93 Pa. Commw. 235 | Pa. Commw. Ct. | 1985
Opinion by
This is an appeal by Appellants Township of Bensaiem. (Township) and Stanley Horowitz (Horowitz) the Township’s zoning officer from an order of the Court of Common Pleas of Bucks County dismissing post-trial motions for judgment notwithstanding the verdict and for a new trial as well as a motion to dismiss for lack of subject matter jurisdiction.
Appellees Richard and Jean Press (the Presses) were the owners of premises in the Township upon which they operated a children’s camp, a nursery school and an adult swim club as legal non-conforming uses. The camp and nursery school were begun in 1952 prior to the enactment of the Township’s zoning ordinance in 1954 and the swim club was permitted pursuant to a decision of the. Zoning Hearing Board (ZHB or Board) in 1962.
. In the spring of 1975 the Presses entered into a lease-purchase agreement with a Mr. D’Onofrio which agreement provided for the sale of the prem
On June 11, 1975 Horowitz issued a cease and desist order to the Presses and a copy of this order was sent to D ’Onofrio. The June 11 order was based upon an alleged “failure to obtain a use and occupancy permit.” On June 17, 1975 a second cease and desist order was issued to the Presses; again, a copy went to D’Onofrio. The basis for this cease and desist order was an alleged use of the premises contrary to the R-l residential use regulations of the Township’s zoning ordinance.
Upon receipt of these notices the Presses’ attorney advised Horowitz that the uses to which the premises were being put had previously been determined to be legal non-conforming uses and that there was no justification for requiring a new use and occupancy permit. Horowitz was also told that his enforcing the cease and desist orders would have dire consequences for the Presses.
As a result of the June 17, 1975 order, a copy of which D ’Onofrio received on June 19, 1975, D ’Onofrio exercised his option and terminated his lease-purchase agreement in a letter to the Presses dated June 23, 1975. The Presses then filed an appeal with tbe ZHB from the issuance of the orders.
*239 ME. DENKEE: I will make a motion that this is not properly before the Board at this particular time, and we should not hear the matter and, therefore, the zoning officer should revoke the cease and desist order.
(WHEEEUPON THEEE IS FUETHEE DISCUSSION BY THE PAETIES)
ME. DENKEE: My motion is on the floor.
ME. STEWAET: With the opinion of our solicitor in mind, I feel that it is improperly brought before this Board. I will second the motion.
A motion has been made and seconded. All those in favor?
ME. DENKEE: Aye.
ME. STEWAET: Aye.
ME. BELL: Opposed.
With that, I also feel that there are numerous zoning violations on this property and I can only hope that our zoning officer will file it properly and bring it back before this Board to clear up the zoning violations. (Emphasis added.)
Subsequent to August 5, 1975 the Presses brought suit in the common pleas court against the Township and Horowitz alleging that the issuance and failure to rescind the June 17, 1975 order was negligent and/ or reckless conduct on the part of Horowitz in his capacity as zoning officer. The jury, by verdict slips containing specific interrogatories, found that Horowitz's conduct was negligent and reckless, that his conduct was the legal cause of the Presses’ losses, and that the Township was liable. The. Presses were awarded $400,000.00 in compensatory damages which amount was assessed jointly against the Township and Horowitz. In addition,. punitive. damages, were
Numerous errors have been asserted on appeal and we will address them seriatim.
THE JURISDICTIONAL ISSUES
Preliminarily we note that this Court’s jurisdiction over the instant appeal is, at best, attenuated. The appeal is not from any trial court ruling on the cease and desist order because, as will become clear presently, the June 17, 1975 order was not appealed to the trial court. Rather this case involves a separate" suit for damages against the Township and Horowitz based upon Horowitz’s conduct with respect to the issuance and failure to rescind the June 17, 1975 order.
