Lead Opinion
OPINION
Tribune-Review Publishing Company and WPXI (collectively, Tribune-Review) appeal from an Order of the Commonwealth Court, which, after an interlocutory appeal and remand, affirmed the decision of the Department of Community and Economic Development (DCED) to deny Tribune-Review access to unfunded Community Revitalization Program (Program) grant applications. For the reasons that follow, we affirm the Order of the Commonwealth Court.
FACTS AND PROCEDURAL HISTORY
DCED is a Commonwealth agency that, inter alia, distributes state-funded grants pursuant to the Program, which is designed to assist local communities in financing revitalization and improvement projects.
DCED responded by letter dated June 15, 1999, indicating that it was undertaking a review of the request by Tribune-Review and would, upon completion of its assessment, provide Tribune-Review with those materials satisfying the request that it deemed public information. On June 30, 1999, DCED provided Tribune-Review with information for only those Program applications that DCED had granted and that had been reduced to contract. Tribune-Review renewed its request on August 10, 1999, explicitly seeking information related to grant applications that DCED denied. DCED denied the request, maintaining that grant applications not reduced to contract were not public records subject to disclosure pursuant to the Right to Know Act (Act), Act of June 21, 1957, P.L. 390, as amended, 65 P.S. §§ 66.1—66.4. Section 1(2) of the Act defines a “public record” as follows:
Any account, voucher or contract dealing with' the receipt or disbursement of funds by an agency or its acquisition, use or disposal of services or of supplies, materials, equipment or other property and any minute, order or decision by an agency fixing the personal or property rights, privileges, immunities, duties or obligations of any person or group of persons: Provided, That the term “public records” shall not mean any report, communication or other paper, the publication of which would disclose the institution, progress or result of an investigation undertaken by an agency in the*85 performance of its official duties, except those reports filed by agencies pertaining to safety and health in industrial plants; it shall not include any record, document, material, exhibit, pleading, report, memorandum or other paper, access to or the publication of which is prohibited, restricted or forbidden by statute law or order or decree of court, or which would operate to the prejudice or impairment of a person’s reputation or personal security, or which would result in the loss by the Commonwealth or any of its political subdivisions or commissions or State or municipal authorities of Federal funds, excepting therefrom however the record of any conviction for any criminal act.
65 P.S. § 66.1(2).
Tribune-Review appealed the decision of the DCED by filing a Petition for Review in the Commonwealth Court. In the Petition, Tribune-Review maintained that applications for state-funded grants are essential components of DCED’s decision to distribute funds and, therefore, are public records, whether or not DCED ultimately grants the applications. In a published Opinion, the Commonwealth Court agreed, concluding that all applications for Program funding are essential components of DCED’s decision as to which applicants receive money from the Commonwealth; accordingly, the Commonwealth Court determined that the grant applications, regardless of disposition, were public records. Tribune-Review Publishing Company v. Department of Community and Economic Development,
The Commonwealth Court explained that “the purpose of the Act is to scrutinize the acts of public officials and to make them accountable for their use of public funds.” Id. at 692. The court specifically relied on the fact that DCED “represented that it relies upon recommendations from legislators, as opposed to a competitive process, as the basis for determining which grant applications are to be awarded funds.” Id. at 692-93. Finding the potential for abuse and political favoritism, the Commonwealth Court reasoned that “[i]f the public were not entitled to review the unfunded as well as the funded
DCED filed a Petition for Allowance of Appeal with this Court, contending that the Commonwealth Court had misconstrued the provisions of the Act. However, before we disposed of the Petition, we decided LaValle v. Office of General Counsel,
Following the LaValle decision, we entered the following Per Curiam Order in the instant matter:
AND NOW, this 8th day of March, 2002, the petition for allowance of appeal is hereby granted. The order of the Commonwealth Court is vacated and the matter is remand*87 ed for reconsideration in light of LaValle v. Office of General Counsel,564 Pa. 482 ,769 A.2d 449 (2001).
