Lead Opinion
OPINION
{1} Plaintiffs-Appellants Francisco Torres and Sonia Torres filed a personal injury action against Defendant-Appellee El Paso Electric Cojnpany (EPEC) in the district court. The Torreses appeal from a directed verdict in favor of EPEC on a claim of intentional spoliation of evidence, from a directed verdict in favor of EPEC on a claim for punitive damages, and from a jury verdict and judgment in favor of EPEC on claims of negligence and loss of consortium.
{2} Upon certification of the matter to this Court from the Court of Appeals, we hold that the affirmative defense of independent intervening cause does not apply to the negligent actions of a plaintiff. In addition, we conclude that, because the jury instruction on independent intervening cause creates the possibility of jury confusion and is significantly duplicative of the jury instruction on proximate cause, it is no longer an appropriate instruction for cases involving multiple acts of negligence. We also eon-, elude that the doctrine of independent intervening cause is inapplicable to the present matter. As a result, we hold that the jury instruction on this affirmative defense constituted reversible error, and we vacate the judgment in favor of EPEC on the negligence claim.
{3} With respect to the directed verdicts in favor of EPEC, we reverse the district court’s directed verdict on the claim for punitive damages due to cumulative actions by EPEC employees giving rise to a reasonable inference of recklessness in the management of an inherently dangerous activity. Finally, we affirm the directed verdict on the claim of spoliation of evidence because, although we hold that tortious spoliation may occur prior to the filing of a complaint, we conсlude that Torres failed to demonstrate a malicious intent to disrupt his lawsuit. We remand for a new trial on the negligence claim and on punitive damages.
I. Facts
{4} On July 31, 1992, Francisco Torres’s employer, Aldershot of New Mexico, Inc., was in the process of replacing a roof over its greenhouse in Las Cruces, New Mexico. Torres assisted in the installation of the new roof as one of his job duties. While standing in a gutter on the edge of the greenhouse roof and being handed a long metal rod from another Aldershot employee, Torres contacted a high voltage conductor, which was above and behind him, with the metal rod. His contact with the power line caused Torres to fall to the ground outside of the greenhouse. Torres suffered serious injuries, including severe electrical burns and an amputated left foot. At trial, EPEC and Torres stipulated the amount of Torres’s medical expenses as $196,808.42.
{5} Torres alleged that EPEC negligently installed and maintained a high voltage power pole adjacent to the greenhouse and that EPEC’s negligence proximately caused Torres’s contact with the power conductor. EPEC installed the pole in 1981. Torres alleged that the pole was bent and that EPEC, at the time of installation, leaned the pole toward the greenhouse to offset the weight of the conductor. After installation, the pole shifted several feet towards the greenhouse, and the cross-arm of the pole tilted down toward the greenhouse. Additionally, the pole had several cracks, running both horizontally and vertically, and appeared to be twisted. Torres alleged that several individuals warned EPEC about the condition of the pole and the line’s proximity to the greenhouse but that EPEC took no action to alleviate the problem.
{6} Torres also allеged that EPEC’s investigation of the accident was suspect. According to Torres, an EPEC representative, after conferring with counsel, had the pole removed, cut into sections, and discarded. EPEC had a policy to preserve evidence in cases of serious electrical contact and, in fact, saved and labeled the transformers that had been on the pole. While EPEC provided measurements of the distance between the conductor and both the ground and the pole, Torres alleged that EPEC’s removal of the pole prevented an accurate measurement of the distance from the conductor to the greenhouse, a measurement that EPEC did not provide. Although a former EPEC employee testified that he saw an EPEC representative take a measurement from the power conductor to the building prior to the pole’s removal, EPEC’s records did not reflect that measurement and EPEC employees denied that such a measurement had been taken. Additionally, even though an EPEC employee measured the distance between the conductor and the greenhouse pri- or to the accident due to the warnings EPEC had received, EPEC was unable to produce that measurement at trial. Finally, Torres alleged that an EPEC employee changed another employee’s measurements of the point of electrical contact on the metal rod that Torres had been holding, which had the result of making the conductor appear to be more distant from Torres and the greenhouse at the time of the accident.
