Currently on death row in the State of Oklahoma, Petitioner Kenneth E. Turren-tine (“Mr. Turrentine” or “Petitioner”) appeals the final order of the United States District Court for the Northern District of Oklahoma, which denied him a writ of habeas corpus on his petition filed pursuant to 28 U.S.C. § 2254. Mr. Turrentine was convicted in the Oklahoma courts on four counts of first degree murder. On three of those counts, he was sentenced to death; on the remaining count, he was sentenced to life in prison without the possibility of parole. He is currently an inmate of the Oklahoma State Penitentiary under the custody of Warden Mike Mullin. For the reasons set forth below, we reverse in part and affirm in part the decision of the district court.
Background
The facts as found by the state court are, pursuant to 28 U.S.C. § 2254(e)(1), presumed correct. We recite them as adopted by the Oklahoma Court of Criminal Appeals, although we present additional facts throughout this opinion as they become pertinent to our analysis.
See generally Turrentine v. State of Oklahoma,
The facts of this case are both sad and horrific. On June 4, 1994, Mr. Turrentine Mlled his sister Avon Stevenson, his es
*1187
tranged girlfriend Anita Richardson, and Ms. Richardson’s two children, thirteen year old Martise Richardson (“Martise”) and twenty-two year old Tina Pennington, sometimes referred to in the briefs and record as Tina Richardson (“Tina”).
See Turrentine I,
While separated from Ms. Richardson and living with his sister, Mr. Turrentine began to believe that Ms. Richardson was having an affair with two other men, and that his sister, Ms. Stevenson, knew of these affairs because she was apparently a friend and confidant of Ms. Richardson’s. (T. Tr. 532);
see also Turrentine
I,
On June 3, 1994, the day before the murders, Mr. Turrentine telephoned his ex-wife, Catherine Turrentine, and told her that he was at Ms. Richardson’s house and that things were “about to come to a head.” (T. Tr. 562). That same day, he asked his ex-wife to return to him a .22 caliber pistol, but she refused: (T. Tr. 561);
see also Turrentine I,
Later in the day on June 4, 1994, Mr. Turrentine confronted his sister about Ms. Richardson’s supposed affairs, and an argument ensued. (T. Tr. 532);
see also Turrentine I,
Mr. Turrentine then drove to Ms. Richardson’s house, where the two began to argue. (T. Tr. 532);
see also Turrentine I,
After this carnage, Mr. Turrentine talked to a 911 operator and declared that he had shot his “ol lady,” his kids, and his sister. (State’s Ex. No. 17);
see also Turrentine I,
Mr. Turrentine was tried before a jury in Tulsa County District Court and was convicted of four counts of first degree murder for the killings of Ms. Richardson (count one), Martise (count two), Tina (count three), and Ms. Stevenson (count four). At the penalty phase of the trial, *1188 the jury found that three aggravating circumstances existed beyond a reasonable doubt as to counts one, two, and three: 1) that the murders were especially heinous, atrocious, or cruel; 2) that Mr. Turrentine knowingly created a great risk of death to more than one person; and 3) that there existed a probability that Mr. Turrentine would constitute a continuing threat to society. As a result, the jury returned sentences of death for each of the first three counts. As to count four, the jury found two aggravating circumstances beyond a reasonable doubt and returned a verdict of life without the possibility of parole.
The Oklahoma Court of Criminal Appeals (“OCCA”) affirmed all four of Mr. Turrentine’s convictions and sentences.
Turrentine I,
The district court ruled on Mr. Turren-tine’s petition on January 21, 2003. The court granted the petition in part, but only as to the application of an aggravating circumstance to the charge of murder in count two. Because the district court found that striking this aggravator would not alter the punishment of death, it denied habeas relief on both the convictions and the sentences. Dist. Ct. Op. at 88. Mr. Turrentine filed a notice of appeal on January 31, 2003. The district court granted a certificate of appealability on eight grounds: 1) an improper jury instruction regarding the doctrine of transferred intent; 2) an improper instruction on second degree murder; 3) an improper instruction regarding a heinous, atrocious, or cruel aggravating circumstance; 4) the sufficiency of the evidence to support a finding of the “heinous, atrocious, or cruel” aggravating circumstance; 5) the sufficiency of the evidence to support a finding of the “great risk of death to more than one person” aggravating circumstance; 6) the trial court’s improper admission of victim impact evidence; 7) the trial court’s refusal to allow expert opinion for purposes of mitigation; and 8) a claim that the mitigating evidence outweighed the aggravating evidence. We granted a certificate of ap-pealability on two additional grounds: 9) alleged ineffective assistance of trial counsel; and 10) alleged ineffective assistance of appellate counsel. We consider each of these issues in turn.
Discussion
I. Standard of Review
If a claim was adjudicated on the merits in state court, we review the state court ruling under the deferential standard of the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA). Under AEDPA, a petitioner is entitled to federal habeas relief only if he can establish that the state court decision was “contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” or was “based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d)(l)-(2);
see also Hale v. Gibson,
In applying 28 U.S.C. § 2254(d), we first ask whether the principle of federal law invoked by the petitioner was clearly established by the Supreme Court at the time of the state court judgment.
Id.
at 1229. If so, we ask whether the state court decision was contrary to or involved an unreasonable application of that clearly established federal law.
