Troogstad v. City of ChicagoTroogstad v. City of Chicago
Case Information
IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION
SCOTT TROOGSTAD et al., )
)
Plaintiffs, )
) No. 21 C 5600 v. )
) Judge John Z. Lee THE CITY OF CHICAGO and )
GOVERNOR JAY )
ROBERT PRITZKER, )
)
Defendants. )
MEMORANDUM OPINION AND ORDER
Various employees of the City of Chicago have filed this case to challenge Governor J.B. Pritzker’s Executive Order 2021-22 as well as the City’s mandatory vaccination policy. Along with the complaint, Plaintiffs filed a motion for a temporary restraining order. The Court denied that motion on October 29, 2021. This Memorandum Opinion and Order memorializes that ruling.
I. Factual Background
In response to the ongoing COVID-19 pandemic and the rise of the significantly more transmissible Delta variant of the virus, Illinois Governor J.B. Pritzker signed Executive Order 2021-22 ( “ EO 2021-22 ” ) on September 3, 2021. EO 2021-22 mandates that all health care workers [1] be fully vaccinated [2] against COVID-19 or submit to weekly COVID-19 testing by September 19, 2021. Def. Gov. J.B. Pritzker’s Resp. Opp ’n Pls.’ Pet. TRO (“Def. J.B. Pritzker’s Resp.”) Ex. A (EO 2021-22) § 2(a)(i), ECF No. 14. The order provides exemptions to the vaccination requirement for persons for whom vaccination is “medically contraindicated” and for whom vaccination would require violating “a sincerely held religious belief, practice, or observance.” Id. § 2(e). Persons who qualify for either exemption must submit to weekly testing. Id.
Following Governor Pritzker’s order, the City of Chicago announced its own mandatory vaccination policy (“City Vaccination Policy”) . Unlike EO 2021-22, the City’s vaccine mandate covers all City employees, see Def. City of Chicago ’s Resp. Pls.’ Emergency Pet. TRO (“Def. City’s Resp.”) , Ex. B1 (City Vaccination Policy) § II, ECF No. 18, requiring them either to be fully vaccinated by October 15, 2021, or submit to biweekly COVID-19 testing. Id. § IV.A – B. And unlike EO 2021-22, the City Vaccination Policy contains a sunset provision that ends the option to submit to biweekly testing as an alternative to vaccination on December 31, 2021. Id . After that date, full vaccination (or an approved medical or religious exemption) will become a “condition of employment.” Id. § IV.B.
Plaintiffs are employees of the City of Chicago who work for the City’s Fire, Water, and Transportation Departments. See Compl. ¶¶ 5 – 139, ECF No. 1. Some Plaintiffs allege that they have already contracted COVID-19, while others do not believe they have had the virus. See id. Forty-five Plaintiffs have applied for a religious exemption from the City Vaccination Policy. See Def. City’s Resp. , Ex. B, Owen Decl. ¶ 13. Five of these exemptions have been denied, and the rest are still pending as of the date of the October 29, 2021 hearing. Id.
Plaintiffs oppose EO 2021-22 and the City Vaccination Policy because they believe requiring vaccination and testing as a condition of continued employment violates their constitutional rights and Illinois law. They bring claims against both Governor Pritzker and the City, alleging that EO 2021-22 and the City Vaccination Policy violate their substantive due process, procedural due process, and free exercise rights. Plaintiffs also bring claims against both Defendants under the Illinois Healthcare Right of Conscience Act, 745 Ill. Comp. Stat. 70/1 et seq.
To prevent the orders from taking effect, Plaintiffs seek a temporary restraining order that:
1. Enjoins the Governor from enforcing EO 2021- 22’s requirement that all health care workers, firefighters, EMTs, and paramedics be fully vaccinated against COVID-19, until the Court rules on their motion for a preliminary injunction or for the duration of the lawsuit;
2. Enjoins the City of Chicago from enforcing the City Vaccination Policy, which requires all City employees to be vaccinated against COVID-19 or submit to biweekly testing, and will require vaccination as a condition of employment, until the Court rules on their motion for a preliminary injunction or for the duration of the lawsuit; and 3. Enjoins the Governor and the City from terminating or taking disciplinary action against employees who refuse to be vaccinated or submit to COVID- 19 testing, until the Court rules on their motion for a preliminary injunction or for the duration of the lawsuit.
II. Legal Standard
As the Seventh Circuit has stated repeatedly, a temporary restraining order or
a preliminary injunction is “an exercise of a very far -reaching power, never to be
indulged in except in a case clearly demanding it.”
Orr v. Shicker
,
When considering a motion for temporary restraining order, the Court must
employ the same test as a request for a preliminary injunction: the plaintiff has the
burden to show (1) a likelihood of success on the merits; (2) irreparable harm; and (3)
that the balance of the equities and the public interest favors emergency relief. Fed.
