Leonard Carl TURNER, Appellee, v. CITY OF LAWTON, Oklahoma, a municipal corporation, Appellant.
No. 61399.
Supreme Court of Oklahoma.
July 22, 1986.
Rehearing Denied March 10, 1987.
733 P.2d 375
KAUGER, Justice.
Gerald S. Rakes, Asst. City Atty., Lawton, for appellant.
KAUGER, Justice.
The sole question of law presented, which we must answer in the negative, is whether evidence, obtained via a search warrant held invalid and suppressed in a criminal action may be admitted in a related civil administrative proceeding. The validity of the search warrant is not an issue on appeal, thus the underlying facts are irrelevant to our analysis and disposition of the arguments raised by the parties. It is admitted by all of the parties that the search warrant was invalid; hence, the
On October 27, 1983, after the court in the criminal case dismissed all charges against Leonard Carl Turner, appellee, he subsequently filed an action for reinstatement as a firefighter for the City of Lawton in the district court of Comanche County, asserting that he had been fired based on incompetent evidence seized in violation of his constitutional rights.2 The trial court agreed, finding Turner was terminated based on evidence obtained under a “bogus” warrant, and holding the evidence incompetent, and his dismissal improper. The City appealed, conceding the invalidity of the warrant and contending only that the exclusionary rule is inapplicable to civil proceedings. In a split decision, the Court of Appeals reversed the trial court, and certiorari was granted.
HISTORICAL ANALYSIS OF THE EXCLUSIONARY RULE
The one procedural safeguard which arose directly from events immediately preceding the revolutionary war was the protection against unreasonable search or seizure.3 The writ of assistance, although
seldom exercised in England, was being used by customs officers in the colonies to enter buildings to search for smuggled merchandise. The controversy over these writs continued until the Revolutionary War—the bill of particulars in the Declaration of Independence contained the complaint that the King had sent hither swarms of officers to harass our people.4 Even after the United States Constitution was adopted, the citizens of the new country feared a recurrence of governmental violations of personal rights and liberties.5
When he spoke to the Oklahoma Constitutional Convention, the Honorable J.K. King of Newkirk, President pro tempore of the convention, said that the force and effect of any law is not written upon the printed page, but in the hearts and the intelligence and the conscience of the people. He noted that although the framers of the federal constitution did not believe a Bill of Rights to be necessary, the people refused to accept it without the assurance that such a bill would be incorporated,6 and, that the Oklahoma Constitution contained provisions to guide officials and to inspire and protect its people. Thereafter, the Convention adopted
“If (these rights) are incorporated into the Constitution, independent tribunals of justice will consider themselves in a peculiar manner the guardians of those rights; they will be an impenetrable bulwark against every assumption of power in the Legislative or Executive; they will naturally be led to resist every encroachment upon rights expressly stipulated for in the Constitution by the declaration of rights.
THE EXCLUSIONARY RULE HAS BEEN ADOPTED BY THE UNITED STATES SUPREME COURT, THE OKLAHOMA SUPREME COURT, AND THE OKLAHOMA COURT OF CRIMINAL APPEALS
The thrust of the exclusionary rule is that evidence illegally obtained by government agents cannot be used against a person whose constitutional rights have been violated by an unreasonable search or seizure. The genesis of the rule can be traced to Weeks v. United States, 232 U.S. 383, 393, 398, 34 S.Ct. 341, 344, 346, 58 L.Ed. 652 (1914). In Weeks, the United States Supreme Court unanimously rejected the common law view that exclusion of illegally seized evidence constitutes an unjustified interference with the trial court‘s obligation to permit presentation of all reliable and probative evidence to the trier of fact—and that because the ends justifies the means, courts would not inquire into about how otherwise admissible evidence is gathered.
