MANUEL TORRES et al., Plaintiffs and Appellants, v. PARKHOUSE TIRE SERVICE, INC., et al., Defendants and Respondents.
No. S084105
Supreme Court of California
Aug. 30, 2001.
26 Cal. 4th 995
COUNSEL
Moreno & Associates, Andres Moreno and William Baker for Plaintiffs and Appellants.
Law Offices of Martina A. Silas and Martina A. Silas for Worksafe! and Communities for a Better Environment as Amici Curiae on behalf of Plaintiffs and Appellants.
Post Kirby Noonan & Sweat and David B. Oberholtzer for Defendant and Respondent Roy G. Naas.
Wolfe Axtmann, David G. Axtmann; Booth, Mitchell & Strange and Richard F. Wolfe for Defendant and Respondent Parkhouse Tire Service, Inc.
Latham & Watkins, Joel E. Krischer and Kathryn M. Davis for Employers Group as Amicus Curiae on behalf of Defendants and Respondents.
OPINION
CHIN, J.--Under an exception to the exclusivity of workers’ compensation remedies, an injured employee may bring a civil action against another employee “[w]hen the injury or death is proximately caused by the willful and unprovoked physical act of aggression of the other employee.” (
FACTUAL AND PROCEDURAL BACKGROUND
The facts are taken largely from the Court of Appeal opinion.
Manuel Torres worked for Parkhouse Tire Service, Inc. (Parkhouse), repairing and installing tires. Roy G. Naas, a sales representative for Parkhouse, approached Torres from behind while he was on his knees working on a tire. Naas grabbed Torres‘s back support belt, lifted him off the ground several times, and finally dropped him, on his knees.2 Suffering a back injury, Torres did not return to work for Parkhouse. Torres claimed the incident was malicious, while Naas countered it was innocent horseplay.
Torres and his wife (plaintiffs) sued Parkhouse and Naas seeking damages for personal injury and loss of consortium. The complaint alleged that Naas committed a “willful and unprovoked physical act of aggression” against Torres so as to render Naas subject to civil suit under
Plaintiffs appealed. Reversing the trial court‘s judgment, the Court of Appeal majority held that plaintiffs were not required to prove Naas‘s specific intent to injure in order to recover damages under
We granted review. Several days before the scheduled oral argument, Naas‘s counsel informed the court that the parties had reached a settlement. However, no party requested dismissal of the appeal. Although the settlement may have rendered this case technically moot, “we instead follow the well-established line of judicial authority recognizing an exception to the mootness doctrine, and permitting the court to decline to dismiss a case rendered moot by stipulation of the parties where the appeal raises issues of continuing public importance.” (Lundquist v. Reusser (1994) 7 Cal.4th 1193, 1202, fn. 8 [31 Cal.Rptr.2d 776, 875 P.2d 1279].)
DISCUSSION
A. Exclusivity rule
As a general rule, an employee who sustains an industrial injury “arising out of and in the course of the employment” is limited to recovery under the workers’ compensation system. (
There are, however, statutory exceptions to coemployee immunity. As relevant here, a civil suit is permissible when an employee proximately causes another employee‘s injury or death by a “willful and unprovoked physical act of aggression” (
B. Section 3601, subdivision (a)(1)
In interpreting a statute where the language is clear, courts must follow its plain meaning. (Droeger v. Friedman, Sloan & Ross (1991) 54 Cal.3d 26, 38 [283 Cal.Rptr. 584, 812 P.2d 931].) However, if the statutory language permits more than one reasonable interpretation, courts may consider various extrinsic aids, including the purpose of the statute, the evils to be remedied, the legislative history, public policy, and the statutory scheme encompassing the statute. (Wilcox v. Birtwhistle (1999) 21 Cal.4th 973, 977 [90 Cal.Rptr.2d 260, 987 P.2d 727].) In the end, we “‘must select the construction that comports most closely with the apparent intent of the Legislature, with a view to promoting rather than defeating the general purpose of the statute, and avoid an interpretation that would lead to absurd consequences.’ [Citation.]” (Id. at pp. 977-978.)