{7} At the close of Torres’s case-in-chief, EPEC moved for a directed verdict. See Rule 1-050(A) NMRA 1999. The trial court determined that EPEC did not have “any intention to harm anybody” and did not act in a sufficiently willful or wanton manner to form the basis for punitive damages. Additionally, the trial court determined that Torres failed to show that EPEC had knowledge of a lawsuit at the time that it discarded the power pole. The trial court also determined that EPEC did not intend to deprive Torres of evidence. As a result, the trial court granted EPEC’s motion for a directed verdict with respect to Torres’s claim for punitive damages and his claim of intentional spoliation of evidence.
{8} Following the presentation of evidence on Torres’s negligence claim, the trial court instructed the jury on the affirmative defense of independent intervening causes. EPEC claimed that, if it had been negligent, the negligence of Torres, Aldershot, and Aldershot’s contractors, L.E. Electric, Inc. and Beukel Greenhouse Services (Beukel), superseded EPEC’s negligence and, therefore, constituted independent intervening causes which relieved EPEC of liability. The jury returned a special verdict finding that EPEC had been negligent but that EPEC’s negligence had not proximately caused Torres’s injuries.
{9} On appeal to the Court of Appeals, Torres argued that the trial court erred in weighing the evidence by granting EPEC’s motion for directed verdict on the claim for punitive damages and the claim of intentional spoliation of evidence. In addition, Torres argued that the trial court erred in instructing the jury on the affirmative defense of independent intervening causes. Finally, Torres argued that the trial court’s jury instructions, particularly instruction number four concerning affirmative defenses, impermissibly commented on the evidence. The Court of Appeals, recognizing a potential conflict between the defense of independent intervening cause and New Mexico’s adoption of comparative negligence, certified the issue “of the continuing viability of the independent intervening cause [jury] instructions and, if viable, the circumstances in which they should be given,” as a matter of substantial public importance. See NMSA 1978, § 34-5-14(C)(2) (1972) (stating this Court’s appellate jurisdiction over certified matters from the Court of Appeals). We accepted certification and now address each of Torres’s claims. See Collins ex rel. Collins v. Tabet,
II. Independent Intervening Cause
{10} In the trial court, EPEC argued to the jury that the actions of Torres, his employer, Aldershot, and Aldershot’s contractors proximately caused Torres’s injuries. Specifically, EPEC claimed that Torres was aware of the location of the wire and its potential danger and that he failed to exercise ordinary care in replacing the greenhouse roof. EPEC also claimed that Aldershot negligently placed Torres in a dangerous position without adequate training and that Aldershot violated regulations of the Occupational Safety and Health Administration by: (1) failing to inform Torres of the location of the power lines; (2) failing to tell him to stay out of the lines; (3) failing to tell him the consequences of contact with the lines; (4) failing to erect appropriate warning signs; (5) failing to take steps to prevent Torres from falling off the roof; and (6) failing to have the lines deenergized. Allen Clapp, EPEC’s engineering expert, testified that the accident would not have occurred if Aldershot had complied with OSHA regulations. Finally, EPEC claimed that Beukel, an expert glass installer hired by Aldershot to assist in the roofing project, and L.E. Electric, Alder-shot’s electrical contractor, proximately caused Torres’s injuries by not advising Aldershot to take рrecautions such as de-energizing the lines.
{11} Based on these contentions, EPEC requested that the trial court give the uniform jury instruction dealing with independent intervening causes, UJI 13-306 NMRA 1999. Although Torres objected to the instruction, contending that there was “no evidence to support any independent intervening cause in this case,” the trial court included UJI 13-306 in its instructions to the jury.
