TOWN OF MCCANDLESS, Appellant, v. MCCANDLESS POLICE OFFICERS ASSOCIATION, Appellee.
901 A.2d 991
Supreme Court of Pennsylvania.
Argued Sept. 12, 2005. Decided July 18, 2006.
Accordingly, I, like the Majority, would reverse the decision of the Superior Court.
Chief Justice CAPPY joins this opinion.
Eric Carl Stoltenberg, Esq., Harrisburg, for McCandless Police Officers Association.
OPINION
Justice CASTILLE.
In this grievance arbitration appeal, this Court granted limited review to consider whether a pending grievance filed in opposition to an
Appellant Town of McCandless (“McCandless“), a home rule charter municipality and political subdivision of the Commonwealth of Pennsylvania, is the public employer of McCandless police officers. Appellee McCandless Police Officers Association (the “Association“) is the collective bargaining representative for McCandless police officers within the meaning of
On October 9, 2002, Hart appeared at the Loudermill hearing. Following the hearing, the town council voted to terminate his employment based upon the September 19, 2002 incident. On October 16, 2002, the Association filed a grievance contesting Hart‘s termination under the CBA. The grievance alleged that Hart did not violate Police Department rules and regulations, that the discipline was discriminatory given Hart‘s union position, and that he was disciplined without cause. The grievance sought reinstatement with back pay.
Meanwhile, on October 8, 2002, the day before the town council voted to terminate his employment, Hart allegedly went to an authorized vendor for the McCandless Police Department, presented himself as an active McCandless police officer, and purchased personal items totaling $647.25, using his police clothing allowance. As a result of this separate incident, the Chief of Police sent Hart a letter dated October 14, 2002, setting forth a second statement of charges, citing Hart‘s misuse of the contractual clothing allowance “as additional grounds in further support of the termination of your employment.”5 Hart was also notified of a second Loudermill hearing before town council to be held on October 28, 2002. Neither Hart nor his counsel appeared at the October 28, 2002, hearing. At that hearing, town council voted to terminate Hart‘s employment based upon the October 14, 2002 statement of charges.
On October 30, 2002, the town manager notified Hart that town council had voted to terminate his employment “based
The parties submitted the preliminary issue of the arbitrability of the grievance to an arbitrator for determination.6 On April 8, 2003, the arbitrator issued his decision, holding that the grievance was arbitrable and ordering a hearing on the merits. The arbitrator reasoned that the broad language of the governing contractual grievance procedure, coupled with other provisions in the CBA discussing bases for disciplining police officers, established a contractual right to contest discipline via the grievance procedure. The arbitrator further rejected McCandless‘s mootness argument, reasoning that the Association‘s grievance challenged the fact of the termination of Hart‘s employment and not just the underlying allegations/reasons for the action. The arbitrator concluded, “[t]here is just no basis whatsoever in arbitral principles or reason why the grievant would have to file a second grievance to deal with ‘additional grounds in further support of his prior termination.‘” Arbitrator‘s Opinion and Award, 4/8/03, at 17.
McCandless then filed a petition for review in the Court of Common Pleas of Allegheny County, arguing that: (1) the grievance issue was moot because Hart had failed to challenge his second termination, and (2) in any event, the termination issue was not arbitrable because the McCandless Home Rule Charter required that the matter be submitted to the Personnel Board. The trial court dismissed the petition, holding that
McCandless appealed to the Commonwealth Court, which affirmed in an unreported, 2-1 panel decision.7 The panel majority noted that
The panel majority then concluded that the mootness question raised by McCandless—which it characterized as whether “the arbitrator has jurisdiction when there is nothing for the
McCandless sought reargument, which the Commonwealth Court denied. McCandless then filed a petition for allowance of appeal, which this Court granted, limited to the single question of, “[w]hether a pending grievance filed in opposition to an
As the panel below recognized, the scope of review applicable to
In a number of decisions in this area beginning with Betancourt, Mr. Justice (now Chief Justice) Cappy has detailed the reasons why the General Assembly did not authorize appellate review of
These severe limits placed on our appellate authority were not self-imposed. Rather, they were dictated by the legislature as part of a carefully crafted plan of remediation to correct flaws in the act which was the predecessor to
Act 111 . That defunct act, which was commonly known as the Act of 1947,[] caused severe and socially destabilizing problems as it prohibited police and fire personnel not only from striking but also from engaging in collective bargaining. This double denial of rights to police and fire personnel fueled the growing tension between labor and management, tension which culminated in “illegal strikes and a general breakdown in communication between public employers and their employees.” [Betancourt, 656 A.2d] at 89.In creating
Act 111 , the legislature focused on making the division of rights and powers between management and labor more equitable. Specifically, police and fire personnel were still denied the right to strike, but this disability was offset by the granting of the right to collectively bargain. The legislature also included another provision which was meant to dissipate tensions prior to their building to a point
where labor-management relations would break down and the public safety would be jeopardized. Specifically, the legislature dictated a restraint on judicial activity in this arena, and forbad appeals from an arbitration award.