Subsequently, in Silverthorne Lumber Co. v. United States, 251 U.S. 385, 392, 40 S.Ct. 182, 183, 64 L.Ed. 319 (1920), Justice Holmes, speaking for the Court, stated that, “The essence of a provision forbidding the acquisition of evidence in a certain way is that not merely evidence so acquired shall not be used before the Court, but that it should not be used at all.” The Oklahoma Supreme Court in Hess v. State, 84 Okl. 73, 202 P. 310, 314-316 (1921) adopted the Silverthorne and Weeks rationale.9
In Gore v. State, 24 Okl. Cr. 394, 218 P. 545, 547, 550 (1923) the Oklahoma Court of Criminal Appeals, acknowledging the Oklahoma Supreme Court decision in Hess, overruled the common law doctrine that the ends of justice permitted the use of evi-
The federal exclusionary rule was not extended to the states under the due process clause until 1961, when the United States Supreme Court decided Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961). Nonetheless, by 1921, some forty years earlier, the Oklahoma Supreme Court in Hess had incorporated it as a part of the body of Oklahoma law, and the Court of Criminal Appeals had acknowledged it in Gore by 1923. The Oklahoma Court of Criminal Appeals, in Simmons v. State, 277 P.2d 196, 198 (Okla. Crim. 1954) adopted the Weeks reasoning and the Holmes-Silverthorne language, and, applying them to the
PURSUANT TO THE OKLA. CONST. art. 2, § 30 , OKLAHOMA COURTS HAVE FOUND THE EXCLUSIONARY RULE TO BE A FUNDAMENTAL CONSTITUTIONAL RIGHT APPLICABLE TO CIVIL AND CRIMINAL ACTIONS
Even when a search or seizure is patently illegal, the controversial question—whether its fruits should be excluded from evidence—remains. The applicability of the exclusionary rule to civil proceedings has never been resolved completely by the United States Supreme Court.11 However, the United States Supreme Court has held that the exclusionary rule is a judicially created remedy operating to safeguard Fourth Amendment rights through its deterrent effect, and that the right is separate from the personal constitutional rights of the party seeking to invoke the rule.12
State statutes or state constitutions which afford greater rights than the federal constitution must be determined by following state law. The state of Oklahoma in the exercise of its sovereign power may provide more expansive individual liberties than those conferred by the United States Constitution—it is only when state law provides less protection that the question must be determined by federal law.13 The Con-
Although the United States Supreme Court addressed the issue of whether illegally seized evidence could be used in a subsequent civil action, it did not resolve it completely in United States v. Janis, 428 U.S. 433, 96 S.Ct. 3021, 49 L.Ed.2d 1046 (1976). In Janis, a state officer notified the Internal Revenue Service (IRS) that Janis had been arrested for bookmaking activity. The IRS then assessed wagering excise taxes and levied against the money seized by the officer. The trial court found the police officer‘s affidavit defective, and granted the motion to quash the warrant. The court did not return the money seized and Janis claimed a refund. The Supreme Court allowed introduction of the evidence illegally seized by state officers to be used in a federal civil proceeding finding that the likelihood of deterring police misconduct by extending the exclusionary rule did not offset the substantial social costs of overturning an otherwise valid conviction.
The Janis rationale, however, is by its own terms applicable only to certain fact situations, namely those in which agents of different sovereigns are involved. The Court said:
“[W]e conclude that exclusion from federal civil proceedings of evidence unlawfully seized by a state criminal enforcement officer has not been shown to have a sufficient likelihood of deterring the conduct of the state police so that it outweighs the societal costs imposed by the exclusion. This Court, therefore, is not justified in so extending the exclusionary rule.” (Emphasis supplied)
Evidence seized by federal narcotics agents for use in a drug prosecution was not barred by the exclusionary rule from use in a civil tax proceeding in Tirado v. Commissioner, 689 F.2d 307, (2d Cir.1982) cert den‘d, 460 U.S. 1014, 103 S.Ct. 1256, 75 L.Ed.2d 484 (1983) because the evidence was not seized with the participation, collusion, or contemplation of use by agents responsible for the proceeding in which the evidence was presented. Janis and Tirado are factually and conceptually distinguishable from the present case. Here, we have a city law enforcement officer and a city civil proceeding; thus the deterrence value of applying the exclusionary rule is obvious. If on the other hand, the evidence can be used to discharge Turner from his job, even though the criminal charges were dismissed, there would still be a substantial incentive to the city‘s police officers to engage in further unlawful searches especially when municipal employees are the targets thereof.
We find the logic of Hess v. State, 84 Okl. 73, 202 P. 310, 314-16 (1921) more carefully tailored than any available federal decisional law to deter the official misconduct which victimized Turner, and thus to be controlling precedent in this case.15
Although Hess was a forfeiture case and belongs in the quasi-criminal area, many
The Supreme Court of the State of Oklahoma is not required to follow Janis, or Tirado, because these cases are too restrictive for application under the standards of Oklahoma‘s fundamental law—the new version of the exclusionary rule is merely a federal rule of evidence. Even if these cases could be construed to announce neoteric federal constitutional dogma, this Court is unfettered in its enforcement of the Oklahoma exclusionary rule. The Supremacy Clause of the United States Constitution, Art. VI, § 2, is pertinent only if state constitutions afford their citizens lesser rights and protections.23
While the federal courts have vacillated in applying the exclusionary rule, the courts of this jurisdiction have been consistent.24 An underlying reason for the slightly different approach to the rule taken by Oklahoma may be based on small, but significant differences between the language of the Fourth Amendment and
Article 2, § 30 must be strictly construed, and unless it can clearly be shown that the officers making the search complied with the legal prerequisites necessary to constitute a lawful search, the evidence seized by an unreasonable search must be
Based on the traditional concept of the sanctity of the home and peaceful enjoyment of its privacy,29 the exclusionary rule receives its most rigid application when a dwelling house is involved in a search. Lord Coke said, “The house of every man is to him a fortress, as well for his defense against injury and violence as for his repose.” When Parliament moved to abolish general unrestricted warrants, General William Pitt lead the attack with the justly renowned remarks:
“The poorest man may in his cottage bid defiance to all the force of the Crown. It may be frail; its roof may shake; the wind may blow through it; the storm may enter; the rain may enter; but the King of England may not enter; all his force dares not cross the threshold of the ruined tenement.”
