Turpin v. ToddTurpin v. Todd
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- Before:
- Benham
Lead Opinion
William Lamar Todd was convicted of malice murder and armed robbery in connection with the death of Randy Churchwell and was sentenced to death. His convictions were affirmed by this Court in Todd v. State,
Case No. S99A0431
In its initial order granting sentencing relief to Todd, the habeas court found that the jury had asked a bailiff about a life sentence and the possibility of parole, that the bailiff had not reported the question to the judge, and that the evidence was “inconclusive” as to any response given by the bailiff to the jury. The habeas court later made referenсe in its initial order to a “communication” from the bailiff to the jury and an “improper communication” between the jury and the bailiff. In the appeal from that habeas court order, we extrapolated that the only possible improper communication was that of the bailiff informing the jury about Todd’s parole eligibility, but asked the habeas court to clarify its findings of fact on whether the bailiff communicated to the jury about Todd’s eligibility for parole. Id. at 824. We also determined that Todd’s failure to raise on direct appeal the issue of the bailiff-jury communication amounted to a procedural bar preventing litigation of thе issue in the habeas court unless Todd could demonstrate sufficient cause for failing to raise the issue earlier, and actual prejudice resulting from the alleged error. Id. We concluded that Todd had shown sufficient cause (id. at 827), but that the habeas court had applied the incorrect legal standard to determine whether the alleged error actually prejudiced the sentencing phase of his trial. Id. at 830. Consequently, we remanded the case to the habeas court to determine under the appropriate legal standard whether Todd had or could prove actual prejudice (id.) and whether juror affidavits
On remand, the habeas court clarified its factual findings regarding the bailiff-jury communication. It found that the jury had spent nearly half of their sentencing deliberations discussing the possibility of parole should Todd be sentenced to life imprisonment, and had decided to ask the trial court about parole because the written jury instructions they had did not answer their question. The jury foreman informed a non-uniformed bailiff of the jury’s question and wrote the question out at the direction of the bailiff, who left the room with the question. The bailiff returned ten minutes later, gave the written question back to the foreman, and gavе the jury a verbal response which he led the jury to believe came from the trial judge.
The habeas court found that the bailiff acted improperly by failing to take the jury’s question to the trial judge and by providing his own answer to the question, which answer encouraged the jury to consider the possibility of parole during its deliberations. In determining that the bailiff’s improper conduct had actually prejudiced the sentencing phase of Todd’s trial, the habeas court listed six factors which led the court to the finding of actual prejudice: 1) a single vote in favor of a life sentence was sufficient to ensure imposition of that sentence and there was a substantial probability that at least one juror would have voted for life imprisonment had the jury’s question been properly transmitted to the trial judge, considered by the court in the presence of Todd and his counsel, and answered according to law; 2) the bailiff’s improper action permitted the sentencing jury to base its decision upon an arbitrary factor that is prohibited by Georgia law from being considered in the sentencing phase of a death penalty trial; 3) the bailiff’s conduct materially affected the pivotal issue in the jury’s sentencing deliberations; 4) a very short period of time elapsed between the bailiff’s communication to the jury and the vote to impose the death penalty; 5) the ambiguous and confusing nature of the bailiff’s communication confirmed the jury’s erroneous misconceptions about parolе; and 6) no action (e.g., curative instructions) was taken to ameliorate the prejudice.
The facts as found by the habeas court raise a serious issue regarding the conduct of criminal trials. When the State charges someone with commission of a crime, the accused is entitled to a fair and impartial trial. Shaw v. State,
Factual determinations made by the habeas court are upheld on appeal unless clearly erroneous, i.e., thеre is no evidence to support them. Derrer v. Anthony,
On appeal, the Warden takes issue with the habeas court’s finding of the existence of the “actual prejudice” necessary to overcome the procеdural bar erected by Todd’s failure to raise on direct appeal the issue of the bailiff-jury communication. See Turpin v. Todd, supra,
We disagree with the Warden’s reаsoning and with his application of a “harmless error” approach to the serious issue presented by improper bailiff-jury communication. The Warden’s version of what might have happened had the trial court been made aware of the jury’s inquiry acknowledges neither
Case No. S99X0449
In its initial order granting relief to Todd on the sentence, the habeas court, using the “pipeline” rule of Taylor v. State,
On remand, the habeas court determined the Brooks issue was procedurally defaulted because Todd had not satisfactorily proven his reason for not raising the issue on direct appeal, the ineffectiveness of his appellate counsel. While acknowledging that the Brooks holding was issued two years before Todd’s appeal was decided by this Court, the habeas court determined that appellate counsel was not ineffective for failing to raise the issue because Taylor, the case setting forth the “pipeline” rule, was not decided until one year after Todd’s direct appeal was decided.
