Lead Opinion
Opinion by
Denver Police Officer James Turney challenges his ten-month suspension for tactical errors preceding his fatal shooting of a developmentally disabled fifteen-year-old boy who had been wielding a knife. Denver's Civil Service Commission, reversing an administrative hearing officer, upheld the suspension. Turney sought judicial review under C.R.C.P. 106(a)(d);, the district court affirmed the commission; and Turney now appeals.
Though the shooting itself was not alleged to have violated the department's use-of-force policy, Turney was suspended for violating a provision requiring that officers "maintain the highest standard of efficiency and safety." The commission disagreed with the hearing officer's determination that this provision could not constitutionally be applied to Turney. It upheld the suspension because Turney had "disregarded the opportunity to de-escalate" the situation prior to the shooting.
Turney contends the "highest standard of efficiency and safety" provision is unconstitutionally vague, and that the commission exceeded its authority, applied the wrong legal standard, and made other legal and factual errors. We affirm the judgment upholding the suspension.
I. Background
A. The Police Response and Shooting
On the afternoon of July 5, 2008, the sister of fifteen-year-old Paul Childs called "911" from her Denver home. She reported that Paul was trying to stab their mother with a long, butcher-style knife because the mother had locked the doors to the home so Paul could not run away. A dispatcher relayed this information to several police units.
Four officers responded within minutes of each other. Turney arrived first, so he was the "primary" officer while the others were "cover" officers.
Turney approached the home carrying a firearm, and a second officer approached carrying a non-lethal "taser" device. The mother reported from the front door that Paul still had the knife, and Turney instructed everyone to leave the home. Six occupants (including the mother and sister) exited through the front door, leaving Paul alone inside.
After everyone but Paul left the home, Turney remained on the porch holding an outer security door ajar with his foot. The inner wooden door remained open.
A second officer, who retreated from the porch, told Turney that Paul was holding a knife behind the open wooden door. Turney did not release the outer security door; he ordered Paul to drop the knife and come out with his hands up. Other officers yelled similar commands. Paul did not heed those commands.
Paul, still carrying a knife, proceeded toward Turney. Turney fired several shots, striking Paul in the chest, shoulder, and abdomen. Paul was rushed to a hospital and later pronounced dead from the gunshot wounds.
B. The Denver Police Department Rules and the Suspension
The Denver Manager of Public Safety determined that Turney's actions leading up to the shooting violated Police Department Rule and Regulation 102. RR-102 requires officers to "obey all departmental rules, duties, procedures, instructions, or orders, and the provisions of the Operations Manual." The manager imposed a ten-month suspension for this violation, as well as for unrelated and less serious violations not before us in this appeal.
The manager did not find, and opined he could not properly have found, that the shooting violated the use-of-foree policy as it then existed in Operations Manual § 105.00. Section 105.00(1) stated, "Department Policy as well as relevant Federal, State and Local laws shall govern use of force by officers." Subsections (2) and (8) went on to include lengthy citations to, descriptions of, and quotations from federal and state statutory and case law.
Subsection (1) of the policy further provided the department would support its officers' "lawful use of reasonable and appropriate force," but the "[ulse of foree that is not lawful, reasonable and appropriate will not be tolerated." It stated: "The level of force applied must reflect the totality of cireum-stances surrounding the immediate situation." It explained officers "need only select a level of force that is within the range of 'objectively reasonable' options," but they "must rely on training, experience and assessment of the situation to decide an appropriate level of force to be applied. Reasonable and sound judgment will dictate the force option to be employed."
The manager testified that he, like his predecessors, construed the policy to cover only the immediate cireumstances confronting an officer when force was used. The manager was unable to conclude Turney's shooting was unjustified in light of that temporal limitation.
The manager further concluded, however, that Turney made serious tactical errors preceding the shooting itself. He determined those errors violated Turney's Section 3.13 obligation to use "the highest standard of efficiency and safety" in performing police duties.
