The Governor of Washington and state prison authorities, defendants-appellants, appeal the district court’s denial of their motion for summary judgment based on the defense of qualified immunity. Plaintiff-appellee Lanford D. Tribble, an inmate at the Washington State Penitentiary in Walla Walla, Washington, brought this action under 42 U.S.C. § 1983 seeking damages, declaratory and injunctive relief based upon the digital body cavity searches routinely conducted whenever a prisoner is
I
In June 1984, the Washington State Penitentiary in Walla Walla opened an Intensive Management Unit (“IMU”), a ninety-six cell secure housing unit within the maximum security prison.
On January 16, 1986, prison officials discovered contraband during a search of the general population three-man cell in which Tribble resided. Tribble, on the basis of a “cell tag” regulation, Wash.Admin.Code § 137-28-031 (1986),
Prior to his move from the general population to the IMU, Tribble was handcuffed behind his back, placed in leg irons, chained around his waist, and taken to the prison hospital.
Tribble brought suit alleging, in part, that the policy of conducting digital body cavity searchés upon entry to the IMU from other portions of the prison without any individualized cause to do so constitutes an unreasonable search under the fourth amendment and cruel and unusual punishment under the eighth amendment. Appellants moved for summary judgment, in part, based upon the qualified immunity defense, contending that the constitutionality of the policy was an open question.
II
We have jurisdiction over this interlocutory appeal pursuant to Mitchell v. Forsyth,
We review de novo the denial of a qualified immunity defense. White by White v. Pierce County,
III
In this appeal, we do not determine whether the search conducted on Tribble violated the fourth amendment’s proscription against unreasonable searches. Nor
“[Government officials performing discretionary functions[ ] generally are shielded from liability for civil damages [in a section 1983 action] insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
To determine whether a right is clearly established, “in the absence of binding precedent, a court should look at all available decisional law including decisions of state courts, other circuits and district courts____” Ward v. County of San Diego,
We begin with the well-settled principle that “a prison inmate ‘retains those [constitutional] rights that are not inconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections system.’ ” Turner v. Safley,
Accordingly, because digital rectal searches are highly intrusive and humiliating, the Second and Fifth Circuits have stated that the government must show that a legitimate penological need necessitated the search. United States v. Lilly,
In Lilly, defendants attempted to smuggle contraband into prison and were subjected to a digital rectal cavity search. Acknowledging that “[t]he history and purpose underlying the fourth amendment ... require that prisoners retain at least some degree of their fourth amendment protection,”
In view of these decisions, were this court to face the constitutionality of the precise type of search conducted in this case, we would have reached the same result as the Second and Fifth Circuits. See United States v. Savage, 482 F.2d 1371, 1373 (9th Cir.1973) (warrantless search of prisoner’s cell violates the fourth amendment unless it serves a justifiable purpose of imprisonment or prison security), cert. denied,
The district court found that Tribble produced substantial probative evidence that the searches are conducted for purposes unrelated to security considerations.
First, digital rectal searches are one of the most intrusive methods of detecting contraband; yet, Tribble has presented evidence that the prison staff do not search
Allen Breed, a penologist who testified in related proceedings in the Eastern District of Washington and whose report was submitted to the district court in this case, reviewed “a number of videotapes of forced digital searches” and found that in those cases
no effort was made to search the clothing, other body cavities, hair, or even hands. The entire focus and effort of the exercise was the finger probe, after which the inmates’ clothing was pulled up and he was carried to a van and transported to IMU. The inmates viewed were placed in their cells at IMU with the same clothing on that they were wearing when the forced move was started!
In addition, Tribble submitted an affidavit from an inmate who stated that, despite carrying a full pack of tobacco in the pocket of his overalls,
Second, Tribble presented evidence that the prison guards use the digital rectal search policy as a threat to influence inmates in the general population to conform to prison regulations.
Finally, Tribble contends that, because the prison staff conducted an unnecessary digital rectal search upon his return from the prison hospital in April 1986, the policy must be based upon a punitive purpose. At the hospital, Tribble had x-rays which indicated that he had no contraband concealed in his rectum. Tribble claims that the prison staff was aware of his x-ray results yet conducted the search because of a prison policy purportedly based on a need to detect such items.
Defendants contend only that Tribble’s assertions tending to show a purpose unrelated to security considerations were improperly relied upon by the district court in denying their motion. In particular, defendants claim that the district court erred as a matter of law by inquiring into their motivation for the implementation and execution of the digital rectal search policy.
Generally, an official’s state of mind is not a factor in determining the application of qualified immunity. Anderson,
We recently opined, however, that in one class of cases an inquiry into defendants’ motive is permissible. In Gutierrez v. Municipal Court,
Defendants rely on the District of Columbia Circuit’s decision in Martin for the principle that, in cases where the court does inquire into the defendants’ motivation, “some direct evidence that the officials’ actions were improperly motivated must be produced if the case is to proceed to trial.”