R. Civ. P. 65(b)(1)(A);
see Winter v. Nat. Res. Def. Council,
The Court then weighs these factors in what the Seventh Circuit has called a
“sliding scale” approach. That is, “[t]he more likely the plaintiff is to win, the less
heavily need the balance of harms weigh in his favor; the less likely he is to win, the
more need it weigh in his favor.”
Valencia v. City of Springfield
,
Additionally, the Court notes that its ruling is based upon the factual record currently before it on October 29, 2021. The complaint and motion were filed on October 21, 2021. The responses were filed on October 25, 2021, and Plaintiffs’ reply brief was filed on October 28, 2021. Neither side has had an opportunity for discovery regarding the various factual and scientific contentions raised in the parties’ brief s, and a more fulsome factual record may shed additional light on some of the arguments raised in the case.
Furthermore, the Court notes that Plaintiffs’ motion papers do not precisely define the scope of the right to bodily integrity upon which they rely. Most often, Plaintiffs rely on a right to be free from having to take vaccines. At others, Plaintiffs appear to object to being forced to perform self-administered COVID tests as part of one’s employment. The Court focuses here on the first, because that is where the parties aim most of their arguments, but the Court believes its rationale disposes of the second as well. [3]
III. Analysis
I. Likelihood of Success on the Merits
The first factor — “likelihood of success on the merits”— requires the plaintiff
to make a “strong showing that she is likely to succeed on the merits” of her claim; a
mere “possibility of success is not enough” to warrant emergency relief .
Ill.
Republican Party v. Pritzker
,
A. Substantive Due Process Claim
Plaintiffs first allege that EO 2021-22 and the City Vaccination Policy violate substantive due process. A substantive due process claim requires the plaintiff to “allege that the government violated a fundamental right or liberty.” Campos v. Cook Cnty. , 932 F.3d 972, 975 (7th Cir. 2019). The violation must also be “arbitrary or irrational,” because “substantive due process protects against only the most egregious and outrageous government action.” Id.
According to Plaintiffs, requiring them to be vaccinated and submit to regular
testing as a condition of employment infringes their fundamental right to bodily
autonomy. More specifically, Plaintiffs argue that the vaccination and testing
requirements violate the fundamental right to refuse unwanted medical treatment
as articulated in
Cruzan v. Director, Missouri Department of Health,
497 U.S. 261
(1990) and
Washington v. Harper
,
1. The Seventh Circuit’s
Klaassen
decision
As an initial matter, Plaintiffs’ argument that the Defendants’ vaccine orders
infringe their fundamental right to bodily autonomy runs squarely in the face of the
Seventh Circuit’s recent decision in
Klaassen v. Trustees of Indiana University
, 7
F.4th 592 (7th Cir. 2021). There, the Seventh Circuit upheld Indiana University’s recent vaccination, masking, and testing requirements against a challenge from a
group of students, who asserted nearly identical substantive due process claims.
See
id.
at 593;
Klaassen v. Trs. of Ind. Univ.
, __ F. Supp. 3d __,
The Seventh Circuit in
Klaassen
soundly rejected that argument. It instructed
that the Supreme Court’s decision in
Jacobson v. Massachusetts
,
Plaintiffs ’ attempts to distinguish Klaassen are unconvincing. Plaintiffs first assert that Klaassen is outdated because the pandemic is less severe now than it was when the case was decided and because “ Klaassen . . . does not address the newest information . . . about vaccine efficacy, or the superiority of natural immunity to vaccine immunity.” See Pls. ’ Reply Supp. Prelim. Inj. (“Pls.’ Reply”) at 10, ECF No. 25. But the severity of the pandemic at Indiana University did not materially factor into the Seventh Circuit’s analysis, and the Court is not convinced that Klaassen would have come out differently had COVID-19 cases been at current levels. Indeed, other courts to consider the same question in more recent weeks have come to the same conclusion. See, e.g. , We The Patriots USA, Inc. v. Hochul , __ F.4th __, 2021 WL 5121983, at *18 (2d Cir. Nov. 4, 2021).
Furthermore, the questions Plaintiffs raise about the efficacy of vaccines as compared to natural immunity do not persuade the Court that Defendants’ policies lack a rational basis. Nor does the Court believe the comparative efficiencies of vaccine immunity versus natural immunity (at least, as depicted on this record) would have altered the Seventh Circuit’s holding.