In short, a man‘s home is his castle.
The citizens of Oklahoma possess a double-barrelled source of protection which safeguards their homes from unauthorized and unwarranted intrusions30—the Fourth Amendment and
The
This decision is not founded on a desire to protect a possible miscreant, but rather to insure that all citizens are enfolded within the embrace of protections which have remained inviolate since the framers of the Declaration of Independence sought relief from harrassment by swarms of the King‘s officers and since the Oklahoma Constitutional Convention recognized the self-evident truths of the time.37 History bears out the continuing need for this safe guard—one need only look to modern world history and today‘s headlines to appreciate the need for prohibitions against unwarranted or unreasonable search or seizure.
CERTIORARI GRANTED; OPINION OF COURT OF APPEALS VACATED; TRIAL COURT AFFIRMED.
DOOLIN, V.C.J., and LAVENDER, HARGRAVE and OPALA, JJ., concur.
ALMA WILSON, J., concurring in judgment only.
SIMMS, C.J., HODGES and SUMMERS, JJ., dissent.
SIMMS, Chief Justice.
I respectfully dissent.
I agree with the City of Lawton that the exclusionary rule does not apply to this administrative personnel proceeding.
Leonard Turner was dismissed from the Lawton Fire Department when amphetamine, a controlled substance, was found in his residence by police executing a search warrant.
He was charged with possession of cocaine, with intent to distribute. While the criminal charges were pending, Turner pursued an appeal of his dismissal to the Personnel Board and was given a full hearing. The City presented evidence of the amphetamine to justify his dismissal. The Board affirmed the termination of his employment.
Subsequently, in the criminal case, the trial court held the affidavit was insufficient. The search warrant was set aside, the evidence suppressed and the criminal charge dismissed.
It was then that Turner sought reinstatement from the district court and review of that administrative decision, contending it was based on an illegal search which violated his constitutional rights.
The trial court agreed with him and found his dismissal improper. The Court of Appeals, in what I believe to be a well reasoned opinion, reversed the trial court, 56 OBJ 535. The Court of Appeals adopted
That analysis first seeks to determine the motivation of the officers who seized the evidence and examine whether their interests are related to the civil proceeding. This approach best serves society by excluding reliable and relevant evidence only when necessary to protect the purposes of the Fourth Amendment.
Here there is no close relationship between the search by police and subsequent use of the evidence by the city and personnel board. Those proceedings are too remote from the primary interests served by officers seizing the drugs, and there is no evidence of collusion between police and city officials.
The primary purpose of the exclusionary rule is to deter future police misconduct. That purpose is clearly not served by excluding this evidence, and society‘s interest in maintaining levels of integrity and fitness of its public servants far outweighs any possible interest protected.
I do not believe that allowing the illegally seized evidence in the administrative proceeding violated either the Fourth Amendment or Article 2, Section 30, of our Constitution.
I am authorized to state that Justices HODGES and Justice SUMMERS join in this dissent.
ALMA WILSON, Justice, concurring in judgment only:
The exclusion of relevant evidence in a non-criminal proceeding, albeit by technical illegal seizure in a prior unrelated criminal investigation, is to my view justified only under such facts and circumstances as those disclosed from my examination of the record in this particular case.
I do not believe that relevant evidence ipso facto should be excluded from admission in any and all subsequent proceedings of a civil nature, simply because such has been excluded from an earlier criminal trial. I recede from what I perceive to be the wide-sweep of the majority opinion. I believe the competing interests of the right of the individual to privacy vis-a-vis the right of the public to maintain levels of integrity and fitness of its public servants must be balanced as in Tirado v. Commissioner of Internal Revenue, (2d Cir.1982), 689 F.2d 307, cert denied., 460 U.S. 1014, 103 S.Ct. 1256, 75 L.Ed.2d 484 (1983), but that in this administrative proceeding a balancing requires exclusion to protect the purposes of the Fourth Amendment.