{12} An independent intervening cause is “a cause which interrupts the natural sequence of events, tons aside their cause, prevents the natural and probable results of the original act or omission, and produces a different result, that could not have been reasonably foreseen.” Thompson v. Anderman,
{13} In Scott v. Rizzo,
{14} The doctrine of independent intervening cause did not originate in response to contributory negligence; rather, the doctrine reflects traditional notions of proximate causation and the need to limit potentially limitless liability arising from mere cause in fact. See generally Keeton et al., supra, § 44, at 302 (“In the effort to hold the defendant’s liability within some reasonable bounds, the courts have been compelled, out of sheer necessity and in default of anything better, to fall back upon the scope of original foreseeable risk which the defendant has created.”). Independent intervening cause is a question of policy, foreseeability, and remoteness. See id. at 301-02; 4 Fowler V. Harper et al., The Law of Torts § 20.5, at 147-50 (2d ed.1986). Importantly, the doctrine is thus not limited to the negligent acts of multiple tortfeasors or the negligence of the plaintiff but also may include intentional tortious or criminal acts of third parties as well as forces of nature. As with the sudden emergency doctrine, then, the doctrine of independent intervening cause is not “as clearly incompatible with comparative negligence” as the defenses of last clear chance and open and obvious danger. Dunleavy,
{15} Nonetheless, to a certain extent, courts have shaped the doctrine of independent intervening cause in response to the harshness of contributоry negligence and the potential unfairness of joint and several liability.
{16} In negligence actions, plaintiffs must prove to the jury that a defendant’s breach of duty proximately caused their injuries. See UJI 13-302B NMRA 1999. Regardless of the issue of independent intervening cause, trial courts must give the following jury instruction on proximate cause:
A proximate cause of an injury is that which in a natural and continuous sequence [unbroken by an independent intervening cause] produces the injury, and without which the injury would not have occurred. It need not be the only cause, nor the last nor nearest cause. It is sufficient if it occurs with some other cause acting at the same time, which in combination with it, causes the injury.
UJI 13-305 NMRA 1999 (brackets in original). If the jury determines that the defendant’s act proximately caused the plaintiffs injuries in combination with the negligence of another, including the plaintiff, then it must apportion fault between the concurrent tortfeasors. See UJI 13-2218 NMRA 1999 (discussing comparative negligence by the plaintiff); UJI 13-2219 NMRA 1999 (discussing a jury finding that the “plaintiffs injury was proximately caused by a combination of negligence of more than one person”).
{17} The independent intervening cause instruction, UJI 13-306, and the bracketed language in UJI 13-305 referring to an independent intervening cause do not change the meaning of proximate cause. Rather, they are intended to clarify the meaning of proximate cause in cases in which there is evidence from which reasonable minds could differ in deciding whether an unforeseeable cause has broken the chain of causation. A finding of an independent intervening cause represents a finding against the plaintiff on proximate cause or, in other words, a finding that the defendant’s act or omission did not, in a natural and continuous sequence, produce the injury. Independent intervening cause, in contrast to comparative negligence, constitutes a complete defense.
{18} Given the jury’s consideration of proximate cause, on which the plaintiff bears the burden of proof, and the jury’s comparison of the defendant’s negligence with the comparative negligence of a plaintiff, we conclude that, in cases in which a defendant alleges that a plaintiffs negligence proximately caused his or her injury, UJI 13-306 and the reference to independent intervening cause in UJI 13-305 unduly emphasize a defendant’s attempt to shift fault to a plaintiff. See State ex rel. State Highway Comm’n v. Atchison, Topeka & Santa Fe Ry.,
{19} Similarly, it is the jury’s duty under UJI 13-305 and UJI 13-2219 to apportion fault and causation between concurrent tortfeasors other than the plaintiff. Thus, with respect to cases in which independent intervening cause is used to shift fault based solely on disproportionate fault among tortfeasors, we conclude that UJI 13-306 would unduly emphasize the conduct of one tortfeasor over another and would potentially conflict with the jury’s duty to apportion fault. At the very least, then, it is clear that the doctrine of independent intervening cause should be carefully applied to avoid conflict with New Mexico’s use of several liability. See L.K.I. Holdings, Inc. v. Tyner,
{20} Unlike cases involving a plaintiffs comparative negligence, however, the application of independent intervening cause to the intervening negligence of third parties does not necessarily always conflict with several liability. But see Hercules, Inc.,
The virtually unanimous agreement that the liability must be limited to cover only those intervening causes which lie within the scope of the foreseeable risk, or have at least some reasonable connection with it, is based upon a recognition of the fact that the independent causes which may intervene to change the situation created by the defendant are infinite, and that as a practical matter responsibility simply cannot be carried to such lengths.
