Case Information
*1 COURT OF APPEALS SECOND DISTRICT OF TEXAS FORT WORTH
NO. 02-15-00338-CV TOWN OF SHADY SHORES APPELLANT
V.
SARAH SWANSON APPELLEE
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FROM THE 442ND DISTRICT COURT OF DENTON COUNTY TRIAL COURT NO. 14-02914-158
----------
OPINION
----------
In this interlocutory appeal, Appellant the Town of Shady Shores (the Town) appeals the trial court’s denial of its no-evidence and traditional motions for summary judgment on the claims brought against it by Appellee Sarah
Swanson, the Town’s former city secretary. In six issues, the Town challenges the trial court’s jurisdiction and the trial court’s determination of Swanson’s *2 objections to the Town’s no-evidence summary judgment motion. After careful review, we affirm in part and reverse in part.
I. Background
At a special meeting of the Town of Shady Shores City Council (the Council) on February 24, 2014, the Town provided Swanson with an employee performance evaluation. The Council then gave her ten minutes to respond to the evaluation. It further allowed her to respond in writing and to address the Council regarding the evaluation at a special council meeting three days later on February 27, 2014. Both Swanson and her attorney appeared at the February 27th council meeting. At that meeting, the Council voted to terminate Swanson’s employment for lack of confidence in her performance as city secretary. Tex. Loc. Gov’t Code Ann. § 22.077(b) (West 2008). Swanson then sued the Town.
In her original petition, Swanson alleged that the Town fired her because
she reported and refused to engage in destroying a tape recording of a meeting
of the Town’s investment committee, a subcommittee of the Council. She
alleged that after she refused, members of the investment committee destroyed
the recording; that she told the Council, the mayor, and the Town’s attorney that
the recording’s destruction violated state law; and that this reporting led to her
firing. Swanson asserted a statutory wrongful discharge claim under the Texas
Whistleblower Act, Tex. Gov’t Code Ann. § 554.0035 (West 2012), and a
*3
common law claim for wrongful discharge under
Sabine Pilot Service, Inc. v.
Hauck
,
In response, the Town filed a plea to the jurisdiction asserting governmental immunity for both claims. Swanson then amended her petition to add a claim for violation of her free speech rights under the Texas Constitution and claims for declaratory relief based on the Town’s alleged violations of the Texas Open Meetings Act (TOMA) and of her rights under the “due course” provision of article 1, section 19 of the Texas Constitution. Tex. Const. art. I, § 19; Tex. Gov’t Code Ann. § 551.002 (West 2017). Importantly, Swanson did not allege separate and distinct claims for violations of TOMA or the Texas Constitution, rather she alleges that the Town committed violations of these provisions in support of her standalone claim for a declaratory judgment.
In support of these claims, Swanson alleged that on February 12, 2014, the Council wrongfully deliberated in executive session about whether to terminate her employment, that the decision to do so was also made during executive session that day, and that no agenda had been posted before the meeting apprising the public of the purpose of the executive session. Swanson also alleged that for the February 27, 2014 special council meeting at which the Council terminated her employment, the Town did not post an agenda before the meeting sufficiently apprising the public that action might be taken to remove her from her job. Swanson further asserted that the Town violated article I, section 19 of the Texas Constitution because she was not afforded the opportunity to *4 confront her accusers or otherwise address the Council before the deliberation in which the decision was made to terminate her employment and because no procedure was adopted or employed for her to protest or appeal the Council’s decision. Additionally, Swanson added allegations that the Town fired her in retaliation for reporting not only the destruction of the meeting tape, but also for reporting that the mayor, Cindy Spencer, had taken recordings of town meetings home with her and had at one point intended to call Swanson into a meeting under false pretenses to ask for Swanson’s resignation.
Before the trial court ruled on the Town’s plea to the jurisdiction—rather than amend its plea or file another such plea on the claims in Swanson’s amended petition—the Town filed a motion for traditional summary judgment and a separate motion for no-evidence summary judgment that challenged the trial court’s jurisdiction of Swanson’s additional claims. In its no-evidence motion, the Town asserted that it was entitled to governmental immunity on Swanson’s declaratory judgment claims because she had no evidence that she was entitled to declaratory relief. In its traditional motion, the Town asserted that it was entitled to summary judgment on Swanson’s declaratory judgment claims because the claims did not fall within the scope of permissible declaratory judgment actions against governmental entities.
In her summary judgment response, Swanson argued that the Town was not entitled to a no-evidence summary judgment because it bore the burden of proof on establishing governmental immunity. She also challenged the Town’s *5 traditional grounds, arguing that genuine issues of material fact precluded summary judgment.
The trial court granted the Town’s plea to the jurisdiction as to Swanson’s original claims and dismissed Swanson’s Whistleblower Act and Sabine Pilot claims. The trial court denied the Town’s summary judgment motions. The Town then filed this interlocutory appeal challenging the denial of its motions for summary judgment.
II. Challenges to the Trial Court’s Jurisdiction
A plaintiff has the burden of alleging facts that affirmatively demonstrate
that the trial court has subject-matter jurisdiction.
Heckman v. Williamson Cty.
,
369 S.W.3d 137, 150 (Tex. 2012). Because a governmental unit has immunity
from suit, a plaintiff asserting a claim against a governmental unit must allege
facts that affirmatively demonstrate that the legislature has waived immunity for
the claims brought.
