Lead Opinion
OPINION
In this grievance arbitration appeal, this Court granted limited review to consider whether a pending grievance filed in opposition to an Act 111
Appellant Town of McCandless (“McCandless”), a home rule charter municipality and political subdivision of the Commonwealth of Pennsylvania, is the public employer of McCandless police officers. Appellee McCandless Police Officers Association (the “Association”) is the collective bargaining representative for McCandless police officers within the meaning of Act 111. McCandless and the Association are parties to a Collective Bargaining Agreement (“CBA”) for the period at issue. Richard W. Hart, Jr., was a McCandless police officer and
On October 9, 2002, Hart appeared at the Loudermill hearing. Following the hearing, the town council voted to terminate his employment based upon the September 19, 2002 incident. On October 16, 2002, the Association filed a grievance contesting Hart’s termination under the CBA. The grievance alleged that Hart did not violate Police Department rules and regulations, that the discipline was discriminatory given Hart’s union position, and that he was disciplined without cause. The grievance sought reinstatement with back pay.
Meanwhile, on October 8, 2002, the day before the town council voted to terminate his employment, Hart allegedly went to an authorized vendor for the McCandless Police Department, presented himself as an active McCandless police officer, and purchased personal items totaling $647.25, using his police clothing allowance. As a result of this separate incident, the Chief of Police sent Hart a letter dated October 14, 2002, setting forth a second statement of charges, citing Hart’s misuse of the contractual clothing allowance “as additional grounds in further support of the termination of your employment.”
On October 30, 2002, the town manager notified Hart that town council had voted to terminate his employment “based
The parties submitted the preliminary issue of the arbitrability of the grievance to an arbitrator for determination.
McCandless then filed a petition for review in the Court of Common Pleas of Allegheny County, arguing that: (1) the grievance issue was moot because Hart had failed to challenge his second termination, and (2) in any event, the termination issue was not arbitrable because the McCandless Home Rule Charter required that the matter be submitted to the Personnel Board. The trial court dismissed the petition, holding that
McCandless appealed to the Commonwealth Court, which affirmed in an unreported, 2-1 panel decision.
The panel majority then concluded that the mootness question raised by McCandless — which it characterized as whether “the arbitrator has jurisdiction when there is nothing for the
McCandless sought reargument, which the Commonwealth Court denied. McCandless then filed a petition for allowance of appeal, which this Court granted, limited to the single question of, “[w]hether a pending grievance filed in opposition to an Act 111 employee’s termination is rendered moot following the failure to grieve subsequent charges seeking termination.” Town of McCandless v. McCandless Police Officers Ass’n,
As the panel below recognized, the scope of review applicable to Act 111 grievance arbitration appeals is settled: narrow certiorari review, which allows the court to inquire into only four areas, obtains. Betancourt,
Act 111 provides no statutory right to appellate review of an arbitration decision; to the contrary, the Act provides that arbitration awards are binding and final on the issues in dispute, and that “[n]o appeal [from an arbitration award]
In a number of decisions in this area beginning with Betancourt, Mr. Justice (now Chief Justice) Cappy has detailed the reasons why the General Assembly did not authorize appellate review of Act 111 arbitration awards. As noted in Smith and Johnson:
These severe limits placed on our appellate authority were not self-imposed. Rather, they were dictated by the legislature as part of a carefully crafted plan of remediation to correct flaws in the act which was the predecessor to Act 111. That defunct act, which was commonly known as the Act of 1947,[ ] caused severe and socially destabilizing problems as it prohibited police and fire personnel not only from striking but also from engaging in collective bargaining. This double denial of rights to police and fire personnel fueled the growing tension between labor and management, tension which culminated in “illegal strikes and a general breakdown in communication between public employers and their employees.” [Betancourt, 656 A.2d] at 89.
In creating Act 111, the legislature focused on making the division of rights and powers between management and labor more equitable. Specifically, police and lire personnel were still denied the right to strike, but this disability was offset by the granting of the right to collectively bargain. The legislature also included another provision which was meant to dissipate tensions prior to their building to a point*536 where labor-management relations would break down and the public safety would be jeopardized. Specifically, the legislature dictated a restraint on judicial activity in this arena, and forbad appeals from an arbitration award. 43 P.S. § 217.7(a). By ensuring the “swift resolution of disputes, [the legislature] decreased the chance that the workforce would be destabilized by protracted litigation, a state harmful to all parties.” Betancourt,656 A.2d at 89 .
The fact that Act 111 did not provide for statutory appellate review did not mean, however, that no review of an arbitration award was available. At the time Act 111 was adopted, this
“Where the subject matter does not fall within the statutory jurisdiction of the Superior Court, an appeal to the Supreme Court in the nature of a certiorari from a judgment order or decree will lie only if specially allowed by the Court or by a Judge thereof, where a statute expressly provides that there shall be no appeal from the decision or order or judgment or decree of a Court, or that the decision or order or judgment or decree of a Court shall be final or conclusive, or shall not be subject to review, or where the relevant statute is silent on the question of appellate review.”