Keeton et al., supra, § 44, at 312.
{21} Nevertheless, our prior cases indicate a trend in New Mexico toward simplifying the complex task of the jury in deciding issues of causation. See Dunleavy,
{22} Having determined that it was error for the trial court to give UJI 13-306, we must address whether the error requires reversal. See Rule 1-061 NMRA 1999 (requiring prejudice to substantial rights of a party in order to constitute reversible error); cf. Jewell v. Seidenberg,
{23} First, we believe that the doctrine of independent intervening cause does not apply to Torres’s negligence due to our determination that the doctrine uniformly does not apply to a plaintiffs negligence. Second, we believe that the doctrine of independent intervening cause is inapplicable with respect to the alleged negligence of Aldershot and its contractors in this case. The instruction on independent intervening cause is to be given if “the evidence presents an issue with regard to an independent intervening cause.” UJI 13-306 (directions for use); see Enriquez v. Cochran,
[A]ny harm which is in itself foreseeable, as to which the actor has created or increased the recognizable risk, is always “proximate,” no matter how it is brought about, except where there is such intentionally tortious or criminal intervention, and it is not within the scope of the risk created by the original negligent conduct.
Restatement (Second) of Torts § 442B comment b (1965); accord Thompson,
{24} EPEC had a duty to exercise reasonable care in the installation and maintenance of the power pole and conductors in this case and to take reasonable measures to reduce their potential danger. In the first instance, as a part of this duty, “some degree of negligence on the part of all persons is foreseeable....” Klopp,
{25} This case presents a paradigmatic instance of comparative negligence and serves to illustrate why juries should be allowed to resolve the questions involved on the basis of the jury instructions on proximate cause and apportionment of fault. We conclude that the trial court erred in instructing the jury on independent intervening cause and that this instruction interjected a false issue into the trial. Based on the jury’s special verdict finding EPEC negligent and negligent per se but not the proximate cause of Torres’s injury, we conclude that the trial court’s error prejudiced Torres’s substantial rights, and we must therefore remand for a new trial.
111. Directed Verdicts in Favor of EPEC
{26} A directed verdict is a drastic measure that is generаlly disfavored inasmuch as it may interfere with the jury function and intrude on a litigant’s right to a trial by jury. Melnick v. State Farm Mut. Auto. Ins. Co.,
A. Punitive Damages
{27} In order to demonstrate a basis for punitive damages that is adequate to survive a motion for a directed verdict, a plaintiff in a negligence action must introduce evidence suggesting “a culpable mental state” and conduct “ris[ing] to a willful, wanton, malicious, reckless, oppressive, or fraudulent level.” Clay v. Ferrellgas, Inc.,
{28} Recklessness in the context of punitive damages refers to “the intentional doing of an act with utter indifference to the consequences.” UJI 13-1827 NMRA 1999. The degree of the risk of danger involved in the activity in question is a relevant factor in determining whether particular conduct rises to the level of recklessness.
[A]s the risk of danger increases, conduct that amounts to a breach of duty is more likely to demonstrate a culpable mental state. The circumstances define the conduct; a cavalier attitude toward the lawful management of a dangerous product may raise the wrongdoer’s level of conduct to recklessness, whereas a cavalier attitude toward the lawful management of a non-dangerous product may be mere negligence.
