MEMORANDUM OPINION AND ORDER
THIS MATTER comes before the Court on the Plaintiffs Motion to Remand to State Court and Supporting Memorandum, filed May 7, 2010 (Doc. 6). The primary issue is whether a defendant, who does not file the notice of removal, must indicate his consent by signing the notice of removal or by filing a separate document indicating consent within 30 days of the date that the
PROCEDURAL BACKGROUND
The procedural facts are not in dispute. The New Mexico Superintendent of Insurance accepted service of process of Plaintiff Tresco, Inc.’s Complaint for Declaratory Judgment and Breach of Contract on behalf of Defendant National Union Fire Insurance Company of Pittsburgh, Pennsylvania (“National Union”) on March 22, 2010. See Letter from Morris J. Chavez to National Union (dated March 22, 2010) at 30, filed April 21, 2010 (Doc. 1-1). On April 21, 2010, National Union filed a Notice of Removal and removed the case from the Third Judicial District, County of Doña Ana, New Mexico to federal court. See Notice of Removal, filed April 21, 2010 (Doc. 1). The Notice of Removal states that, according to the state-court docket, Defendant Continental Casualty Company’s (“CNA”) statutory agent, the New Mexico Superintendent of Insurance accepted service of process on behalf of CNA. See Notice of Removal ¶ 15, at 3. 1 Tresco, in its motion, represents that CNA received service of the Summons and Complaint on March 31, 2010. Tresco, therefore, filed its motion to remand more than thirty days after CNA was properly served in this matter.
In its Notice of Removal, National Union represented that the law firm of Allen Shepherd Lewis Syra & Chapman, PA would represent CNA. See Notice of Removal ¶ 15, at 3. The Notice of Removal states that National Union conferred with CNA’s counsel, and obtained CNA’s consent to removal. See id. Thus, National Union obtained unanimity and'confirmed unanimity with the Court. National Union filed the Notice of Removal within thirty days of its having been served.
Trеsco moves the Court, pursuant to 28 U.S.C. § 1447(c), to remand the case to the state court from which it was removed. See Motion at 1. At the time Tresco filed its motion to remand, on May 7, 2010, CNA’s counsel had not filed with the Court any pleading, which CNA’s counsel had signed, that joined in ot consented to the Notice of Removal. 2 Tresco argues that, because CNA did not independently file notice of its consent to removal within thirty days of when it was served, the Court should remand the case to state court. See Motion at 3.
In reply, Tresco argues that a notice of removal is not effective unless each defendant affirmatively files a pleading with the Court joining in and consenting to the removal within thirty days of service. See Reply Memorandum in Support of Plaintiffs Motion to Remand at 1, filed May 20, 2010 (Doc. 11). Tresco argues that the removal statute must be construed narrowly and continues to request that the Court grant its motion to remand. See Reply at 3.
RELEVANT LAW REGARDING REMOVAL
The right to removal is a statutory right, and the removing defendant must carefully follow all statutory requirements.
See Bonadeo v. Lujan,
No. CIV 08-0812,
A defendant or defendants desiring to remove any civil action or criminal prosecution from a State court shall file in the district court of the United States for the district and division within which such action is pending a notice of removal signed pursuant to Rule 11 of the Federal Rules of Civil Procedure and containing a short and plain statement of the grounds for removal, together with a copy of all process, pleadings, and orders served upon such defendant or defendants in such action.
28 U.S.C. § 1446(a). The defendant must file the notice of removal within thirty days after being served.
See
28 U.S.C. § 1446(b). “[T]he statute, insofar as the time for removal is concerned, is imperative and mandatory, must be strictly complied with, and is to be narrowly construed.”
United States ex rel. Walker v. Gunn,
The removing defendant bears the burden of establishing that removal is proper.
See McPhail v. Deere & Co.,
1. Joinder of Parties.
The removal statute speaks generally to the manner of removal. It does not explicitly require that all defendants who have been served in a multi-defendant case must join in the notice of removal.
See McEntire v. Kmart Corp.,
No. CIV 09-0567,
The Tenth Circuit, however, has not stated what is necessary to satisfy the requirement that all defendants “join in the removal petition.”
Akin v. Ashland Chem. Co.,
The United States Courts of Appeals for the Fifth, Seventh, and Eighth Circuits, and some district courts, have held that each co-defendant must either sign the removal petition or submit a timely notice of consent in writing.
See Pritchett v. Cottrell, Inc.,
The United States Courts of Appeals for the Sixth and Ninth Cirсuits require only that at least one attorney of record sign the notice and certify that the remaining defendants consent to removal.
See Proctor v. Vishay Intertechnology Inc.,
The Sixth Circuit also noted that rule 11 of the Federal Rules of Civil Proсedure bound the attorney when she represented to the district court that another defendant, Kelly, consented to the removal.