Plaintiffs next argue that
Klaassen
, which addressed a vaccination
requirement for university students, ought not apply to vaccination requirements for
public employees because “the determination to terminate or not to renew a public
employment contract cannot be premised upon the employee’s protected activities.” Pls.’ Reply at 12 (quoting
Perry v. Sindermann
, 408 U.S. 593 (1972)). But this
argument misinterprets
Klaassen. Klaassen
did not hold that
Jacobson
permitted
the university to violate the fundamental right of students not to be vaccinated.
Instead,
Klaassen
held that no such substantive due process right exists in the first
instance.
See Klaassen
,
Plaintiffs alternatively argue that
Jacobson
, which figured heavily in
Klaassen
’s analysis, should no t guide the Court’s due process analysis because “it is
part of a bygone era in American jurisprudence” akin to the Supreme Court’s
discredited decisions in
Buck v. Bell
, 274 U.S 200 (1927), and
Korematsu v. United
States
,
2. Whether a Fundamental Right Exists But, even if the Seventh Circuit’s decision in Klaassen did not command this result, the Court concludes that Plaintiffs have not shown that the vaccine and testing orders in question implicate their fundamental right to bodily autonomy.
Plaintiffs’ reliance upon the Supreme Court’s right -to-privacy cases does not
support their claim that Defendants’ policies infringe a fundamental right. As
Defendants point out, the issues at stake in
Roe, Casey, Cruzan,
and
Harper
were
“rights to individual bodily autonomy [that] do not impact the public health.” Def.
J.B. Pritzker ’s Resp. at 19. When an individual ’s behavior directly affects the health
and welfare of others in the community, she cannot rely on the Supreme Court’s
longstanding protection of “intimate and personal choices,”
Casey
,
The core flaw with Plain tiffs’ claim that refusing vaccination is a fundamental
right, then, is not that there is no privacy interest implicated when someone is
required or coerced to take a vaccine that they do not want. There certainly is.
Rather, the problem is that, when a person’s decision to refuse a vaccine creates
negative consequences (even life-threatening at times) for other people, that interest
is not absolute.
See We the Patriots
, 2021 WL 5121983, at *18. As
Jacobson
demonstrated, and numerous cases over the course of the pandemic have reiterated,
the right Plaintiffs assert here is limited by “r easonable conditions . . . essential to
the safety, health, [and] peace ” of the public .
Jacobson
,
3. Rational Basis Review
Even though Plaintiffs have not shown that Defendants ’ vaccine policies
infringe a fundamental constitutional right, the Court finds that Plaintiffs have
shown (or are likely to show) that these policies do abridge an individual’s right to
liberty and bodily autonomy to a greater than
de minimis
degree, and the Court will
apply rational basis review to their substantive due process claims as the district
court did in
Klaassen
.
On the present record, Defendants have demonstrated that their vaccination policies have a rational justification. Defendants have submitted a substantial amount of evidence supporting the public health necessity of vaccination and testing in abating the ongoing COVID-19 pandemic. For example, Defendants cite to the findings of the Centers for Disease Control and Prevention ( “ CDC ” ) that “recommend [] that everyone aged 12 years and older gets vaccinated as soon as possible” and maintain that “vaccines are playing a crucial role in limiting spread of the virus and minimizing severe disease.” [5] And Defendants cite numerous peer- reviewed studies bolstering their claims that widespread vaccination is effective at reducing the spread of COVID-19. [6]
Defendants also submitted declarations from government health professionals, attesting that widespread vaccination and testing are instrumental in reducing the severity of the COVID-19 pandemic. See, e.g. , Def. J.B. Pritzker’s Resp., Ex. A, Bleasdale Decl. ¶ 59; Def. Ci ty’s Resp. , Ex. A, Arwady Decl. ¶¶ 18 – 22, ECF No. 18-1. These officials, who helped to create and administer the challenged policies, include Dr. Allison Arwady, Chief Medical Officer of the Chicago Department of Public Health; Christopher Owen, Commissioner of Human Resources for the City of Chicago; and Dr. Arti Barnes, Medical Director and Chief Medical Officer of the Illinois Department of Public Health. See generally Arwady Decl.; Owen Decl.; Def. J.B. Pritzker’s Resp., Ex. B, Barnes Decl. The declarations have presented the scientific rationale behind the vaccine and testing orders at issue, and the Court finds [5] Delta Variant: What We Know About the Science , CDC (August 26, 2021) https://www.cdc.gov/coronavirus/2019-ncov/variants/delta-variant.html?s_cid=11504:is%20 there%20a%20vaccine%20for%20delta%20variant:sem.ga:p; see generally, e.g. , Rates of COVID-19 Cases and Deaths by Vaccination Status , CDC, https://covid.cdc.gov/covid-data- tracker/#rates-by-vaccine-status (last visited November 13, 2021). that their statements are credible and provide ample rational justification for the policies.