Univ. of Tex. at Arlington v. Williams
, 455 S.W.3d 640,
643 (Tex. App.—Fort Worth 2013),
aff’d,
The absence of subject-matter jurisdiction may be raised by a plea to the
jurisdiction or by a motion for summary judgment.
Bland I.S.D. v. Blue
,
34 S.W.3d 547, 554 (Tex. 2000). A motion or plea asserting governmental
immunity involves a question of law that we review de novo.
Harris County
Hosp. Dist. v. Tomball Reg’l Hosp.
,
When a governmental entity challenges the plaintiff’s pleadings for failing
to demonstrate jurisdiction, the court construes the pleadings liberally, taking all
*6
factual assertions as true and looking to the plaintiff’s intent.
Heckman
,
If a defendant governmental entity challenges
the existence of
jurisdictional facts, a court must also consider the relevant evidence necessary to
resolve the jurisdictional issues raised.
Heckman
,
III. Swanson Did Not Raise Distinct TOMA Claims.
In its first issue, the Town contends that the trial court had no jurisdiction
over Swanson’s TOMA claims. However, the record before us is clear that in the
trial court, the Town raised traditional summary judgment grounds asserting its
entitlement to judgment on the merits of Swanson’s claims, rather than on
jurisdictional, government immunity grounds.
See Cullum v. White
, 399 S.W.3d
*7
173, 188 (Tex. App.—San Antonio 2011, pet. denied) (noting appellate courts
generally do not have jurisdiction to hear the denial of a motion for summary
judgment). Further, while Swanson asserted grounds for declaratory relief based
on TOMA violations, she did not assert a separate, standalone claim under
TOMA. Without a distinct TOMA claim being alleged by Swanson against the
Town, we must overrule the Town’s first issue.
Valley Baptist Med. Ctr. v.
Gonzalez
, 33 S.W.3d 821, 822 (Tex. 2000) (“[C]ourts have no jurisdiction to
issue advisory opinions.”);
accord Princeton Univ. v. Schmid
,
IV. Swanson’s Declaratory Judgment Claims
In its third issue, the Town makes several arguments for why the trial court should have dismissed Swanson’s declaratory judgment claims. First, the Town contends that Swanson does not qualify for relief under the Uniform Declaratory Judgments Act (UDJA). More specifically, the Town contends that: (a) Swanson is not a person interested under a deed, will, written contract, or other writings constituting a contract; (b) Swanson is not a person whose rights, status, or other legal relations are affected by a statute, municipal ordinance, contract, or franchise, and she produced no evidence that she fits in that category in *8 response to its no-evidence and traditional summary judgment motions; and (c) Swanson does not seek a determination on any question of construction or validity of an instrument, statute, ordinance, contract, or franchise. Second, the Town argues that to the extent Swanson seeks a declaration of rights under a statute, the UDJA does not waive the Town’s governmental immunity for such a claim.
In the Town’s second issue, it asserts that Swanson presented no viable claim for relief under the “due course” provision in article I, section 19 of the Texas Constitution. It argues that: (a) Swanson has no evidence that she was denied any right to confront her accusers and address the Council before the February 12, 2014 meeting; (b) she had no constitutional right to appeal the Council’s termination decision; and (c) she was provided with notice and an opportunity to be heard. However, Swanson raised these constitutional violations only as a basis for relief under the UDJA. As with the Town’s alleged TOMA violations, Swanson simply did not allege separate, standalone constitutional claims against the Town in her lawsuit. We therefore overrule the Town’s second issue but consider the Town’s arguments challenging the viability of her constitutional claims as part of its third issue.
For the reasons set forth herein, we conclude that the Town has immunity for some but not all of the declaratory relief requested by Swanson.
A. The Trial Court Did Not Err by Denying the Town’s No-Evidence
Summary Judgment Motion on Swanson’s UDJA claims.
The Town argues that, because Swanson provided no evidence in
response to its no-evidence summary judgment motion, the trial court erred by
denying it a no-evidence summary judgment as to Swanson’s declaratory
judgment claims. This argument, however, severely mistakes Swanson’s burden
in the trial court. Before Swanson had any burden to produce jurisdictional
evidence, the Town first had to produce evidence negating jurisdiction.
Miranda
,
Because a governmental entity, like the Town, has the burden to negate
the existence of jurisdictional facts before a plaintiff has any burden to produce
evidence raising a fact question on jurisdiction, no-evidence summary judgment
motions may not be used by a governmental entity as a vehicle to defeat
jurisdiction or otherwise circumvent its burden to disprove jurisdiction.
See
Arthur v. Uvalde Cty. Appr. Dist.
, No. 04-14-00533-CV, 2015 WL 2405343, at
*9 (Tex. App.—San Antonio May 20, 2015) (mem. op.) (“Permitting UCAD to
challenge subject matter jurisdiction in a no-evidence motion for summary
judgment improperly shifts the jurisdictional evidentiary burdens.”);
Thornton v.
Ne. Harris Cty. MUD
,
In reaching this holding, we recognize that this court has affirmed the
granting of no-evidence summary judgment for a governmental entity on
immunity grounds.
City of Haltom City v. Aurell
, 380 S.W.3d 839 (Tex. App.—
Fort Worth 2012, no pet.). That opinion is easily distinguishable, however. In
that opinion, the plaintiff did not question whether a no-evidence motion is a
proper vehicle for raising immunity, and we did not consider the issue. Given the
clear language and direction from the Texas Supreme Court provided in
Miranda
and
Mission Consolidated
, we agree with our sister courts of appeals that a
government entity may not challenge subject matter jurisdiction in a no-evidence
summary judgment motion because doing so improperly shifts the initial
jurisdictional evidentiary burden to the plaintiff.