C. The Hearing Officer Decigion
Turney appealed the suspension to an administrative hearing officer. The hearing officer conducted a two-week hearing, in which many witnesses testified and many documents and tapes were introduced. The hearing officer ruled the relevant violation had not been sustained and reversed the ten-month suspension. He determined unrelated and less serious violations had been sustained, but that these other violations could support only a five-day suspension. These other rulings are not before us in this appeal.
The hearing officer concluded that "Seetion 8.18 cannot be relied upon to discipline Officer Turney because he was given no previous notice that this provision was intended to apply to tactical decisions in a deadly force context." His opinion "noted that no officer, prior to Officer Turney, hald] ever been disciplined under Section 8.18 ... based upon a claimed faulty use of tactics that led to the use of force." This was so "even though there have been other instances, one as recently as May 2008, in which the [Denver Police] Chief concluded that the officers' poor choice of tactical options might have contributed to the use of deadly force." The hearing officer explained his conclusion was "based upon considerations of due process and innate fairness-no party should be punished for acts or omissions, unless he or she has been given prior notice that they may furnish a basis for punishment."
D. The Commission Decision
The commission reversed the hearing officer and upheld the ten-month suspension. It wrote that "because Operations Manual § 8.18 unambiguously requires police officers to perform their job duties with the highest standard of safety, Officer Turney may not rely upon any due process theories to invalidate the discipline levied against him for [its] violation." And it added that "the training of a Denver Police Officer includes the skill and knowledge to assess whether he or she must escalate or de-escalate the use of force as the immediate situation changes."
The commission found Turney had "failed to understand the totality of the situation, and therefore disregarded the opportunity to
Paul Childs neither posed any further threat to the family members, nor had he given any indication that he was a threat to himself. As a result, the immediate situation had changed; therefore requiring reassessment to a less threatening situation which would have resulted in the use of less force to remedy the matter.
The commission accordingly concluded that Turney violated Section 3.18 by "failing] to maintain the highest standard of efficiency and safety for Paul Childs as well as for himself."
E. The District Court Decision
The district court, citing the deferential standard of judicial review, affirmed. It concluded the commission had not exceeded its authority or committed any legal error, and that its determination was supported by the record.
II. Discussion
We must decide if the commission "exceeded its jurisdiction or abused its discretion" in upholding Turney's suspension. C.R.C.P. 106(a)(d). This includes review of whether the commission abused its discretion through "application of an erroneous legal standard." Covered Bridge, Inc. v. Town of Vail,
A. The Due Process Void-for-Vagueness Challenge
Turney contends the "highest standard of efficiency and safety" provision is unconstitutionally vague. We disagree.
Due process is violated where a provision "fails to provide a person of ordinary intelligence fair notice of what is prohibited, or is so standardless that it authorizes or encourages seriously discriminatory enforcement." United States v. Williams,
The "degree of vagueness tolerated by the Constitution depends on the nature of the enactment being challenged." Board of Educ. v. Wilder,
Police departments have broad latitude to set and enforce internal standards governing their officers. The "government acting in the role of employer enjoys much more latitude in crafting reasonable work regulations for its employees": for example, it "'may ... prohibit its employees from being "'rude to customers," a standard almost certainly too vague when applied to the public at large."" Greer v. Amesqua,
Arnett v. Kennedy,
Our supreme court has upheld a Denver Police Department rule allowing punishment for "conduct unbecoming an officer and a gentleman." Hawkins v. Hunt,
A provision requiring officers to use the "highest standard of efficiency and safety" likewise survives a vagueness challenge. This standard can be applied to evaluate the reasonableness of officers' actions in light of their training. Cf. Cooper v. Civil Service Commission,
Turney contends that "never before this case" had tactical errors preceding the use of deadly force "been the subject of discipline" rather than "matters for post-incident critique and further training." This does not establish vagueness. It would be a different matter, raising due process issues under the entrapment-by-estoppel doctrine, had the department affirmatively assured officers they would not be disciplined for poor tactical decisions in this context. See United States v. Pennsylvania Indus. Chem. Corp.,
The "real safeguard under a general standard is the common-law adjudicatory process coupled with judicial review." Wishart v. McDonald,
B. The Non-Constitutional Challenges
1. Commission Review Authority
Turney contends the commission exceeded its authority when it overturned the hearing officer's decision. Denver Municipal Code § 9.4.15(F) "limit[s]" commission review in non-dismissal disciplinary actions to one of four specified grounds. Contrary to Turney's contention, review was authorized by two of those grounds because the hearing officer's decision reasonably could be determined to have rested on "an erroneous interpretation of departmental or civil service rules" and "policy considerations that may have effect beyond the case at hand." § 9.4.15(F)(b) & (c); see also Denver Civil Service Comm'n Rule 12, § 6(C) & (E) (listing same grounds for appeal to and review by commission).