Tribune-Review Publishing Company v. Department of Community and Economic Development,
On remand, the Commonwealth Court reversed its previous position and affirmed the decision of DCED to deny the request of Tribune-Review for access to the unfunded grant applications, finding that they were not public records. Tribune-Review Publishing Company v. Department of Community and Economic Development,
The deliberative process privilege protects from disclosure documents containing confidential deliberations of law or policymaking, reflecting opinions, recommendations, or advice. The privilege tempers the rights of citizens to access public records. The privilege allows for an intra-agency and inter-agency flow of information. The privilege protects from disclosure the discretion afforded to and exercised by agencies. The deliberative process privilege applies to predecisional communications, which reflect on legal or policy matters.
Id. at 1263-1264 (internal quotation and citations omitted). The court determined that the deliberative process privilege protected unfunded grant applications from disclosure; “[o]nce the applications are acted upon, i.e. granted, the applications are public records subject to disclosure.” Id. at 1264.
DISCUSSION
The first issue in this case is jurisprudential in nature and concerns the situation where, in response to a Petition for Allowance of Appeal, we grant the Petition, vacate the Order of the intermediate appellate court, and remand the matter for that court to consider a statute, case law, or some other fact or circumstance. In the present matter, we entered such an Order, and Tribune-Review posits that the Commonwealth Court improperly concluded from the Order that we were directing the Commonwealth Court to reverse its earlier position.
The exact use and import of a GVR Order became the subject of some debate in the United States Supreme Court in the last decade. In the cases of Stutson v. United States,
In an appropriate case, a GVR order conserves the scarce resources of this Court that might otherwise be expended on plenary consideration, assists the court below by flagging a particular issue that it does not appear to have fully considered, assists this court by procuring the benefit of the lower court’s insight before we rule on the merits, and alleviates the potential for unequal treatment that is inherent in our inability to grant plenary review of all pending cases raising similar issues. Where intervening develop*89 ments, or recent developments that we have reason to believe the court below did not fully consider, reveal a reasonable probability that the decision below rests upon a premise that the lower court would reject if given the opportunity for further consideration, and where it appears that such a redetermination may determine the ultimate outcome of the litigation, a GVR order is, we believe, potentially appropriate.... Used in accordance with this approach, the GVR order can improve the fairness and judicial accuracy of judicial outcomes while at the same time serving as a cautious and deferential alternative to summary reversal in cases whose precedential significance does not merit our plenary review.
Lawrence,
Similar to the U.S. Supreme Court, we employ GVR Orders to manage our discretionary docket when there are intervening developments or other circumstances that the intermediate appellate court appears not to have considered. In addition to GVR Orders, we regularly utilize other docket management tools, such as a Per Curiam Reversal, to indicate that we believe, in light of some new or recent development, that the decision of the Commonwealth or Superior Court cannot stand.
Unlike a Per Curiam Reversal, which explains to the bench and bar that the Order of the Superior Court or Commonwealth Court is erroneous, a GVR Order simply indicates that there is something we believe that the intermediate appellate court did not consider, which we would like it to review. Whether the purpose is to give the intermediate court the opportunity to ensure the accuracy and consistency of judicial outcomes in cases where our discretionary review is not warranted or to ask the intermediate appellate court to review an issue, usually created by intervening circumstances, in a matter that we believe may merit our review, a GVR Order is not a direction to the intermediate appellate court that it must go in the opposite direction. Instead, a GVR Order is simply a request from this Court that the Commonwealth Court or Superior Court reconsider the case.
In the present matter, the Commonwealth Court erroneously believed that we had reversed its decision, rather than
The substantive issue here concerns whether unfunded Program grant applications are “public records” within the ambit of Section 1(2) of the Act. That section provides in relevant part that a “public record” is “[a]ny account, voucher or contract dealing with the receipt or disbursement of funds by an agency ... and any minute, order or decision by an agency fixing the personal or property rights, privileges, immunities, duties or obligations of any person or group of persons____” 65 P.S. § 66.1(2). The Act requires public access for “examination and inspection” only of decisional documents and writings that accompany or memorialize funding. See 65 P.S. § 66.2. Therefore, the inquiry becomes whether “the log” falls within either of these categories.
