243 F. 373 | 6th Cir. | 1917
This was a suit for infringement of a patent. The subject of the patent, No. 736,037, was devised by Simon Volz and, in virtue of direct and mesne assignments, the patent was granted to the appellant August 11, 1903, The device is entitled in the letters patent a “bottle-soaking machine.” The pleadings in terms embrace the issues of validity and infringement as to all the claims; but the charge of infringement was limited at the trial to claims 2, 4, 7, IS, and 21. The decree adjudged these claims void “for
At the date of the patent in suit patented bottle-soaking machines were in general use, chiefly in beer-bottling plants, though also in plants used for bottling other liquids, such as mineral waters, ginger ale, and the like. These machines, including the one in suit, were designed through mechanical means to cleanse both the inside and outside of previously used bottles by conveying them into and through tanks containing, for instance, a caustic soda solution, and thence to a rinsing-tank into which the bottles were in most cases automatically discharged, thus fitting them for reuse. The machines alluded1 to differ of course in mechanism, but they were all designed to accomplish the same result. References to some of these prior patents are given in the margin.
“Heretofore the tanks of bottle-soaking machines have been arranged in a horizontal position upon the floor, and the large size required for their purposes has consumed considerable floor-space, the head room or space above the tank not being of course utilized. Again, the bottles arrive in the works or establishment at the lower floor, and the same are required for bottling on an upper floor, more generally the next or second floor, the bottle-cleansing occurring on either the lower floor or the next floor. However, in either case several handlings of the bottles are required, entailing considerable labor and expense. My machine is designed to obviate the above-stated objections, and to this end the tank is arranged vertically and extends from floor to floor, thereby consuming a minimum amount of floor-space and utilizing the head room, and, further, the construction is such that the bottles may be - fed at the lower floor, then carried through the tank and cleansed, and eventually discharged or delivered automatically at the upper floor where required for use. The arrangement is also such that the bottles may, if desired, be fed to the machine at the upper floor.”
Other differences are pointed out and relied on by counsel to distinguish the Volz construction from the earlier machines referred to. These differences may be readily seen in Loew Supply & Mfg. Co. v.
“There is room for such an adapter to have only a specific patent for his particular form of adaptation, and ho is not privileged to exclude others from gleaning In the same general field. * * * The claims In suit, if construed generically, would he void; limited to the specific form of adaptation, we do not find them infringed.”
In the instant case advantages other than those already mentioned are claimed in respect of the Volz machine. Bor example, it is insisted as to his upright tank: The cleansing solution is kept clearer, more evenly heated, more active, and consequently more effective, in the vertical than in the horizontal tank; the chains carrying the bottle-racks are more easily balanced and less liable to drag, and hence more economically operated, in the vertical than in the horizontal type. As to Volz’s bottle-racks: They are rectangular in form and composed of metal, two of their opposed sides comprising open frame-work, the other two sides being of slieet-metal containing circular openings which on one side are suitable in size to receive the bodies of the bottles and on the opposite side to receive the necks of the bottles; each rack is provided at its central transverse axis with fastening lugs for securing it in position between the two endless conveyer-chains, and is also disposed at an oblique angle to the plane of the chains; thus the racks are in succession presented in a downwardly inclined position to the operator at the feeding point; the bottles with the necks thrust through the racks are held by gravity in their upward movement on the outside of the tank until they pass sprocket-wheels when the oblique position of the bottles is reversed, and they are held in place in their downward passage into the tank by contact between their bottoms and a guard suitably disposed; this movement is continued thence until sprocket-wheels US are passed, when the bottles are carried upwardly again (in the same positon as in their first upward movement) to sprocket-wheels 16 and thence downwardly .again with their bottoms in contact with a guard until they are automatically discharged into the rinsing-tank. See Fig. 1 of Volz patent drawings, 138 Fed. at 887, 71 C. C. A. 266. The relation of this general description of the Volz device to the claims of the patent is sufficiently illustrated by reference, for example, to claims 2 and 15, copied in the margin.