Id.
A decision is “contrary to” federal law “if the state court applied a rule different from the governing law set forth in [Supreme Court] cases, or if it decides a case differently than [the Supreme Court has] done on a set of materially indistinguishable facts.”
Bell v. Cone,
Finally, even if the state court adjudication was contrary to or involved an unreasonable application of clearly established federal law, our inquiry is not complete. Unless the error is a “structural defeet[] in the constitution of the trial mechanism, which def[ies] analysis by harmless-error standards,”
Brecht v. Abrahamson,
On issues where the state court has not previously heard a habeas claim on the merits, the framework of § 2254 does not apply. Instead, we review the district court’s legal conclusions de novo and its factual findings for clear error.
Mitchell v. Gibson,
II. Issues for Review
A First Stage Jury Instruction Issues
1) Due Process Violation Due to Improper Instruction on Transferred Intent (Counts II — Martise Richardson — and III — Tina Richardson)
Mr. Turrentine first argues that his right to due process under the Fourteenth Amendment to the United States Constitution was violated because the trial court improperly instructed the jury on the doctrine of transferred intent in its instructions on first degree murder. This alleged error pertains to Mr. Turrentine’s convictions on counts two and three of his indictment for the murders of Martise and Tina. See O.R. Vol. II, at 342-43.
*1190 The jury instructions issued by the Oklahoma trial court provided that in order to convict Mr. Turrentine of first degree murder, the jury must find that “the death was caused with malice aforethought.” Inst. No. 19, O.R. Vol. Ill 464. The court then instructed the jury that it could find “malice aforethought” in cases of transferred intent — that is, where the defendant had “a deliberate intent to take away the life of a human being or any other person.” Inst. 20, O.R. Vol. Ill 465 (emphasis added). Apparently through carelessness, this instruction omitted three words: the jury instructions should have referred to “a deliberate intention to take away the life of a human being, either the deceased or some other person.” OUJI-CR-428 (First Edition). Omission of the words “either the deceased” rendered the instruction incoherent, implying that there exist “other person[s]” who are not comprehended within the category of “human beings” but who may nonetheless be victims of first degree murder. Mr. Turren-tine argues that this instruction constitutes double error: first, because the trial court altered the instruction so that the jury was given an instruction with no basis in law; second, because the court never should have instructed the jury on transferred intent in the first place, as that doctrine was not applicable to the facts of his case. We regard such sloppiness in the preparation of jury instructions, which apparently passed unnoticed by prosecution, defense, and trial court, disgraceful, especially in a capital case, where scrupulous exactitude can make the difference between life and death. But the question now is whether the error was harmless.
On direct appeal, the OCCA agreed with Mr. Turrentine that the doctrine of transferred intent was not applicable to his case but found the error harmless.
Turrentine I,
In so concluding, the OCCA applied the wrong harmless error standard. The proper harmless error standard is that of
Chapman v. California,
That the OCCA decision was contrary to clearly established federal law, however, is not a sufficient basis for granting habeas relief. We still must conduct our own harmless error analysis under
Brecht,
asking whether the underlying error in the trial court had a “substantial and injurious effect or influence in determining the jury’s verdict.”
Furthermore, the Supreme Court has offered specific guidance on the issue
*1191
of incorrect jury instructions. In
Estelle v. McGuire,
The district court applied the harmless error analysis of
Brecht
and denied habeas relief on counts two and three. After reviewing the evidence presented on the issue of intent, the court found, under reasoning similar to the OCCA’s, that ample evidence supported the conclusion that Mr. Turrentine intended to kill his victims. Therefore, the court concluded, the incorrect instruction “did not substantially influence the outcome of the trial, and certainly did not ‘so infect the entire trial’ that the resulting convictions ... violated [Mr. Turrentine’s] due process rights.” Dist. Ct. Op. 21,
citing McGuire,
We agree. In spite of any confusion that might have been caused by the instruction, the instruction does require the element of a deliberate intent to take away the life of a human being. In addition to Mr. Turrentine’s own confession, which the jury heard on the 911 tape, they also heard the testimony of three officers who were with Mr. Turrentine at the scene immediately after the murders, and who testified that Mr. Turrentine confessed to killing Martise and Tina. (Tr. Tr. Vol. Ill, 534; Vol. VI, 1016; Vol. IV, 613.) The jury also heard from a medical expert who testified that both of these victims died of a close range gunshot wound to the head, thus negating a possible factual finding that Mr. Turrentine was attempting to kill someone else with each of his shots.
(Id.
