on February 10, 1993, two days after an appeals hearing requested by the plaintiff.
Tynecki filed the present action on March 18, 1993. Shortly thereafter, on April 5, 1993, Associate Dean Stinson learned that Tynecki had allegedly assaulted Peter Cummings near the student dormitory. 4 Based on this incident, Tynecki was permanently banned from Dental School property.
II.
Standard of Review
It is well-settled that a court may not dismiss a plaintiffs complaint for failure to state a claim unless “it appears beyond doubt that the plaintiff can prove no set of facts in support of [his] claim which would entitle [him] to relief.”
Coyne v. City of Somerville,
With these precepts in mind, the court now considers the merits of defendants’ motion to dismiss.
III.
Analysis
A. Violation of 1$ U.S.C. § 1988, the Fourteenth Amendment, and the Massachusetts Constitution
In Counts I, II.and III of the complaint, the plaintiff asserts that his summary
In their motion to dismiss, defendants argue that the plaintiff has failed to allege any facts establishing state action. Although Count I of the complaint does allege that the defendants violated the plaintiffs rights “under color of state law,” Complaint at ¶ 30, the complaint contains no factual support therefore. Moreover, in asserting his claims for violation of the Fourteenth Amendment and the Massachusetts Constitution, the plaintiff neglects to make even this conclusory state action assertion. Complaint at ¶ 32, 34. The complaint, thus, contains no more than an unsubstantiated claim that defendants acted “under color of state law.” Nevertheless, the court will still consider the plaintiffs various legal arguments to determine whether the evidence permits a state action finding in the present case.
In his opposition to the defendants’ motion to dismiss, the plaintiff argues that the private defendants’ conduct involved state action for the following reasons: (1) the Dental School assumed the role of professional regulator, effectively determining that the plaintiff should not be allowed to continue his chosen professional career path; (2) the Dental School denied possession of any physical evidence regarding the alleged incident and failed to file reports purportedly required under government cadaver regulations; (3) the Dental School actively participated in the criminal prosecution of the plaintiffs alleged assault on Peter Cummings; (4) the Dental School permanently banned the plaintiff from Dental School property because of his alleged assault on Peter Cummings; (5) the Dental School is chartered under the laws of Massachusetts, receives direct and indirect
To determine whether the private defendants’ conduct constituted state action under any of the above theories, the court will consider each pursuant to the following three part inquiry:
(1) whether there was a sufficient nexus between the state and the private actor which compelled the private actor to act as it did; (2) whether the private actor has assumed a traditionally public function; and (3) whether there is a sufficient “symbiotic relationship” between the state and the private actor so that the state may be recognized as a joint participant in the challenged activity.
Citizens to End Animal Suffering v. Faneuil Hall,
1. Nexus/State Compulsion
State action is present under the nexus/state compulsion test where “there is a sufficiently close nexus between the State and the challenged action of the regulated entity so that the action of the latter may be fairly treated as that of the State itself.”
Jackson v. Metropolitan Edison Co.,
In the present case, although the plaintiff does allude to alleged state regulatory nexuses with the Dental School — specifically, (1) Massachusetts regulation of the handling and disposal of cadavers, and (2) Dental School participation in “govemmentally regulated projects” — neither appears even remotely connected to the disciplinary process which resulted
in
the plaintiffs expulsion. Rather, TynecM’s punishment reflected the Dental School’s desire to preserve ethical and professional behavior within its purview. There was no act of government “which in fact motivated the private action.”
Gerena v. Puerto Rico Legal Services, Inc.,
2. Public Function
State action is also present when government delegates to the private sector functions that are “traditionally the
exclusive
prerogative of the state.”
Rockwell,
The plaintiff presents four distinct arguments that the defendants’ actions constituted state action pursuant to the above public function test. The court will consider each of these, arguments in turn.
a. Disciplinary Proceedings as Professional Regulation
TynecM first maintains that the Dental School became a state actor when it per
Moreover, the first circuit has recognized that, even at the high school level, education is not a traditionally exclusive public function.
Johnson,
b. Dental School’s Failure to File Reports with State Agencies
The plaintiff next argues that the Dental School acted on behalf of the State when it failed to report the desecration of the cadaver:
[The Dental School] and its officials have premised the actions on an alleged defecation on a cadaver. State regulations in the State of Massachusetts govern the handling and disposal of cadavers. Since [Dental School] officials have denied they had any physical evidence of tampering with a cadaver in their possession and have apparently failed to file necessary reports for the State Agencies involved, they are clearly acting instead of the State in this matter.
Pl.Op. to Defs.Mtn. to Dismiss at 2-3.