City of Philadelphia v. Chase & Walker Corp.,
The parameters of the review permissible under that rule are as follows:
“If an appeal is prohibited by an Act, or the decision of the Agency is stated to be final or conclusive, the law is well settled that an appeal will lie to the Courts in the nature of a narrow certiorari and this Court will review only (1) the question of jurisdiction; (2) the regularity of the proceedings before the Agency; (3) questions of excess in exercise of powers; and (4) constitutional questions: Cf. Stape v. Civil Service Commission of City of Philadelphia, 404 Pa.*538 354,172 A.2d 161 (and cases cited therein); Dauphin Deposit Trust Co. v. Myers,401 Pa. 230 ,164 A.2d 86 .”
This Court has noted that the availability of narrow certiorari review has “tempered” Act Ill’s prohibition on statutory appeals. Smith and Johnson,
Appellee Association agrees with McCandless that the applicable standard of review is plenary since the mootness question involves “arbitral jurisdiction” and poses a pure question of law. On the merits, the Association argues that McCandless’s mootness argument attempts to erect “formal procedural barriers to arbitration on the merits,” an attempt which is antithetical to the very purpose of public sector collective bargaining laws utilizing arbitration for dispute resolution, since such legislation is designed to encourage swifter, less
Preliminarily, we do not think that the question of the governing scope and standard of review is as straightforward as the parties and the Commonwealth Court panel majority would have it.
The difficulty with the standard of review assumption posed to this Court is that it is not at all self-evident that the question of mootness implicates the arbitrator’s jurisdiction or that it ineluctably poses a purely legal question, thus allowing for plenary review. Certainly, the trial court did not hold this view, as he concluded that mootness was a proper question for the arbitrator. Neither the parties nor the Commonwealth Court panel majority explain why the trial court’s conclusion was erroneous. Moreover, the panel majority’s reasoning seems to beg the question, as it suggested that the arbitrator could be said to lack jurisdiction only if and after it was determined that the grievance indeed was rendered moot, thus leaving “nothing for the arbitrator to arbitrate and no relief [to! be granted.” If mootness truly posed a question of arbitral jurisdiction, the answer should not be tautological; i e., jurisdiction over such questions should not vary depending upon the outcome of the mootness inquiry.
In addition, contrary to the assumptions of the parties and the panel majority below, it is not difficult, at least in theory, to imagine situations where the question of mootness would not pose a purely legal question of arbitral jurisdiction subject to plenary review. Thus, if the CBA or the grievance history/experience of the parties addressed the effect that a later set of charges would have upon a pending grievance, the question of mootness should clearly fall within the arbitrator’s jurisdiction and not be subject to judicial review under narrow certiorari. On the other hand, in the absence of the parties’ CBA and course of dealings actually addressing the mootness effect of separate charges, the parties do not argue that there is anything external to the agreement, in the Act 111 context, which suggests that mootness questions should, or should not, be deemed questions falling within the province of the arbitrator. Notably, in this regard, when the arbitrator here spoke to the merits of the mootness claim, he did not invoke the
The case law on the jurisdictional aspect of narrow certiora- . ri review provides some guidance.
The case sub judice is not at all like City of Philadelphia or the Commonwealth Court decisions cited in that case. The question of mootness was squarely placed before the arbitrator. Moreover, although neither the CBA nor Act 111 itself purport to specifically authorize the arbitrator to resolve the sort of mootness question that arose here, it is more important that neither of those sources of arbitral authority, nor anything in the nature of arbitration itself (“arbitral principles,” in the formulation of the arbitrator), purport to suggest that the arbitrator lacks jurisdiction to rule upon tangential or procedural questions that may arise in the context of a grievance arbitration.
Furthermore, and perhaps more importantly, the very nature of a mootness issue is such that it is difficult to see how it could implicate arbitral jurisdiction. Mootness
The cases presenting mootness problems involve litigants who clearly had standing to sue at the outset of the litigation. The problems arise from events occurring after the lawsuit has gotten under way — changes in the facts or in the law — which allegedly deprive the litigant of the necessary stake in the outcome.
Pap’s A.M. v. City of Erie,
In the posture in which we find this case (given the single issue accepted for review), there is no dispute that the initial
Affirmed.
Notes
. Act of June 24, 1968, P.L. 237, as amended, 43 P.S. §§ 217.1-217.10. Act 111 applies only to police and fire personnel.
. "Grievance” or "contract interpretation” arbitration is distinguished from "interest" arbitration.
"Grievance arbitration” is the arbitration which occurs when the parties disagree as to the interpretation of an existing collective bargaining agreement. "Interest arbitration” is the arbitration which occurs when the employer and employee are unable to agree on the terms of a collective bargaining agreement.