Clay,
{29} “[W]hether work is inherently dangerous is a question of law....” Saiz v. Belen Sch. Dist.,
{30} We must determine, then, whether Torres introduced evidence of EPEC’s conduct that, when viewed in a light most favorable to Torres, could give rise to an inference by a reasonable jury that EPEC had a cavalier attitude toward the lawful management of its dangerous activity. In assessing the culpability of a corporate entity such as EPEC, we look to the “cumulative effects” of the actions of its employees. Clay,
{31} In this case, Torres introduced evidence that EPEC was negligent in several respects in designing and installing the power pole in 1981. Jerry Williams, whom the trial court qualified as an expert structural engineer, testified on behalf of Torres that the design and installation of the pole did not conform to “good, accepted engineering practice” in a number of ways. First, the pole was bent and failed to meet accepted standards of sweep, or straightness. Second, the pole, even if it had been straight, was overloaded by supporting three transformers under conditions which should have indicated to EPEC, under EPEC’s own distribution standards overhead (DSO) and according to good engineering practice, the use of no transformers on the pole. With respect to the company’s DSO’s, a current EPEC employee testified that it is important to comply with the DSO’s in the installation of power poles. Mr. Williams concluded that the combination of the bent pole and the overloading predisposed the pole “to lean even further” and caused the pole to buckle and go into structural failure. Further, the pole was placed in wet sand and with two steep guy wires that “were not considered in the installation of this pole.” Third, the wires were not properly tensioned at the time of installation. Mr. Williams also testified that EPEC has no structural engineers on staff.
{32} Andrew LeCoq, whom the trial court 'qualified as an expert in the field of human factors, also testified that EPEC used a “very dangerous design” due to the closeness of the wire to the building and the bent pole, as well as the resulting effect of the lines “coming subtly, and deceptively closer” to the greenhouse. James Tester, an electrical engineer and former employee of EPEC, testified that EPEC’s design did not meet standards of good engineering practice due to the closeness of the pole to the building and the number of large transformers designed to go on the pole. In addition, he testified that the installation did not meet standards of good engineering practice in that EPEC used a bent pole, placed too much weight on it, and leaned it toward the greenhouse. Further, he testified on cross-examination that EPEC had previously designed similar-sized poles, Class II, with a similar amount of weight and that the earlier designs also failed to meet standards of good engineering practice. Finally, the engineering technician who designed the pole at issue in this case testified that he did not know that the installation crew would choose a bent pole and, if he had known, it would have affected his design. He also testified that EPEC did not check the type of soil at the site before he made his design.
{33} In addition to Torres’s evidence of numerous problems with the design and installation of the pole, Torres also introduced evidence that EPEC was negligent in the maintenance of the pole. An EPEC safety specialist testified that EPEC has a policy of keeping high power conductors away from roofs and buildings “for people’s safety.” Nonetheless, several witnesses testified that the pole installed in 1981 had shifted over four feet towards the greenhouse, which resulted in the wire that Torres contacted being almost directly over the roof of the greenhouse. In addition, Mr. Williams testifiеd that the bend in the pole, as well as the shifting, caused the wire to sag, and Mr. Tester testified that the height of the wire over the roof was approximately seven feet lower than the minimum clearance provided under the relevant code. Mr. Tester also testified that a utility such as EPEC is responsible under the code for discovering any problems in its system, and he testified that, although EPEC had a patrol program, EPEC’s failure to have a formal patrol and inspection program with written documentation prevented EPEC management from identifying trends that would indicate the need for more rigorous inspection of particular problems. Finally, two witnesses, Lynn Eichelberger, the owner of L.E. Electric, and Robert Evans, an employee of L.E. Electric and a former lineman for EPEC, testified that they each twice notified EPEC about the continued worsening of the condition of the pole, which had large vertical cracks and hairline horizontal cracks, and the proximity of the wire to the greenhouse prior to the accident. Mr. Eichelberger and Mr. Evans both testified that EPEC failed to respond to their first complaints. Although these witnesses also testified that EPEC sent a crew out to inspect the pole after the second complaints, Mr. Evans testified that the EPEC employee in charge of the crew, Margarita Lucero, concluded that the pole and wires were within clearance standards based on “some, not real accurate measurements” used by Lucero and that EPEC took no further action even though its employees were told that Aldershot employees were sometimes required to work on the roof of the greenhouse.
{34} In granting the motion for directed verdict on the claim of punitive damages, the trial judge stated,
[A]t first blush I think, yes, El Paso Electric may have ignored warnings, mаy have blown this thing off so to speak, but reviewing the evidence in my own mind, I don’t believe that’s the case either. They had the warnings and they did what I think the natural thing to do is, send somebody out there to inspect it and see if we have a genuine problem or somebody just whining, maybe. A person was sent out and a qualified person, apparently, from the evidence, made the determination that maybe the pole was ugly but it was serving the purpose, and perhaps that person made a mistake. In that ease I think then it is probably — it will be brought out in the negligence portion of the case.