First, the court notes that the plaintiff has not identified any regulations requiring the described reporting. Furthermore, even assuming that there are regulations which apply in the present circumstances, the Dental School was not exercising a traditionally exclusive public function by failing to comply with such regulations. Plaintiffs argument appears to be that, because the Dental School failed to meet the alleged State reporting requirements, it effectively created and then abided by its own rules regarding dead bodies, thereby replacing the State’s laws. This analysis, however, is too expansive. If the failure to abide by state regulation could turn a private party into a state actor, the state action requirement would become virtually limitless, failing to “preserve an area of individual freedom by limiting the reach of federal law and federal judicial power.”
Lugar,
c. Dental School’s Participation in Subsequent Criminal Proceeding
The plaintiff further maintains that the Dental School became a state actor by virtue of various Dental School officials’ participation in his criminal assault investigation.
6
This criminal prosecution theory, however, must fail for reasons similar to the plaintiffs argument in part (III)(A)(2)(b) above. If a private citizen could become a state actor merely by participation in the criminal process, an inordinate number of individuals would be encompassed within the scope of the Constitution’s prohibitions. Such an expansion would threaten the sphere of personal autonomy which the state action requirement was designed to protect.
See Edmonson v. Leesville Concrete Co., Inc.,
Moreover, even if the defendants’ involvement in the criminal prosecution did somehow rise to the level of state action, the criminal prosecution did not concern the pri- or disciplinary hearing which is the subject of the present action. The defendants’ involvement in this prosecution is therefore inapposite. The plaintiffs claimed deprivation was the result of the Dental School’s disciplinary proceedings and not related to the later criminal assault charges. 7
d. Dental School’s Permanent Exclusion of Tynecki from School Property
Lastly, the plaintiff argues that, pursuant to the district court’s holding in
Citizens to End Animal Suffering v. Faneuil Hall,
In the present case, however, the Dental School is not excluding Tynecki from a public way. Rather, the Dental School is exercising the traditionally private function of regulating access to private property. Accordingly, its conduct cannot be construed as state action under the public function test.
3. Symbiotic Relationship
The final state action inquiry is the symbiotic relationship test. Pursuant to this test, the actions of a private party constitute state action “where the State ‘has so far insinuated itself into a position of interdependence with [the private party] that it must be recognized as a joint participant in the challenged activity.’ ”
Citizens to End Animal Suffering,
The plaintiff makes two arguments for state action herein. First, he maintains that the Dental School is a state actor because of various financial and regulatory connections between the Dental School and the State.
8
The Supreme Court, however, has consistently held that extensive regulation and financial aid, without more, is not sufficient to elevate defendants’ conduct to the level of state action.
See Rendell-Baker v. Kohn,
Second, the plaintiff maintains that the State derives economic benefit from the Dental School, as well as its students and faculty, many of whom are registered voters and tax payers. But, the mere fact that private parties bring revenue to the State, are tax payers and are registered voters does not create the necessary symbiotic relationship. If it did, then every large employer would become a state actor. Rather, the crucial inquiry is “whether the state profited from the [challenged] activity.”
Ponce,
B. Intentional Infliction of Emotional Distress
Count III of the plaintiffs complaint asserts intentional infliction of emotional distress. In order to state a claim for intentional infliction of emotional distress, the plaintiff must allege the following four elements:
(1) that the actor intended to inflict emotional distress or that he knew or should have known that emotional distress was the likely result of his conduct; (2) that the conduct was “extreme and outrageous,” was “beyond all possible bounds of decency” and was “utterly intolerable in a civilized community”; (3) that the actions of the defendant were the cause of plaintiffs distress; and (4) that the emotional distress sustained by the plaintiff was “severe” and of a nature “that no reasonable man could be expected to endure it.”
Agis v. Howard Johnson Co.,
In his complaint, the plaintiff does allege that, “despite investigation performed both before and after the suspension of the Plaintiff, which investigation cast considerable doubt upon the guilt of the Plaintiff, [the Dental School] continued to suspend the Plaintiff, based upon the barest and most unsubstantiated of allegations.” Complaint at ¶ 18. Accepting this allegation as true for purposes of this motion, the court believes that such conduct could be construed as “extreme and outrageous” in satisfaction of the plaintiffs prima-facie case, v
Nonetheless, plaintiffs claim for intentional infliction of emotional distress still must fail. In particular, as pointed out by the defendants, the plaintiffs complaint does not present any factual allegations of emotional distress resulting from the challenged conduct. Instead, the plaintiff simply states that “the Defendants have intentionally inflicted emotional distress upon Plaintiff by instituting a disciplinary proceeding without legal basis, knowing full well that the initiation of such action would cause extreme emotional distress and embarrassment to the Plaintiff.” . Complaint at ¶ 36. Such an unsupported assertion is not enough for this court to conclude that the plaintiff may have suffered severe emotional distress as a result of the defendants’ actions.
C. Slander
The plaintiffs fifth count is for slander. He asserts that the defendants knowingly published false material related to his professional character, thereby discrediting him in a “considerable and respectable class of the community.”
