Lead Opinion
Following a jury trial in the Circuit Court of the City of Roanoke, appellant, Edwin Cecil Turner, Jr., was convicted of first degree murder and the use of a firearm in the commission of murder. Pursuant to the jury’s recommendation, appellant was sentenced to life imprisonment plus two years. On appeal, appellant contends the trial court erred in refusing to instruct the jury on voluntary manslaughter. We agree, but find the error to be harmless; accordingly, we affirm.
I.
On April 3, 1992, appellant shot and killed William Dale Hartman. For at least four days preceding the shooting, appellant and Hartman were engaged in an on-going conflict. Appellant believed Hartman had stolen
The two men then swore out arrest warrants for each other. Appellant accused Hartman of burglary; Hartman accused appellant of assault and battery. After learning of Hartman’s assault on a retarded girl and of the warrant Hartman had sworn out against him, appellant stated to the police that “he would kill the bastard [Hartman] and save everybody a lot of time and trouble” and that “anyone that would take advantage of a retarded girl was a low son-of-a-bitch that ought to die.” According to appellant, Hartman vowed to kill him if he did not drop the charges. Appellant then swore out a warrant against Hartman for intimidating a witness.
During the course of these events, appellant’s mental state deteriorated. Appellant claimed he could “smell” Hartman in his home; he took measures to barricade his windows and front door, and searched for Hartman in his home. Appellant and his girlfriend, Regina Ferris, purchased a handgun, which they placed in Ferris’ vehicle. Appellant grew increasingly upset when he learned that Hartman had been released on bond with respect to the warrants appellant had sworn out.
On the evening of April 3, appellant left his mother’s house in Ferris’ vehicle to pick up a pizza. On his way, appellant drove past his apartment to see if Hartman was around. Appellant saw Hartman sitting in his car and pulled alongside him. According to appellant, Hartman raised his hand, and appellant believed he held a gun. Appellant stated that he sped away with Hartman in pursuit.
Eventually, the two stopped at an intersection. Forensic evidence revealed that appellant shot at Hartman’s vehicle in the intersection. The two then proceeded into an adjacent parking lot. According to appellant, Hartman followed him into the parking lot and pulled alongside appellant’s vehicle. An eyewitness testified that appellant pursued Hartman. Appellant stated that Hartman kept raising his hand toward him but that he was not sure he ever saw Hartman fire a weapon. As they proceeded, appellant continued to shoot at Hartman. Hartman’s vehicle eventually collided with a parked van, and appellant drove away. Hartman received five gunshot wounds, two of which were lethal. No weapons or shell casings were found in Hartman’s vehicle.
The court instructed the jury that they could find appellant (1) guilty of first degree murder; or (2) guilty of second degree murder; or- (3) not guilty.
II.
First degree murder is defined as a malicious killing accomplished by a willful, deliberate, and premeditated act. 2 Virginia Model Jury Instructions—Criminal 34.200 (1993 repl. ed. with 1995 Supp.). Second degree murder does not require a willful, deliberate, and premeditated act; it is defined simply as a malicious killing. Id. at 34.320. Voluntary manslaughter is defined as an intentional killing committed while in the sudden heat of passion upon reasonable provocation. Id. at 34.500; Read v. Commonwealth,
“To speak of a homicide as having been committed with malice aforethought and in sudden passion, upon reasonable provocation is a legal solecism.” Belton v. Commonwealth,
if an unlawful homicide be committed in pursuance of a preconceived purpose, the offence will be murder, no matter how great sudden provocation may have immediately preceded the act. The provocation may have been brought about or sought by the perpetrator; or he may have availed himself of it to give color of justification or excuse to his act, done in execution of his deliberate purpose.