See Thornton
,
Elsewhere in its brief, the Town cites State v. Lueck , 290 S.W.3d 876, 881–84 (Tex. 2009), for the proposition that Swanson, not the Town, had the initial burden to come forward with evidence to support jurisdiction. Lueck does not contradict our holding that the Town had the initial burden to produce evidence negating jurisdiction. Lueck , 290 S.W.3d at 881–84 (addressing pleading requirements with respect to jurisdiction); see also Mission Consol. I.S.D. , 372 S.W.3d at 637 (applying Lueck to a claim under the Texas Commission on Human Rights Act and stating that “[w]hile a plaintiff must plead *12 the elements of her statutory cause of action—here the basic facts that make up the prima facie case— . . . , she will only be required to submit evidence if the defendant presents evidence negating one of those basic facts” (emphasis added)). We therefore disagree with the Town that Lueck required Swanson to marshal evidence showing jurisdiction before the Town met its own evidentiary burden. Simply put, a governmental entity cannot file a no-evidence motion for summary judgment on governmental immunity grounds to altogether avoid the jurisdictional burden that it would have to demonstrate when asserting a plea to the jurisdiction. To hold otherwise would effectively turn Texas governmental immunity jurisprudence on its head.
Therefore, the trial court did not err by denying the Town’s no-evidence summary judgment motion challenging the court’s subject-matter jurisdiction to Swanson’s declaratory judgment claims. We overrule this part of the Town’s third issue.
B. TOMA Waives Immunity for Some of Swanson’s UDJA Claims.
1. TOMA Authorizes Swanson to Seek a Declaration of Rights, Status, or Other Legal Relations.
The Town argues that it is immune from Swanson’s UDJA claims because she does not fit within the category of persons entitled to relief under section 37.004(a) of the UDJA. See Tex. Civ. Prac. & Rem. Code Ann. § 37.004 (West 2015). We disagree. Under Swanson’s pleadings, she easily qualifies as an interested person seeking to stop, prevent, and reverse violations of TOMA. *13 Tex. Gov’t Code Ann. § 551.142 (West 2017); City of San Antonio v. Fourth Court of Appeals , 820 S.W.2d 762, 765 (Tex. 1991) (stating that the intended beneficiaries of TOMA are members of the interested public); Acker v. Tex. Water Comm’n , 790 S.W.2d 299, 300 (Tex. 1990) (stating that under TOMA, citizens “are entitled not only to know what government decides but to observe how and why every decision is reached”). She is therefore a person seeking to obtain a declaration of rights, status, or other legal relations under a statute.
The Town next argues that the UDJA does not waive governmental
immunity when a plaintiff, like Swanson, seeks a declaration of her rights under a
statute or other law. On this point, the Town is correct.
See Tex. Dep’t of
Transp. v. Sefzik
, 355 S.W.3d 618, 621 (Tex. 2011). The UDJA contains a
limited waiver of immunity for challenges to the validity of an ordinance or statute.
Tex. Lottery Comm’n v. First State Bank of DeQueen
,
TOMA provides a limited waiver of immunity for an “interested person” to
“bring an action by mandamus or injunction to stop, prevent, or reverse a
violation or threatened violation of this chapter by members of a governmental
body,” and it allows for the recovery of litigation costs and reasonable attorney’s
fees. Tex. Gov’t Code Ann. § 551.142. TOMA further provides that “[a]n action
taken by a governmental body in violation of this chapter is voidable.”
Id.
§ 551.141 (West 2017). The purpose of this provision is to allow courts to
declare void actions taken in violation of TOMA.
[1]
Ferris v. Tex. Bd. of
Chiropractic Exam’rs
, 808 S.W.2d 514, 517 (Tex. App.—Austin 1991, writ
denied);
see also City of Fort Worth v. Groves
, 746 S.W.2d 907, 912 (Tex.
App.—Fort Worth 1988, no writ) (observing that TOMA originally provided only
for injunctive and mandamus relief, but “[i]n the eyes of the courts and the
legislature that was not sufficient,” and by legislative amendment, “[a]ccess may
now be had to the courts to set aside actions taken in violation of” TOMA);
Love
Terminal Partners v. City of Dall.
,
*15
Here, Swanson seeks a declaration that the Town violated TOMA in a
number of specific ways when terminating her employment and that the
termination was void under TOMA and seeks injunctive relief relating to making
available to the public agendas and meeting recordings for past and future Town
meetings, back pay, and attorney’s fees. Because TOMA waives a
governmental entity’s immunity for injunctive relief, for a declaration that the
entity’s action is void for violating TOMA, and for attorney’s fees and costs for a
plaintiff who prevails in an action based on TOMA, the Town has no immunity for
Swanson’s claims seeking such relief.
See
Tex. Gov’t Code Ann. §§ 551.141,
551.142;
see also
Tex. Civ. Prac. & Rem. Code Ann. § 37.011 (West 2015)
(authorizing further relief based on a declaratory judgment when necessary or
proper);
Tex. Dep’t of Pub. Safety v. Moore
,
For the remaining requested declaratory relief sought by Swanson—that
the Town violated TOMA in certain specific ways—although TOMA waives
immunity for a court to render injunctive or mandamus relief for violations of its
provisions, it does not provide a waiver for the types of declarations sought by
Swanson.