The commission likewise adhered to the requirements that "[all factual findings by the Hearing Officer shall be binding on the Commission, and the Commission may not resolve disputed issues of fact." § 9.4.15(F). The commission accepted the hearing officer's factual findings and did not resolve any disputed issues of historical fact. While it disagreed with the hearing officer's ultimate conclusions as to whether Turney had constitutionally adequate notice and had acted in a manner reasonably expected of Denver police officers, these determinations involved mixed questions of law and fact on which the hearing officer did not have the final word. Cf. Ornelas v. United States,
2. The Legal Standards Turney's Actions Governing
Turney contends his actions before the shooting must be reviewed under the use-of-force policy rather than under the seetion 8.13 "efficiency and safety" provision. We hold the department is not legally precluded from using section 3.18 to review the propriety of its officers' tactical decisions preceding an actual use of force.
Denver's public safety managers historically have interpreted the use-of-force policy to cover only the circumstances existing at the moment force was used. The policy refers to the "immediate situation" surrounding the force, and goes on to discuss Colorado erimi-nal statutes and case law: it states, in part, that "Colorado law does not require an officer to retreat from an attack rather than resorting to physical force." Operations Manual § 105.0008) (citing Boykin v. People,
Turney contends the manager's construction is wrong because the policy also incorporates federal standards-applied in Scott v. Harris,
In any event, the question is not whether pre-shooting tactics potentially could violate the department's use-of-force policy, Colorado self-defense law, or federal law. We accept the manager's interpretation that pre-shooting tactics fall outside the use-of-foree policy not because we are convinced it is incontrovertibly correct but because it is the interpretation relied on to discipline Turney.
The question is whether pre-shooting tactics potentially could violate a different department policy. We answer that affirmatively. Nothing in the use-of-foree policy makes it the exclusive basis for evaluating officer tactics preceding a use of force. And police departments may-indeed, they should-impose higher internal standards on their officers than simply not violating state criminal law and avoiding federal damages liability.
8. Turney's Remaining Contentions
Turney contends the commission erred by construing the section 8.18 "highest standard" provision to require that he use "ideal" rather than simply "reasonable" tactics. We do not construe the opinion as requiring officers to do anything more than act reasonably and consistently with their training. The commission concluded Turney "failed to understand the totality of the situation, and therefore disregarded the opportunity to deescalate the force after the situation had changed" with the removal of everyone but Paul from the home. This conclusion, if supported, would mean that Turney acted unreasonably.
There was adequate support in the administrative record for an ultimate determination that Turney acted unreasonably. The manager, police chief, and an outside expert testified that Turney should have allowed the outer security door to close to create an additional barrier and provide additional time to evaluate an action plan onee no lives were at risk. Turney provided contrary evidence that could have supported a determination that he acted reasonably under the fast-developing cireumstances of the case. But it is not a reviewing court's responsibility to make this determination. We uphold the commission's determination because it was not "devoid of evidentiary support," Widder,
Turney challenges the commission's statement that better tactics "would have resulted in the use of less force to remedy the matter." (Emphasis added by Turney.) Turney contends that while a temporary retreat following evacuation of the other occupants "may have resulted in a peaceful resolution," there is no way of knowing this "would absolutely have been the case." We decline to overturn the commission's determination simply because its opinion used the word "would" rather than "could." The ruling did not depend on what "would" have happened had better tactics been used but rather on a determination that Turney's tactics were unreasonable under the cireumstances.