For example, Dr. Arwady notes that City employees are “approximately twice as likely” to be infected with COVID -19 than residents of Chicago as a whole. Arwady Decl. ¶ 10. She explains that the job duties of City employees often require them to be in close contact with the public in unpredictable situations where the COVID-19 exposure status or vaccination status of the resident is not known. Id. ¶ 13. Thus, “developing immunity in all employees who have contact with each other and members of the public ” is a key component of the City’s strategy to reduce the spread of COVID-19. Id. ¶ 11. Furthermore, Dr. Bleasdale explains that vaccines provide a high degree of protection against both contracting COVID-19, see Bleasdale Decl. ¶¶ – 37, and — as suggested by preliminary research — transmitting the virus to others. Id. ¶ 42. She therefore concludes that mandating vaccination or weekly testing for healthcare workers, who frequently meet populations especially vulnerable to COVID- 19, will help prevent “an increase in sickness and quite possibly death ” in the state resulting from the significantly more transmissible Delta variant. Id. ¶ 44; see id. ¶¶ 25 – 32.
In response , Plaintiffs argue that Defendants’ vaccination policies have no rational basis, because there is evidence that “natural immunity” against COVID -19 is more effective than vaccine-created immunity in preventing transmission. And to support this contention, Plaintiffs rely upon two academic sources. The first is a study that, while showing that prior infection from COVID-19 results in some degree of immunity, does not compare natural immunity with vaccine-created immunity. [7] The second is an unpublished, non-peer reviewed study conducted in Israel in January and February 2021, [8] to which Defendants have raised serious questions regarding its methodological rigor and reliability. See Bleasdale Decl. ¶¶ 46 – 52; Barnes Decl. ¶ 32. This is the sum total of Plaintiff’s evidence.
When the Court weighs the slim evidence presented by Plaintiffs against the
substantial evidence presented by Defendants (particularly the declarations by the
medical professionals), the Court finds on this record that Plaintiffs have not met
their burden to show that EO 2021-22 and the City Vaccination Policy are “arbitrary
or irrational,”
Campos
,
That said, even if there were robust scientific debate about whether natural
immunity is more effective than vaccine-created immunity in preventing the
contraction and transmission of COVID-19 (as Plaintiffs contend), this still would not
be enough for Plaintiffs to prevail. For a government regulation to have a rational
basis, the state need not prove the premises upon which it based the action to a degree
of scientific certainty. Rather, the government need only show that its rationale is
supported by a “reasonably conceivable state of facts. ”
Minerva Dairy, Inc. v.
[7]
See
Jennifer M. Dan et al.,
Immunological Memory to SARS-CoV-2 Assessed for up to
8 Months After Infection
, S CIENCE (Jan. 6, 2021) https://www.ncbi.nlm.nih.gov/pmc/articles/
PMC7919858/pdf/abf4063.pdf.
Harsdorf
,
Numerous courts have come to the same conclusion for substantially similar
reasons.
See Does 1-6 v. Mills
,
Because Plaintiffs cannot show that Defendants’ vaccination policies infringe a fundamental constitutional right and cannot show that Defendants’ policies lack a rational basis, the Court finds that Plaintiffs are unlikely to succeed on the merits of their substantive due process claim.
B. Procedural Due Process Claim
Plaintiffs next claim that EO 2021-22 and the City Vaccination Policy violate
procedural due process. A procedural due process claim requires the plaintiff to show
that the government deprived them of a protected interest with “constitutionally
deficient procedural protections” surrounding the deprivation.
Tucker v. City of Chi.
,
1. Procedural Due Process Claim Against the City Plaintiffs raise two procedural due process arguments against the City. First, they argue that the City Vaccination Policy violates procedural due process because Chicago Mayor Lori Lightfoot exceeded her authority by imposing the policy “unilaterally” wi thout the approval of the city council. TRO Mot. at 11. The problem with Plaintiffs’ first argument is that the Chicago Municipal Code does authorize the Mayor to enact policies through an “administrative officer, subject to the direction and control of the mayor, . . . [to] supervise the administrative management of all city departments, boards, commissioners and other city agencies,” and to “supervise the conduct of all of the officers of the city.” Chi. Mun. Code 2 -4-020. By their plain language, these provisions grant the Mayor broad policymaking discretion over City employees.
Additionally, even if Mayor Lightfoot’s implementation of the City Vaccinat ion Policy did comprise a traditionally legislative function, this would not raise any constitutional concerns. At its core, Plaintiffs’ argument relies on a strict separation - of-powers theory that is not applicable to local governments. See Auriemma v. Rice , 957 F.2d 397, 399 (7th Cir. 1992) (noting that in the context of local government, “[e]xecutive officials sometimes exercise legislative powers . . . [and] executive officials may have the power to set policy . . . when the legislature is silent.”); see also Helen Hershkoff, State Courts and the “Passive Virtues”: Rethinking the Judicial Function , 114 Harv. L. Rev. 1833, 1884 (2001) (“[L]ocal governments are . . . not required to conform to federal-style separation of powers and, for the most part, do not.”).