Carowest
,
As for Swanson’s request for back pay, she seeks pay she would have
received had her employment not been terminated and does not seek pay for
work she actually performed. The back pay she seeks therefore constitutes
money damages. TOMA does not waive immunity for such a claim.
See City of
Round Rock v. Whiteaker
, 241 S.W.3d 609, 634 (Tex. App.—Austin 2007, pet.
denied);
see also City of El Paso v. Heinrich
,
2. The Town Did Not Negate Viability of Swanson’s TOMA-Based UDJA Claims.
If the Town’s jurisdictional evidence negated the existence of jurisdictional
facts for Swanson’s UDJA claims that are based on alleged TOMA violations,
then the trial court has no jurisdiction over those claims.
See Heckman
,
*17
The Town contends that: (1) Swanson produced no evidence that the Council violated TOMA by improperly deliberating and making decisions about her employment on or before February 12, 2014; (2) the February 27, 2014 meeting complied with TOMA; and (3) the validity of the February 27, 2014 meeting renders Swanson’s complaints about prior meetings irrelevant.
a. The Town’s contentions regarding the February 12, 2014 meeting did not shift the burden to Swanson to produce jurisdictional evidence.
As part of her request for declaratory relief, Swanson alleged that the Council deliberated and decided to terminate her employment on or before February 12, 2014, at a meeting that violated TOMA. The Town argues that Swanson has no evidence that the Council violated TOMA on or before that meeting. The Town’s argument under this part of its issue is based entirely on what it characterizes as an inadequate response from Swanson to its no- evidence summary judgment motion. We have already held that Swanson had no burden to produce evidence on the issue until the Town met its burden as to jurisdictional evidence.
Therefore, reviewing the evidence submitted by the Town, we hold the Town did not conclusively negate jurisdiction. The Town’s jurisdictional evidence included: (1) the transcript from Swanson’s October 14, 2014 deposition; *18 (2) Swanson’s responses to the Town’s interrogatories; (3) affidavits of the Town mayor and of Town aldermen; (4) the notices and minutes from the Council meetings of February 18, 24, and 27, 2014; (5) Swanson’s performance review provided to her at the February 24 meeting; (6) the transcript from Swanson’s August 24, 2015 deposition; and (7) a letter from Swanson’s attorney to the Town’s attorney responding to Swanson’s performance review. This evidence did not establish as a matter of law that the Town did not deliberate about and decide to terminate Swanson’s employment on or before February 12, 2014. Swanson’s depositions, interrogatory responses, and her attorney’s letter did not concede that no such meetings took place. Moreover, the minutes and notices from the February 18, 24, and 27 meetings did not mention the existence or absence of earlier meetings addressing Swanson’s employment, and neither did the aldermen’s affidavits.
Nor has the Town shown that Swanson cannot show jurisdiction even if
given the opportunity to do so.
See Rusk State Hosp. v. Black
,
b. The Town’s February 27, 2014 meeting did not moot Swanson’s TOMA complaints.
The Town further argues that the trial court had no jurisdiction over
Swanson’s claims because there is no justiciable controversy. The Town
contends that Swanson’s TOMA complaints about any meeting before its
February 27, 2014 special council meeting are irrelevant because it was at that
meeting that the Council deliberated and decided to terminate Swanson’s
employment.
City of Farmers Branch v. Ramos
,
The Town’s argument is, of course, based on its own conclusion that the February 27th meeting complied with TOMA. However, Swanson alleged that that meeting did not comply with TOMA, and we hold below that the jurisdictional evidence submitted by the Town did not negate the validity of Swanson’s claim.
Further, whether the February 27, 2014 council meeting complied with TOMA is irrelevant to some of the relief Swanson sought because she sought more than reinstatement in her suit. For example, based on the Town’s alleged violations of TOMA, she requested that the trial court require the Town to “make available to the public the certified agenda or tape of any part of a meeting that was required to be open under” TOMA and “[a] permanent injunction requiring contemporaneous recording of all deliberations of the . . . council and subcommittees, with approval of the minutes of such meetings by the governing body during a regularly-scheduled meeting for which an agenda item has been timely posted.” Even if the February 27th meeting cured any previous violation of TOMA the Town committed in deliberating and deciding about Swanson’s employment, it did not render all her claims moot. See Ramos , 235 S.W.3d at 469–70 (“‘Our citizens are entitled to more than a result. They are entitled not only to know what government decides but to observe how and why every *21 decision is reached.’” (quoting Acker v. Tex. Water Comm’n , 790 S.W.2d 299, 300 (Tex. 1990)). A justiciable controversy remains.
c. The Town failed to establish that its February 27, 2014 meeting complied with TOMA.
The Town also asserts that its February 27, 2014 meeting and its notice of the meeting complied with TOMA and that, because Swanson cannot show a violation of TOMA for that meeting, the trial court did not have jurisdiction over a claim based on a TOMA violation as to that meeting. Lueck , 290 S.W.3d at 883 (holding that because the Whistleblower Act waives immunity only for violations of the Act, the elements of a claim under the Act may be considered to determine both jurisdiction and liability).