See Harper v. AutoAlliance Int’l, Inc.,
In
Vasquez v. Americano U.S.A., LLC,
the plaintiffs filed suit against defendants Americano, Hernandez, Daniel Company, and Dodson in state court. Americano
In
Roybal v. City of Albuquerque,
the Court discussed Judge Johnson’s holding in
Vasquez v. Americano U.S.A., LLC,
and found that “[t]here are at least four reasons that support construing
Vasquez v. Americano U.S.A., LLC
to not require separate consents from each defendant.”
Fourth, while “the unique and collegial nature of federal litigation within the District of New Mexico” may not justify creating a separate rule for New Mexico, or fashioning a rule that may not address the situation in other district courts, the “independent and unambiguous” rule, cоnstrued as requiring separate consents, seems to be a drastic remedy for a situation that does not appear to be a problem, particularly in the context of this case. The cases adopting the “independent and unambiguous” rule should show the need to further formalize the joinder of defendants during the removal process, and what problem or problems the rule is designed to alleviate. For the most part, the perceived problem remains ephemeral.
2. Amendment of the Notice of Removal.
In
Caterpillar, Inc. v. Lewis,
The Tenth Circuit has allowed defendants to remedy defects in their petition or notice of removal.
See Jenkins v. MTGLQ Investors,
In contrast, some district courts have found that the law does not authorize amendment to the notice of removal if sought more than thirty days after the defendants were served.
See Daniel v. Anderson County Emergency & Rescue Squad,
The view that removal statutes should be strictly construed is so well ingrained,
moreover, that amendment of removal petitions after the deadlines prescribed by the relevant statutes have passed is limited to those instances involving only minor technical corrections as opposed to substantive revisions. In sum, the practice that has been adopted by federal courts is that any doubts regarding compliance with removal provisions must be resоlved in favor of remanding the case to state court.
ANALYSIS
There is no dispute that CNA consented to the removal. See Notice of Removal ¶ 15, at 3; CNA Joinder at 1. CNA, through counsel, consented to and joined in the Notice of Removal, and there is no contention that National Union made a misrepresentation in the Notice of Rеmoval. The Notice of Removal is not ambiguous and clearly reflects that both Defendants consented to the removal. The issue is whether that consent has to be reflected or expressed in two particular ways: (i) by CNA signing the notice of removal; and/or (ii) by CNA filing a separate written consent and joinder signed by it or its counsel within thirty days of when it was served.
I. THE STATUTE DOES NOT REQUIRE CNA TO SIGN THE NOTICE OF REMOVAL OR TO FILE A SEPARATE PLEADING TO INDICATE ITS CONSENT.
It is not the case here that CNA’s counsel also represents National Union. It is probably the case that National Union’s counsel cannot represent CNA or vice versa, because it is in the best interest of each insurance company to spread any potential liability for defense and indemnity costs among as many insurance companies as possible.
See
Answer of Defendant National Union Fire Insurance Company of Pittsburgh, PA to Breach of Complaint for Declaratory Judgment and Breach of Contract, Sixth Defense at 5, filed April 27, 2010 (Doc. 5)(“The Plaintiffs claims as to National Union are barred based upon the availability and applicability of other insurance.”). Thus, the issue is whether one defense attorney can represent, under rule II, that another defendant that the attor
Tresco maintains that, at an absolute minimum, the fact that “the overwhelming weight of authority” requires remand creates substantial doubt regarding the Defendants’ ability to remove this case to federal court. See Reply at 3. Tresco contends, therefore, that the principle that the removal statutes must be construed narrowly, with any doubts being resolved against removability, dictates that the Court must remand the case to state court. The Defendants ask the Court to not follow the authority which holds that each defendant must either sign the removal petition or submit a timely notice of consent in writing, and to deny Tresco’s motion to remand.
That separate counsel represent CNA and National Union should not mean that CNA must file an independent notice of consent. The “rule of unanimity,” which the Supreme Court announced in
Chicago, Rock Island, & Pacific Railway Co. v. Martin,
Under 28 U.S.C. § 1446(a), “[a] defendant or defendants desiring to remove any civil action” must file a “notice of removal signed pursuant to Rule 11 of the Federal Rules of Civil Procedure.” Rule 11, in turn, provides that “[e]very pleading, written motion, and other paper must be signed by at least one attorney of record,” Fed.R.Civ.P. 11(a), and that “[b]y presenting to the court a pleading, written motion, or other paper — whether by signing, filing, submitting, or later advocating it — an attorney ... certifies that ... the factual cоntentions [therein] have evidentiary support ...,” Fed.R.Civ.P. 11(b). Nothing in rule 11 prohibits counsel for one defendant from making representations on behalf of another defendant, or that defendant’s counsel.
See Harper v. AutoAlliance Int’l, Inc.,
While not requiring each Defendant to either sign the removal petition or independently submit a timely notice of consent in writing may be contrary to the weight of authority on this subject, it does not run counter to the principles that: (i) removal statutes be strictly construed, with all doubts being resolved against removal,, or with the requirements for notice of removal; (ii) any necessary joinder, or consent thereto, be timely filed within thirty days after service; and (iii) that the joinder or consent be strictly construed. The statute is not ambiguous; it is silent. It neither requires nor precludes the rule that Tresco requests. Hence, there is no doubt about what the statute requires. Strictly construing the plain language of the removal statute, and in the faсe of no Tenth Circuit law to the contrary, the Court concludes that the filing of a notice of removal can be effective without individual consent documents on behalf of each Defendant. Strict construction and resolving doubts against removal does not mean the courts should be hostile to the Congressionally created right to removal, creating procedural hurdles that Congress did not create and that provide pitfalls for all but the most experienced federal court litigants. National Union’s timely removal notice containing an averment of CNA’s consent to removal, signed by an attorney of record, is sufficient.