Accordingly , the Court cannot say on this record that Mayor Lightfoot’s actions in announcing the City Vaccination Policy were ultra vires . Furthermore, the Court takes judicial notice of the fact that, on the same day as the TRO hearing, the City Council voted to keep the City Vaccination Policy in place, removing one of the core bases of Plaintiffs’ argument. [9]
Plaintiffs’ second argument asserts that the policy violates Plaintiffs ’ due process rights, because it “fundamentally changes the nature of Plaintiffs’ contracts with . . . the City.” TRO Mot. at 11. This argument too is unpersuasive, for two primary reasons.
First, the mere alteration of an employment contract, standing alone, does not
violate procedural due process. Plaintiffs must identify some liberty or property
interest of which they are being deprived in order to make out a procedural due
process claim.
See Hannemann v. S. Door Cnty. Sch. Dist.
,
Second, many of Plaintiffs’ employment contracts are governed by collective
bargaining agreements between the City and public employee unions. Thus, any
alleged procedural deficiency in the alteration of Plaintiffs’ employment contracts is
properly aggrieved under Illinois labor law. Moreover, grievance procedures in
collective bargaining agreements “can (and typically do) satisfy” the requirements of
procedural due process for terminated public employees.
Calderone v. City of Chi.
,
2. Procedural Due Process Claim Against the Governor As for EO 2021-22, Plaintiffs first assert that Governor Pritzker violated their procedural due process rights by exceeding the limitations on his emergency powers under the Illinois Emergency Management Agency Act (“EMAA”), 20 Ill. Comp. Stat. 3305/1 et seq . They claim that because “the Governor’s power is not unlimited [and] . . . [t]he legislature has remained silent on the subject of vaccine man dates,” EO 2021- 22 “violates Plaintiffs’ rights under the US Constitution and under Illinois law.” TRO Mot. at 11. For several reasons, this procedural due process claim against the Governor is not viable.
First, Plaintiffs’ procedural due process claim i s likely barred by the Eleventh
Amendment, under which “absent waiver or valid abrogation, federal courts may not
entertain a private person's suit against a State.”
Va. Office for Prot. and Advocacy v.
Stewart
,
Like the plaintiffs in
Cassell
, Plaintiffs here are suing the Governor for alleged
violations of the EMAA, and the Governor has invoked sovereign immunity. Because
“a claim that [a] state official[] violated state law in carrying out [his] official
responsibilities” is “ a claim against the State that is protected by the Eleventh
Amendment, ” the Eleventh Amendment precludes Plaintiff’s procedural due process
claim against the Governor.
Pennhurst State Sch. and Hosp. v. Halderman
, 465 U.S.
89, 101, 121 (1984);
see Cassell
,
Furthermore, setting aside Eleventh Amendment concerns, Plaintiffs cannot
bring a federal procedural due process claim to compel state officials to follow state
law because “there is no federal constitutional right to state - mandated procedures.”
GEFT Outdoors, LLC v. City of Westfield
, 922 F.3d 357, 366 (7th Cir. 2019),
cert
denied
,
That said, in their reply brief, Plaintiffs shift the framing of their procedural
due process claim. They now contend that they are suing the Governor to enjoin him
from violating the Constitution, not Illinois state law, and that their suit thus is
permitted under the doctrine of
Ex parte Young
,
First, Plaintiffs’ remodeled procedural due pr ocess claim, which centers on the
Governor’s alleged interference with their “liberty to follow a trade, profession, or
other calling,” Pls.’ Reply at 16 (citing
Vill. of Orland Park v. Pritzker
, 475 F. Supp.
3d 866, 884 (N.D. Ill. 2020)), is nowhere to be found in their earlier pleadings.
Plaintiffs’ Complaint and Motion for Temporary Restraining Order both rest on the
Governor’s alleged failure to comply with the EMAA. For example, the Motion’s
discussion of Plaintiffs’ “procedural due process” claim is entitled “The Governor
exceeded his authority under Illinois law in enacting Executive Order 2021- 22,” TRO
Mot. at 10, and the section goes on to cite the EMAA and invoke this Court’s previous
invitation to challenge the propriety of the Governor’s exerci ses of emergency powers
pursuant to that statute.
See id.
