291 F. 958 | 6th Cir. | 1923
These writs'are brought to review judgments upon convictions of the several plaintiffs in error upon indictments under section 39 of the Penal Code (Comp. St. § 10203), for giving a bribe or bribes to ope Tyree Taylor, then a deputy United States marshal for the Western district of Tennessee, to insure immunity to plaintiffs in error respectively from prosecution or .molestation by the government’s officers on account of the violation of the Reed Amendment (Act March 3, 1917, c. 162,„ 39 Stat. 1058, 1069; Comp. St. 1918, Comp. St. Ann. Supp. 1919, § 8739a). Before the finding of the indictments in question, Taylor had been convicted in another prosecution, upon his plea of guilty, of accepting bribes as such deputy United States marshal, and had been sentenced to imprisonment in the federal penitentiary at Atlanta, Ga. While so imprisoned, he turned state’s evidence, and testified for the government on the trial of the cases we are now reviewing, as did also his wife, who had participated
In case No. 3791 (Tuckerman) the charge is bribery in April, 1919. There was conviction as to one of the acts charged. The sufficiency of the indictment is not questioned. The criticisms argued are addressed to the admission and exclusion of testimony, the overruling of motion for new trial for alleged lack of evidence to support the verdict, and the giving and refusal of instructions to the jury.
We think no error was committed in the admission or rejection of testimony. Taylor, testifying for the government, said that he knew defendant as far back as 1917, and in answer to the question, “What business was he engaged in at the time you became acquainted with him ? ” said, “Well, I never knew Mr. Tuckerman to be engaged in anything else other than handling whisky in some way.” This is characterized as an assault upon the reputation and character of defendant before it was put in issue, and as tending to show that he was guilty of another crime than that here charged. We think neither of these objections good. The testimony was naturally preliminary to the detailing of the alleged first interview between defendant and the witness regarding the proposed protection. The fact that defendant had always been in the liquor business was competent and relevant to the subject-matter generally. Grayson v. United States (C. C. A. 6) 272 Fed. 553, 558. It was not made inadmissible merely because of a tendency to show defendant guilty of another offense. Tucker v. United States (C. C. A. 6) 224 Fed. 833, 840, 140 C. C. A. 279, cf. Thaler v. United States (C. C. A. 6) 261 Fed. 746, 750. However, the criticized statement had no necessary tendency to show an unlawful dealing in liquor except as involved in the alleged bootlegging operations in question. The National Prohibition Act (41 Stat. 305) did not take effect until January 16, 1920 (Dillon v. Gloss, 256 U. S. 368, 41 Sup. Ct. 510, 65 L. Ed. 994), and there is nothing to indicate that dealing in liquor was necessarily illegal, either in New Orleans, where defendant seems to have resided before coming to Memphis and when Taylor first knew him, or in Caruthersville, Mo., from which place, according to the charge, the liquor was to be transported.
Complaint is also made that Taylor was permitted to say that he thought his connection with defendant “really began in the fall of 1918,” notwithstanding the indictment stated the offense, under a videlicet, as occurring in April, 1919. The date earlier stated was not too remote. A little later the date of the first conversation was given as “somewhere in the early spring of 1919, say in January.” The date so .given was apparently preliminary to the statement that somewhere about the middle of April a specific proposition of payment for protection was made.
Taylor was asked, on cross-examination, if after his arrest he was handed a list of certain people and had not “said something about practically every man on the list.” He answered, “Sure, I know plenty
Upon cross-examination defendant was asked whether he had not been arrested several times on different charges, to which he replied that he had never been convicted of anything, admitting, however, that he had been arrested during the preceding two years for vagrancy. Without deciding whether or not this evidence should have been received against due objection, we think defendant not in position to complain of it. No ground of objection was stated, and in the absence of such statement defendant is not entitled of right to complain. Robinson v. Van Hooser (C. C. A. 6) 196 Fed. 620, 624, 116 C. C. A. 294. The testimony is not so clearly improper or prejudicial as to justify waiving the rule.
Following the charge of the court defendant’s counsel asked an instruction that—
“The jury should scrutinize the. testimony of accomplices carefully, and they should not believe the testimony of accomplices, and should not convict on the testimony of accomplices, unless it is supported by independent proof.”