43 P.S. § 217.7(a) . By ensuring the “swift resolution of disputes, [the legislature] decreased the chance that the workforce would be destabilized by protracted litigation, a state harmful to all parties.” Betancourt, 656 A.2d at 89.
741 A.2d at 1251-52 (footnote omitted).11 See also Betancourt, 656 A.2d at 89 (same; also noting that ”
The fact that
“Where the subject matter does not fall within the statutory jurisdiction of the Superior Court, an appeal to the Supreme Court in the nature of a certiorari from a judgment order or decree will lie only if specially allowed by the Court or by a Judge thereof, where a statute expressly provides that there shall be no appeal from the decision or order or judgment or decree of a Court, or that the decision or order or judgment or decree of a Court shall be final or conclusive, or shall not be subject to review, or where the relevant statute is silent on the question of appellate review.”
City of Philadelphia v. Chase & Walker Corp., 429 Pa. 161, 240 A.2d 65, 67 (1968) (quoting former Supreme Court Rule 68½).12 In the Washington Arbitration Case, this Court granted review by invoking Rule 68½, noting as follows:
The parameters of the review permissible under that rule are as follows:
“If an appeal is prohibited by an Act, or the decision of the Agency is stated to be final or conclusive, the law is well settled that an appeal will lie to the Courts in the nature of a narrow certiorari and this Court will review only (1) the question of jurisdiction; (2) the regularity of the proceedings before the Agency; (3) questions of excess in exercise of powers; and (4) constitutional questions: Cf. Stape v. Civil Service Commission of City of Philadelphia, 404 Pa.
354, 172 A.2d 161 (and cases cited therein); Dauphin Deposit Trust Co. v. Myers, 401 Pa. 230, 164 A.2d 86.”
259 A.2d at 441, quoting Keystone Raceway Corp. v. State Harness Racing Commission, 405 Pa. 1, 173 A.2d 97, 99 (1961). The Washington Arbitration Case emphasized that, though limited, this review was essential because, among other things, “no adjudicatory body has unlimited discretion,” and “each and every adjudicator is bound by the Constitution” and particularly by “the mandates of due process.” Id. at 440-41.
This Court has noted that the availability of narrow certiorari review has “tempered”
Appellee Association agrees with McCandless that the applicable standard of review is plenary since the mootness question involves “arbitral jurisdiction” and poses a pure question of law. On the merits, the Association argues that McCandless‘s mootness argument attempts to erect “formal procedural barriers to arbitration on the merits,” an attempt which is antithetical to the very purpose of public sector collective bargaining laws utilizing arbitration for dispute resolution, since such legislation is designed to encourage swifter, less
pellate Rule 703), and the Courts of Common Pleas (review of arbitration awards in local public employment disputes, Civil Rule 247). See Community College of Beaver County, 375 A.2d at 1270-71 (summarizing history, including text of former Rules). Rule 703 and Rule 247 were then rescinded in recognition of the fact that, with adoption of the Judicial Code, the General Assembly recognized the arbitration award review jurisdiction formerly embraced in those Rules. See Pa.R.A.P. 703 (Note); Pa.R.C.P. 247 (Note). See also
Preliminarily, we do not think that the question of the governing scope and standard of review is as straightforward as the parties and the Commonwealth Court panel majority would have it.14 Generally speaking, a plenary standard of review should govern the preliminary determination of whether the issue involved implicates one of the four areas of inquiry encompassed by narrow certiorari, thus allowing for non-deferential review—unless, of course, that preliminary determination itself depended to some extent upon arbitral fact-finding or a construction of the relevant CBA. See Pennsylvania State Police, 840 A.2d 1062-63 (construing FOP, Lodge No. 5, 564 Pa. 290, 768 A.2d 291). In other words, in the absence of the noted caveat, there is no reason in law or logic why a court should defer to the arbitrator on questions of whether jurisdiction existed, whether the proceedings were
The difficulty with the standard of review assumption posed to this Court is that it is not at all self-evident that the question of mootness implicates the arbitrator‘s jurisdiction or that it ineluctably poses a purely legal question, thus allowing for plenary review. Certainly, the trial court did not hold this view, as he concluded that mootness was a proper question for the arbitrator. Neither the parties nor the Commonwealth Court panel majority explain why the trial court‘s conclusion was erroneous. Moreover, the panel majority‘s reasoning seems to beg the question, as it suggested that the arbitrator could be said to lack jurisdiction only if and after it was determined that the grievance indeed was rendered moot, thus leaving “nothing for the arbitrator to arbitrate and no relief [to] be granted.” If mootness truly posed a question of arbitral jurisdiction, the answer should not be tautological; i.e., jurisdiction over such questions should not vary depending upon the outcome of the mootness inquiry.