(first citing the EMAA, 20 Ill. Comp. Stat. 3305/1
et seq
., and then citing
Cassell,
But, even if the Court were to consider Plaintiffs’ new approach , their
“unconstitutional conditions” procedural due process claim against the Governor still
would fall short, because, as the Seventh Circuit has held, Defendants do not have a
fundamental constitutional right to refuse COVID-19 vaccinations.
See Klaassen
, 7
F.4th at 593. Put another way, Plaintiffs are correct that they hav e “the right to hold
specific private employment and to follow a chosen profession free from
unreasonable
governmental interference,”
Greene v. McElroy
, 360 U.S. 474, 492 (1959), but the
vaccine policies in question are not unreasonable, because they satisfy the rational
basis test.
See Turner
,
What is more, a procedural due process claim requires a plaintiff to allege a
deprivation of constitutional rights.
See Tucker
,
For the reasons set forth in this section, the Court finds that it unlikely that Plaintiffs will prevail on their procedural due process claims against the City or the Governor.
C. Free Exercise Claim
Next, Plaintiffs assert that EO 2021-22 and the City Vaccination Policy violate the Free Exercise Clause of the First Amendment. They contend that the policies unconstitutionally burden their free exercise rights by forcing them either to be vaccinated in violation of their sincerely held religious beliefs or lose their jobs. They also claim that the City violated the Free Exercise Clause by denying, or refusing to grant, religious exemptions to them.
A free exercise claim requires a plaintiff to show that a government action has
burdened her exercise of a sincerely held religious belief.
See Fulton v. City of Phila.
,
141 S. Ct. 1868, 1876 (2021). Under
Employment Division v. Smith
, 494 U.S. 872
(1990), neutral laws of general applicability that only incidentally burden religion are
not subject to strict scrutiny.
Fulton
,
not being terminated for refusing vaccination would likely be outweighed by the public’s interest in preventing the spread of COVID-19 and the cost to the pu blic’s safety of requiring additional procedures. See Vill. of Orland Park , 475 F. Supp. 3d at 883 (noting that “the second and third factors in the Mathews test weigh heavily against the need for pre- deprivation process” in the context of a procedural du e process challenge to COVID-19 mitigation measures).
Plaintiffs argue that the Court should apply strict scrutiny to the City
Vaccination Policy, mainly relying on the Six th Circuit’s decision in
Dahl v. Bd. of
Trustees of Western Michigan University
,
First, whatever the rule may be in the Sixth Circuit, this Court must follow
the dictates of the Seventh Circuit’s ruling in
Klaassen
, which applied rational basis
review to
all
of the plaintiffs’ claims against Indiana University’s vaccine
requirement, including the free exercise claim.
See Klaassen
,
Second, Plaintiffs’ free exercise challenge is distin guishable from the free exercise claim in Dahl , because Plaintiffs here do not state a claim for an as-applied challenge to any specific employee’s denial of a religious exemption. In Dahl , the plaintiffs alleged specific facts suggesting that the university failed to accommodate their sincerely held religious beliefs, See Dahl , 15 F.4th at 733 – 34. By contrast, Plaintiffs here baldly assert that the City Vaccination Policy’s religious exemption has not been administered properly. See Pls.’ Reply at 19– 20. They do not plead the particularized facts present in Dahl .
To be clear, if a particular employee is denied a religious exemption, she may
challenge that denial, based on the particular facts of her case, as a violation of her
free exercise rights. But no Plaintiffs have been denied a religious exemption on
grounds other than failing to adequately articulate their individual circumstances,
as the City Vaccination Policy requires.
See
Def. City’s Resp., Ex. B4, City of Chicago
COVID-19 Vaccine Religiou s Exemption Request Form (“City Religious Exemption
Form”) (requiring a reason for the request and an explanation of the principle of the
applicant’s religion that conflicts with taking the vaccine). The City notes that “the
only Plaintiffs who have been denied an exemption sought under either statute
submitted [a] form letter that did nothing other than quote the HCRCA definition of
‘conscience.’” Def. City’s Resp. at 23,
see generally
Def. City’s Resp., Ex. B5 (scans of
the denied applications). Because every denial before the Court at the present time
fails to comply with the basic requirements of the City Vaccination Policy’s religious
exemption process, these denials do not raise free exercise concerns.
Cf. Baer-
Stefanov v. White
,
Plaintiffs also seem to argue that the religious exemption in the City Vaccination
Policy is unconstitutionally narrow because it requires the signature of a religious leader to
verify the sincerity of the applicant’s religious objections. The only authority Plaintiffs cite
for this proposition is a dissenting opinion in a Title VII case from another circuit.
See
TRO
Mot. at 12 – 13 (quoting
Davis v. Fort Bend Cnty
,
Because Plaintiffs’ free exercise claims are either not fully developed or receive rational basis review, the Court finds that Plaintiffs are unlikely to succeed on the merits of their free exercise claims.