Pennsylvania State Police v. Pennsylvania State Troopers’ Ass'n (Trooper James Betancourt), 540 Pa.66,
. McCandless alleged that, in the locker room at the end of his shift, Officer Hart was asked by another officer about a recent grievance filed by the Association which was resolved through arbitration. Hart responded with a statement which was subject to interpretation as advocating sick leave abuse in retaliation for the arbitration decisions, but said such concerted action would never happen because the police officers "were all a bunch of pussies.” Sergeant Madden overheard the comments and told Hart they were inappropriate, whereupon Hart responded, "F— you, I'll say whatever I want to say.”
. Cleveland Bd. of Educ. v. Loudermill,
. The letter stated in pertinent part that: "The following Statement of Charges sets forth additional grounds in further support of the termination of your employment which are separate and distinct from the Statement of Charges dated September 26, 2002.... ” The Chief further instructed Hart to return all the property he had purchased to the vendor. By letter dated October 25, 2002, Hart notified the Chief and town council that he had returned all of the items to the uniform vendor.
. In Act 111 matters, the preliminaiy question of arbitrability is itself a question to be determined by the arbitrator. Township of Sugarloaf v. Bowling,
. Senior Judge Kelley dissented without opinion.
. "Narrow” certiorari does not describe all certiorari review; "broad certiorari,” where appropriate, permits review of "the testimony and the evidence and the entire record.” Keystone Raceway Corp. v. State Harness Racing Commission,
. This determination that the grievance procedure was available to challenge a job termination is not at issue on the present appeal, which involves a limited grant of review.
. In Betancourt, this Court held, in a unanimous opinion, that Act 111 employees may engage in grievance arbitration under Act 111, subject to the same narrow certiorari scope of review that the Washington Arbitration Case 'held was applicable to review of interest arbitration appeals. But cf. Pennsylvania State Police v. Pennsylvania Labor Relations Bd.,
’’[S]cope of review” and "standard of review” are two distinct legal concepts. "Scope of review” refers to " ‘the confines within which an appellate court must conduct its examination.’ ” (citation omitted). In other words, it refers to the matters (or "what”) the appellate court is permitted to examine.” [Morrison v. Com., Dpt. of Public Welfare, Office of Mental Health (Woodville State Hosp.), 538 Pa.122,646 A.2d 565 , 570 (1994)]. “Standard of review,” on the other hand, "refers to the manner in which (or "how”) that examination is conducted.” Id. As narrow certiorari sets the confines in which an appellate court may conduct its examination, it sets a scope of review, and not a standard of review.
Over the years, various Justices, including this author, have suggested that a greater level of scrutiny should be deemed appropriate in Act 111 appeals. See, e.g., Smith and Johnson,
. As further noted in Betancourt, the Act of 1947 did provide for a negotiated settlement of grievances. In Erie Firefighters Local No. 293 of Intern. Ass’n of Firefighters v. Gardner,
For a further exploration of the difficulties in the public employment area which led to the adoption of Act 111, as well as the adoption two years later of legislation affording other public employees the right to bargain collectively, see Township of Moon,
. Rule 68 lé was promulgated in 1964 and merely set forth a procedure to effect this Court's historical King’s Bench power of common law certiorari. See Chase & Walker,
. Formal recognition of the power to review Act 111 arbitration awards via narrow certiorari, consistent with this Court’s inherent powers, did not disappear with Rule 68l6. In place of that Rule, this Court in 1973 initially promulgated Pa.RJ.A. 2101, which governed "Review of Arbitration Awards in Public Employment Disputes.’’ Rule 2101 established the Commonwealth Court as the court of initial review for all such awards. See Community College of Beaver County,
Rule 703 and Rule 247 were then rescinded in recognition of the fact that, with adoption of the Judicial Code, the General Assembly recognized the arbitration award review jurisdiction formerly embraced in those Rules. See Pa.R.A.P. 703 (Note); Pa.R.C.P. 247 (Note). See also 42 Pa.C.S. § 763(b) (Commonwealth Court has exclusive jurisdiction over petitions for review of statutoiy arbitration awards involving Commonwealth employees), § 933(b) (Court of Common Pleas has jurisdiction over petitions for review of statutory arbitration awards involving government agencies and their employees, except Commonwealth agencies).
. Since the parties argue that the question here is reviewable because it implicated the arbitrator’s jurisdiction, and neither argues that any of the other three bases for narrow certiorari review is implicated, we shall examine only the question of the arbitrator’s jurisdiction.
. The majority of cases in this area have concerned the third aspect of narrow certiorari review, i.e., whether the arbitrator exceeded his powers.
. The fact that mootness may pose a question of law does not change the fact that it does not implicate jurisdiction, and thus, does not trigger narrow certiorari review.
Concurrence Opinion
concurring.
I join the majority’s decision that, in light of our narrow certiorari scope of review, the arbitrator’s decision on mootness is not subject to judicial review. Appellee filed a grievance concerning the town council’s October 9, 2002 decision based upon the September 19, 2002 incident; thus, the arbi