It is to be observed, however, that the idea of a vertical instead of a horizontal tank in which to cleanse bottles did not originate with Volz. The Dumke patent, No. 530/583, of December 11,1894, was for a bottle-washing machine comprising a vertical tank; and, although the general appearance of the machine differs from that of the Volz machine, the essential operating features of the machines are very much alike. For instance, their sprocket-wheels and endless chains are similarly disposed; mechanical equivalency is found in the transversely adjusted bottle-boxes of the Dumke machine and the transversely secured bottle-racks of the Volz machine. True, the means of holding the bottles in .place in the two devices differ, yet in both the bottles are held in a position oblique to the plane of the chains, and are conveyed similarly through the tank and thereafter automatically discharged. True, also, Dumke provided for feeding and discharging the bottles on the same floor, feeding on one side and discharging on the opposite side of the machine; but it is apparent from the drawings that the bottles might have been discharged as readily at an upper floor as upon the same floor; indeed, the specification distinctly contemplated by way of illustration á distance of 15 feet between the centers of the upper and lower sprocket-wheels; and any necessity for use of the cleansed bottles on an upper floor would seem to have been plainly suggestive of such a change in place of delivery. We observe, further, that the Dumke machine is called a “bottle-washer,” and the use of water alone in the tank is mentioned in the specification, but the machine is to be so gauged in its operation as to submerge the bottles for a long period of time and so as to insure “a very thorough cleansing”; and, whatever may be said of any difference in cleansing qualities of the two machines, this can only be a matter of degree. The patent of Warning, No. 663,142, December 4, 1900, a “machine for cleaning lye from the exterior of lye-containing cans,” shows a vertical tank having sprocket-wheels above its top and sprocket-wheels within and near the bottom of
Now, when the state of the art thus far commented on is considered, it is clear that at the time Mr. Volz designed his machine there was but slight room for material advancement; certainly if his device was not in reality anticipated, the elements of his claims, as well as the result .he achieved were old; and his combination was so nearly in identity with the prior art as to admit at most of only a restricted construction of the claims in issue. We say this in full recognition of the rule that invention may consist in combining old elements so as to produce either a new and beneficial result or an old result in a new and substantially better way. Proudfit Loose-Leaf Co. v. Kalamazoo Loose-Leaf B. Co., 230 Fed. 120, 127, 144 C. C. A. 418 (C. C. A. 6), and citations. Before passing upon the question of patentability, however, we shall have,to consider an unpatented machine which is claimed to be a complete anticipation of the patent in suit. This machine comprises a tank divided into four compartments which are in part vertical and in part oblique, but all greater in height than width; a bottle conveyer composed of two-parallel endless chains with bottle receptacles or racks disposed between and with their ends bolted to the chains, such receptacles having a series of openings on one side with a series of openings in registry therewith on the opposite side and so forming pockets into which the bottles are inserted with their necks protruding. The chains in their travel around the outer sides and bottom of the tank are suitably
Rudolph Gull, who had been a chemist of the Anheuser-Busch Brewing Association from 1893, testified in relation to the anticipating machine. He had much to do with its origin and installment. He said there were eight bottle-soaking or washing machines in use at the Anheuser-Busch brewery, and that the first one was “put in operation” in February or March, 1902. This is the machine that is claimed to anticipate the one in suit and has already been sufficiently described. The witness gave the name and address of the builder of the machine and, against objection, presented a blueprint bearing date February 24, 1902, and purporting to show in diagram the form and operating parts of a machine which is like the one before described as the claimed anticipating machine. He testified that he was present while the machine was in course of erection at the Anheuser-Busch brewery, that he had seen the machine in successful operation, and that the blueprint correctly described it. There are other features of his testimony which tend to show his familiarity with the conception of the machine; he took part in designing it, and during the progress of its construction he was often at the place of business of the company (BarryWeluniller Machinery Company) that built it; he was not contradicted
“The machine illustrated by the blueprint Is in the bottle wash bouse of tbe Anbeuser-Buscb Brewing Association on lltb and Pestalozzi streets, where it has been ever since it was first erected. No material changes have been made in it since that time. The machine was almost erected at the time the blueprint is dated. I got the blueprint from the Barry-Wehmiller Machinery Company, and I know that drawings of the device shown in the blueprint were m'ade prior to the drawings from which this blueprint is made. There had been some drawings made of the device shown in the blueprint, prior to the drawings from which this blueprint was made.