We do not disagree with the trial court that much of the evidence introduced by Torres could be reasonably interpreted in favor of EPEC as showing that the company was not reckless with regard to the safety of others. For example, Mr. Evans and Mr. Eichelberger testified that Margarita Lucero, the EPEC employee who inspected the pole, is an excellent lineman and is meticulous about quality. In addition, EPEC established on cross-examination of Mr. Tester that, if Mr. Tester was wrong in his interpretation of the code, then the conductor would not have been below the minimum height requirement over the greenhouse roof. EPEC also established on cross-examination that the company had a patrol and inspection program at the time of the accident, though not a formal program, and that EPEC does “quite a good job” of correcting problems. Finally, EPEC established that Mr. Tester had, while working for EPEC, once approved a design of a similar-sized pole with equivalent weight, thereby tending to discredit Mr. Tester’s position that the weight designed for the pole at issue in this case failed to comply with standards of good engineering practice. Finally, several witnesses, including Mr. Eiehelberger and an EPEC safety specialist, testified that EPEC does a good job in the Las Cruces community and that safety is a top priority for the company. This evidence tends to support EPEC’s position that it was not reckless about the safety of others with respect to potential contact with its electrical equipment. .
{35} Nevertheless, at the directed verdict stage, we view the evidence in a light most favorable to Torres and leave to the jury the task of resolving conflicting inferences arising from that evidence. See Mel-nick,
{36} Although the dissent portrays otherwise, we emphasize that our holding in this case is a narrow one in which we apply existing precedent in New Mexico. While it is true that the facts of Clay, Gonzales, and Saiz are distinguishable from the present matter, as all cases necessarily differ somewhat in their facts, the legal analysis in each of those cases is clearly on point. In Clay, we relied heavily on Horton v. Union Light, Heat & Power Co.,
B. Intentional Spoliation of Evidence
{37} This Court has previously recognized the tort of intentional spoliation of evidence. Coleman v. Eddy Potash, Inc.,
(1) the existence of a potential lawsuit; (2) the defendant’s knowledge of the potential lawsuit; (3) the destruction, mutilation, or significant alteration of potential evidence; (4) intent on the part of the defendant to disrupt or defeat the lawsuit; (5) a causal relationship between the act of spoliation and the inability to prove the lawsuit; and (6) damages.
Id. However, we noted in Coleman that the treatment of this tort in other jurisdictions had not yielded “much agreement ... on its contours and limitations.” Id. 'at 648,
{38} Torres alleged that EPEC disсarded the power pole with the intent of disrupting his potential lawsuit. Torres introduced evidence that EPEC was notified about Torres’s contact with the wire shortly after the accident and that EPEC employees went to the scene of the accident and took measurements from the point of contact on the power line to the pole, the building, and the ground. In addition, EPEC’s claims department undertook an approximately two-week investigation beginning the day of the accident. A claims representative from EPEC testified that she noticed that the pole was leaning and that the wire appeared to be going over the top of the building. Approximately one month after the accident, an EPEC construction supervisor cut the pole into pieces because, in his opinion, the space between the pole and building was too narrow to safely maneuver his line truck to remove the pole intact. After cutting down the pole, the construction supervisor removed the pieces to EPEC’s yard on Compress Road, and he testified that he did not know what happened to the pieces after that. Richard Swartz, manager of operations for EPEC’s New Mexico division, testified that he spoke to the claims department and to counsel before deciding to cut down the pole. He also testified that the pieces of the pole were probably taken to the scrap pole rack and either given to charity or sold. He further testified that he was not aware of a need to save the pieces because he believed that the claims department had all necessary measurements and pictures. Mr. Williams, Torres’s structural engineering expert, testified that the pole could have been used to determine the stress within the pole, the height of the pole above the ground, the amount of bend in the pole, and the exact location of the conductor. Mr. Williams also testified that EPEC’s measurement of the height of the conductor off the ground was' “critical” to his expert opinion.