D. Illinois Healthcare Right of Conscience Act (HCRCA) Plaintiffs’ final claims arise under the Illinois Healthcare Right of Conscience Act (HCRCA), 745 Ill. Comp. Stat. 70/1 et seq. Generally, this statute protects the rights of Illinoisans to refuse to provide, receive, or participate in the administration of health care services “contrary to [their] conscience.” [12] Id. § 70/2. And the particular provisions at issue prohibit “discrimination against any person in any manner . . . because of such person’s conscientious refusa l to receive . . . any particular form of health care services contrary to his or her conscience.” Id. § 70/5; see also id. § 70/7 (prohibiting employment discrimination based on refusal to receive or provide health care services contrary to one’s conscie nce).
Plaintiffs argue that EO 2021-22 and the City Vaccination Policy discriminate
against them based on their “vaccination status.” TRO Mot. at 13. In support of this
contention, they cite several cases purporting to show that “employees [cannot] be
te rminated for their deeply held beliefs concerning health matters.”
Id.
(first citing
Vandersand v. Wal-Mart Stores, Inc.
,
objections. See 745 Ill. Comp. Stat. 70/3 (“conscience” is “a sincerely held set of moral convictions arising from belief in and relation to God, or . . . from a place in the life of its possessor parallel to that filled by God among adherents to religious faiths”).
citing
Rojas v. Martell
,
1. HCRCA Claims Against the Governor
Plaintiffs’ HCRCA claims against the Governor must be dismissed at the
outset, because Governor Pritzker has properly invoked sovereign immunity.
See
Def. J.B. Pritzker’s Resp. at 30. As noted above, the Eleventh Amendment bars suits
for injunctive relief against state officials for violations of state law when the state is
the “real, substantial party in interest.”
Pennhurst
,
2. HCRCA Claims Against the City The Eleventh Amendment does not prohibit Plaintiffs’ claims against the City , but they still fall short of the showing required for a temporary restraining order. In their papers, Plaintiffs appear to be marshalling a facial challenge to the City Vaccination Policy under the HCRCA; they quote the statute and argue simply that the v accine policy is “squarely a violation of the Act.” See TRO Mot. at 13. And Plaintiffs might well be correct, if the City Vaccination Policy did not contain any avenue for religious exemptions.
But the City Vaccination Policy does provide a detailed religious exemption
process that protects anyone who holds sincere religious objections to being
vaccinated.
See generally
City Religious Exemption Form. In fact, the religious
exemption included in the City Vaccination Policy safeguards the same religious
objections to medical treatment that the HCRCA protects.
Compare id.
(granting
exemptions for those with “a sincerely held set of moral convictions arising from belief
in and relation to religious beliefs”),
with
745 Ill. Comp. Stat. 70/3 (defining
“conscience” as “a sincerely held set of moral convictions arising from belief in and
relation to God, or . . . from a place in the life of its possessor parallel to that filled by
God among adherents to religious faiths”). Accordingly, the Court concludes that the
City Vaccination Policy on its face does not violate the HCRCA and that Plaintiffs
have not demonstrated more than “a mere possibility of success” on the merits of their
HCRCA claim.
Ill. Republican Party
,
In summary, the Court finds that Plaintiffs have not shown a likelihood of
success as to any of their claims. This alone is enough to deny their motion for a
temporary restraining order.
See GEFT Outdoors
,
II. Irreparable Harm
To show that they would suffer irreparable harm absent injunctive relief,
Plaintiffs must demonstrate more than a possibility of harm; they must prove that
such harm is likely.
Winter
, 555 U.S. at 2 (plaintiff must “demonstrate that
irreparable injury is
likely
in the absence of an injunction”). To this end, Plaintiffs
argue that “violations of individuals’ constitutional rights constitute irreparable
harm as a matter of law,” TRO Mot. at 13 (citing
Joelner v. Vill. of Washington Park
,
Not to be deterred, Plaintiffs argue that a finding that they have no fundamental right not to be vaccinated does not preclude a finding of irreparable harm, because Defendants’ alleged viol ations of procedural due process also comprise constitutional injury. But Plaintiffs’ procedural due process argument likewise hinges upon a finding that they have a fundamental constitutional right to refuse COVID vaccinations. See Greene , 360 U.S. at 492 (requiring “ unreasonable government interference” to state a claim for a procedural due process violation stemming from termination of employment (emphasis added)). [13]
Moreover, even assuming that EO 2021-22 and the City Vaccination Policy
inflict a greater than
de minimis
constitutional injury, there is no evidence in this
record that any of the Plaintiffs has been fired or disciplined because he or she has
refused to take a vaccine. And if Plaintiffs were to be suspended without pay or lose
their jobs pursuant to the Governor or the City’s vaccination policies, Plaintiffs would
have an adequate relief at law — they could seek money damages.