“I couldn’t say positive at what time the idea of the machine on the blueprint was first conceived. It was a matter of working together of the patentees, some time in the year 1901. We came to the first idea about building a machine of this character and I recollect that we were working out the plans for the construction of a soaking tank of that kind, at the end of September or the beginning of October, 1901.”
This witness further testified that the tank of the machine was delivered in the “second part of January, 1902,” and that the machine was “put in operation the second part of February or the first of March, 1902.” The witness produced the account of the builder of the machine for its cost, which is dated March 31, 1902, and bears the indorsement of an order dated May 29, 1902, signed by Mr. Busch, of the Anheuser-Busch Company, directing payment of part of the bill. The witness testified that the signature and date were in the handwriting of A. A. Busch, and also that the bill was rendered for the completed machine, and so enabled him to fix the time when the machine was put in operation as in Febrúary or March, 1902. Mr. Tolkacz, president of the Missouri Boiler & Sheet Iron Works, testified that his company constructed the tank of the machine for the Barry-Wehmiller Company in the months of December, 1901, and January, 1902, and delivered it to the Anheuser-Busch brewery prior to January 20, 1902. He fixed the time of delivery by reference to his’ company’s daybook containing the charge for the tank, January 24, 1902. He identified the machine by stating that the blueprint before mentioned—■
'“is a duplicate of a blueprint or possibly tbe original, which we used in the construction of the first soaking tank built by us for the Barry-Wehmiller Machine Company and delivered to the Anheuser-Busch Brewing Association’s old washhouse—I think it is No. 1.”
Mr. Jenne, who had been the millwright for the Anheuser-Busch Company for 25 years, also fixed the time of installing the machine as in February and March, 1902, stating that the Barry-Wehmiller Company had the contract for “the whole thing,” and that Tolkacz built the tank for that company; and, as respects the blueprint in question, he said: “This is the blueprint of the machine that I am testifying about.” Mr. Baird, one of defendant’s counsel, testified that he and Mr. Loew visited the Anheuser-Busch brewery in the early part
In our consideration of the evidence offered in this behalf we meet with serious difficulty concerning both matters which the plaintiff was thus bound to make plain. In the first place, if the testimony be accepted as to Volz’s disclosures in the spring and fall of 1901, his idea was to produce a two-story bottle-soaking machine which would receive the bottles at a lower floor and discharge them upon an upper one. He had since 1887 been engaged in a brewery at Milwaukee and in such capacities as to become familiar with its machinery and bottling department; and, notwithstanding his own experience and the existence of such patents as those of Dumke and Dodge and the circulation before considered of printed publications and diagrams in the summer of 1901 showing a bottle-soaking machine that was designed so to receive, elevate, and discharge bottles, Volz could only in a meager and tentative way describe the structure he claims to have conceived in the spring of 1901; and while there is testimony to the effect that in the fall of that year he showed to others several pencil sketches, of parts of a two-story machine, yet it is not pretended that any of the sketches were in any sense complete; and none of them was regarded as of sufficient importance to preserve. Further, although Volz’s sketch of February 1, 1902, shows, as plaintiff’s counsel state, “a tank somewhat inclined, and having an endless carrier traversing the interior of the tank and running around the outside thereof with bottle-pockets of the type used in the old Loew machine,” still when the main figure and certain smaller ones shown in the sketch are compared with the evidence as to Volz’s ultimate conception, the sketch would seem to have been nothing more than a paper experiment; it was not adhered to; and it is noteworthy that while the sketch purports to bear the signatures of Volz and two witnesses, these witnesses were not called to testify, nor were their signatures proved except by Volz. The effect of this omission is not materially modified. True, Volz testified that when he explained "his invention to the draftsman for the purpose of having drawings prepared to accompany his first application for a patent, he showed the sketch to the draftsman, who testified that it was “presented by the inventor to me; this sketch