Turney finally contends that the commission disregarded due process when it wrote that he "may not rely upon any due process theories to invalidate the discipline levied against him for violation" of section 3.13. This statement must be read in context: the commission explained the reason Turney could not do so was "because Operations Manual § 3.18 unambiguously requires police officers to perform their job duties with the highest standard of safety." While it might have been more felicitous to write that due process was not violated rather than that Turney may not rely on due process theories, the language challenged by Turney is not grounds for reversal. We have conducted de novo review of Turney's due process contentions and, as set forth above, have concluded that Section 8.18 was applied consistently with Turney's constitutional rights to due process.
IIL. Conclusion
The judgment is affirmed.
Dissenting Opinion
dissenting.
Because I have concluded that Denver Police Department Operations Manual § 8.18 (Ops. 8.13) is void for vagueness and violates the officer's rights to substantive due process, I respectfully dissent.
The hearing officer found, with support in the record, that Denver police officers receive over three months of training at the academy and fourteen weeks of field observation. They are taught to use lethal force as a last resort; put themselves in a position to act rather than react,; make the suspect come to them rather than go to the suspect; expect the unexpected when handling "in-progress" calls; and communicate, move, and shoot (tactical principles). Officers are not required to retreat from a confrontation. With respect to edged weapons such as knives, officers are taught that a suspect can cross twenty-one feet and stab an officer in less time than that officer can draw and fire his weapon. Here, the officer, by placing himself between the victim and the other occupants of the residence, was within twenty feet of the victim from the outset.
The evidence at the hearing included statements from each witness that it is impossible to teach an officer how to deal with any one specific situation. In addition, witnesses testified that the officer used good tactics in going to the door when he first arrived, but bad tactics in failing to disengage the victim after the hostages were safe; that the officer should have used either the door, by closing it, or bushes in the yard as a barrier between him and the victim; that he should have spoken with the family concerning the victim; that he should have used more caution; that he was required to intervene immediately due to the priority nature of the call; that it either was or was not a good tactical decision to order the victim to come out; that immediate action was required; that a suspect ultimately controls the result of a situation; that, given the victim's compliance with the officer's initial command to "come out," he demonstrated a compliant attitude and consequently not disengaging and ordering him to drop the knife were appropriate; that by disengaging and closing the security door, nothing less than deadly foree could have been used had the victim come out with the weapon; that suspects present far greater danger outside due to a larger containment perimeter; that onee visual contact is made with a suspect, an officer should not break that contact; and that no reasonable officer would have considered closing the door.
The Manager of Safety previously had concluded that at the time the officer used deadly force, that foree was justified. The inquiry relates to the officer's acts, or failure to act, prior to that point in time. Those events occurred in the eight seconds that elapsed between the victim's mother telling the officer that the victim was behind the door with a knife and the fatal shots.