Appellants’ first argument is an attack upon the jurisdiction of the common pleas court to hear the matter. Appellants maintain that the Presses should have appealed the decision of the ZHB to the trial court. It is undisputed that they did not do so. Indeed, the
Appellants also contend that the Presses lacked standing to bring this action because they did not appeal the cease and desist order of which they com- . plained. This contention must also fail because it, too, is -based upon the faulty premise that the Presses should have appealed. Thus the trial court properly determined that Appellants’ motion could withstand challenge.
THE IMMUNITY ISSUE
Appellants next contend that Horowitz is a public officer who is immune from suit.
Whether or not Horowitz falls within the category of persons afforded immunity because of their status as public officers, agents, and employees must be determined by the criteria set forth in DuBree v. Commonwealth, 481 Pa. 540, 393 A.2d 293 (1978). The Supreme Court stated in DuBree:
Where, but for the defendant’s status, a right of action would lie under analogous rules of law, and no public policy would be promoted in shielding a defendant from liability, and the plaintiff has not failed to pursue existing remedies, denial of the possibility of recovery is unjustified.
Id. at 546, 393 A.2d at 296. Thus we must consider whether there is a public policy reason for shielding a zoning officer from liability and whether the Presses have pursued existing remedies. Talcing the latter .'question first we again reject appellants’ contention that the Presses should have appealed the Zoning Board’s determination and reiterate that the Presses were not required to appeal where it appeared that the remedy that they sought had been granted. Accordingly we hold that there has been no failure to exhaust administrative remedies.
With respect to the public policy question, traditionally immunity is granted to individuals who are vested with discretion, the purpose being to alleviate the fear that every policy decision will subject them
Section 614 of the MPC provides that a zoning of.ficer “shall administer the zoning ordinance in accordance with its literal terms and shall not have the power to permit any construction or any use or change of use which does not conform to the zoning ordinance.” “[A] duty is discretionary if it involves judgment, planning, or policy decisions. It is not discretionary if it involves enforcement or administration of a mandatory duty at the operational level, even if professional expert evaluation is required. . . . The key is whether the duty is mandatory or whether the act complained of involved policy-making or judgment.” Cerino v. Township of Palmer, 265 Pa. Superior Ct. 1, 8, 401 A.2d 770, 773 (1979), quoting Jackson v. Kelley, 557 F.2d 735, 737-38 (10th Cir. 1977) (emphasis added by the Cerino court). Appellants themselves take the position that a zoning, officer is without discretion when they argue that he is required •to enforce the zoning code within its literal terms. It is also our view that a fair reading of Section 614 of the MPC reveals that a zoning officer is given no discretion. See also R. Ryan, Pennsylvania Zoning Law and Practice, §9.3.7 (1981). Hence, there is no reason
THE PUNITIVE DAMAGES ISSUE
Appellants next argue that the trial court erred in refusing to charge the jury that the Presses could not recover punitive damages against the Township. The question of whether punitive damages can be assessed against a municipality absent a statute specifically authorizing such damages is a question of first impression in this Court.
A review of the law in this area has revealed that ■in other states where the issue of punitive damages against a municipality arose in the absence of a specific statute authorizing an award of such damages the great weight of authority is that such assessment is improper. It would appear that only Iowa and
A New York lower court ease, Hayes v. State, 80 Misc. 2d 498, 363 N.Y.S.2d 986 (1975), rev’d on other grounds and punitive damages issue not reached, 50
When the. common pleas court decided this issue ■it did not have the benefit of a recent scholarly opinion written by Judge Donald Wieand of the Pennsylvania Superior Court. In considering this issue in Feingold v. Southeastern Pennsylvania Transportation Authority, 339 Pa. Superior Ct. 15, 488 A.2d 284 .(1985), Judge Wieand noted that “[a] plaintiff who receives punitive damages has already been compensated for the wrong suffered by an award of compensatory damages. To the extent that an award of punitive ■ damages . is not intended as compensation, the 'courts, have said, it is a windfall to the plaintiff. Punidive damages should be awarded, therefore, only if 'they serve a valid purpose.” Id. at 28, 488 A.2d at 291. Our own assessment of the matter leads us to conclude; as did Judge Wieand, that no valid purpose
Having determined that the Township in its own right is not liable for punitive damages, the next point for our consideration is the question of whether the Township can be held vicariously liable for such damages.