There was no error in refusing to so instruct. The rule is well settled that while it is the better practice in penal cases for courts to caution jurors against too much reliance upon the testimony of accomplices, and against believing such testimony without corroboration, mere failure to give such instruction is not reversible error. Caminetti v. United States, 242 U. S. at page 495, 37 Sup. Ct. 192, 61 L. Ed. 442, L. R. A. 1917E, 502, Ann. Cas. 1917B, 1168; Ray v. United States (C. C. A. 6) 265 Fed. 257; Rudner v. United States (C. C. A. 6) 281 Fed. 516, 521. Reference to the instruction actually given the jury, as quoted in the margin hereof,
“The evidence of the defendant also shows that the prosecuting witness at one time was jealous of the defendant, and sought his life, and the jury should consider that evidence as to whether or not it was a motive actuating the testimony of Mr. and Mrs. Tyree Taylor.”
The court had already instructed the jury that—
“In weighing the testimony of the witnesses, you will look further to see what motive, if any, actuated the witness in testifying as he did; if you find that the witness has a motive for testifying against a party, then, as a matter of course, you would take that into consideration in weighing the testimony of such witness, if you find that any motive existed for so testifying; that is, any ulterior motive for so testifying against the party. * * * ”
Having given this general instruction, it was not reversible error to decline to call the jury’s attention specifically to a given item of testimony whose tendency was claimed to show motive.
In the charge the judge, after stating that the jurors were not to be influenced by anything that he might sáy to them- in recounting the testimony, or by any opinion which they think he might have or which he might express about the case, because these matters must be determined by the jurors, uninfluenced by anything that they might 'believe the judge thought or which he might express about the case, added:
“But I say to you frankly, gentlemen, that I have examined the testimony closely; that I was unable to find any motive on the part of the government witnesses Tyree Taylor and his wife to prompt them to testify as they did, if they were not testifying to the truth; but that is simply my opinion about it, and you are not to be influenced by it in one way or the other or be governed by it in making up your verdict, but you are to determine the case according to your own recollection of the testimony and the weight you think should be given to it.”
After the jury had retired to consider its verdict, it returned into court and reported that it could not agree, whereupon it was sent back for further consideration. After deliberating several hours more, the jurors again returned, with the statement that they had not agreed. After giving certain instructions, the court added:
“As the court stated to you yesterday, any opinion the court may have about this ease is not to be considered by you one way or the other. The court was clearly of the opinion then, and is of the opinion now, that these government witnesses are trying' to tell the truth about this transaction, but that is merely my private opinion and is not to influence you gentlemen in any way. You gentlemen retire and further consider your verdict.”
These expressions of opinion are criticized as improper and as amounting to a direction to the jury to bring in a verdict of guilty.
“It is no longer an open question that a judge of a court of the United States, in submitting a ca'se to the jury, may, in his discretion, express his opinion upon the facts; and that ‘when no rule of law is incorrectly stated, and all matters of fact are ultimately submitted to the determination of the jury,’ such expressions of opinion are not reviewable on writ of error. Vicksburg, etc., Railroad v. Putnam, 118 U. S. 545, 553; St. Louis, etc., Railway v. Vickers, 122 U. S. 360; U. S. v. Reading Railroad, 123 U. S. 113, 114.”
See, also, Lovejoy v. United States, 128 U. S. 171, 173, 9 Sup. Ct. 57, 32 L. Ed. 389; Doyle v. Railway Co., 147 U. S. 413, 430, 13 Sup. Ct 333, 37 L. Ed. 223; Allis v. United States, 155 U. S. 117, 123, 15 Sup. Ct. 36, 39 L. Ed. 91; Graham v. United States, 231 U. S. 474, 480, 34 Sup. Ct. 148, 151 (58 L. Ed. 319), where it is said:
“In the courts of the United States the -judge and jury are assumed to be competent to play the parts that always have belonged to them in the country in which the modern jury trial had its birth.” '
Compare Horning v. District of Columbia, 254 U. S. 135, 138, 139, 41 Sup. Ct. 53, 65 L. Ed. 185. We have had frequent occasion to apply this rule. See Young v. Corrigan, 210 Fed. 442, 443, 127 C. C. A. 174; Shea v. United States, 251 Fed. 433, 445, 446, 163 C. C. A. 451; Id., 251 Fed. 445, 163 C. C. A. 458; Calcutt v. Gerig (C. C. A.) 271 Fed. 220, 224; Sylvia v. United States (C. C. A.) 264 Fed. 593, 596. The rule which permits the trial judge to express his opinion upon the facts is subject to the qualifications: First, that the ultimate decision upon the facts be left to the jury; and, second, that the judge’s comments be judicial and dispassionate, and so carefully guarded that the jurors, who are the triers of the fact, may be left free to exercise their independent judgment, in other words, that their judgment be not coerced. Starr v. United States, 153 U. S. 614, 626, 14 Sup. Ct. 919, 38 L. Ed. 841; Sandals v. United States (C. C. A. 6) 213 Fed. 569, 573, et seq., 130 C. C. A. 149; Stokes v. United States (C. C. A. 8) 264 Fed. 18. 24, et seq.; Shaffer & Co. v. West Tennessee Grain Co. (C. C. A. 6) 271 Fed. 820, 824.