I recognize that in certain limited and special arenas, such as prison or military discipline, rights to procedural and substantive due process may be limited and courts are reluctant to intervene. See Lawson v. Zavaras,
However, police officers and fire fighters subject to disciplinary proceedings are entitled to all due process protections afforded by statutory and decisional law. Cain v. Civil Serv. Comm'n,
When a police officer is disciplined or terminated, the party imposing the sanction bears the burden of proof. See Dep't of Inst. v. Kinchen,
Both the United States and Colorado Constitutions prohibit the state from depriving a person of life, liberty, or property without due process of law. See People v. Bovard,
Substantive due process requires the regulation or government action be reasonable, as distinguished from arbitrary or capricious. Salazar v. Am. Sterilizer Co.,
A law is void for vagueness, in violation of due process, if its prohibitions are not clearly defined. Coalition for Equal Rights, Inc. v. Owens,
Notice of what is prohibited or required applies to administrative regulations. Connally v. Gen. Constr. Co.,
Rules adopted by an administrative or regulatory ageney are presumed valid, and the challenging party must establish the rule's invalidity beyond a reasonable doubt. Barham,
While it is true that a vague regulation can be salvaged through prior, narrowing interpretation, Parker v. Levy,
Conduct that exemplifies the highest standards of efficiency or safety for one person may not for another. See id. In several cases from other jurisdictions, regulations requiring the "highest standards of efficiency," without more, have been held unconstitutionally vague. See, e.g., Connors v. Crabb,
In cases upholding the phrase "highest standards of efficiency" against a challenge that it is unconstitutionally vague, additional provisions directed or limited its application and enforcement to specific conduct. See, e.g., Cox v. Sheriff's Merit Comm'n, 283 IIl.App.3d 742, 218 IIl.Dec. 739,
Likewise, rules compelling the "highest standard of safety" require additional particulars to direct application or enforcement. See, e.g., Earle v. Netjets Aviation, Inc.,
Recognizing that analogies are fraught with peril, I nevertheless posit one. We have had two relatively recent and serious commercial aircraft incidents following which the captains were immediately, universally, and deservedly considered heroes. The first was the controlled crash at Sioux City, Iowa, with
The commission offers four cases in support of its contention that Ops. 8.18 is constitutional: (1) Stamm v. City & County of Denver,
(1) At issue in Stomm was an executive order prohibiting employees from "being under the influence or impaired by aleohol" at work.
(2) In Barham, a tenured professor alleged that a code providing for termination of tenured faculty only for a "legally sufficient ground or reason" was unconstitutionally vague.
(3) At issue in Benke was a statute providing the grounds for dismissal of a tenured teacher for "incompetency, neglect of duty, immorality, conviction of a felony, insubordination, or other good and just cause."
(4) Finally, in Cooper, a Denver police officer contended that a police department regulation stating "[olfficers shall not unnee-essarily draw or display any firearms" was unconstitutionally vague.
However, at issue in each of these cases were regulations that contained language sufficiently precise to forewarn persons of ordinary intelligence what was prohibited conduct. The wording was definite enough to prevent arbitrary and capricious enforcement.
Buch is not the case here. In my view, Ops. 8.13 is unconstitutionally vague and cannot be enforced in a disciplinary proceeding. It does not give an officer prior warning that his or her conduct could fall, or has fallen, below the "highest standards of efficiency and safety." Nor could it reasonably forewarn persons of ordinary intelligence as to its meaning and application. The question here is whether the officer's conduct fell below the acceptable standards of police procedure based on Ops. 8.18's vague "highest standards of efficiency and safety requirements," including whether any prior notice and application of Ops. 8.18 existed or whether his conduct fell below the level of professionalism expected of him from his training. I cannot conclude it did. At best, Ops. 8.18 is an aspirational goal for, or a subjective standard of, a limitless array of conduct.
The hearing officer found that Ops. 3.18 had never been used to discipline officers in deadly foree situations in the past, including three deadly force incidents-one as proximate to this incident as 2008-where officers shot suspects with bladed weapons but failed to use the best tactics; that deadly force situations were disciplined separately and used as training tools for the future; and that Ops. 8.13 had only been used as a disciplinary basis in two prior instances, both of which demonstrated an egregious breach of professional police conduct in non-deadly force encounters. These facts, as found by the hearing officer, are entitled to deference. Colorado-Ute Elec. Ass'n v. Pub. Utils. Comm'n,
The phrase "highest standards of safety and efficiency" is not independently capable of specific, objective meaning because it defines no standard level of conduct to merit discipline. We note also that, since the officer's discipline in this incident, Ops. 8.18 has been revised to include more particularized, objective language with additional criteria directing its application. As a standard of performance, the blanket regulation requiring the "highest standards of safety and effi-clency" alone simply is too vague for meaningful application or notice as to what it prohibits.
Therefore, I would reverse the judgment and vacate the officer's ten-month suspension.