{39} The trial court, stating that “[g]enerally, spoliation of evidence results after a complaint has been filed,” found that there was not “evidence of the knowledge that there’s going to be a lawsuit” because, although EPEC “probably surmised there might be, ... mere surmise is [not] enough to rise to the level of knowing that there is a litigation.” In addition, the trial court stated, “Once the pole is cut down, I don’t think it can ever be put back so that it would be a credible piece of evidence.” We disagree with both of these rationales of the trial court. However, because we agree with the trial court that there was insufficient evidence of an intent to disrupt or defeat Torres’s lawsuit, we affirm the directed verdict in favor of EPEC on the claim of intentional spoliation of evidence.
{40} In Coleman, we followed California, Alaska, and Ohio in recognizing the tort of intentional spoliation of evidence.
{41} Courts have articulated a number of reasons for rejecting a separate cause of action for spoliation of evidence. First, courts have expressed concern about “the unwarranted intrusion on the property rights of a person who lawfully disposes of his [or her] own property.” Koplin,
{42} We concluded in Coleman that these considerations, while important, are outweighed by the strong public policy in New Mexico disfavoring unjustifiable, intentional wrongs that cause harm to others.
{43} In this case, the trial court relied on the element of knowledge of a potential lawsuit in granting EPEC’s motion for directed verdict. Torres presented circumstantial evidence of knowledge of a potential claim. EPEC -was notified of Torres’s contact with the conductor, and EPEC employees went to the scene of the accident shortly after it occurred. EPEC’s employees took measurements at the scene, including the distance between the conductor and the pole, the ground, and, allegedly, the building, and EPEC’s claims department, which has as one of its purposes the investigation of potential claims against EPEC, investigated the accident. The claims department was aware that Torres had suffered serious injuries as a result of his contact with the wire. Finally, one of EPEC’s employees commented that the power pole was leaning badly and needed to be removed, and a claims representative noticed the lean in the pole and the location of the wire over the roof of the greenhouse, the latter of which would have been a violation of EPEC’s internal policies.
{44} Although determining from this evidence that EPEC may have surmised that there would be a lawsuit, the trial court concluded that mere surmise was insufficient to meet the element of knowledge articulated in Coleman. We disagree. We do not require the filing of a complaint or even express notice that a complaint is to be filed in order to trigger liability for intentional spoliation of evidence. As indicated by our language in Coleman, the relevant inquiry is knowledge on the part of the defendant of a probability of a lawsuit in the future. Coleman,
{45} Additionally, the trial court concluded that Torres failed to introduce evidence of a causal relationship between EPEC’s discarding of the pole and any inability to prove EPEC’s negligence. Specifically, the trial court concluded that, having been cut down in pieces, the pole could not be used to produce accurate measurements. Based on the record, we disagree. Two EPEC employees testified that, if the pole had been saved in pieces, the pieces could be lined up and measured. It does not appear from the record that any witness contradicted this testimony. In addition, two of Torres’s expert witnesses testified that the height of the wire, which would have provided a measurement from the point of contact to the building and to the ground, was critical to a determination of the propriety of EPEC’s actions. Mr. Tester testified that EPEC failed to provide measurements from the point of contact to the building even though it would have been good engineering practice to have made such a measurement in investigating this type of accident. Finally, it appears that EPEC’s determination of the point of contact on the rod conflicted with Mr. Tester’s, and EPEC’s measurement would have had the effect of making the wire appear to be further away from the building. Thus, the distance between the building and the wire was a fact of consequence disputed by the parties, and Torres established that the distance could have been determined if EPEC had preserved the pole. See Melnick,
{46} We note that at the directed verdict stage it will be difficult for plaintiffs pursuing an action for spoliation simultaneously with their underlying claim to establish the elements of causation and damages. Without a jury verdict, a plaintiff will not know, or be able to prove, at the directed verdict stage whether he or she has successfully been able to prove the elements of the underlying claim despite the absence of the evidence alleged to have been destroyed, altered, or mutilated. Nevertheless, we believe that sрoliation, at least spoliation that is discovered prior to trial, should be tried in conjunction with the underlying claim rather than in a bifurcated or separate trial. “A single trier of fact would be in the best position to resolve all the claims fairly and consistently. If a plaintiff loses the underlying suit, only the trier of fact who heard the case would know the real reason why.” Boyd v. Travelers Ins. Co.,
{47} Therefore, we conclude that Torres adequately proved five of the Coleman elements for purposes of surviving a motion for directed verdict: the existence of a potential lawsuit; EPEC’s knowledge of the potential lawsuit; the destruction of potential evidence; a causal relationship between the act of spoliation and the inability to prove the lawsuit; and damages. However, we affirm the directed verdict in favor of EPEC because we conclude that Torres failed to demonstrate that EPEC, in discarding the pole, had an intent to disrupt or defeat the lawsuit. Torres thus failed to satisfy the fourth element articulated in Coleman.