In a deposition transcript the Town included with its summary judgment motion, Swanson testified that at the February 27th meeting she objected to the Town’s convening in closed session to discuss her employment. The Town also included a copy of the minutes from that meeting, which show that the Town met in closed session to discuss Swanson’s employment. The minutes do not reflect an objection by Swanson, but neither do they state that no objection was made. Thus, the Town’s own summary judgment evidence raises a genuine issue of material fact about whether the Town violated TOMA at the February 27 meeting. See Tex. Gov’t Code Ann. § 551.074 (West 2017) (prohibiting a governmental body from conducting a closed meeting when deliberating about the dismissal of a public employee if the employee requests an open meeting).
We overrule the Town’s third issue as to Swanson’s TOMA-based UDJA claims seeking injunctive relief, declarations that actions taken at Town meetings were void for violating TOMA, and attorney’s fees and costs authorized by TOMA. We sustain the Town’s third issue as to Swanson’s claims for other declarations arising from TOMA violations and for her claim for back pay. C. Swanson Did Not Allege Viable Constitution-Based UDJA Claims.
Swanson pled for declarations that the Town violated her rights under article I, section 19 of the Texas Constitution because (1) she was not given an opportunity “to confront her accusers or otherwise address the [C]ouncil prior to the deliberation in which the decision was made to involuntarily terminate [her] employment and seek her removal as town secretary on or before February 12, 2014” and (2) “[n]o procedure was adopted or employed for Plaintiff to protest the decision to terminate her employment and seek her removal from office, including the opportunity to appeal.” Even assuming that the Town is the proper defendant for Swanson’s due process claims, [3] the trial court does not have jurisdiction over them.
“[T]he State has no power to commit acts contrary to the guarantees found
in the Bill of Rights,” and cities are not immune from suits asserting state
*23
constitutional violations when the remedy sought is equitable relief.
City of Fort
Worth v. Jacobs
, 382 S.W.3d 597, 600 (Tex. App.—Fort Worth 2012, pet.
dism’d). Thus, “[g]overnmental immunity does not shield a governmental entity
from a suit for declaratory relief based on alleged constitutional violations.”
City
of Arlington v. Randall
,
However,
“
[a] claimant seeking a declaratory action must already have a
cause of action at common law or under some statutory or constitutional
provision.”
Randall
, 301 S.W.3d at 908;
see also Chisolm Trail
,
1. Swanson’s Performance Review Did Not Affect Her Liberty Interest.
“A public employer may unconstitutionally deprive its employee of a liberty
interest if it discharges him under stigmatizing circumstances without giving the
employee an opportunity to clear his name.”
Caleb v. Carranza
, 518 S.W.3d
537, 545 (Tex. App.—Houston [1st Dist.] 2017, no pet.) (citing
Arrington v. Cty. of
Dall.
, 970 F.2d 1441, 1447 (5th Cir. 1992)). To plead a claim based on the
deprivation of a constitutional right to a name-clearing hearing, “a plaintiff must
allege that [s]he was a public employee, that [s]he was discharged, that
stigmatizing charges were made against [her] in connection with [her] discharge,
that the charges were false, that the charges were made public, that [s]he
requested a name-clearing hearing, and that the hearing was denied.”
Id.
“[T]he
process due such an individual is merely a hearing providing a public forum or
*25
opportunity to clear one’s name, not actual review of the decision to discharge
the employee.”
Hughes v. City of Garland
, 204 F.3d 223, 226 (5th Cir. 2000)
(citation and quotation marks omitted). “A party does not have a liberty interest
in [her] reputation . . . unless [s]he can establish that the governmental
employer’s charges against [her] rise to such a level that they create a ‘badge of
infamy’ which destroys the claimant’s ability to take advantage of other
employment opportunities.”
Evans v. City of Dall.
, 861 F.2d 846, 851 (5th Cir.
1988);
see also Hughes
, 204 F.3d at 226 (“[A] constitutionally protected liberty
interest is implicated only if an employee is discharged in a manner that creates
a false and defamatory impression about him and thus stigmatizes him and
forecloses him from other employment opportunities.” (citation and internal
quotation marks omitted));
Phelan v. Tex. Tech Univ.
, No. 07-07-0171-CV,
The aldermen’s complaints about Swanson’s performance were made public at the February 24, 2014 special council meeting; at Swanson’s request, the Council gave her a performance review in open session rather than in closed session. The complaints about Swanson’s performance given at the special council meeting were, essentially, that she was unable to perform the tasks *26 required of her, was lax in her performance of her duties, and was once rude to the mayor. The charges against Swanson do not rise to the level that their publication affected her liberty interest in her reputation. See, e.g. , Evans , 861 F.2d at 851 & n.29 (holding that criticism of the plaintiff’s work indicated excessive absenteeism, poor attitude, public criticism of his department, bad language, and alienation of co-workers, not accusations of dishonesty or immorality, and were not stigmatizing); see also O’Neill v. City of Auburn , 23 F.3d 685, 692 (2d Cir. 1994) (holding that statements about city’s superintendent of public works that he had poor relationship with state agencies, that his work was not up to par, and that his work was sloppy were not stigmatizing).
While the review did allege that Swanson once gave “an untruthful reply” to
a resident, read in context, the statement did not impugn Swanson’s character for
honesty. Rather, it alleged that Swanson failed to follow correct procedure and
was lax in performing her duties. The review stated that the resident had
inquired about his request for an assigned address for a lot and was told by
Swanson that she was waiting for a letter on the matter from the mayor. The
review stated that “[p]reviously, in the same situation, the letter was written by
[Swanson] and given to the Mayor for a signature. Procedure was known, but
not followed.” The allegation did not make the kind of accusation of dishonesty
that creates stigma.
