Although centered around a disputed contract, this case involves subtle questions of jurisdiction, res judicata and the writ of mandamus. The basic facts can be summarized briefly, with necessary details fleshed out as our analysis requires.
Forest County and the towns of Tipler and Long Lake, all Wisconsin municipalities, together contracted in 1979 to create the Forest Transit Commission (FTC), a body whose purpose was to oversee the rehabilitation and maintenance of a short line rail service for the benefit of the citizens of those municipalities. FTC quickly employed Transportation Cybernetics, Inc. (TCI), an Illinois corporation, to carry out the commission’s task. Included in the contract was an arbitration clause. In March 1984, FTC terminated its contract with TCI.
Following its termination, TCI brought an arbitration action for compensation it believed FTC still owed. TCI served notice of the arbitration on Forest County, Tipler and Long Lake, but only TCI and FTC were named parties. The arbitrator eventually found for TCI in the amount of $403,336.56. The company then petitioned the district court for confirmation of the award under 9 U.S.C. § 9 (1988).
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In addi
TCI next moved the district court under Fed.R.Civ.P. 69(a) for an order in the nature of mandamus to require the Clerk of Forest County to levy a tax for the satisfaction of the judgment entered against FTC. On the recommendation of the magistrate judge to whom the case was referred, the district court denied this motion on July 3, 1990. Its reason for doing so was that its December order denying enforcement against Forest County resolved this very question in the county’s favor. TCI appealed the denial, and only Forest County responded.
The first knot we must untangle is jurisdictional. Forest County argues strenuously — so strenuously that it fails to address the arguments for affirmance — that we have no jurisdiction to hear this appeal. The county’s argument takes several different forms. First, it contends that the district court’s December order was a final order, not its July order. Thus only the earlier order was appealable. Forest County supports this contention by citation to
Lojuk v. Johnson,
Anticipating our response to its first contention, Forest County presses the argument that “[ojrders entered in a
post-judgment
setting are not ‘final’ unless they ‘dispose completely of the issues raised’ in the lawsuit.” Appellee’s Br. at 8 (quoting
Motorola, Inc. v. Computer Displays Int'l, Inc.,
Forest County next points to the district court’s own analysis of the mandamus motion, contending that the order itself deprives us of jurisdiction. Because the district judge considered his first order “fi
Keying on language employed in the district court’s order, Forest County argues that we do not have jurisdiction over post-judgment motions that merely seek to step around the earlier judgment of the district court. In support, it again cites
Motorola.
“We will also dismiss if the alleged modification is merely an attempt to relitigate the issuance of the original injunction.”
But there is no issue preclusion in the case before us. The issue before the district court in its December order was the right to enforce the arbitration agreement against the municipalities. That question turned, according to the district court, on whether the municipalities and FTC were the same party. It refused, for example, to conduct an inquiry to determine whether FTC was an “alter ego” of the municipalities, an inquiry it believed inappropriate in a confirmation setting. Dec. and Order at 10-11 (Dec. 12, 1989). Issue preclusion would not apply, then, if TCI’s motion in the nature of mandamus presented any question other than whether FTC and the municipalities constitute the same party. As we explain below, other issues required resolution in order to dispose of that motion.
When requested in an appropriate motion,
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a district court may under Rule 69(a) issue a writ of mandamus as provided by the law of the state in which that court sits.
Arnold v. BLaST Intermediate Unit 17,
Hence, while the district court decided in its December order that FTC and
Having decided that we possess jurisdiction to hear this case, we address a second issue antecedent to the merits, though it is referenced only indirectly by Forest County in its brief. TCI presses numerous arguments for issuing the writ, but each of them refers to FTC’s independence, or obversely, to the municipalities’ responsibility for judgments entered against FTC, as a consequence of state law or the contract that created FTC. Forest County might have argued (had it recognized the possibility that we might accept jurisdiction) that TCI is barred from pressing this argument by the very doctrine of issue preclusion we have already discussed. The district court raised the issue of FTC’s statutory and contractual independence in its December opinion, finding the municipalities insulated from judgment against FTC. The time to appeal that decision passed, this argument continues, and the issue cannot be relitigated even in a distinct, subsequent motion.
