Town of North Elba v. GrimditchTown of North Elba v. Grimditch
OPINION OF THE COURT
In a race to beat the impending effective date of regulations recently issued by the Adirondack Park Agency, defendant William H. Grimditch Jr. (hereinafter Grimditch) began construction of a boathouse in the waters of Lake Placid adjacent to his lakefront property without applying to plaintiff Town of North Elba for a building permit. As a consequence, plaintiff James E. Morganson, the Code Enforcement Officer for the Town of North Elba/Village of Lake Placid, issued a stop work order and the Town and Morganson (hereinafter collectively referred to as the Town) then moved for a preliminary injunction preventing further construction. After making the motion, the Town learned that Grimditch’s children, defendants Wayne H. Grim-ditch and Carol Lynn Grimditch Roda (hereinafter collectively referred to as the children), had commenced construction of a second unpermitted boathouse adjacent to their nearby, separate parcel of lakefront property, and the parties agreed that both boathouses would be considered as part of the pending motion.
Supreme Court allowed construction of both boathouses to continue to the extent of installing piers and decking, but issued a limited preliminary injunction that required defendants to apply for building permits pursuant to the New York State Uniform Fire Prevention and Building Code Act (hereinafter SBC) and to comply with the applicable Village of Lake Placid/ Town of North Elba Land Use Code (hereinafter LUC).
While the cross motions for summary judgment were pending in action No. 1, plaintiffs John M. McMillin III, Ellen M. McMillin, Richard Moccia and Leslie Moccia (hereinafter collectively referred to as the neighbors) moved to intervene in that action on the ground that, as owners of property adjoining the children’s parcel, they would be harmed by the allegedly illegal boathouse being constructed there. Supreme Court denied the motion to intervene,
Ultimately, Supreme Court granted summary judgment to defendants dismissing both actions. Based on our decisions in Higgins and Mohawk Val. Ski Club v Town of Duanesburg (
We agree with Supreme Court that Lake Placid was not part of the Macomb Patent and that the Navigation Law is applicable to the lake. We also agree that defendants’ boathouses are structures subject to the SBC. Nevertheless, we cannot agree that the Navigation Law preempts the power of local municipalities to administer and enforce local land use laws by conferring upon the State exclusive jurisdiction over structures in the navigable waters of the state. Only when the State owns title to the land under the water in its sovereign capacity does it have exclusive jurisdiction preempting local land use laws. Based on development of English common-law principles regarding the ownership of submerged land in New York, we conclude that Lake Placid is not owned by the State in its sovereign capacity. In the absence of any such exclusive authority conferred by either the Navigation Law or sovereign title to Lake Placid, we now hold that the LUC is applicable to the construction of defendants’ boathouses. Our conclusions require us to revisit our decisions in Higgins and Mohawk Val. Ski Club and, to the extent that they hold that the Navigation Law provides the State with exclusive jurisdiction over structures located in its navigable waters, no longer follow them.
We begin with the rule that where the State holds title to the land under navigable water in its sovereign capacity, its paramount authority “is not limited to regulation in the interest of navigation but extends to every form of regulation in the public interest” (People v System Props., Inc.,
Accordingly, the State’s sovereign ownership includes the land under the “marginal sea” to a line three miles from the coast, the Great Lakes within the State’s territorial jurisdiction, Lake Champlain and the St. Lawrence and Niagara Rivers (see State Law § 7-a; Public Authorities Law § 1001; Matter of Long Sault Dev. Co. v Kennedy,
We must make this determination regarding Lake Placid because, as a general principle, local zoning codes do not apply to the lands of the State (see 2 Salkin, New York Zoning Law and Practice § 11:06 [4th ed 2011]). This includes “navigable waters” when the phrase is used in the common-law sense that the State holds “title to the land thereunder” (Erbsland v Vecchiolla,
Although Supreme Court construed Erbsland, Britt and MacKnight as holding that municipalities have no authority over navigable waters as defined in the Navigation Law, these cases do not support that conclusion. Instead, each involves an attempt by a municipality to enforce zoning restrictions on waters owned by the State in its sovereign capacity. Erbsland held that the zoning power of the City of Rye did not extend into the “navigable waters of Milton Harbor” because those waters are within the sole jurisdiction of the State (Erbsland v Vecchiolla,
Nevertheless, we must agree with the Town that the State does not own Lake Placid in its sovereign capacity. The application to Lake Placid of our common-law principles governing ownership of inland lakes and rivers requires the conclusion that title to the bed of the lake is held by the riparian owners. As a general rule, nontidal waters, with the exception of those
This conclusion finds further support in the Guide to Underwater Lands published by OGS and included by the Town as an appendix to its brief. The Guide lists “coastal waters, major lakes and rivers” that OGS considers to be owned by the State in its sovereign capacity so as to require — subject to certain exemptions — an easement, license or lease in order for upland owners to construct a dock, bulkhead, pier, jetty, boathouse or other improvement (see Public Lands Law § 75 [7] [b]). Lake Placid is not on the list of underwater lands that OGS considers to be subject to its jurisdiction.