Vol. IV 696-707, 725.) Indeed, the most probable effect of the defective instruction was to eliminate an alternate ground for conviction — transferred intent — from the jury’s consideration by rendering it unintelligible. That could only help, not hurt, the defendant — though on the facts of this case, as the district court held, it almost certainly had no effect at all. Thus, when viewed in the context of all of the instructions and the entire trial record, we cannot find that Instruction 20 had a “substantial and injurious effect or influence in determining the jury’s verdict,”
Brecht,
2) Improper Instruction on Second Degree Murder (Counts II — Mar-tise Richardson — and III — Tina Pennington)
More serious is Mr. Turrentine’s argument that the Oklahoma trial court violated his Fourteenth Amendment right to due process when it improperly instructed the jury on second degree murder for counts two and three. Mr. Turrentine requested and was granted an instruction on second degree murder. As explained below, the trial court gave an incorrect instruction — indeed, an instruction that
*1192
meant the opposite of what it should have said. Defense counsel did not object to the erroneous instruction. (T. Tr., Vol. V. at 900-01.) On review, the state appellate court addressed the issue on the merits and found the alleged error harmless,
Turrentine I,
The jury instruction in question, No. 23, reads:
A person may not be convicted of MURDER IN THE SECOND DEGREE if he/she engages in conduct imminently dangerous to another person that shows a depraved mind in extreme disregard of human life, although the conduct is not done with the intention of taking the life of or harming any particular individual,
(emphasis added). The italicized word “not” should not have been included. Mr. Turrentine argues that the mistaken inclusion of the word “not” negated the instruction and thus deprived him of his right to be considered for a lesser included offense. In effect, he argues, Jury Instruction No. 23 actually commanded the jury to find him guilty of first degree murder or to acquit.
The OCCA agreed that the instruction on second degree murder was in error, but found it harmless. The OCCA concluded:
In this case, the jury was instructed to consider the second degree murder instructions only if it found a reasonable doubt as to the defendant’s guilt of first degree murder. It is well established that juries are presumed to follow their instructions. As the jury found Appellant guilty of first degree murder in all counts, they did not need to consider the charge of second degree murder and the accompanying instructions. Therefore, any error in those second degree murder instructions was harmless as it did not have a substantial influence on the outcome of the trial.
Turrentine I,
Because the OCCA applied a harmless error standard different from that of
Chapman,
we must consider whether the ailing instruction had a “substantial and injurious effect or influence in determining the jury’s verdict.”
Brecht,
The approach to this issue taken by the district court and the OCCA is inconsistent with the logic of the Supreme Court cases requiring a lesser offense instruction in cases where the facts so warrant. As the Court has explained:
True, if the prosecution has not established beyond a reasonable doubt every element of the offense charged, and if no lesser offense instruction is offered, the jury must, as a theoretical matter, return a verdict of acquittal. But a defendant is entitled to a lesser offense instruction — in this context or any other— precisely because he should not be exposed to the substantial risk that the jury’s practice will diverge from theory. Where one of the elements of the offense charged remains in doubt, but the defendant is plainly guilty of some offense, the jury is likely to resolve its doubts in favor of conviction.
Keeble v. United States,
[Wjhen the evidence unquestionably establishes that the defendant is guilty of a serious, violent offense — but leaves some doubt with respect to an element that would justify conviction of a capital offense — the failure to give the jury the “third option” of convicting on a lesser included offense would seem inevitably to enhance the risk of an unwarranted conviction.
Such a risk cannot be tolerated in a case in which the defendant’s life is at stake. As we have often stated, there is a significant constitutional difference between the death penalty and lesser punishments:
“[Djeath is a different kind of punishment from any other which may be imposed in this country.... From the point of view of the defendant, it is different in both its severity and its finality. From the point of view of society, the action of the sovereign in taking the life of one of its citizens also differs dramatically from any other legitimate state action. It is of vital importance to the defendant and to the community that any decision to impose the death sentence be, and appear to be, based on reason rather than caprice or emotion.” Gardner v. Florida,430 U.S. 349 , 357-58,97 S.Ct. 1197 ,51 L.Ed.2d 393 ... (opinion of STEVENS, J.).
*1194 To insure that the death penalty is indeed imposed on the basis of “reason rather than caprice or emotion,” we have invalidated procedural rules that tended to diminish the reliability of the sentencing determination. The same reasoning must apply to rules that diminish the reliability of the guilt determination. Thus, if the unavailability of a lesser included offense instruction enhances the risk of an unwarranted conviction, [the States are] constitutionally prohibited from withdrawing that option from the jury in a capital case.
It should not be necessary for this Court to point out the seriousness of accurate jury instructions, especially in capital cases. When a man is on trial for his life, dependent on a jury of his peers, it is not too much to ask that prosecution, defense counsel, and most importantly, trial court be alert to errors that could impede the jury in doing its duty. The mistake in this case, inclusion of the word “not,” which turned the intended instruction into its opposite, was undoubtedly inadvertent. Apparently, no one even noticed it at trial. But we cannot presume, for purposes of harmless error review, that the jury disregarded its instructions. Our system is based on the opposite presumption. If, as the Supreme Court held in Beck, a defendant is entitled to a lesser offense instruction, he is entitled to one without the distorting word “not.” The error here is sufficiently plain and sufficiently egregious to necessitate habeas relief even though it went unnoticed at trial and was held harmless on state court review. We therefore reverse the district court’s decision on this challenge and grant Mr. Turrentine’s petition for writ of habeas corpus on counts two and three. Our ruling on this issue, however, does not disturb Mr. Turrentine’s capital sentence for count one.
B. Second Stage Trial Issues Regarding Aggravating Factors
Mr. Turrentine next challenges allegedly improper jury instructions at the penalty phase of his trial. He also argues that the evidence at trial was insufficient to support two of the three aggravating circumstances that formed the basis of his capital *1195 sentences. Because we have already granted a writ of habeas corpus on counts two and three, these charges of error are relevant only to Mr. Turrentine’s remaining capital sentence for count one (Ms. Richardson). Mr. Turrentine presented these claims to both the OCCA and the district court and was denied relief.