We thus come to the question whether these earlier disclosures are such as to indicate a coneeptive relation between them and the patent in suit. If so, it cannot be said that there was an intent to abandon the April application. The reason stated for not prosecuting the application is that it was decided to change to a vertical tank. This would scarcely signify a purpose to abandon any features of the old application which, in point of equivalency, were traceable into the new one. The effect would be to show rather that both were designed, at least so far as they disclosed features in common, to constitute one continuous application within the true intent of the patent law. Godfrey v. Eames, 68 U. S. 317, 325, 326, 17 L. Ed. 684; Smith v. Goodyear Dental Vulcanite Co., 93 U. S. 486, 500, 23 L. Ed. 952; Corrington v. Westinghouse Air Brake Co., 178 Fed. 711, 713, 103 C. C. A. 479 (C. C. A. 2); Victor Talking Machine Co. v. Duplex Phonograph Co. (C. C.) 177 Fed. 248, 253, per Judge Knappen; this is not a case of rejection of application by the Patent Office and acquiescence therein within the meaning of section 4894, Rev. Stat., as amended by Act March 3, 1897, c. 391, § 4, 29 Stat. 693 (Comp. St. 1916, § 9438), and so the case is distinguishable from cases like Hayes-Young Tie Plate Co. v. St. Louis Transit Co., 137 Fed. 80, 83, 70 C. C. A. 1 (C. C. A. 8); but so far as any material addition to or variance from the first application may be found in the second one, such addition or variance cannot be sustained on the first application. Railway Co. v. Sayles, 97 U. S. 554, 563, 24 L. Ed. 1053. In considering the question of identity between the two applications, we may for the moment lay to one
We have further to consider the Volz sketch, bearing date February 1, 1902. The principal disclosure of the sketch shows sufficient correspondence with the first application to signify conceptive relation; but we cannot regard the evidence adduced to sustain the date appearing on the sketch as fairly sanctioned by the standard of proofs which the prevailing rule of judicial decision exacts. The effect of this is to leave in doubt the time, prior to the date of execution of his first application, when Volz can be safely said to have possessed a definite conception. True, an account is shown between Volz and his solicitor, which contains a charge and partial payments in cash beginning March 3, 1902, and ending April 2d following, for fees in respect of the first, application. This account, however, does not solve the question of date, for the habit of the solicitor was to require of a new client, as Volz was, payment of fees in advance, and the draftsman before alluded to testified that there was “about eight hours’ work on the drawings.” In view of this uncertainty we do not feel justified in ascribing to Volz a definite conception as of a date prior to the execution o-f his first application, April 2, 1902.
It must follow, as before intimated, that the patent in suit should in respect of claims 2, 4, 15, and 21 be regarded as having been conceived and reduced at least to constructive practice as early as the date of execution of the first application, April 2, 1902; but that as to claim 7, the date of conception and constructive reduction to practice is to be treated as of the time of filing the second application, July 22, 1902. It need not be stated that the proximity in time between the putting into operation of the anticipating machine above considered and the Volz conception is calculated to give a court much concern touching the liability to error in either of the conclusions reached. There are other considerations here, however, which lead to a wider difference in point of priority. If it were assumed that the Volz sketch could safely be given an earlier date, even the date it bears, this would not aid the plaintiff; for the evidence concerning the origin of the anticipating machine seems to us indubitably to.show that it was in course of construction as early as December, 1901. It hardly is conceivable that a definite conception and plan of the machine did not precede the commencement of its construction; in truth the evidence shows this, if evidence is necessary to establish such a fact. This must settle the question of priority, since it is not claimed, and it could not well be, that there was any lack of diligence in completing the machine after its construction was once begun.