Brooks and Ake v. Oklahoma,
In Todd’s initial cross-appeal from the habeas court’s order, we affirmed the habeas court’s decision that Todd was precluded from re-litigating the issue of whether trial counsel had rendered effective assistance. We based our decision on the fact that this Court had determined in Todd’s direct appeal that Todd had not overcome the strong presumption that trial counsel had performed effectively, and no compelling reason had been presented to authorize relitigation of an issue litigated and dеcided on direct appeal. Turpin v. Todd, supra,
On remand, the habeas court ruled that Todd’s assertion that appellate counsel was ineffective due to his failure to raise aspects of trial counsel’s ineffectiveness was not reviewable by the habeas court because it was “merely a circuitous method of relitigating the claim of ineffective trial counsel which was previously ruled on” in Todd’s direct appeal. The habeas court went on to hold that, if the claim were not so barred from review, the claim was procedurally defaulted due to the failure to raise the issue on appeal.
Six weeks before the habeas court issued its post-remand order, we set out the standard by which a reviewing court was to measure a habeas petitioner’s allegation that appellate counsel was ineffective because appellate counsel failed to raise a nonfrivolous trial error on direct appeal. In Battles v. Chapman,
[W]hen appellate counsel’s performance is claimed to be deficient because of a failure to assert an error on appeal, the reviewing court should resolve whether the decision was a reasonable tactical move which any competent attorney in the same situation would have made, by comparing the strength of the errors raised against the significance and obviousness of the alleged error passed over. The presumption of effective assistance of counsel can be overcome only when the ignored issue was so clearly stronger than the errors presented that the tactical decision must be deemed an unreasonable one which only an incompetent attorney would have adopted.
Since the habeas court’s order on remand does not reflect application of this standard, we remand the case to the habeas court for
As to the issues which we concluded on our first review of Todd’s habeas action that the habeas court had erroneously determined were procedurally barred because they had been litigated on direct appeal (claim that appellate counsel did not pursue on appeal the State’s allegedly discriminatory use of peremptory challenges, unconstitutionality of the Unified Appeal, jury charges, exclusion of Todd from bench conferences) (see Turpin v. Todd, supra,
Judgment affirmed in Case No. S99A0431.
Notes
The use of juror affidavits is not an issue in this appeal.
The habeas court found that, despite the jury’s belief that the bailiff’s response had come from the trial judge, the trial judge had never received the jury’s question and that the question was answered by the bailiff without the knowledge or intervention of the trial judge. The habeas court based its finding regarding the lack of the trial judge’s participation on several factors: The trial judge did not recall receiving a question from the jury during the sentencing phase; the uniformed bailiffs stationed outside the jury room during deliberations were unaware of a jury question being given the trial judge; and Todd’s counsel was never made aware that the jury had a question about the meaning of a life sentence or that the jury had been provided with some form of answer to that question. The habeas court reinforced its finding that the trial court had not been aware of or acted on the jury’s question by noting the well-settled law at the time of trial regarding a response to a capital jury’s inquiry about parole (Quick v. State,
The habeas court acknowledged that its first order contained an implication that the bailiff actually told the jury that a life sentence meant imprisonment for seven years, but that the evidence, as more folly developed at the post-remand hearing, did not establish that as fact.