See
37 Nolan and Sartorio, Massachusetts Practice, Tort Law § 188
et seq.
(1989). The defendants, maintain, however, that their communications were protected by a conditional privilege. This conditional privilege allegedly permitted them to
Massachusetts does grant a conditional privilege to “communications between those having a common interest in the substance of the communications” where the communication is of a kind “reasonably calculated” to protect and further such common interest.
Johnson v. Educational Testing Service,
Although the Massachusetts courts have not yet addressed the issue of defamation in a student disciplinary procedure, the Supreme Judicial court has held, in the employer-employee context, that “[a]n employer has a conditional privilege to disclose defamatory information concerning an employee when the publication is reasonably necessary to serve the employer’s legitimate interest in the fitness of an employee to perform his or her job.”
McCone v. New England Tel. and Tel. Co.,
In the present case, the communications concerning Tynecki’s alleged desecration of the cadaver fall within the conditional privilege. The Dental School Guide to Ethical Practices and Professional Conduct, which governs both students and faculty members 10 , seeks to preserve the Dental School’s ideals of “honesty,” “integrity,” “ethical practices,” “professional conduct,” and “good moral character.” Dental School Guide to Ethical Practices and Professional Conduct, Introduction and Ethical Practices And Professional Conduct. Maintenance of these values impacts on both the students and faculty and is necessary to promote a “community of scholars interested in the search for, and the understanding of truth.” Dental School Guide to Ethical Practices and Professional Conduct, Introduction.
By discussing the charges against Tynecki, the defendants promoted their “common interest” in the Dental School’s reputation for integrity, morality and professionalism. The communications were therefore conditionally privileged. And, because the plaintiff has failed to make any allegations that the defendants, other than defendant Rufo, abused their privilege by publishing the allegedly defamatory material either recklessly, excessively or with actual malice, plaintiffs defamation claim must be dismissed.
Plaintiff does allege, however, that “[statements made by Defendant Myra Rufo, were made in bad faith, were knowingly false, were made with intent of impugning and destroying Plaintiffs reputation, and were made with the intent of prejudicing witnesses and others from assisting Plaintiff in his defense of himself.” Complaint at ¶ 28. The court reads this statement as an allegation of actual malice, “ ‘an intent to do an act which goes beyond, or lies outside the purpose of the privilege.’ ”
Catrone,
IV.
Conclusion
For the foregoing reasons, defendants’ motion to dismiss is hereby ALLOWED as to all counts, except as to the count of defamation against Myra Rufo.
Notes
. Dean Erling Johansen; Dr. Edmund Cataldo; Dr. David Russell; Dr. Myra Rufo; Lan-Dai Huang; and Myung Kim.
. The Dental School Ethics Board also found (1) that Tynecki had coerced students concerning their provision of information about the desecration of the cadaver, (2) that there was insufficient evidence that Tynecki threatened students concerning their provision of information about the desecration of the cadaver, and (3) that there was insufficient evidence that Tynecki violated the conditions of his suspension.
. Dean Johansen found (1) that evidence supported the Board’s finding that Tynecki desecrated a cadaver in the Gross Anatomy laboratory, but (2) that there was not convincing evidence that Tynecki had coerced students concerning their provision of information about desecration of the cadaver.
. Peter Cummings is one of the Dental School students that had testified before the Dental School Ethics Board.
. The Supreme Court has long held that the United States Constitution applies only to actions by governments and their employees.
See Rendell-Baker v. Kohn,
The Supreme Court has since discussed the relationship between the state action requirement of the Fourteenth Amendment and the “under color of state law” pursuant to
Accordingly, the state action requirement under both the Massachusetts and Federal Constitutions and the "under color of state law" requirement of
. Tynecki’s alleged criminal assault on fellow student Peter Cummings.
. Tynecki’s reliance on
Edmonson v. Leesville Concrete Co.,
. In particular, the Dental School is chartered under the laws of Massachusetts, receives direct and indirect federal financial assistance, is involved in numerous government research projects, and participates in various govemmentally regulated activities.
. Defendants also argue that the plaintiff's complaint fails to malte any allegation of "physical harm manifested by objective symptomatology.” Pl.Mtn. to Dismiss at 10. They maintain that such an allegation is required to support a claim for emotional distress. The physical harm requirement, however, applies only to claims for negligent, and not intentional, infliction of emotional distress.
See Agis,
. “Students and faculty of [the Dental School] have formulated the following guide to ethical practices and professional conduct and it is expected that all will adhere to it and be guided by it.” Dental School Guide to Ethical Practices and Professional Conduct, Ethical Practices And Professional Conduct. “Students, faculty members, and members of the administration are expected to report violations of ethical standards and professional conduct.” Dental School Guide to Ethical Practices and Professional Conduct, Procedures For Filing Charges.