Before the imposition of a death sentence in Oklahoma, the sentencing court must find beyond a reasonable doubt the existence of at least one statutorily defined aggravating factor, and then must further determine that the applicable aggravating factors outweigh any mitigating circumstances. See Okla. Stat. tit. 21, § 701.11. At the penalty phase of Mr. Turrentine’s proceedings, the prosecution attempted to prove three aggravating circumstances in an effort to secure a death sentence on each of the four murder verdicts. The alleged aggravating circumstances were these: 1) that the murders of the victims were especially heinous, atrocious, or cruel; 2) that Mr. Turrentine knowingly created a great risk of death to more than one person; and 3) that there existed a probability that Mr. Turrentine would commit acts of violence constituting a continuing threat to society. See T. Tr., Vol. VI 960-61. In response, Mr. Turrentine presented mitigating evidence, seeking to avoid a sentence of death. Nevertheless, the jury found the existence of all three aggravating circumstances beyond a reasonable doubt for the first three murder counts, recommending a sentence of death for each count. (T. Tr. Vol. VII 1247-50.) On count four, the jury found the existence of two aggravating circumstances and recommended a sentence of life without the possibility of parole. The Oklahoma trial court sentenced Mr. Turrentine according to these recommendations.
Mr. Turrentine argues that because the trial court omitted relevant language from the instruction on the “heinous, atrocious, or cruel” aggravating circumstance, the instruction was constitutionally deficient. He also argues that the evidence failed to support the jury’s finding of this aggravating factor and the factor that he knowingly created a great risk of death to more than one person.
1) Improper Jury Instruction on the “Especially Heinous, Atrocious, or Cruel" Aggravating Circumstance (Count I — Ms. Richardson)
Mr. Turrentine argues that the trial court violated his Eighth and Fourteenth Amendment rights when it omitted the word “physical” from the last sentence of the jury instruction on the “heinous, atrocious, or cruel” aggravating circumstance. As presented to the jury, Instruction No. 35 stated the following:
As used in these instructions, the term “heinous” means extremely wicked or shockingly evil; “atrocious” means outrageously wicked and vile; “cruel” means pitiless, or designed to inflict a high degree of pain, utter indifference to, or enjoyment of, the sufferings of others.
The phrase “especially heinous, atrocious, or cruel” is directed to those crimes where the death of the victim was preceded by torture of the victim or serious abuse.
(O.R. Vol. Ill at 430) (emphasis added). Under Oklahoma law, the word “physical” should have appeared between the words “serious” and “abuse” in the last sentence of the second paragraph of the instruction.
See Turrentine I,
In order to comply with the dictates of the Eighth Amendment, an aggravating factor must “minimiz[e] the risk of wholly arbitrary and capricious action” by “channeling and limiting ... the sentencer’s discretion in imposing the death penalty.”
Maynard v. Cartwright,
Both the OCCA and the district court concluded that the jury instruction at issue satisfied this constitutional standard, and that any error in the omission of the word “physical” was harmless. The OCCA held the error harmless because it found that “[t]he term ‘serious abuse’ controls the standard of proof, and that term was given to the jury.”
See Turrentine
1,
We, too, apply the harmless error standard of
Brecht
— asking whether the error had a substantial and injurious effect or influence in determining the jury’s verdict — because the OCCA again conducted a harmless error analysis different from that set forth by the Supreme Court in
Chapman.
Our inquiry is simpler, however, because this Court has already addressed this precise issue. In
Miller v. Mullin,
2) Insufficient Evidence on Aggravating Circumstance Regarding “Especially Heinous, Atrocious, or Cruel” Conduct
Mr. Turrentine claims that there was insufficient evidence at trial to support a finding of the “especially heinous, atrocious, or cruel” aggravating circumstance. At trial, the jury found the aggravator applicable to the first three murder counts — Ms. Richardson and her two children, Martise and Tina. Again, because we have already granted habeas relief as to counts two and three, we consider this *1197 issue only as it applies to the murder of Ms. Richardson, the basis of count one.
When reviewing the sufficiency of the evidence on a habeas corpus petition, the relevant question is “whether, after viewing the evidence in the light most favorable to the prosecution,
any
rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.”
Jackson v. Virginia,
Because the Oklahoma courts rejected Mr. Turrentine’s claim on the merits, we again look to AEDPA for the appropriate degree of deference to the state court decision. This Court has not yet settled whether a challenge to the sufficiency of the evidence on a habeas petition is a question of fact or a question of law, and therefore whether 28 U.S.C. § 2254(d)(1) or § 2254(d)(2) applies.
See Moore v. Gibson,
When applying the Supreme Court’s standard in
Jackson,
we look to Oklahoma law to determine the substantive elements of the “heinous, atrocious, or cruel” aggravating circumstance.
Valdez v. Bravo,
Torture may include the infliction of either great physical anguish or extreme mental cruelty.... [It] must be the result of intentional acts by the defendant ... [and] must produce mental anguish in addition to that which of necessity accompanies the underlying killing. Analysis must focus on the acts of the defendant toward the victim and the level of tension created.- The length of time which the victim suffers mental anguish is irrelevant.