“No sound reason has been ádvanced why the doctrine of diligence should not apply to a patentee as well as to an inventor who has not secured a patent. On the other hand, any such distinction in favor of patentees is not in harmony with the patent laws.”
Again, when speaking of Mr. Justice Story’s opinion in Reed v. Cutter, Judge Colt said (166 Fed. 302, 92 C. C. A. 220):
“According to Reed v. Cutter [Fed. Cas. No. 11,645], * * * section 15 of the act of 1836 (containing in substance pars. 2 and 4, section 4920) secures to the first-inventor the prior right, provided he uses reasonable diligence in adapting and perfecting his invention, and this rule applies to all inventors, whether patentees or otherwise.”
No. 647,082, Goetz, April 10, 1900—“bottle-washing machine”; No. 676,920, Schreiber, June 25, 1901—“bottle-cleaning machine”; No. 687,655, Scheid, November 26, 1901—“bottle washing and sterilizing apparatus”; No. 688,740, Kissel and Parsons, December 10, 1901—“bottle washing and sterilizing machine” ; No. 690,563, Cobb, January 7, 1902—“bottle-washing machine”; No. 694,371, Goetz, March 4, 1902—“bottle-cleaning machine.”
“2. A bottle-soaking machine comprising a vertical tank, rolling supports arranged above two opposite sides of the tank, a rolling support arranged within the tank, an endless bottle conveyer traveling over said supports and around two opposite sides and bottom of the tank, and a rinsing-tank located in close proximity to one of the rolling supports which are situated above the
“15. A bottle-soaking machine comprising a tank, an endless conveyer arranged-to travel therein, a series of bottle-racks operatively connected with the conveyer and arranged transversely and obliquely to the plane or line of travel of the conveyer, a guide arranged within the tank adjacent the line of travel, of the conveyer to prevent the bottle from! falling out of their racks, each rack consisting of a frame having on its inner or rear side a series of openings larger than the necks of the bottles and through which such bottle-necks pass and project.”
This device may he better understood by reference to patent No-. 736,209 to Busch, Gull, and Barry, August 11, 1903, the date of issue also of the patent in suit. It will be seen, however, that the patented device (No. 736,209) shows the sides of the compartments to be not simply in part vertical, but wholly so, and that the paths of the chains are likewise vertical. The application for this patent was made November 13, 1902, while that for the patent in suit bears date July 22, 1902; and since Volz’s constructive reduction to practice thus preceded that of the Busch-Gull-Barry patented device, the latter cannot, in that sense of reduction to practice, be regarded as an anticipation of the former. Automatic Weighing Machine Co. v. Pneumatic Scale Corp., 166 Fed. 288, 293, 92 C. C. A. 206 (C. C. A. 1) and citations.
Section 4886 (Rev. St.) as amended Act March 3,1897, c. 391, § 1, 29 Stat. 692 (Comp. St. 1916, § 9430) and fourth paragraph of section 4920, Rev. St. (Comp. St. 1916, § 8466); Coffin v. Ogden, 85 U. S. (18 Wall.) 120, 124, 21 L. Ed. 821; Brush v. Condit, 132 U. S. 39, 48, 10 Sup. Ct. 1, 33 L. Ed. 251; Bedford v. Hunt, 1 Mason, 302, 303, Fed. Cas. No. 1,217; and Reed v. Cutter, 1 Story, 590, 597, 598, Fed. Cas. No. 11.645: both decisions by Mr. Justice Story on the circuit; Allen v. Steele (C. C.) 64 Fed. 793, 795, 796; Imperial Brass Mfg. Co. v. Nelson (C. C.) 191 Fed. 165, 167. affirmed 208 Fed. 484, 499, 121 C. C. A. 606 (C. C. A. 7); Wayman v. Louis Lipp Co. (D. C.) 222 Fed. 679, 694; Benthal Mach. Co. v. National Mach. Corporation (D. C.) 222 Fed. at page 930, 931-933.