At first blush the problem we raise might be fatal to this appeal (if the issue has not been waived), but the objection is ultimately without effect. Issue preclusion can arise only when the issue was necessarily decided by the prior judgment.
Parklane Hosiery Co. v. Shore,
The usual office of the confirmation action under 9 U.S.C. § 9 is simply to determine whether the arbitrator’s award falls within the four corners of the dispute as submitted to him. This action is one where the judge’s powers are narrowly circumscribed and best exercised with expedition. It would unduly complicate and protract the proceeding were the court to be confronted with a potentially voluminous record setting out details of the corporate relationship between a party bound by an arbitration award and its purported “alter ego.”
Orion,
The plaintiff in
Orion
sought enforcement on an alter ego theory, thus prompting the court to use that corporate doctrine as an example of inquiries outside the scope of a section 9 confirmation action. For the same reason, the question of the municipalities’ contractual or statutory duty to indemnify FTC was not properly before the district court in its December order. That theory likewise raises a host of issues requiring more scrutiny than section 9 envisions. The “four corners” of the arbitration award in this case included only TCI and FTC as parties, and
Orion
holds that this in itself is enough to deny enforcement against the municipalities. All else was superfluous to the judgment, and therefore irrelevant to our consideration of this appeal.
Cf. Elkhorn,
At last we come to the merits of this appeal, though it is a short visit to be sure. Forest County has chosen to rest on its jurisdictional arguments before this court. Having rejected each of these objections, we treat any arguments the county might have made with respect to the merits as waived,
Patrick v. Jasper County,
Nothing in the Wisconsin statutes authorizing municipalities to form transportation commissions requires that those commissions operate independently of the municipalities. And in creating FTC, Forest County did not in fact create a separate entity which it need not indemnify in event of default. FTC was created by contract among Forest County, Tipler and Long Lake, pursuant to Wis.Stat. § 59.968 (1979) 3 ; it was never formally incorporated.
Nor does FTC’s contract adopt the traditional language of independence. A municipal corporation will usually be designated “a body politic and corporate.” 1 Charles R.P. Keating,
McQuillan Municipal Corporations
§ 2.07a, at 152 (3rd ed. 1987). Wisconsin describes only its villages and cities with this language, Wis.Stat. § 66.-019(1), and nothing in FTC’s contract suggests that it has somehow donned this mantle.
Cf. Allis-Chalmers Corp. v. Emmet County Council of Governments,
We have jurisdiction to hear this appeal, and we believe the defendant has waived any argument regarding the denial of the writ. We therefore remand this case to the district court to issue the appropriate writ of mandamus, ordering the Clerk of Forest County to satisfy the judgment against FTC pursuant to Wis.Stat. § 66.09.
REVERSED AND REMANDED WITH INSTRUCTIONS
Notes
. Both parties believed that the district court’s jurisdiction was based on the Arbitration Act itself. We believe they are mistaken. The Supreme Court has noted that sections 3 and 4 of the Arbitration Act do not supply federal question jurisdiction.
Moses H. Cone Memorial Hosp. v. Mercury Constr. Corp.,
Nevertheless the district court did not err in hearing this case. Our review of the record reveals that petitioner is an Illinois corporation. This action therefore falls within our diversity jurisdiction. 28 U.S.C. § 1332 (1988).
. Although Fed.R.Civ.P. 81(b) abolished the writ of mandamus, it states that “[r]elief heretofore available by mandamus ... may be obtained by appropriate action or by appropriate motion under the practice prescribed in these rules.”
See Sanchez-Espinoza v. Reagan,
. In the proceedings below, Forest County and the Town of Long Lake asserted that FTC was formed pursuant to Wis.Stat. § 59.967. Brief in Opposition to Petitioner’s Petition for Confirmation of Arbitration Award and Entry of Judgment at 4 (Feb. 22, 1988). But close examination of the 1979 agreement reveals that FTC was, according to that document, formed pursu