Berget v. State,
The OCCA found sufficient evidence in Mr. Turrentine’s case to support the “heinous, atrocious or cruel” aggravator. The court focused on the “torture aspect” of the aggravator, noting that it “may include the infliction of either great physical anguish or extreme mental cruelty.”
Turrentine I,
[Mr. Turrentine’s] own statements provide the basis for a finding of this aggra-vator as it pertains to Count I (Anita Richardson). [His] statements indicate that he shot Anita first, then Martise and lastly Tina. [He] stated an argument with Anita ensued at the front door, they worked their way to the rear bedroom, where they struggled and [he] told her she and her children were going to die. He then shot her once in the head.... [W]e find Appellant’s conduct and threats sufficient to cause in Anita the extreme mental anguish necessary to support the mental torture aspect of this aggravator.
Turrentine I,
Our own review of the evidence confirms the conclusions of the OCCA and the district court. Before the jury were facts of a struggle and a direct statement by Mr. Turrentine that, prior to shooting Ms. Richardson in the head, he told her that he would kill her children. Furthermore, the evidence at trial demonstrated that Ms. Richardson pleaded with Mr. Turrentine, “Kenneth, no, no ...,” right before he shot her. (State’s Exhibit # 17; T. Tr., Vol. V 838.) In light of these facts, and “after viewing the evidence in the light most favorable to the prosecution,” we conclude that “[a] rational trier of fact could have found the [presence of the aggravating factor] beyond a reasonable doubt.”
Jackson,
3) Insufficient Evidence on Aggravating Circumstance Regarding “Knowingly Created a Great Risk of Death to More than One Person”
Mr. Turrentine next argues that the evidence adduced at trial was insufficient to support the jury’s finding of the “great risk of death to more than one person” aggravator. Doc. 22, 137-39. Again, we consider this claim only as it applies to count one, the murder of Ms. Richardson; and again we ask “whether, after viewing the evidence in the light most favorable to the prosecution,
any
rational trier of fact could have found the [presence of the aggravating factor] beyond a reasonable doubt.”
Jackson,
Oklahoma law furnishes the substantive elements
of
the “great risk of death to more than one person” aggravator,
see Valdez,
Accordingly, the OCCA found that the aggravator was sufficiently supported by the “evidence of [Mr. Turrentine] shooting
*1199
and killing three people in the same home.”
Turrentine I,
In response, Mr. Turrentine argues that the “great risk of death” aggravator requires “[sjomething more” than a showing that the defendant intentionally murdered several victims. Appellant’s Br. at 91. In fact, he argues, unless this aggravator requires something more — Mr. Turrentine makes no attempt to define what “something more” might be — it is unconstitutional as applied to his case because it fails to adequately narrow the discretion of the sentencer. “Otherwise, every defendant charged with two or more homicides immediately becomes eligible for the death penalty for each offense in violation of the Eighth and Fourteenth Amendments.” Id.
We have rejected this argument before. In
Cartwright v. Maynard,
In sum, we find that the “great risk of death” aggravator, as applied to Mr. Tur-rentine, complies with the Constitution. We also find sufficient evidence to support the aggravator under Jackson. We therefore refuse to grant habeas relief under either 28 U.S.C. § 2254(d)(1) or 28 U.S.C. § 2254(d)(2).
C. Other Evidentiary Issues
1) Improper Admission of Victim Impact Evidence
Mr. Turrentine claims that the testimony of Jerry Richardson, Ms. Richardson’s husband and the father of Martise and Tina, which was offered as victim impact testimony during the second stage of the trial, violated his right to due process under the Fourteenth Amendment. The OCCA denied this claim of error on direct appeal,
Turrentine I,
Mr. Richardson read his victim impact statement to the jury toward the end of the State’s case in the second stage proceeding. He began: “I’m Jerry Richardson, Martise’s father, Tina’s father, and Anita’s husband. I, Jerry Richardson, am here today to represent my family, Anita, Tina and Martise, who met with an untimely death on June 4th, 1994. They were shot in the head.” (T. Tr., VohVI, 1005.) At this point, Mr. Turrentine’s counsel objected that the statement was characterizing the crime, in violation of
Payne v. Tennessee,
MR. RICHARDSON: Please let justice be done—
MR. ROWAN: [defense counsel] Your Honor, objection. May I approach the bench?
THE COURT: All right. (The following proceedings were conducted at the bench, out of the hearing of the jury.)
MR. PRIDDY: [prosecutor] Judge, this is his statement, just that justice be—
MR. ROWAN: Your Honor, the comment let justice be done is nothing but a blatant request for the death penalty, nothing but a blatant request for the death penalty, and I object and move for a mistrial.
THE COURT: What’s your response? MR. PRIDDY: Judge, it’s no request for any form of punishment. It’s just a request that justice be done.
THE COURT: All right. I’ll overrule it. (The following proceedings were conducted within the hearing of the jury.)
MR. PRIDDY: Please continue Mr. Richardson.
MR. RICHARDSON: Thank you. Please let justice be done in the murders of my family, the murders of our family, Anita, Tina and Martise. I only dream and hope today is [sic] that the truth will come out and that justice will prevail, then maybe our family can rest in peace.