Like the Court of Appeal, plaintiffs assert that the exception‘s language is plain and expressly does not include an intent to injure element. (See
We disagree that the meaning of section 3601, subdivision (a)(1)‘s statutory language is clear on its face. The Labor Code does not specifically define the phrase “willful and unprovoked physical act of aggression.” (
Contrary to the dissent‘s suggestion, a jury instruction that clarifies the application of statutory language in a particular context does not “add to
In Iverson, the Court of Appeal found that the willful and unprovoked physical act of aggression exception was similar to section 3600, former subdivision (g) (now subdivision (a)(7)),5 barring compensation for injuries to an “initial physical aggressor.” (Iverson, supra, 143 Cal.App.3d at p. 225.) Relying on our decision in Mathews, supra, 6 Cal.3d at page 727, Iverson observed that an “initial physical aggressor” was defined as “‘one who first engages in physical conduct which a reasonable man would perceive to be a “real, present and apparent threat of bodily harm.“‘” (Iverson, supra, 143 Cal.App.3d at p. 225.) The aggressor need not commit a battery because bodily contact is not a significant factor. (Ibid.) Under certain circumstances, clenching a fist or pointing a gun may be sufficient to trigger
Although we found that Iverson was overbroad insofar as it suggested that “all intentional torts are categorically excepted from the exclusivity rule” (Fermino, supra, 7 Cal.4th at p. 718), we find persuasive its reliance on the definition of an “initial physical aggressor” (
Consistent with these authorities, we conclude an “unprovoked physical act of aggression” (
Standing alone, “aggression” is itself a powerful term defined as “[a]n unprovoked attack; the first attack in a quarrel; an assault; an inroad” (1 Oxford English Dict. (2d ed. 1989) p. 254), and as “a forceful action or procedure (as an unprovoked attack) esp. when intended to dominate or master.” (Webster‘s New Collegiate Dict., supra, p. 64.) Indeed, at least one out-of-state decision has required evidence of “some offensive action or hostile attack” to prove aggression. (Kearney v. Denker (1988) 114 Idaho 755 [760 P.2d 1171, 1173-1174] [citing Idaho Code § 72-209(3): “willful or unprovoked physical aggression” exception to workers’ compensation exclusivity requires “an intention to injure the employee“].) The term “aggression,” therefore, suggests intentional harmful conduct.
Contrary to the Court of Appeal‘s analysis, the Legislature‘s use of the term “intentionally” and the phrase “willfully and deliberately” in other provisions of the workers’ compensation scheme does not alter our conclusion. These provisions exclude compensation to employees whose injuries
We conclude, as a general rule, that a “willful and unprovoked physical act of aggression” includes an intent to injure requirement. (
C. Horseplay
In general, if an employer condones what courts have described as “horseplay” among its employees, an employee who engages in it is within the scope of employment under section 3601, subdivision (a), and is thus immune from suit, unless exceptions apply. (Oliva v. Heath (1995) 35 Cal.App.4th 926, 933 [41 Cal.Rptr.2d 613]; but see Pacific Emp. Ins. Co. v. Ind. Acc. Com. (1945) 26 Cal.2d 286, 294 [158 P.2d 9, 159 A.L.R. 313] [holding a nonparticipating employee‘s injury from a coemployee‘s horseplay is compensable under
Although horseplay in the workplace is characterized by a lack of animosity, it may be committed under circumstances involving an obvious and significant risk of injury. (See, e.g., Pacific Emp. Ins. Co. v. Ind. Acc. Com., supra, 26 Cal.2d 286 [busboys throwing hard rolls at each other and striking another employee]; Oliva v. Heath, supra, 35 Cal.App.4th at p. 933 [employees lowering coemployee‘s chair as a prank]; Hodges v. Workers’ Comp.
Thus, by defining “willful and unprovoked physical act of aggression” in terms of an intent to injure element, the Legislature has ensured that section 3601, subdivision (a)(1)‘s reach would not extend to acts traditionally viewed as horseplay that are otherwise subject to exclusive coverage under the workers’ compensation system.
Given the “the propensities and tendencies of mankind and the ordinary habits of life, it must be admitted that wherever human beings congregate, either at work or at play, there is some frolicking and horseplay.” (Pacific Emp. Ins. Co. v. Ind. Acc. Com., supra, 26 Cal.2d at p. 294.) We doubt the Legislature intended to permit employees to sue each other based on conduct arguably inherent in the workplace. Indeed, that result would be inconsistent with section 3601‘s aim to “severely limit[] a preexisting right to freely sue a fellow employee for damages.” (Miner v. Superior Court, supra, 30 Cal.App.3d at p. 600.)
At oral argument, however, plaintiffs asserted that the horseplay doctrine is irrelevant in this case. They emphasized that jurors understand the distinction between horseplay and aggression, and that imposing an intent to injure requirement is unwarranted and unnecessary. To that end, they argued that the exception requires only a “hostile intent,” which they did not clearly define, to commit a physical act of aggression.