As we have already said, the ultimate decision was in dear and unambiguous terms left to the jury. We think it cannot be said that the court’s expression amounted to or could properly have been considered by the jury as a direction to bring in a verdict of guilty,. Nor are we impressed that his comments were other than judidal and dispassionate. In Shea v. United States, supra, and in Calcutt v. Gerig, supra, the instructions which by this court were held not erroneous were fully as pointed as in the instant case.
It is urged, however, that the judge has no right to express his opinion after the jury has once retired, and has reported its failure to agree. A majority of the court is unable to agree with this contention. We are aware that such is the holding of one of the Circuit
“I cannot understand the failure to agree arises from any difference of opinion based upon the insufficiency of the evidence in this case. Whenever in the opinion of the court the testimony is convincing, it is the duty of the court to hold the jury together. Therefore I must decline your request to be discharged.”
This instruction seems to have been treated as equivalent to an expression of opinion that the evidence was sufficient to convict. In holding the instruction not erroneous the Supreme Court said (142 U. S. 155, 12 Sup. Ct. 172, 35 L. Ed. 968):
“But at the outset of his charge he [the judge] had told them, in so many words, that the facts were to be decided by the jury, and not by the court. And it is so well settled, by a long series of decisions of this court, that the judge presiding at a trial, civil or criminal, in any court of the United States, is authorized,, whenever2 he thinks it will assist the jury in arriving at a just conclusion, to express to them his opinon upon the questions of fact which he submits to their determination, that it is only necessary to refer to two or three recent cases in which the judge’s opinion on matters of fact was quite as plainly and strongly expressed to the jury as in the case at har.” citing the Vicksburg (118 U. S. 545, 7 Sup. Ct. 1, 30 L. Ed. 257), Beading (123 U. S. 113, 8 Sup. Ct. 77, 31 L. Ed. 138) and Love joy Cases.
In the instant case when the jury returned before rendering its verdict the foreman suggested a conflict in the testimony as to the number of cases of liquor defendant’s boat brought in. The court replied that it would not be a material conflict whether the witness stated that the boat brought in 300 or 400 cases. This was not error. If, as defendant contends, his boat was so fitted and used that it could not well carry either of those amounts at one trip, it was immaterial which of the two amounts was testified to.
It follows from what has been already said that there is no merit in the contention that the verdict is not supported by the evidence, but rests upon the uncorroborated testimony of accomplices. The credibility of all testimony, including that of accomplices, was ultimately for the jury. If Taylor and his wife were believed there was abundant evidence to sustain the conviction.
In the opinion of the majority of the court, the judgment should be affirmed. . ■
In No. 3810 (Wilkes) plaintiff in error was convicted on one of the two counts of bribery charged. The only witnesses for the government were Tyree Taylor and Mrs. Taylor; plaintiff in error was the only witness on his behalf. Under an assignment that “there is no substantial evidence to support the verdict,” plaintiff in error
Nor do we see any merit in the complaint of refusal to set aside the verdict, either because not supported by the evidence or because “supported only by the uncorroborated statements of accomplices.”