Id. at 1008-09.
Mr. Turrentine asserts three basic flaws in Mr. Richardson’s victim impact testimony: 1) the statement improperly characterized the murders, 2) the call to “let justice be done” should have been excluded as “a thinly veiled recommendation of the death sentence,” and 3) the trial court should have instructed the jury on how it could use the victim impact statement in its sentencing decision. Appellant’s Br. at 99-100. These flaws, he argues, rendered the sentencing hearing so fundamentally unfair that the resulting sentence violates due process. This argument is based on
Payne,
where the Supreme Court overruled portions of its decisions in
Booth
and
South Carolina v. Gathers,
*1201
This argument requires us to determine whether Mr. Richardson’s testimony was “so unduly prejudicial that it renderfed] the [sentencing hearing] fundamentally unfair.”
Payne,
Particularly instructive on this issue is our decision in
United States v. Chanthadara,
2) Improper Refusal to Allow Mitigating Evidence Regarding State of Mind
Mr. Turrentine next argues that the trial court violated his Fifth, Sixth, Eighth, and Fourteenth Amendment rights by excluding certain mitigating evidence from the sentencing stage of his trial. Specifically, Mr. Turrentine sought to introduce the expert testimony of one Dr. Smith, who would have testified to Mr. Turrentine’s diminished capacity at the time of the murders. Although the trial court admitted similar evidence at the guilt stage of the trial, it excluded Mr. Smith’s testimony from the sentencing stage. Mr. Turrentine now claims that the exclusion of this mitigating evidence was improper under
Eddings v. Oklahoma,
As Mr. Turrentine concedes, however, Reply Br. at 16-18, this claim is procedurally barred because it was not raised on
*1202
direct appeal. We may consider it only if Mr. Turrentine can demonstrate either “cause for the default and actual prejudice resulting from the alleged violation of federal law,” or, alternatively, “that failure to consider the claim[ ] will result in a fundamental miscarriage of justice.”
Coleman v. Thompson,
Mr. Turrentine argues that the “cause for the default” was his appellate counsel’s ineffective assistance in failing to appeal the evidentiary issue.
See Ellis v. Hargett,
With regard to the first prong of
Strickland
— whether counsel’s performance was objectively unreasonable — the OCCA pointed out that “[a]ppellate counsel filed a well written, thoroughly researched brief raising numerous claims at least equally meritorious to those which were omitted and are at issue here.”
Tur-rentine II,
3) Evidence of Mitigation Outweighed Evidence of Aggravation
Mr. Turrentine next contends that his death sentence violates the Eighth and Fourteenth Amendments for two reasons: first, because the mitigating evidence outweighed the aggravating evidence; and second, because the OCCA failed adequately to reweigh the aggravating and mitigating factors on appeal.
As for the first argument, the parties agree that the relevant question on review is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found that the aggravating evidence outweighed the mitigating evidence.
Jackson,
Mr. Turrentine has failed to demonstrate that the OCCA’s decision was lacking in either respect. He simply lists the relevant aggravating and mitigating evidence and asserts, without argument, that “the mitigation evidence in this ... case so outweighs the evidence of aggravation that the OCCA’s adjudication of this issue resulted in a decision based on an unreasonable determination of the facts in light of the evidence presented.” Appellant’s Br. at 114-15. This is not enough for us to conclude that the OCCA’s decision fails the deferential standard of review under AED-PA, especially in light of the substantial evidence before the court that the murders were especially heinous, atrocious, or cruel, that Mr. Turrentine knowingly created a great risk of death to more than one person, and that there existed a probability that Mr. Turrentine would commit acts of violence constituting a continuing threat to society. The OCCA’s decision was based on a reasonable determination of the facts and application of Jackson, and we therefore deny habeas relief on this ground.
Mr. Turrentine also argues that the OCCA failed to adequately reweigh the aggravating and mitigating factors on appeal. When a state appellate court finds that a death sentence has been based in part on an improper aggravating circumstance, it may still uphold the death sentence if it finds, after reweighing the evidence, that the remaining aggravating circumstances outweigh the mitigating circumstances.
Clemons v. Mississippi,
D. Ineffective Assistance of Trial Counsel
Mr. Turrentine has argued seven grounds for ineffective assistance of trial *1204 counsel: 1) Trial counsel failed to present expert testimony concerning Mr. Turren-tine’s mental health, as he promised to do in opening argument; 2) Trial counsel conceded an aggravating circumstance; 3) Trial counsel failed to present evidence of diminished capacity and failed to obtain instructions on lesser included offenses; 4) Trial counsel failed to respond to the State’s motion in limine to exclude evidence of Mr. Turrentine’s mental state; 5) Trial counsel conceded Mr. Turrentine’s guilt; 6) Trial counsel failed to obtain from the county jail medical records pertinent to Mr. Turrentine’s competence to stand trial; 7) Trial counsel failed to investigate and present mitigating evidence on Mr. Turrentine’s history of childhood abuse.
The OCCA found against Mr. Turren-tine on the first two claims, which Mr. Turrentine had raised on direct appeal, and the district court agreed with that disposition. The OCCA found that Mr. Turrentine had defaulted on his remaining ineffectiveness claims by failing to directly appeal them; the district court nevertheless reviewed those claims de novo and found them to be meritless.