' On the issue of imposition of punitive damages under a theory of vicarious liability the Pennsylvania ; Supreme Court, upholding the award of punitive damage's in a private sector “dynamite blasting”'case, ■stated:
Too great caution cannot be exercised in permitting the recovery of punitive damages for the willful or reckless act of a servant not authorized or approved by the master. The rule that permits recovery in such cases is a harsh one, and the plainest principles of justice call for caution in its application. . . . But in this case the acts complained of were done by direction of the defendant’s superintendent after notice and with full knowledge of the damage they were doing the plaintiff’s property. Apparently they were done in wanton disregard of his rights, and because it was cheaper to pay damages for the injury they might cause than to do the work in a different way.
Funk v. Kerbaugh, 222 Pa. 18, 19, 70 A. 953, 954 (1908) (citation omitted). Although Funh allowed recovery under the theory of vicarious liability, it is significant first, that the ease arose in the private sector and second, that the principal had actual knowledge of its agent-’s actions;' In- light of - the actual -knowledge• present in 'Funic, 'we thus believe, as did
Our review of this state’s law has disclosed no Pennsylvania Supreme Court case considering' assessment of punitive damages against a municipality under a...theory of vicarious liability. But under the rationale expressed earlier for denying awards of. punitive damages generally against municipalities and under the restrictive Funk rule, we believe that assessment of such damages against a municipality under a theory of vicarious liability is prohibited.. Accordingly, we hold that the Township is not vicariously liable in punitive damages for the actions of Horowitz.
■ This- holding, however, does not preclude Horowitz -from being liable for the $500.00 in punitive damages. assessed against him. The imposition of - punitive damages is restricted to instances where, actual-damages have been shown. Hilbert v. Roth, 395 Pa. 270, 149 A.2d 648 (1959). That requirement here has been clearly met. The trial court charged the -jury that to hold Horowitz liable- for punitive damages they must find his conduct to be outrageous or reckless. This is the proper standard. See Stevenson v. Economy Bank of Ambridge, 413 Pa. 442, 454 n. 6, 197 A.2d 721, 727 n. 6 (1964); Smith v. Brown, 283 Pa. Superior Ct. 116, 423 A.2d 743 (1980). The jury, -in' its special interrogatories, found that-Horowitz’s conduct was ■ reckless. The record reveals that prior to issuing the cease and desist order Horowitz was unformed that the Presses had a valid non-conforming use and that a copy of the decision establishing this was sent to Horowitz, facts which Horowitz admits are true. -Nonetheless, Horowitz proceeded to issue the cease and desist order without cheeking-the Township records .or ■ consulting with the Township solicitor.
THE JURY INSTRUCTIONS
We next consider various allegations of error in the court’s instructions to the jury. Appellants maintain that the trial court erred in instructing the jury that if Horowitz was negligent (and, hence liable) the Township was liable for compensatory damages as a matter of law. The court’s directive was predicated upon its determination that a master/servant relationship existed and hence that the Township would be liable under the principle of respondeat superior. Where the facts upon which a master/servant relationship are not in dispute, the existence of the relationship is á question of law to be decided by the court. Cox v. Caeti, 444 Pa. 143, 279 A.2d 756 (1971). Where a-master/servant relationship exists, vicarious liability- is presumed to exist. Cox. The undisputed facts showed that Horowitz was employed by the Township and his services could be terminated by it. Additionally, there was testimony indicating that Horowitz’s activities were controlled by the Township’s Board of Supervisors to which he directly reported. The trial court wrote:
[A]lthough the powers to administer are delegated to the zoning officer under the M.P.C., Section 614, the general power to enact and carry out the provisions of its zoning ordinance are granted to the governing body of each mu-nicipality.' M.P.C., §601 (53 P.S. §10610). Defendants go so far as to suggest that a municipal governing body might appeal to the Zoning Hearing Board from a determination of its own*253 zoning officer, bnt cites no authority to that effect. We find it most unlikely that any such court decision will be forthcoming, in view of the fact that it is far more likely that the Township -.zoning officer who does not follow the directions of the Board of Supervisors would be replaced than appealed from.