In addition, contrary to the assumptions of the parties and the panel majority below, it is not difficult, at least in theory, to imagine situations where the question of mootness would not pose a purely legal question of arbitral jurisdiction subject to plenary review. Thus, if the CBA or the grievance history/experience of the parties addressed the effect that a later set of charges would have upon a pending grievance, the question of mootness should clearly fall within the arbitrator‘s jurisdiction and not be subject to judicial review under narrow certiorari. On the other hand, in the absence of the parties’ CBA and course of dealings actually addressing the mootness effect of separate charges, the parties do not argue that there is anything external to the agreement, in the
The case law on the jurisdictional aspect of narrow certiorari review provides some guidance.15 In FOP, Lodge No. 5, the City argued that the arbitrator lacked jurisdiction to grant out-of-class pay because the union did not properly present such a claim in its demand for arbitration. This Court ultimately held that the claim indeed was not encompassed in the demand for arbitration and that the arbitrator lacked jurisdiction to permit the union to add the issue on the first day of arbitration hearings over the City‘s objection. Accordingly, we concluded, the arbitrator lacked jurisdiction to hear the claim. 768 A.2d at 296-99. See also id. at 298 n. 4 (recognizing Commonwealth Court authority supporting proposition that arbitrators “exceeded their jurisdiction when they considered issues which were not properly presented in the demand for arbitration“) (citing City of Philadelphia v. City of Philadelphia, Fraternal Order of Police, Lodge No. 5, 717 A.2d 609 (Pa.Cmwlth.1998) and Marple Tp. v. Delaware County F.O.P. Lodge 27, 660 A.2d 211 (Pa.Cmwlth.1995)).
The case sub judice is not at all like City of Philadelphia or the Commonwealth Court decisions cited in that case. The question of mootness was squarely placed before the arbitrator. Moreover, although neither the CBA nor
Furthermore, and perhaps more importantly, the very nature of a mootness issue is such that it is difficult to see how it could implicate arbitral jurisdiction. Mootness
The cases presenting mootness problems involve litigants who clearly had standing to sue at the outset of the litigation. The problems arise from events occurring after the lawsuit has gotten under way—changes in the facts or in the law—which allegedly deprive the litigant of the necessary stake in the outcome.
Pap‘s A.M. v. City of Erie, 571 Pa. 375, 812 A.2d 591, 599-600 (2002), quoting In re Cain, 527 Pa. 260, 263, 590 A.2d 291, 292 (Pa.1991), quoting G. Gunther, Constitutional Law 1578 (9th ed.1975). Accord U.S. Parole Commission v. Geraghty, 445 U.S. 388, 397, 100 S.Ct. 1202, 1209, 63 L.Ed.2d 479 (1980) (mootness is “the doctrine of standing set in a time frame: The requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout its existence (mootness).“) (citation omitted).
In the posture in which we find this case (given the single issue accepted for review), there is no dispute that the initial
Affirmed.
Chief Justice CAPPY, Justice NEWMAN and Justice SAYLOR and BAER join the opinion.
Former Justice NIGRO did not participate in the decision of this case.
Justice EAKIN files a concurring opinion.
Justice EAKIN, concurring.
I join the majority‘s decision that, in light of our narrow certiorari scope of review, the arbitrator‘s decision on mootness is not subject to judicial review. Appellee filed a grievance concerning the town council‘s October 9, 2002 decision based upon the September 19, 2002 incident; thus, the arbi-
Notes
656 A.2d at 85 n. 4. Over the years, various Justices, including this author, have suggested that a greater level of scrutiny should be deemed appropriate in“[S]cope of review” and “standard of review” are two distinct legal concepts. “Scope of review” refers to “‘the confines within which an appellate court must conduct its examination.‘” (citation omitted). In other words, it refers to the matters (or “what“) the appellate court is permitted to examine.” [Morrison v. Com., Dpt. of Public Welfare, Office of Mental Health (Woodville State Hosp.), 538 Pa.122, 646 A.2d 565, 570 (1994)]. “Standard of review,” on the other hand, “refers to the manner in which (or “how“) that examination is conducted.” Id. As narrow certiorari sets the confines in which an appellate court may conduct its examination, it sets a scope of review, and not a standard of review.