Read,
The determination of whether a killing is committed in pursuit of a continuing animus or upon reasonable provocation or whether it was accomplished maliciously or in the heat of passion is a jury question. See id. at 939; Moxley v. Commonwealth,
Although the Commonwealth prevailed at trial, we must view the evidence with respect to the refused instruction in the light most favorable to the defendant. E.g., Boone v. Commonwealth,
It remains only to determine whether that error was harmless. An error is harmless “ ‘if a reviewing court can conclude, without usurping the jury’s fact finding function, that, had the error not occurred, the verdict would have been the same.’ ” Davies v. Commonwealth,
Thus, where the reviewing court is able to determine that the trial court’s error in failing to instruct the jury could not have affected the verdict, that error is harmless. Morse v. Commonwealth,
By contrast, where it is impossible to determine from the verdict whether the jury would have necessarily rejected a lesser-included offense on which it was not instructed, error in refusing to instruct on that offense is not harmless. See Boone
In convicting appellant of first degree murder, the jury rejected the lesser-included offense of second degree murder. In so doing, the jury found beyond a reasonable doubt that appellant acted not only maliciously, but also willfully, deliberately, and premeditatedly. Homicide committed pursuant to a preconceived plan is not voluntary manslaughter; premeditation and reasonable provocation cannot co-exist. Read,
Accordingly, the court’s error was harmless, and appellant’s convictions are affirmed.
Affirmed.
Notes
. The court also instructed the jury on self-defense and irresistible impulse, which would have resulted in a not guilty verdict if the jury had found accordingly.
. The dissent cites the following four cases in support of its conclusion that the error in refusing the instruction was not harmless: (1) United States ex rel. Matthews v. Johnson,
(2) Commonwealth v. Covil,
The decision in Matthews is no longer the law in the Third Circuit. See Geschwendt v. Ryan,
The Covil court adopted the Matthews reasoning in reaching its decision. Since Matthews has been overruled, the import of Covil is problematic.
The decision in State v. Benavidez,
Finally, the court in People v. Hansma,
. This finding is further supported by the fact that the jury was instructed that "[e]xpress malice exists when a person acts with a deliberate mind and formed design.” When the jury found that appellant acted premeditatedly, it was compelled to find malice. Again, since malice and passion cannot co-exist, see Belton,
Dissenting Opinion
dissenting.
When reviewing whether the trial judge properly refused an instruction proffered by the accused, we must view the evidence in the light most favorable to the accused.
In my opinion, this Court cannot reasonably conclude upon this record that the error did not affect the jury’s verdict. See Lavinder v. Commonwealth,
The issue whether Turner acted maliciously was disputed. Turner’s statement to the police provided evidence that supported the hypothesis that Turner acted out of passion and not with malicious intent. The evidence proved that Turner thought the victim was “pointing a firearm at [him].” Thus, the jury had more than sufficient evidence from which it could have found, if properly instructed, a non-malicious killing.
Because the error in refusing the instruction deprived the jury of the opportunity to find facts and apply those facts to the law, this case is not one in which “the other evidence of guilt was so overwhelming and the error so insignificant by comparison that the error could not have affected the verdict.” Hooker v. Commonwealth,
establish that an error is harmless..... [A] harmless error analysis ... [is not] simply a sufficiency of the evidence analysis.
Id. at 458,
Moreover, because the harmless error analysis is not a sufficiency of the evidence analysis, “[i]t is immaterial that the jury could have reached [the] contrary conclusions [that it reached].” McClung v. Commonwealth,
The jury is not required to accept, in toto, either the theory of the Commonwealth or that of an accused. They have the right to reject that part of the evidence believed by them to be untrue and to accept that found by them to be true. In so doing, they have broad discretion in applying the law to the facts and in fixing the degree of guilt, if any, of a person charged with a crime.
Belton v. Commonwealth,
The decision in LeVasseur v. Commonwealth,
In failing to instruct the jury that it could convict Turner of a homicide of a lesser grade than first or second degree murder, the trial judge misdirected the jury by limiting the jury’s options to a finding of a malicious killing or a not guilty verdict. “The central point is that the jury might have decided to convict [Turner] of murder because the State proved that [he] intentionally killed another without a reasonable belief that [he] acted in self defense—despite clear proof that [Turner] was provoked to murderous passion by the victim.” Falconer v. Lane,
Cases from North Carolina and New Jersey are no more persuasive regarding the law in Virginia than cases from other jurisdictions holding that the error in refusing a similar instruction was not harmless. See, e.g., United States ex rel. Matthews v. Johnson,
It is basic that a defendant is entitled to have his theory of the case submitted to the jury under proper instructions where the evidence supports it. We cannot conclude that it was harmless error not to give an instruction which is supported by evidence____ Here, assuming there was evidence of provocation, the jury was not given the choice of finding that the defendant committed voluntary manslaughter. To argue that a finding by the jury that the defendant acted with deliberate intention precludes any possibility that they could have found sufficient provocation begs the question. The jury was simply not given the choice. We do not consider this to be harmless and non-prejudicial where the evidence would support such a choice by the jury.