Apparently for the purpose of showing a motive for Taylor’s accusation of bribery against him, plaintiff in error testified that at a time previous to the alleged bribery he had been tried and acquitted in the district court on a charge of violating the Reed Amendment, and that the district judge had ordered returned to him the whisky seized in connection with his arrest; that the whisky in some way got to Tyree Taylor and that the latter asked plaintiff in error not to come for the whisky because it had been taken out of the storeroom and sold by Taylor, and if plaintiff in error tried to get it out “it would cause a
Hater, after stating that the jurors were not to take his recollection of the testimony of the witness, but were to determine the case from their own recollection, and return such verdict _ as they thought warranted, irrespective of and uninfluenced by any opinion the judge might have about it, or the testimony as he might have recited it to them, added:
“I will say to you, however, that I do have certain ideas about this case,, not for the purpose of influencing you, but simply expressing my opinion, about the facts of this case, and one of them is that I do not believe, gentlemen, the testimony of-this defendant relative to the conversation which he relates as having had with Tyree Taylor near the Peabody Hotel. It, to my mind, is not reasonable. To my mind it is not according to the ordinary conduct of men, and I do not believe any part of that testimony. As a matter of fact, gentlemen, I have endeavored to listen carefully and closely to the testimony of Tyree Taylor and his wife to ascertain, if possible, any motive they might have for undertaking to testify as they have against this defendant, unless it be that their testimony is true. I have been unable, so far as I am concerned, to find any motive that would actuate them to testify falsely against this defendant. But that is simply my opinion about this matter, and not to be considered by you gentlemen because you are the ones that must determine the guilt or innocence of this defendant.”
In the opinion of the majority of the court there was no error in this instruction, which does not impress us as being impassioned, un
In the course of his argument to the jury the district attorney said:
“Gentlemen, if you are good citizens and honest men, and I know you are, you will give this case a fair consideration, and when you do this I believe you will convict the defendant.”
On objection by defendant’s counsel, the court said, “That is proper argument.” We think this not error. Prosecuting counsel had the right to tell the jury that in his judgment a defendant should be convicted upon the evidence before the court. Nichamin v. United States (C. C. A. 6) 263 F. 880, 882. Compare Billingsley v. United States (C. C. A. 6) 274 Fed. at pages 92, 93. The argument that the effect of the incident was to impress the jury that they would be regarded by the district attorney and by the trial judge “as unworthy citizens and dishonest men if they failed to convict the defendant” is in our opinion far-fetched.
The motion for new trial was addressed to the sound discretion of the court, which is not reviewable except for abuse thereof,, which does not appear. Robinson v. Van Hooser, supra, 196 Fed. 620, 627, 116 C. C. A. 294.
_ In the opinion of the majority of the court the judgment of the District Court should be affirmed.
In case No. 3826 (Berryman), defendant was convicted of paying a bribe of $300 to Tyree Taylor “the last of March or the first of April, 1919,” to use the language of both Taylor and Mrs. Taylor. The criticisms argued relate to the admission and exclusion of testimony, the overruling of motion for new trial, and the instructions given the jury. In this case, as in the preceding cases, the conviction is assailed as based upon the uncorroborated testimony of accomplices. It is unnecessary to discuss this question, which is already covered by what we have said in case No. 3791, supra.
The,same is true as to the court’s expression of opinion that Tyree Taylor and his wife were trying to tell the truth, and that the court was inclined to believe their testimony, rather than that of the defendant. The charge in this respect is no more favorable to the government than was the charge in the Tuckerman case, unless in the addition of the statement that—
“If they [Tyree Taylor and wife] had been endeavoring to swear falsely, the money could .lust as well have been said to have been paid in the presence of both as in the presence of one.”
We think this furnishes no sufficient ground for predicating error.
It scarcely need be said that there is no,merit in the suggestion of variance between the indictment and the proof, In the fact that the former charges the bribery to have been committed “on or about the -day of April, A. D. 1919,” whereas the testimony is as already stated.
Both Tyree Taylor and Mrs. Taylor testified that on the occasion in question defendant called at Mrs. Harris’ home in the evening and asked for Taylor; that the latter, as stated by Mrs. Taylor, “went out to see him [Berryman] and met him at the door and they closed the door.” Tyree Taylor testified that defendant stated that he did not want to give the money in the presence of Mrs. Harris (now Mrs. Taylor), and that accordingly they went to the bathroom, at the further end of the hall, and shut the door, whereupon defendant gave Taylor $300. Both Taylor and Mrs. Taylor testified that when the former came back into the room he handed the latter $300,' with the statement that Berryman had given it to him. This testimony is challenged as incompetent, as being a conversation not in defendant’s presence but a self-serving declaration by Taylor. The only feature of this testimony which can plausibly.be criticized as incompetent is that Taylor said that defendant gave him the money.