II
In light of our conclusion that the State does not own Lake Placid in it sovereign capacity so as to give it exclusive jurisdiction over “every form of regulation [of the lake] in the public interest” (People v System Props., Inc.,
By its terms, the Navigation Law applies “to navigation and the use of navigable waters of the state” (Navigation Law § 1). In contrast, as we have said, when the State owns the land under a body of water in its sovereign capacity, “[t]he sovereign power of the State is not limited to regulation in the interest of navigation but extends to every form of regulation in the public interest” (People v System Props., Inc.,
Nor does Navigation Law § 46 or § 46-a compel a different conclusion. Navigation Law § 46 allows local municipalities to regulate the use of a lake or other body of water within the municipality by setting speed limits for vessels or prohibiting personal watercraft within a designated “vessel regulation zone” (Navigation Law § 46 [1], [3]; see Town Law § 130 [17]). Navigation Law § 46-a, entitled “Regulation of vessels,” authorizes a city or village to adopt regulations concerning the speed, anchoring and removal of garbage from vessels on waters within or bordering the city or village to a distance of 1,500 feet from shore (see Navigation Law § 46-a [1]). The remaining subdivisions allow local legislative bodies in certain specified municipalities to regulate the manner of construction and location of boathouses, moorings and docks (see Navigation Law § 46-a [2], [4], [5], [6]; see also Navigation Law § 32-e). Our review of the record and case law reveals that these subdivisions are delegations of authority to municipalities that border waters owned by the State in its sovereign capacity, such as tidal waters, boundary waters, the Hudson River and the major inland lakes that we have previously discussed (see Navigation Law § 46-a [2], [4], [5], [6]). Accordingly, Navigation Law §§ 46 and 46-a are merely examples of the State’s delegation of its authority over its land under water held in its sovereign capacity and the regulation of vessels as provided in the Navigation Law (see e.g. Matter of S.D. Off. Equip. Co. v Philbrick,
III
We readily acknowledge that Supreme Court’s conclusion regarding the exclusivity of the Navigation Law was based in part on our decisions in Mohawk Val. Ski Club v Town of Duanesburg (
IV
Based on the foregoing, the Town and neighbors correctly assert that Supreme Court erred in declaring that defendants’ boathouses are not subject to the LUC, and defendants’ cross motions for summary judgment dismissing action Nos. 1 and 2
Our conclusion also renders the order for a hearing on sanctions against the Town in action No. 1 inappropriate. Supreme Court ordered the hearing to determine whether the Town’s arguments were completely without merit, whether it engaged in actions primarily to delay and prolong the litigation and whether it asserted material factual statements in the verified complaint against Grimditch that were false. Clearly, the Town’s arguments regarding the application of the LUC had merit and their actions were designed to enforce the LUC, not delay the action. With respect to the false statements, the Town alleged in the complaint that Grimditch had not applied for a building permit. While he had applied by the time the summons and complaint were filed, the allegations in the complaint were limited to the specific time frame prior to the applications and were true as of that date, notwithstanding later developments. Accordingly, we find no basis for sanctions against the Town.
Malone Jr., Stein, McCarthy and Egan Jr., JJ., concur.
Ordered that the order and judgment entered August 24, 2011 in action No. 1 is modified, on the law, without costs, by reversing so much thereof as granted defendants’ cross motion for summary judgment and as ordered a hearing on sanctions against plaintiffs; cross motion denied and matter remitted to the Supreme Court for further proceedings not inconsistent with this Court’s decision; and, as so modified, affirmed.
Ordered that the order entered August 24, 2011 in action No. 2 is modified, on the law, without costs, by reversing so much thereof as granted defendants’ cross motion for summary judgment; cross motion denied and matter remitted to the Supreme Court for further proceedings not inconsistent with this Court’s decision; and, as so modified, affirmed.
Notes
. Pursuant to Executive Law § 371 (2) (d) and § 381 (2), the SBC is administered and enforced by local governments absent local legislation opting out of such enforcement. Accordingly, in the Town of North Elba, where defendants’ properties are located, the LUC provides the means by which the SBC is administered and enforced.
. The Town’s appeals from the preliminary injunction and the order vacating it are decided herewith (Town of North Elba v Grimditch,
. The neighbors’ appeal from that order is decided herewith (Town of North Elba v Grimditch,
. While “[a] true riparian owner owns land along a river” (Town of Oyster Bay v Commander Oil Corp.,
. OGS has the “general care and superintendence of all state lands” not otherwise vested in another state department (see Public Lands Law § 3 [1]).
. The Old Military Tract was created by the Legislature in 1786, prior to the Macomb Patent, as bounty lands for Revolutionary War soldiers (see L 1786, ch 67; People v Tahawus Purchase, Inc.,
. Although not cited by Supreme Court or the parties, Navigation Law §37 provides that the Navigation Law “shall apply to privately owned navigable waters to which the public has or is granted access” for recreational purposes. Thus, even if Lake Placid is considered to be privately owned as the Town and neighbors contend, the fact that the public has access to the lake renders the Navigation Law applicable.