See D.U. v.
Rhoades
,
III. Balance of the Equities
Lastly, Plaintiffs have not shown that the balance of the equities and the public
interest, which “merge when the [g]overnment is the opposing party,”
Nken v. Holder
,
Although Plaintiffs have disputed the efficacy of vaccination in preventing
transmission of COVID-19, under the rational basis standard, the Court may not
second-guess the informed and rational scientific judgments upon which Defendants
base their policies, especially without the benefit of discovery.
See generally
,
e.g.
,
Bleasdale Decl.; Owen Decl.;
see also Minerva Dairy
,
Conclusion For the reasons stated above, Plaintiffs’ motion for a temporary restraining order is denied.
IT IS SO ORDERED. ENTERED: 11/24/21
__________________________________ John Z. Lee
United States District Judge
Notes
[1] EO 2021- 22 defines “Health Care Worker” as any person who (1) is employed by, volunteers for, or is contracted to provide services for a Health Care Facility, or is employed by an entity that is contracted to provide services to a Health Care Facility, and (2) is in close contact (fewer than 6 feet) with other persons in the facility for more than 15 minutes at least once a week on a regular basis as determined by the Health Care Facility. EO 2021- 22 § 2(a)(i). (Sept. 3, 2021). It defines “Health Care Facility” as any institution, building, or agency, or portion of an institution, building or agency, whether public or private (for-profit or nonprofit), that is used, operated or designed to provide health services, medical treatment or nursing, or rehabilitative or preventive care to any person or persons. Id. § 2(a)(ii). EO 2021-22 also implements vaccination mandates for primary and secondary school teachers and personnel; higher education teachers, personnel, and students; and employees at “State - owned or operated congregate facilities.” Id. §§ 3 – 5.
[2] Specifically, EO 2021- 22 mandates that all covered persons “have, at a minimum, the first dose of a two-dose COVID-19 vaccine series or a single-dose COVID-19 vaccine by September 19, 2021, and the second dose of a two-dose COVID-19 vaccine series within 30 days following administration of their first dose in a two- dose vaccination series.” Id. § 2(a)(i).
[3] During the last hearing, Plaintiffs’ counsel also talked about the right to be free from having to disclose one’s medical information to one’s employer. But this is nowhere to be found in Plaintiffs’ pleadings or motion papers, and so the Court does not c onsider it to be raised in this motion.
[4] Numerous other circuit courts and district courts across the country have done the
same.
See, e.g.
,
We The Patriots
,
[6] See, e.g. , Jamie L. Bernal et al., Effectiveness of Covid-19 Vaccines Against the B.1.617.2 (Delta) Variant , 385 N. E NG . J. M ED . 585 (2021) https://www.nejm.org/doi /full/10.1056/nejmoa2108891; Ashley Fowlkes et al., Effectiveness of COVID-19 Vaccines in Preventing SARS-CoV-2 Infection Among Frontline Workers Before and During B.1.617.2 (Delta) Variant Predominance — Eight U.S. Locations, December 2020 – August 2021 , 70 M ORBIDITY AND M ORTALITY W KLY . R EP . 1167 (2021) https://www.ncbi.nlm.nih.gov/ pmc/articles/PMC8389394.
[8] See Sivan Gazit et al., Comparing SARS-CoV-2 Natural Immunity to Vaccine-Induced Immunity: Reinfections Versus Breakthrough Infections (August 25, 2021) (unpublished manuscript) https://www.medrxiv.org/content/10.1101/2021.08.24.21262415v1.full.pdf
[9] See Chicago City Council Turns Down Attempt to Repeal Vaccine Mandate , NBC C HI . (Oct. 29, 2021 5:42 PM) https://www.nbcchicago.com/news/local/chicago-city-council-turns- down-attempt-to-repeal-vaccine-mandate/2662116/.
[10] This is not to say that, were any Plaintiffs to be disciplined or terminated for failure
to comply with the vaccination requirement, a procedural due process claim would be viable.
On the contrary, under the three-factor balancing test articulated in
Mathews v. Eldridge
,
[13] Alternatively, Plaintiffs could establish that EO 2021-22 and the City Vaccination
Policy are “unreasonable” for purposes of their procedural due process c laim if they could
show that the policies lack a rational basis.
See Turner
,
[14] The Seventh Circuit has indicated that there are circumstances where termination of
employment may lead to irreparable harm, but only when the particular injuries alleged
“really depart from the harms common to most discharged employees.”
Bedrossian v.
Northwestern Memorial Hosp.
,