Compare Huffstutler v. Bergland
,
Because
the allegations about Swanson’s performance made
in
connection with her termination were not stigmatizing, her termination did not
affect her liberty interest.
Caleb
,
2. Swanson Had No Property Interest in Her Employment. A constitutionally-protected property interest is “an individual entitlement grounded in state law, which cannot be removed except ‘for cause’.” Grounds v. Tolar I.S.D. , 856 S.W.2d 417, 418 (Tex. 1993) (citation and quotation marks omitted). “To state a claim based on the deprivation of a property interest in [her] employment, a plaintiff must show that . . . [she] has a protected property interest in [her] employment,” and “[a]n employee has a property interest in [her] employment only when [s]he has a legitimate right to continued employment.” Martinez v. City of Dall. , No. 3:16-CV-2890-M, 2017 WL 4298134, at *2 (N.D. Tex. Sept. 28, 2017); see also Moulton v. City of Beaumont , 991 F.2d 227, 230 (5th Cir. 1993) (“To succeed with a claim based on . . . due process in the public employment context, the plaintiff must show two things: (1) that he had a property interest/right in his employment, and (2) that the public employer’s termination of that interest was arbitrary or capricious.”). Stated otherwise, to have a property interest in public employment, Swanson must have a legitimate claim of entitlement to continued employment. Tex. A & M Univ. Sys. v. Luxemburg , 93 S.W.3d 410, 422 (Tex. App.—Houston [14th Dist.] 2002, pet. denied).
Although General George S. Patton, Jr. famously quipped that a “civil servant is sometimes like a broken cannon—it won’t work and you can’t fire it” *29 (G REAT Q UOTES FROM G REAT L EADERS 124 (compiled by Peggy Anderson, 1990)), in Texas, “unless a specific agreement to the contrary dictates otherwise, a[] [public] employee can be released for good reason, bad reason, or no reason.” Jordan v. Jefferson Cty. , 153 S.W.3d 670, 674 (Tex. App.—Amarillo 2004, pet. denied). Swanson, however, did not allege the existence of an agreement limiting the Town’s ability to terminate her employment. She did not allege that she had an employment contract with the Town or that she had an understanding with the Town that she would be fired only for cause. See, e.g. , Perry v. Sindermann , 408 U.S. 593, 599–600, 92 S. Ct. 2694, 2699 (1972) (holding that though the plaintiff college professor had no formal tenure, the plaintiff had created a fact issue about whether he had tenure under a de facto tenure program).
Further, the jurisdictional evidence negates the existence of any such
property interest.
First
, while the Town’s employee handbook sets out
procedures the Council follows before terminating an employee—if an employee
is facing termination, the Council will give the employee the reasons for
termination, and the employee may, within forty-eight hours, respond to the
termination effort and challenge the grounds for termination—the handbook
specifies that its employees are at-will.
See id.
,
Second
, under section 22.077 of the local government code, a city
secretary has no right to continued employment. Under section 22.077(a), a
governing body must provide a city secretary notice and a hearing before
terminating her employment, but only if the termination is for incompetency,
corruption, misconduct, or malfeasance.
See
Tex. Loc. Gov’t Code Ann.
§ 22.077(a). Unless terminating her employment on those grounds, the Council
could remove Swanson under section 22.077(b) by vote of the governing body at
any time without notice or an opportunity to be heard.
See id.
§ 22.077(b);
Hamilton
, 593 F. Supp. at 1296–97 (construing predecessor to section
22.077 and observing that if a municipal officer is charged with incompetency,
misconduct, corruption, or malfeasance, the officer must be given due notice and
an opportunity to be heard before removing the officer, but “[o]therwise—and this
is clear—a city officer can be discharged at any time for ‘a want of confidence’ by
a two-thirds vote of a city council”). The local government code thus does not
give a city secretary the right to continued employment.
See
Tex. Loc. Gov’t
Code Ann. § 22.077 (allowing municipal officials’ employment to be terminated
and not restricting the grounds on which employment may be terminated).
Accordingly, even assuming that subsection (a), standing alone, would give a
municipal officer a property interest in continued employment, subsections (a)
and (b), construed together, make clear that a municipal officer fired for “no
confidence” has no such property interest.
McDonald v. City of Corinth
, No.
4:94-CV-299,
Finally
, although TOMA gave Swanson the right to have her employment
discussed in an open meeting rather than in executive session, the TOMA notice
and meeting requirements do not give Swanson a right to a particular form of
notice or procedure before her employment may be terminated. TOMA
provisions are for the benefit of the public as a whole, not specifically for
conveying employment rights to public employees.
Hays Cty. Water
Planning P’ship v. Hays Cty.
,
The Council here voted to remove Swanson on no-confidence grounds.
Swanson does not allege that she was fired for incompetence, misconduct,
corruption, or malfeasance, and the Town’s evidence shows she was not fired for
those reasons.
[4]
Cf.
Tex. Loc. Gov’t Code Ann. § 21.022 (West 2008) (providing
*32
that, for purposes of judicial removal of a member of a municipality’s governing
body, “incompetency” means “(A) gross ignorance of official duties; (B) gross
carelessness in the discharge of official duties; or (C) inability or unfitness to
promptly and properly discharge official duties because of a serious mental or
physical defect that did not exist at the time of the officer’s election”). Even if we
were to accept Swanson’s allegation that the real reason for her firing was
retaliation, the Town did not violate a property right in firing her for the simple
reason that she has no such right.