It was plainly competent to show, as part of the res gestae, that the money was brought back by Taylor from his conversation with defendant, and that he handed it to Mrs. Harris. Baron v. United States (C. C. A. 6) 286 Fed. at page 826. It would then have been not only a permissible, but the natural, inference therefrom that defendant had paid the money in question to Taylor, in view of the testimony of the transactions in which Taylor was then engaged, the asserted nature of defendant’s business generally, the secrecy alleged to have been adopted by him in this immediate transaction, and the disposition then made of the money. It is the general rule that where two or more persons are associated for the same illegal purpose, and even where the indictment does not charge conspiracy, any act or declaration of one of the parties in reference to the common object, and forming part of the res gestae, may be given in evidence. American Fur Co. v. United States, 2 Pet. 358, 365, 7 L. Ed. 450; Nudd v. Burrows, 91 U. S. 426, 23 L. Ed. 286.
In a very proper sense, Taylor and defendant, accordjng to the tendency of the government’s proofs, were engaged in a conspiracy. In our opinion the apparently natural and inferably impulsive statement alleged to have been made by Taylor when exhibiting the money that Berryman had paid it, whether or not' technically classified merely as part of the res geste, was admissible. It was a contemporaneous statement directly relevant to the primary fact of Berryman’s payment of money, a fact not only natural, but important to be stated to Mrs. Harris, who was to give clearances. This situation tended to negative a self-serving purpose on Taylor’s part. The .otherwise natural inference from the connected facts above detailed, that defendant had paid the money, was thus corroborated. But if the criticized testimony went too far in the respect stated, we think it not so prejudicial as to require reversal, notwithstanding the instruction given in the charge that Mrs. Taylor’s testimony as to Taylor’s statement where he got the
We see no error in the refusal to permit defendant to show on Taylor’s cross-examination the total amount of his bribery collections. He had already indicated that the aggregate was very large, especially in the statement that accumulations were taken to a safety deposit box as often as the}' reached $4,000 or $5,000. If, as defendant’s counsel states in brief, Taylor “seemed to glory in the recounting of his misdeeds,” the exclusion of evidence of the approximate amounts of bribery receipts would scarcely be prejudicial. The amount of alimony being paid by Taylor under settlement with his divorced wife we think likewise immaterial. However much the fact that his former wife procured a divorce on account of his misconduct may have reflected upon his character and credibility, the precise amount of alimony-paid was not important. It related only to a collateral matter. The trial judge is vested with a substantial measure of judicial discretion in respect to such matters, and we think no abuse is here shown.
Upon redirect examination as a witness in his own behalf defendant testified, in substance, that instead of his approaching Taylor (as the latter testified) after Taylor’s arrest, and while he was in custody, Taylor approached him, and delivered to him an affidavit which defendant claims that Taylor told came from the office of the United States attorney, as evidence that Taylor was in position to assist Berryman in return for further payments requested of the latter. Thereupon the court, on motion of the district attorney, required defendant to produce the affidavit referred to. We see no error in this, nor in the admission of the evidence of a clerk from the district attorney’s office that the paper in question did not come from that office. We think the paper not rendered inadmissible by the fact that defendant did not produce testimony that it had actually emanated from that office, but only that Taylor had so claimed. It still had relevancy.
Finding no reversible error in the proceedings below, the judgment of the District Court should be affirmed.
“In weighing the testimony of the government witnesses look to the fact that the witness Tyree Taylor is at this time incarcerated or serving a sentence in the federal penitentiary at Atlanta for the offense of having accepted bribes while in office as a deputy United States marshal, and the evidence shows he confessed to this and was sentenced upon his confession of this offense. Now, you will look to these facts in weighing his testimony, and you will also look to the fact that he was one of the accomplices in the commission of this offense, if any offense was committed, and that Mrs. Taylor was also a party to any offense, if any offense was committed, and, taking all of these things into consideration you will give to the testimony of the witnesses Tyree Taylor and Mrs. Tyree Taylor such weight and credit as you think it entitled to receive. The fact, gentlemen, that the witness Tyree Taylor might now be serving a sentence in the federal penitentiary and the
AH italics in this opinion ours.
On cross-examination, Taylor had already denied that the court ordered that the liquor be returned to defendant or that he (Taylor) had obtained or sold liquor from the Federal Building; and had pronounced false and absurd the suggestion that he had' told defendant not to insist upon getting the liquor back and that he (Taylor) had sold it.