1) Ineffective Assistance Standard
Claims of ineffective assistance of counsel are mixed questions of law and fact.
Wallace v. Ward,
If Mr. Turrentine demonstrates that counsel’s performance was deficient, he still must show prejudice before a reviewing court may rule in his favor. In order to show prejudice, Mr. Turrentine must demonstrate “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Id.
at 694,
When addressing a claim of ineffective assistance of counsel, the reviewing court must make every effort to “eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel’s challenged conduct, and to evaluate the conduct from counsel’s perspective at the time.”
Strickland,
[Strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable; and strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation. In other words, counsel has a duty to *1205 make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary. In any ineffectiveness case, a particular decision not to investigate must be directly assessed for reasonableness in all the circumstances, applying a heavy measure of deference to counsel’s judgments.
Strickland,
2) Claims Raised on Direct Appeal
a. In contravention of his promise to do so in opening argument, trial counsel failed to present expert testimony concerning Mr. Turrentine’s mental health.
Mr. Turrentine’s counsel declared in his opening argument that he would present a mental health expert, which he ultimately failed to do. According to Mr. Turrentine, this failure constituted ineffective assistance of counsel. The OCCA applied Strickland and rejected this argument on the merits. We therefore ask whether its decision was contrary to, or an unreasonable application of, Strickland; or whether it was based on an unreasonable determination of the facts in light of the evidence presented. 28 U.S.C. § 2254(d)(l)-(2).
The OCCA concluded that Mr. Turren-tine had failed to establish either deficiency or prejudice under Strickland. With respect to deficiency, the OCCA observed:
Based upon this record, counsel’s decision not to call the mental health professionals during first stage appears to have been a strategic decision. After hearing all of the State’s evidence, counsel seemed to focus the defense on intoxication and not insanity. Focusing and narrowing the defense based upon the State’s evidence is a valid strategy. This Court has declined to second guess trial strategy on appeal. That the strategy proved unsuccessful is not grounds for branding counsel ineffective. Absent a showing of incompetence* the appellant is bound by the decisions of his counsel and mistakes in tactic and trial strategy do not provide grounds for subsequent attack.
Turrentine I,
[T]he record does not support a claim that counsel’s decision rendered the trial fundamentally unfair or the verdict unreliable. ' Evidence of premeditation and that the Appellant was in control of his mental faculties at the time of the murders was substantial. Testimony of Appellant’s depressed state was presented by Appellant himself, by his sister and through a physician’s assistant at the Veteran’s Administration Hospital who had seen Appellant the day of the murders and prescribed anti-depressant medication. The absence of the mental health professionals did not deny Appellant the'Ability to present his defense.
Id.
We cannot conclude that this analysis fails the deferential standard of review under AEDPA. Mr. Turrentine must show more than that his counsel’s action had “some conceivable effect on the outcome of the proceeding,” because “[v]irtually every act or omission of counsel would meet that test.”
Strickland,
b. Trial counsel conceded an aggravating circumstance.
Mr. Turrentine contends that trial counsel conceded an aggravating eircum-
*1206
stance in the second phase of the trial and that this concession constitutes ineffective assistance of counsel. Trial counsel made the following statement to the jury at the sentencing hearing: “You know, I concede, I concede that maybe the aggravating circumstance of great risk of death to more than one person is there.... You will be
authorized
to determine the death sentence in this case.” T. Tr., Vol. VII, 1220 (emphasis added). However, trial counsel continued: “And that’s the operative word there is authorized, not require, not shall.”
Id.
After this, trial counsel proceeded to argue the mitigating factors. Given the qualifying language that counsel emphasized in his follow-up, we cannot say that his first statement amounts to objectively unreasonable representation. It could easily be viewed as a strategic choice in which trial counsel sought to garner respect for his honesty, which would bolster his credibility during his subsequent discussion of the mitigating factors. The OCCA found this to be the case,
Turrentine I,
S) The Procedural Bar to Claims Not Raised on Appeal.
The State argued, and the OCCA found, that claims three through seven were procedurally barred from review. The district court held that they were not.
Turrentine II,
Generally, where “a state prisoner has defaulted his federal claims in state court pursuant to an independent and adequate state procedural rule, federal habeas review of the claims is barred unless the prisoner” can show either “cause for the default and actual prejudice,” or, alternatively, “that failure to consider the claims will result in a fundamental miscarriage of justice.”
Coleman,
In this case, the district court found that trial and appellate counsel differed and that therefore the first
English
exception to the Oklahoma procedural bar was inapplicable. It also noted, however, that trial and appellate counsel worked for the same defense organization, the Oklahoma Indigent Defense System; and one might question whether close colleagues could provide the “objective assessment [of] trial counsel’s performance” that a petitioner needs in order to pursue an ineffective assistance claim on direct appeal.
Brecheen
,
If) Claims Not Raised on Direct Appeal
a. Trial counsel failed to present evidence of diminished capacity and failed to obtain instructions on first degree manslaughter.
As discussed in Section II.D.2.a. above, Mr. Turrentine argues that trial counsel rendered constitutionally deficient assistance by failing to present adequate evidence of Mr. Turrentine’s diminished capacity. We have already rejected this argument, and we deny habeas relief for the reasons stated above.