[5]
See Richards v. City of Weatherford
, 145 F.
Supp. 2d 786, 790 (N.D. Tex.) (Mahon, J.),
aff’d
, 275 F.3d 46 (5th Cir. 2001)
(dismissing municipal judge’s due process claims in part because he “fail[ed] to
[5] As the Supreme Court aptly recognized over forty years ago regarding employment decisions and alleged violations of the U.S. Constitution, courts are
not the appropriate forum in which to review the multitude of personnel decisions that are made daily by public agencies. We must accept the harsh fact that numerous individual mistakes are inevitable in the day-to-day administration of our affairs. The United States Constitution cannot feasibly be construed to require federal judicial review for every such error . . . . The Due Process Clause of the Fourteenth Amendment is not a guarantee against incorrect or ill-advised personnel decisions.
Bishop v. Wood
,
cite any Texas statute, ordinance, contract, or caselaw recognizing a protected property interest”).
We sustain the Town’s third issue challenging the trial court’s jurisdiction over Swanson’s constitution-based UDJA claims.
V. Swanson Did Not Allege a Viable Free Speech Claim. The Town argues in its fourth issue that it is entitled to governmental immunity from Swanson’s free speech claim under the Texas Constitution. A. The Town Was Not Entitled to No-Evidence Summary Judgment on
Its Free Speech Claim.
The Town first argues that it was entitled to no-evidence summary
judgment on the free speech claim because the elements of Swanson’s claim are
jurisdictional facts and she presented no evidence of her claim in response to its
no-evidence motion. We overrule this part of the Town’s fourth issue.
Thornton
,
B. The Town May Not Appeal from the Denial of Its Traditional Summary
Judgment Motion.
The Town next argues that it was entitled to traditional summary judgment
on the claim for two reasons: first, because it presented evidence that
Swanson’s speech was made pursuant to her official duties as town secretary
and second, as to Swanson’s request for back pay and attorney’s fees, because
the Texas Constitution does not create a private right of action for money
damages. The Town did not raise immunity as a ground for summary judgment
on Swanson’s free speech claim. Consequently, we may not review the trial
*34
court’s denial of its motion as to the free speech claim in this interlocutory appeal.
Nevertheless, we must consider the jurisdictional arguments the Town makes
now on appeal.
See Rusk State Hosp.
,
C. Swanson Failed to Allege a Viable Free Speech Claim Outside of Her
Official Duties.
1. Public Employees Have Free Speech Rights.
The Texas Constitution authorizes suits against the government for
equitable or injunctive relief for constitutional violations.
City of Hous. v.
Downstream Envtl., L.L.C.
, 444 S.W.3d 24, 38 (Tex. App.—Houston [1st Dist.]
2014, pet. denied) (citing
Bouillion
, 896 S.W.2d at 148–49). Swanson sought
reinstatement, and reinstatement of employment is an equitable remedy.
Jacobs
, 382 S.W.3d at 599. But, as stated above, “this limited waiver of
immunity exists only to the extent the plaintiff has pled a viable constitutional
claim.”
Downstream Envtl.
,
“[C]itizens do not surrender their First Amendment rights by accepting
public employment.”
Lane v. Franks
, 134 S. Ct. 2369, 2374 (2014). To the
contrary, “speech by public employees on subject matter related to their
employment holds special value precisely because those employees gain
knowledge of matters of public concern through their employment.”
Id.
at 2379. A plaintiff has a viable constitutional free-speech retaliation claim when: “(1) they
suffered an adverse employment decision; (2) their ‘speech’ involved a matter of
public concern; (3) their interest in commenting on matters of public concern
*35
outweighed their employer’s interest in promoting efficiency; and (4) their speech
motivated the adverse employment decision.”
Caleb
, 518 S.W.3d at
544 (citing
Beattie v. Madison Cty. Sch. Dist.
,
“[W]hen public employees make statements pursuant to their official
duties, the employees are not speaking as citizens for First Amendment
purposes, and the Constitution does not insulate their communications from
employer discipline.”
Garcetti v. Ceballos
,
Even if the speech at issue relates to the employee’s job duties, the
speech may in some cases still be considered citizen speech. “[W]hen a public
employee raises complaints or concerns up the chain of command at his
workplace about his job duties, that speech is undertaken in the course of
performing his job.”
Davis v. McKinney
,
2. Swanson’s Speech Regarding Town Records Was Employee Speech, not Citizen Speech.
Here, Swanson pled that she reported three acts that she alleged were violations of the law: (1) the mayor destroying the recording of the investment committee meeting; (2) the mayor removing recordings of meetings from town hall; and (3) the mayor intending to call Swanson to a meeting under false pretenses to obtain her resignation. Swanson’s pleadings do not allege facts addressing whether her speech was made in the course of her job duties. The record, on the other hand, addresses the question with respect to the alleged violations related to Town records and whether the reporting was citizen speech. Heckman , 369 S.W.3d at 150 (compelling the granting of a jurisdictional challenge if the governmental entity presents undisputed evidence that negates jurisdiction).