Neither “the log” nor the information it contains could be characterized fairly as an account, contract, or voucher to accompany or memorialize funding. Likewise, “the log” is not a minute, order, or decision of DCED that fixes any rights, privileges, immunities, duties, or obligations. While the database does indicate whether certain applications have been awarded Program funding, it is simply an electronic storage facility, and not a decisional document. Moreover, we have recently confirmed that the Act is designed to require disclosure only of documents prepared by the government agency or at the express direction of the government agency. See Tribune-Review Publishing Company v. Westmoreland County Housing Authority,
The Commonwealth Court used this case as an opportunity to adopt the deliberative process privilege, which we described in Commonwealth ex rel. Unified Judicial System v. Vartan,
The deliberative process privilege permits the government to withhold documents containing confidential deliberations of law or policymaking, reflecting opinions, recommendations or advice.... The privilege recognizes that if governmental agencies were forced to operate in a fishbowl, the frank exchange of ideas and opinions would cease and the quality of administrative decisions would consequently suffer.
* He *
For the deliberative process privilege to apply, certain requirements must be met. First, the communication must have been made before the deliberative process was completed. Secondly, the communication must be deliberative in character. It must be a direct part of the deliberative process in that it makes recommendations or expresses opinions on legal or policy matters. Information that is*93 purely factual, even if decision-makers used it in their deliberations is usually not protected.
Vartan,
CONCLUSION
For the foregoing reasons, we affirm the Order of the Commonwealth Court insofar as it refused to grant Tribune-Review access to “the log” or any other information concerning applications that did not receive Program funding.
Notes
. 12 Pa.Code § 123.3(b) sets forth the requirements for projects seeldng Program funding:
(1) [Community Revitalization Program] funds may be used for community revitalization and improvement projects that are consistent with Act 7A of 2002. Eligible projects include projects which meet one or more of the following criteria:
(1) Improve the stability of the community.
(ii) Promote economic development.
(iii) Improve existing or develop new, or both, civic, cultural, recreational, industrial and other facilities.
(iv) Assist in business retention, expansion, creation or attraction.
(v) Promote the creation of jobs and employment opportunities.
(vi) Enhance the health, welfare and quality of life of Pennsylvania citizens.
(2) Projects for the sole benefit of a for-profit entity are not eligible for program funding.
. This Court has twice previously addressed the deliberative process privilege, but we never adopted it. See LaValle,
. We refer specifically to Orders of the Superior Court and Commonwealth Court because we are currently discussing our discretionary
. The U.S. Supreme Court does use Per Curiam Reversals, albeit with much less frequency.
. We recognize that there are apparently columns in "the log” that indicate whether funding has been awarded, the amount of that funding, and the date on which the award was made. However, this information, by itself, would not aid Tribune-Review in its ultimate goal of analyzing the decision-making process of DCED, and the entries in the database áre not contracts and are not what fix the rights, duties, or responsibilities of the entities awarded Program grants (or denied same).
Dissenting Opinion
dissenting.
I respectfully dissent, for the reasons articulated in the Commonwealth Court’s initial decision in this matter, authored by Senior Judge Jiuliante. See Tribune-Review Pub. Co. v. DCED,
I also differ with the majority’s interpretation of Tribune-Review Publishing Co. v. Westmoreland County Housing Auth.,
Finally, I believe that the Tribune-Review’s request for information from the Department’s database derived from those applications represents a reasonable approach to production of the relevant information, while avoiding the cumbersome process of parsing through each application to evaluate whether, and to what extent, it may contain additional information exempted from disclosure. Accord Tribune-Review,