Benavidez,
In footnote two, the majority explains why it considers unpersuasive the decisions from other jurisdictions that are contrary to the majority’s holding. I find the majority’s discussion equally unpersuasive. The nub of the majority’s analysis begins with its misplaced reliance upon the Third Circuit’s discussion of Schad v. Arizona,
Moreover, nothing in Schad purports to address the requirement to give an instruction on a lesser included homicide offense, when sufficient evidence supports an instruction on the lesser included offense and the only distinction between the homicides involves the jury’s resolution of conflicting evidence to determine the mens rea of the defendant. In Schad, the trial judge granted instructions for the offenses of first-degree and second-degree murder and refused instructions only on the separate and distinct offenses of theft and robbery.
In Geschwendt v. Ryan,
Although the trial judge in Geschwendt refused to grant the defendant’s instruction that he could be found not guilty by reason of insanity,
In an alternative holding, the Third Circuit reasoned that if the jury believed the defendant was insane, it would have convicted him of third-degree murder instead of first-degree murder. Id. at 885-86. The court ruled that it could affirm the conviction on this alternative ground. In analyzing this alternative, the court discussed Schad because the defendant had raised a constitutional issue similar to the issue raised in Schad, i.e., whether the failure to give the instruction violated due process. Id. However, the issue the defendant raised in Geschwendt, like Schad, did not involve a failure to give an instruction on a lesser included offense. Id. at 885. Even though the instruction the trial judge gave explaining third-degree murder and the instruction he denied regarding the defense of insanity alternatively defined the defendant’s possible mental state, obviously neither instruction was a lesser included offense of murder. Consequently, the alternative holding in Geschwendt involves a different factual scenario than Turner’s case.
Most significantly, however, the portions of the Geschwendt decision that discuss Schad and lesser included offense instructions are dicta and are of dubious value because the Third Circuit lacked jurisdiction over the issue posed by the defendant. The Third Circuit dispositively decided that whether the trial judge erred in refusing the instruction was a matter that could not be reached under its habeas corpus jurisdiction “for, if there was an error at all at his trial, it was solely one of state law” that did not implicate either federal or constitutional law. Id. at 890. Simply put, the Third Circuit’s discussion of Schad is dicta because it ruled that it had no jurisdiction to decide the issue.
In rejecting Benavidez, the majority also misreads the import of Keeble v. United States,
Where one of the elements of the offense charged remains in doubt, but the defendantis plainly guilty of some offense, the jury is likely to resolve its doubts in favor of conviction. In the case before us, for example, an intent to commit serious bodily injury is a necessary element of the crime with which petitioner was charged, but not of the crime of simple assault. Since the nature of petitioner’s intent was very much in dispute at trial, the jury could rationally have convicted him of simple assault if that option had been presented. But the jury was presented with only two options: convicting the defendant of assault with intent to commit great bodily injury, or acquitting him outright.
Keeble,
A careful review of the Supreme Court’s reasoning reveals that Keeble is, in fact, directly on point because the reversible error in Keeble was exactly the same as the reversible error in Turner’s case: the trial court deprived the jury of a choice between different kinds of mens rea, all of which were supported by the evidence. Specifically, the trial court committed reversible error by limiting the jury’s options to finding malice or acquitting the defendant. As the Supreme Court stated in Keeble, “it is now beyond dispute that the defendant is entitled to an instruction on a lesser included offense if the evidence would permit a jury rationally to find him guilty of the lesser offense and acquit him of the greater.”
Finally, the majority asserts that the court in Hansma did not conduct a harmless error analysis. Although it is true that no harmless error analysis is expressly included in the relevant portion of the opinion, the fact that the court found another error harmless,
For these reasons, I would hold that the error was not harmless, reverse the convictions, and remand for a new trial.