First , the record before us shows that the speech was within Swanson’s job duties. When asked at her deposition if she thought she was doing her job to tell the Town attorney and Council that the mayor had violated the law by asking for meeting tapes to bring home, Swanson testified, “I think I was doing my job, yes.” See Garcetti , 547 U.S. at 424, 126 S. Ct. at 1961 (pointing out that the plaintiff conceded that his speech was made pursuant to his employment duties and that the court therefore need not “articulate a comprehensive framework for *37 defining the scope of an employee’s duties in cases where there is room for serious debate”). Swanson thus conceded that her job duties included reporting perceived violations of laws related to town records by members of the governing body.
Second , Swanson’s pleadings and the evidence show that her reports for each of the alleged incidents were made up the chain of command at the Town, not outside of it. Swanson alleged that she reported issues to individual councilmembers, [6] the Council as a whole, the mayor, and the Town attorney. The Town’s aldermen and mayor, as members of the Town’s governing body, were up the chain of command. See Tex. Loc. Gov’t Code Ann. § 22.031 (providing that the governing body of a Type-A municipality is made up of the mayor and aldermen). The record does not clearly establish the Town attorney’s position within the chain of command for Town employees. However, Swanson testified in her deposition that she told the Town attorney because she believed that he was someone who “should enforce any violations” and that he “was the appropriate person for [her] to report a violation of the law” to, and she hoped he would “make sure they were following the law.” She also testified that the Town attorney was a person “who would give [her] direction as to the work *38 [she was] responsible for doing.” She thus made her reports to him as someone who was up the chain of reporting responsibilities at the Town.
Third , while Swanson further testified that she also told an investigator with the district attorney’s office, she could not remember ever telling anyone that she had done so. The Town therefore could not have been retaliating against her for making that report when it terminated her employment. See Caleb , 518 S.W.3d at 544.
In summary, for the reports regarding Town records, Swanson’s pleadings did not allege speech outside the chain of command or outside her job duties, and the Town’s evidence established that her speech was within the chain of command and concerned matters within her job duties. Because Swanson therefore did not allege a viable First Amendment claim based on this employee speech, the trial court had no jurisdiction over her claim.
3. Swanson’s Speech About the Mayor’s Planned Meeting Was Not Entitled to First Amendment Protection.
Regarding Swanson’s claim that the mayor intended to call her into a
meeting under false pretenses, Swanson’s petition also fails to allege a viable
First Amendment claim. Swanson pled that she reported to the Town attorney
and to the Council that the mayor had intended to call her into a meeting under
false pretenses in order to ask her to resign. (Although Swanson’s petition does
not elaborate on this allegation, in her deposition she explained that she learned
about the mayor’s intention by reading the mayor’s email while searching for a
*39
different email at the mayor’s request.) For this speech to be protected, it had to
relate to a matter of public concern.
See Caleb
,
Because the pleadings and evidence negated any violation of Swanson’s free speech rights, the trial court had no jurisdiction over any claim seeking reinstatement or other equitable relief based on such speech. Accordingly, we sustain the Town’s fourth issue.
VI. The Trial Court Could Not Grant the Town’s No-Evidence Summary Judgment Motion on Immunity Grounds.
In the Town’s fifth and sixth issues, it argues that it properly identified the grounds for its no-evidence motion for summary judgment and that governmental immunity is properly raised in a no-evidence motion for summary judgment. These issues address Swanson’s trial court objections to the Town’s no-evidence summary judgment motion. As discussed herein because we hold that a governmental entity may not raise immunity in a no-evidence summary judgment motion, we overrule both issues.
VII. Conclusion
Having overruled the Town’s first, second, fifth, and sixth claims we affirm the trial court’s order denying summary judgment for the Town on Swanson’s UDJA claims seeking a declaration that the Town’s termination of her employment was void under TOMA; injunctive relief relating to making agendas and meeting recordings for past and future Town meetings available to the public; and attorney’s fees for those claims based on TOMA violations. Having sustained the Town’s third issue in part and the Town’s fourth issue, we dismiss for lack of jurisdiction Swanson’s UDJA claims for back pay; her UDJA claims based on violations of her rights under article I, section 9 of the Texas Constitution, seeking both reinstatement and declaratory relief; and her free speech claim.
/s/ Mark T. Pittman MARK T. PITTMAN JUSTICE PANEL: SUDDERTH, CJ.; KERR and PITTMAN, JJ.
DELIVERED: January 18, 2018
Notes
[1] We disagree in part with the recent holding of the Austin court of appeals that TOMA does not waive immunity for declaratory relief. See City of New Braunfels v. Carowest Land, Ltd. , No. 03-16-00249-CV, 2017 WL 2857142, at *5 (Tex. App.—Austin June 29, 2017, no pet.). Rather, although TOMA does not broadly waive immunity for all declaratory judgment actions, it does waive immunity for a declaration that an action taken in violation of TOMA is void. Tex. Gov’t Code Ann. § 551.141.
[2] Swanson also sought declaratory relief related to an ultra vires claim against the Town’s former mayor, but those claims are not before this court in this appeal.
[3]
But see Brantley v. Tex. Youth Comm’n
,
[4] We do not address whether a municipality may fire a municipal officer without notice and a hearing in retaliation for reporting a violation of law but defeat the officer’s retaliation suit by claiming that the firing was due to “no confidence.” See, e.g. , Flores v. Town of Combes , No. 13-04-616-CV,
[6] Although Swanson referred to “councilmembers” in her petition, the Town is a Type-A municipality, and therefore its governing body is made up of aldermen. Tex. Loc. Gov’t Code Ann. § 22.031 (West 2008).