Mr. Turrentine also argues that his trial counsel was deficient for failing to request an instruction on first degree manslaughter. A first degree manslaughter instruction is warranted only when the defendant presents evidence supporting a conclusion that “the homicide was perpetrated without a design to effect death by means of a dangerous weapon.”
Turrentine I,
b. Trial counsel failed to respond to the State’s motion in limine to exclude evidence of Mr. Tur-rentine’s mental state.
Mr. Turrentine asserts that his trial counsel was ineffective for failing to respond to the State’s motion in limine, which sought to exclude from the sentencing hearing expert testimony about Mr. Turrentine’s mental state. We have already rejected the argument that Mr. Tur-rentine was prejudiced by his appellate counsel’s failure to appeal the exclusion of this evidence. See supra Section II.C.2. For the same reasons, we reject the argument that he was prejudiced by his counsel’s failure to respond to the motion in limine. Accordingly, habeas relief on this claim is denied.
c.Trial counsel conceded defendant’s guilt.
Mr. Turrentine next argues that several statements by trial counsel amounted to a concession that Mr. Turren-tine was guilty of the crimes for which he was charged. For example, during voir dire, trial counsel referred to “these intentional homicides,” and in his closing argument he told the jury: ‘You are going to have a second stage of this trial because only Counts 2 and Counts 3 talk about second degree murder, so there will be a first degree murder conviction in this case.” Appellant’s Br. at 164. He also stated: “Had [the State] filed two Infor-mations, one for first degree murder as to the two people and one for second degree murder as to the other, it would have been a plea of guilty all the way around.” Id. According to Mr. Turrentine, “[s]uch remarks constituted absolute surrender” and, therefore, ineffective assistance of counsel. Id. at 165.
As noted above,
Strickland
requires a showing of both deficient representation and prejudice. In a narrow class of cases, however, including when “counsel entirely fails to subject the prosecution’s case to meaningful adversarial testing,”
United States v. Cronic,
This is not such a case. The statements of which Mr. Turrentine complains fell within the context of a lengthy and persuasive closing argument, in which counsel contended that first degree murder was inappropriate for counts two and three. Faced with overwhelming evidence of his client’s guilt, including multiple confessions by Mr. Turrentine himself — first on a 911 recording, then to several police officers at separate times, and finally at trial — counsel essentially conceded guilt on two counts in order to more persuasively argue the remaining counts and retain credibility for the sentencing phase of trial. We have upheld such strategic decisions before.
See, e.g., Trice v. Ward,
Mr. Turrentine has also failed to demonstrate prejudice under
Strickland.
The required showing is a reasonable probability that, absent trial counsel’s comments, the outcome of the trial would have been different.
Strickland,
d. Trial counsel failed to obtain from the county jail medical records pertinent to Mr. Tur-rentine’s competence to stand trial.
Mr. Turrentine claims that his trial counsel was constitutionally deficient for not gathering from the Tulsa County Jail medical records disclosing the amount of medication he took during his incarceration and subsequent trial. According to Mr. Turrentine, the medical records, which indicated that he was taking a high dosage of the antidepressant Elavil, would have east doubt on his competency to stand trial. However, as Mr. Turrentine concedes in his brief, “[his] response to the medication was never documented.” Br. at 174. In fact, as the district court found, the record amply demonstrates that he was competent to stand trial. He understood the charges against him, and the evidence shows that he was able to communicate with counsel and testify competently on his own behalf. Dist. Ct. Op. at 82;
see Hatch v. Oklahoma,
e. Trial counsel failed to investigate and present mitigating evidence on Mr. Turrentine’s history of childhood abuse.
Finally, Mr. Turrentine argues that his trial counsel was constitutionally deficient for failing to investigate and present evidence of Mr. Turrentine’s history of childhood abuse. According to Mr. Turrentine, the outcome of the sentencing hearing would have been different if counsel had presented this evidence, because “the jury would have learned of the physical and psychological abuse [Mr.] Turren-tine suffered as a child, and come closer to understanding [Mr.] Turrentine himself.” Appellant’s Br. at 179.
Counsel called nine witnesses during the second phase of the trial, and each one testified to mitigating circumstances on Mr. Turrentine’s behalf. As is always the case, trial counsel could have done more. But the question under
Strickland
is not whether counsel could have done more, but whether counsel’s decision not to do more was “[objectively unreasonable] in all the circumstances, applying a heavy measure of deference to counsel’s judgments.”
Strickland,
Conclusion
For the reasons set forth above, we GRANT Mr. Turrentine’s Petition for Writ of Habeas Corpus on counts two and three, and VACATE his conviction and sentence on counts two and three accordingly. However, we DENY his Petition for Writ of Habeas Corpus on count one, and AFFIRM his conviction and capital sentence on count one.
Notes
. Although we rejected a similar
Beck
claim in
Willingham v. Mullin,
. Mr. Turrentine does not argue that the victim impact statement violates the Eighth Amendment as interpreted by the Supreme Court in
Booth v. Maryland,
. The Supreme Court has recently heard argument in a case that may affect the analysis on this point, Florida v. Nixon, No. 03-931. We decide this case under precedents at this time.