While we are mindful of our responsibility not to reimpose the burden upon government officials Harlow sought to prevent, we are presented with a different type of case than Martin. In Martin, the plaintiff charged officers of the United States Capitol Police, in part, with violations of the fifth amendment. As part of his constitutional claims, the plaintiff needed to establish that the officers acted with an unconstitutional motive. Id. at 1431. Here, in contrast, we are not concerned with the defendants’ subjective malice in conducting the particular search upon Tribble; rather, Tribble asks us to examine the purpose of the policy requiring such searches. See Note, Qualified Immunity for Government Officials: The Problem of Unconstitutional Purpose in Civil Rights Litigation, 95 Yale L.J. 126 (1985). In cases where the purpose of a prison regulation is at issue, there is no “direct evidence” equivalent to legislative history that plaintiffs may examine. To hold plaintiffs in such cases to a “direct evidence” standard would effectively insulate arbitrary governmental action from judicial scrutiny.
Moreover, as noted above, this suit is not an insubstantial one; Tribble’s evidence is probative and significant. In contrast, in attempting to support the policy below, defendants relied solely on the presumed inherent propensity of IMU inmates to violate prison regulations. In view of Trib-ble’s evidence of how the digital rectal search policy is executed, the policy does not reflect this justification.
Accordingly, we agree with the district court that Tribble has produced sufficient evidence to show that the searches are conducted for punitive purposes unrelated to security concerns and that a reasonable person would have known that searches based on such motives violated Tribble’s clearly established rights.
IV
Defendants also assert that Tribble has failed to produce sufficient evidence linking any named defendant either to the particular search of him or to the creation of the digital rectal search policy. The difficulty, as defendants view it, is that Tribble has not adequately alleged that any of the named defendants harbored an unconstitutional motive. Tribble’s suit, however, is not based upon the particular subjective intent of the defendants; rather, it is based upon the purpose of the policy.
Nevertheless, a defendant “is entitled to summary judgment if he makes a showing by affidavit or otherwise that he did not commit those acts and ‘discovery fails to
V
Tribble argues that he is entitled to attorney’s fees. 42 U.S.C. § 1988 authorizes a court to award attorney’s fees to the prevailing party under any of several civil rights statutes, including 42 U.S.C. § 1983. In some circumstances, a person may be a prevailing party without having obtained a favorable final judgment on the merits. Hanrahan v. Hampton,
Although we affirm the district court’s decision to deny summary judgment on qualified immunity grounds, Tribble has not yet succeeded on the merits of his claim. Contrary to Tribble’s contention, our decision does not confirm that defendants are not immune from liability. Rather, our decision simply allows Tribble a trial on the merits. At trial, defendants may still be entitled to qualified immunity if the trier of fact finds that the searches are reasonably related to a legitimate peno-logical goal, or that the defendants reasonably could have believed that the searches were conducted to further such a purpose. See Bilbrey by Bilbrey v. Brown,
AFFIRMED.
Notes
. Assignment to the IMU occurs when "in the judgment of the superintendent, the presence of such inmate in the general inmate population would constitute a serious threat____” Wash.Admin.Code § 137-32-005 (1986).
. The “cell tag" regulation provides that each cellmate is responsible “for an infraction that occurs within the confines of such cell unless he/she can establish a lack of involvement in the infraction.” The propriety of such a rule presently is not before us.
.All inmates who are subject to a digital rectal search are similarly bound prior to the search.
. While the constitutionality of such searches, if based on legitimate penological objectives, may be an open question, we are faced with a different question in this appeal. Here, we must consider the searches in light of Tribble’s evidence that they are conducted for reasons other than legitimate penological goals.
. Cases that have upheld the constitutionality of digital rectal search policies are distinguishable in view of the nature of the security risk involved and the evidence presented here that the digital rectal searches are conducted for purposes unrelated to security concerns. In Daughtery v. Harris,
. This rule applies to both fourth and eighth amendment claims. If the search were conducted for purposes unrelated to security considerations, not only would it violate the fourth amendment, Lilly,
.Subsequent to the filing of this lawsuit, the Washington State Penitentiary has withdrawn its policy of conducting a digital rectal search upon entry to the IMU. The prison now conducts such searches only upon a reasonable suspicion that the inmate has secreted contraband in his rectum.
. Tobacco is considered contraband within the confines of the IMU.
. In view of the substantial evidence that, in enacting Policy Directive 420.110(A)(4)(a), defendants have exaggerated their response to purported security considerations, we do not defer to their expert judgment in these matters. See, e.g., Whitley v. Albers,
. Of course, a named defendant may make such a showing at trial.