The trial court went on to; state:
The direct involvement of the supervisors as it specifically relates to this matter .' was. substantiated by a transcript of the Board of Supervisors meeting of July 16, 1975 . . . in which the activities of Stanley Horowitz are. discussed at length and in which, one statement one supervisor says, . . . We filed a cease and desist, didn’t we 1 ’ That statement, and the entire con-.. tent of the transcript of that meeting, are fully indicative of the Board of Supervisors’ volvement in.the matter leading to the bring-. ing.of this lawsuit. .....
Additionally, the undisputed testimony established that the initial investigation of the Presses’ property was instigated at the direction of the Board of Supervisors, which was advised of the result's of Horo-, witz’s investigations on a regular basis. Based, upon, this evidence the trial court’s instruction that á master/servant relationship existed, and hence that the Township was liable in compensatory damages, if Horowitz was negligent, was correct. '
Appellants, in denying the existence, of a. master/ servant relationship, argue that under Section 614 of the-MPC the zoning officer’s, position is in the nature of an independent contractor. . The theory advanced is that because a zoning officer’s duties are statutorily imposed he is not directed by the elected, officials., We. agree..with the Presses.’ brief however that-
Appellants next allege the trial court committed error in failing to instruct the jury that under Section 614 of the MPC a zoning officer must enforce ordinances literally. As noted earlier this argument is not helpful to appellants’ position that a zoning officer holds a discretionary position entitling him to immunity. While we agree that literal enforcement is required under Section 614, appellants’ assertion of what literal enforcement means is absurd. As the trial court sagaciously observed, under appellants’ interpretation a zoning officer would be required to cite every use not permitted specifically under the ordinances including legal non-conforming uses. Such an interpretation makes no sense and we reject it. We believe, as did the trial court, that the proper interpretation of literal enforcement is that in addition to. enforcing the specific zoning ordinances, a zoning officer must also acknowledge non-conforming uses granted under those zoning ordinances. Accordingly, the trial court did not err with respect to this charge. Additionally, while appellants maintain that the trial court asked the jury to interpret Section 614 of the MPC, this did not occur. Rather the trial court explained why appellants’ interpretation was wrong and in addition, gave Horowitz the benefit of the doubt by permitting the jury to consider whether Horowitz himself, in good faith, (albeit erroneously) may have construed Section 614 too literally.
Next, appellants contend that the jury should háve been charged on the issue of contributory negli
Appellants further assert as error that the trial court erroneously charged the jury with respect to the action taken by the ZHB. The trial court charged that the Board had jurisdiction over the Presses’ appeal as a matter of law and that, to the extent the August 5 minutes could be construed as a statement to the contrary, that statement was erroneous. We agree that the trial court could not properly rule on the Board’s determination. But the trial court was not doing this. Bather it was explaining to the jury the evidence it could consider in determining whether Horowitz had been directed to rescind his June 17 order.
.■Appellants next contend that the trial’ court erred in charging the jufy that there would be no legal basis for--the June 17 order unless the jury found evidence ■that the. premises were put to a use other than a' per"mittéd'.one.’ Contrary to• the appellants’ contention, this did riot: give the jury authorization to reverse the ZHB; rather, it guided the jury in determining whether.'the issuance of the cease arid desist order was-.rea- ; sonable under the circumstances. ’ ■ ■
, ’ ! Next,, áppellants argue that expert testimony was necessary to determine whether Ho'rowitz acted as a reasonably prudent zoning officer, analogizing" this case to one involving a cause of actiori for medical malpractice. We believe a lay jury is perfectly capable : pf assessing whether Horowitz was negligent without ..expert testimony and.any .expertise in the law of zoning which was needed-was amply supplied by the trial court .in its instructions.