As we pointed out in Turpin v. Todd, supra,
We note also that there does not appear to be a ruling from the habeas court on Todd’s assertion that appellate counsel did not render effective assistance of counsel at the hearing on the motion for new trial. See Todd v. Turpin, supra, 268 Ga. at 832-833.
Concurrence Opinion
concurring in part and dissenting in part.
In Case Number S99A0431, I agree with the majority as to the applicable standard of review, but not with its conclusiоn that there was evidence to support the habeas corpus court’s finding of actual prejudice arising from the improper communication between the bailiff and the jury. Accordingly, I dissent to the judgment of affirmance in the direct appeal. In the cross-appeal, Case Number S99X0449, I concur in and write separately with regard to the remand of certain issues to the habeas court.
Case Number S99A0431
As the majority recognizes, Todd had the burden of proving that the improper communication by the bailiff actually prejudiced the sentencing phase of the trial. Contrary to the implication of the majority, however, the Warden had nо burden to show that the bailiff’s misconduct was harmless. Turpin v. Todd,
In finding actual prejudice, the habeas court relied on a presumption that the trial court would have acted appropriately had it received the jury’s question. The majority apparently agrees with the habeas court’s conclusion that the trial court’s “appropriate” response to the jury’s inquiry would have been an instruction that the possibility of parole was not a proper matter for its consideration. Quick v. State,
It is undisputed that the trial judge would have given this acceptable response to the inquiry regarding the possibility of parole during Todd’s criminal trial, if she had been informed of the jury’s question. She testified by affidavit that she would have informed the jurors that she could not answer the question, but that they were to rely on the previously charged instructions. Such a response is virtually identical to the one which the bailiff actually gave and which the jury believed came from the trial judge. In opposition, Todd has produced no evidence to rebut this showing by the Warden that, in thе absence of the bailiff’s misconduct, the trial court would have given precisely the same response to the jury’s question. In these circumstances, the bailiff’s reply to the jury could not possibly meet the test of actual prejudice by working to Todd’s “ ‘actual and substantial disadvantage, infecting his entire trial with error of constitutional dimensions.’ ” Turpin v. Todd, supra at 828 (2) (b). To the contrary, the undisputed evidence demands a finding that Todd suffered no prejudice whatever from the fact that the bailiff, rather than the trial court, responded to the jury’s question. In my opinion, therefore, Todd has failed to meet the burden, imposed by the law of the case, of proving that actual prejudice resulted from the bailiff’s improper communication. Accordingly, I believe that the habeas court erred by applying an unauthorized and jncorrect legal analysis of the required response to the topic of the jury’s parole question and by disregarding the only relevant evidence showing how the trial court would have answered that question. Therefore, I respectfully dissent to the majority’s affirmance of the habeas court’s order vacating the death sentence.
Case Number S99X0449
In my opinion, the habeas court’s application of erroneous standards and analyses carried over to issues addressed in the cross-appeal. Brooks v. State,
Because this Court resolved the issue of the effectiveness of trial counsel on direct appeal, Todd was precluded from relitigating that issue on habeas. Turpin v. Todd, supra at 831 (4). However, one of Todd’s other habeas claims was the ineffectiveness of his appellate lawyer for failing to raise on appeal certain additional alleged instances of the ineffectiveness of his trial attorney. In Turpin v. Todd, supra at 831 (5), we remanded for the habeas court to review this claim. On remand, the habeas court initially held that it could not review the claim because it was “merely a circuitous method of relitigating the claim of ineffective trial counsel which was previously ruled on” in Todd’s appeal. Clearly, the habeas court erred, since the determinative issue is not the already litigated question of the effectiveness of trial counsel, but the previously unlitigated issue of whether the appellate attorney’s handling of the issue of the ineffectiveness of Todd’s trial lawyer was itself constitutionally deficient under Strickland v. Washington,
I also concur in the majority’s determination to vacate and remand for application of the Battles standard to Todd’s claim that the appellate attorney was ineffective by failing to raise the Batson issue on appeal. Since the habeas court correctly determined that Todd’s remaining claims are without merit, I concur completely in the majority’s affirmance thereof.
I am authorized to state that Justice Hunstein and Justice Thompson join in this opinion.