Tresco does not cite any Supreme Court or Tenth Circuit authority that the nоtice of removal is strictly construed; again, the statute is strictly construed and not the notice. In any case, Tresco does not explain what is in doubt. There is no dispute that CNA consented. Tresco does not explain what should be strictly construed or what doubt should be resolved in its favor; rather, Tresco wants the Court to see some doubt or ambiguity where there is none, and there is nothing to construe strictly because there is no factual dispute that CNA consented — and still consents— to removal.
In conclusion, a separate consent by CNA is not required to effect removal. In line with the Court’s decision in Roybal v. City of Albuquerque, that CNA’s counsel did not physically sign a duplicate of the Notice of Removal should not make CNA’s consent, relayed throúgh National Union’s counsel, an officer of the court, any less effective than if CNA’s counsel had personally signed an independent Notice of Removal. National Union and CNA met the statute’s procedural requirements and have indicated, through counsel for National Union, their consent to the removal. There should be no additional requirements. Accordingly, the Court will deny Tresco’s motion to remand.
II. THE COURT NEED NOT ADDRESS NATIONAL UNION’S REQUEST THAT THE COURT ALLOW IT TO AMEND ITS NOTICE OF REMOVAL.
The Defendants argue, in the alternative, that, if the Court should find that a separate, written document was required from CNA to confirm its. consent to the removal, the Court should allow the Defendants to file an Amended Notice of Removal which CNA would belatedly join. Tresco maintains that, because the time for removal has passed, the Court should not allow the Defendants leave to amend National Union’s notice of removal. Because the Court determines that CNA did not need to sign the Notice of Removal or file a separate pleading indicating CNA’s consent or joinder to effectively consent, the Court need not decide whether, if National Union files an Amended Notice of Removal, such an amendment would cure any
In conclusion, National Union and CNA fully complied with the removal statute and timely removed the case to federal court. See 28 U.S.C. § 1446. There is no sound basis for remand. The Court will deny Tresco’s motion to remand to state court.
IT IS ORDERED that the Plaintiffs Motion to Remand to State Court is denied.
Notes
. Tresco, in its motion, represents that an Acceptance of Service is on file with the Court establishing that the Superintendent of Insurance accepted service of process on CNA's behalf on March 24, 2010 and that CNA received such papers on March 31, 2010. The Court acknowledges that an Acceptance of Service for service of process accepted on National Union's behalf is on file with the Court, see Doc. 1-1 at 30, filed April 21, 2010, however, no such document pertaining to CNA has been filed with the Court. National Union, however, does not dispute Tresco’s representation in 'its Response and CNA adopted National Union's Response as its own. The Court, therefore, accepts Tresco's representation that CNA received service of the Summons and Complaint on March 31, 2010.
. CNA has still not filed such a document. In its Joinder in National Union's response, which CNA's counsel signed, it "respectfully requests that this case not be remanded to state court." Continental Casualty Company’s Joinder in National Union Fire Insurance Company of Pittsburgh, PA.'s Response to Motion to Remand to State Court and Supporting Memorandum at 1, filed May 17, 2010 (Doc. 10). It does not represent that CNA joins in the Notice of Removal.
. The Court need not decide in this opinion and order whether principles of federalism are implicated with a notice of removal in a case based on diversity of citizenship. The Constitution provides for jurisdiction based on diversity of citizenship, and Congress has statutorily given that jurisdiction to the federal courts.
See Marathon Oil Co. v. Ruhrgas,
. It is unclear how the courts that require the non-removing defendant to sign the notice of removal or file a separate written consent and
. This possible problem would appear to exist in every federal case, particularly where jurisdiction is questioned. But district courts often have to make difficult decisions. The district courts are not free to limit federal jurisdiction to avoid error.
. Reducing uncertainty is not a sound reason to restrict Congressionally given jurisdiction. Courts cannot shirk their "the virtually unflagging obligation ... to exercise the jurisdiction given them,"
Colo. River Water Conservation Dist. v. United States,
. The Court is not convinced that this conclusion is universally shared by litigants, particularly by non-residents and their often out-of-state counsel. Also, plaintiffs often fight hard to stay out of federal court, suggesting that they think they have some advantage in their home-state courts. Whether defendants currently prefer federal courts because they fear the judge or jury in the state courts will be prejudiced against them, or because they believe federal judges are more likely to be defense-oriented or to grant dispositive motions, the fact remains that the Constitution authorizes federal jurisdiction over diversity cases and Congress has bestowed that jurisdiction on the district courts.