We have already determined that, punitive damages ..could not be. assessed , against the- Township. /•Thus,-.the. ..trial court erred in its charge on this point. But: as to Horowitz the charge was: correct and, as noted earlier, thei;e is - evidence from which the jury cpuld conclude..that his conduct was reckless.
THE EVIDENTIARY RULING-S
Áppellants have also alleged error with respect to numerous evidentiary rulings including the denial of
We find all of these-.matters;.to. .be. without;//' merit, in view of the extent of the testimony given, and the failure of any of these matters to have been in any way prejudicial to the defendants.
All of these matters are within the sound. discretion of the trial judge and are not . the basis of a new trial unless it can be demonstrated that the rulings have been substantially prejudicial to the defendant. Granowitz v. Erie Redevelopment Authority, 432 Pa. 243, 247 A.2d 623 (1968).
Without detailing several documents which. were admitted over defendants’ objection; we-found that these were pertinent to the, history of the uses of the subject property. Further, the nature of the uses — a well-advertised children’s camp, swim club, etc. — and the prior litigation and permit activity with the' Township were such as to be pertinent evidence, of scienter by the zoning officer and "other., public officials of the legal status of these uses.
We agree with the trial court and our independent review of the record reveals that the trial court’s rulings were correct and in no way constituted an abuse of its discretion.
Based upon the foregoing, the determination;of the trial court is reversed only with respect to the imposition of punitive damages against the Township and is affirmed in all other respects.
' Now, November 27, 1985, the order of the Court of • Common Pleas of Bucks County dated September 13, ■1984 is hereby reversed with respect to the imposition of punitive damages against the Township and is affirmed in all other respects.
There is a dispute as .to whether the Presses appealed to the ZHB from their orders or from the ones sent to D’Onofrio. Because, as will presently become clear, this instant cause of action is separate from 'the ZHB appeal, the point is irrelevant.
The. Presses’ tort theory rests upon the June 17, 1975 cease ánd desist order and not on the June 11, 1975 order because it was the June 17 order which caused the lessee.to exercise his option to1 terminate the lease.
It could conceivably toe argued as well that our jurisdiction • may be invoked pursuant to 'Section 762(a) (7) which permits us to. review “[m]alters in which immunity has been Waived pursuant to Subchapter <3 of Chapter 85 (relating to actions against local par
Appellants do not clearly explain whether they believe Horowitz is entitled to absolute immunity (reserved for high public officials) or a limited immunity which is available to other officials. For an explanation of these doctrines see Dubree v. Commonwealth, 481 Pa. 540, 548, 393 A.2d 293, 296 (1978) (Easen, C. J., dissenting).
Act of. November 26, 1978, P.L. 1399, as amended, formerly 53 P.'S. §§5311.102 to 5311.803, repealed by the Act -of October 5, 1980, P.L. 693. Similar provisions now appear in Sections 8541 to 8564 of the Judicial Code, 42 Pa. C.-S'. §§8541-8564.
In Brothers of the Order of Hermits of St. Augustine v. County of Philadelphia, 4 Clark 120, 7 Pa. L.J. 124 (1847) a nisi prms decision of the Pennsylvania Supreme Court, the judge’s instructions to the jury stated that punitive damages can not be awarded .against a municipality. But because the case was one decided in nisi prius and 'because no opinion was written, the “case” being merely a recitation of the facts 'and jury instructions, we hesitate to cite it as controlling precedent.
See generally, Recovery of Exemplary or Punitive Damages from Municipal Corporation, 1 A.L.R. 4th 448.
We disagree with the trial court’s ruling that this issue was not properly preserved and hence proceed to decide this matter on the merits.