We are unpersuaded. Because horseplay is characterized by a lack of animosity (Mathews, supra, 6 Cal.3d at p. 726), jurors, in distinguishing between horseplay and aggression, must still consider the presence of any “[b]itter hostility or open enmity . . . [or] active hatred.” (American Heritage Dict., supra, p. 52 [defining “animosity“].) Moreover, as discussed, the term “aggression” also suggests intentional harmful conduct. (See ante, p. 1005.) Although plaintiffs underscore that the phrase “intent to injure” is not contained in the exception, they fail to discern the full import of the phrase “willful and unprovoked physical act of aggression.” (
D. Case law
Contrary to plaintiffs’ contention, Fermino does not suggest that an intent to injure is not required under section 3601, subdivision (a)(1). In Fermino,
Iverson also does not support plaintiffs’ argument. As discussed, we found that the Iverson Court of Appeal‘s suggestion that section 3601, subdivision (a)(1) permits a civil action whenever a coemployee commits an intentional tort by aggressive physical conduct (Iverson, supra, 143 Cal.App.3d at p. 225) was too broad. (Fermino, supra, 7 Cal.4th at p. 718; see ante, at p. 1004.) We noted, moreover, that the Iverson case, “even without the elements of assault, would seem to be outside the compensation bargain because [it was] nothing more than personal attacks on the employee, unmotivated by any legitimate employer concerns.” (Fermino, supra, 7 Cal.4th at p. 721.) Contrary to plaintiffs’ assertions, Iverson supports our conclusion that an intent to injure is required under section 3601, subdivision (a)(1) in order to file a civil suit.
E. Other issues
Recognizing an intent to injure element under this exception is consistent with the exclusivity rule, which immunizes employees’ acts committed within the scope of employment. (
Flare-ups, frustrations, and disagreements among employees are commonplace in the workplace and may lead to “physical act[s] of aggression.” (See Carr v. Wm. C. Crowell Co., supra, 28 Cal.2d at p. 656; Hodges v. Workers’ Comp. Appeals Bd., supra, 82 Cal.App.3d at p. 902.) “‘In bringing [people] together, work brings [personal] qualities together, causes frictions between them, creates occasions for lapses into carelessness, and for fun-making and emotional flareup. . . . These expressions of human nature are incidents inseparable from working together. They involve risks of injury and these risks are inherent in the working environment.’ [Citations.]” (Carr v. Wm. C. Crowell Co., supra, 28 Cal.2d at p. 656.) Because an employee‘s willful acts, including aggressive physical acts, may be considered within the scope of employment--thus subject to the exclusivity provision of section 3601, subdivision (a)--it follows that the Legislature envisioned this exception from exclusivity as requiring something more. (
Contrary to plaintiffs’ and amici curiae‘s assertions, the statute‘s intent to injure requirement will not shield violent employees from civil suit. In situations where employees acting within the scope of employment commit violent, injurious acts against coemployees, triers of fact could reasonably infer an intent to injure to take the actions outside the exclusivity rule‘s protection. (See
Finally, we reject plaintiffs’ and amici curiae‘s argument that based on language in People v. Colantuono (1994) 7 Cal.4th 206, 220 [26 Cal.Rptr.2d 908, 865 P.2d 704], the Legislature intended to adopt a “conscious disregard of human life and safety” standard under
DISPOSITION
We reverse the Court of Appeal‘s judgment and remand the matter for proceedings consistent with this opinion.7
George, C. J., Kennard, J., Baxter, J., and Brown, J., concurred.
BROWN, J., Concurring.--I sign the majority opinion with the understanding that the intent-to-injure requirement it articulates is limited to cases like this one where the determinative factual issue is whether the plaintiff‘s injury was caused by a coemployee‘s “willful and unprovoked physical act of aggression” (
WERDEGAR, J., Dissenting.----Workers need not, as a general rule, fear being sued for causing injury to coworkers. The Workers’ Compensation Act, which protects employers from civil liability for on-the-job injuries, also protects employees. (
The statute at issue here,
We often observe that courts should not add to the words of a statute. (See
For all of these reasons, I cannot join the majority in holding “as a general rule” that the language of Labor Code section 3601 “includes an intent to injure requirement.” (Maj. opn., ante, at p. 1006.) Furthermore, in view of that holding, I am baffled by the majority‘s suggestion in footnote 6 that “there may be some circumstances” in which section 3601 does not require an intent to injure. (Maj. opn., ante, at p. 1006, fn. 6.) The statute cannot bear both interpretations simultaneously.