{48} It is clear from our reliance on prima facie tort in Coleman that the element of an intent to disrupt or defeat a lawsuit refers not to a mere intentional act but to a level of culpability that is particularly egregious in civil actions: a malicious intent to harm. See Coleman,
{49} What is not clear from our discussion in Coleman, however, is whether a party’s malicious intent to disrupt or defeat another’s lawsuit must be the sole motivation for the destruction, alteration, or mutilation of evidence. In Schmitz, we rejected the contention that there be a “sole motivation of harm” for prima facie tort.
{50} Unlike prima facie tort, the tort of intentional spoliation of evidence seeks to remedy the “probable expectancy” of “a prospective civil action,” and the tort has been “analogized ... to the tort of intentional interference with prospective business advantage.” See Coleman,
{51} We view the facts of this case with these principles in mind. The evidence introduced by Torres relating to EPEC’s state of mind in removing and disposing of the power pole included the following: (1) Lynn Eichelberger testified that a line truck could have fit between the building and the pole in order to remove the pole intact; (2) EPEC had a policy to preserve evidence in eases resulting in serious injury and, in fact, saved the transformers on the pole; (3) an EPEC claims representative could provide no explanation for the failure to save the pieces of the pole; (4) EPEC failed to provide measurements of the distance from the conductor at the point of contact to the building, even though an EPEC employee remembered such a measurement being taken; and (5) an EPEC employee changed the measurement of the point of contact on the rod that Torres was holding at the time of the accident. However, EPEC elicited testimony on cross-examination of several witnesses that put Torres’s allegations in context. With respect to the •removal of the pole, Mr. Eichelberger’s testimony that it was possible to remove the pole intact did not contradict the testimony оf EPEC’s employee, Michael Boone, that he could not do so safely or without risking damage to the nearby buildings. In addition, Mr. Boone testified that his decision to cut down the pole in pieces was based only on safety concerns and that he did not consider the possibility of a lawsuit. Further, although EPEC had a policy to preserve evidence, Mr. Swartz, EPEC’s manager of operations, testified that after conferring with the claims department and with counsel he determined that the pole pieces were unnecessary because he believed that the claims department had taken all necessary measurements and photographs before the pole had been removed. An EPEC claims representative testified that EPEC does not typically save evidence if it is not thought to be relevant, and EPEC typically sells or donates pole pieces that are no longer usable. Finally, although EPEC changed measurements on the rod, it does not appear that EPEC attempted to conceal its original measurement, and an EPEC employee testified that the change resulted from a difference of opinion between EPEC employees.
{52} Even viewed in a light most favorable to Torres, we believe that this evidence is insufficient to demonstrate a malicious intent on the part of EPEC to defeat or disrupt Torres’s lawsuit at the time that EPEC disposed of the pole. Cf. Drawl,
{53} Where the actions of the spoliator fail to rise to the level of malicious conduct or otherwise meet the elements of the tort of intentional spoliation of evidence, we believe a more appropriate remedy would be a permissible adverse evidentiary inference by the jury in the underlying claim. This evidentiary inference could be accomplished through an instruction to the jury that it is permissible to infer that evidence intentionally destroyed, concealed, mutilated, or altered by a party without reasonable explanation would have been unfavorable to that party. Trial courts, in determining whether to give this instruction, should consider whether the spoliation was intentional, whether the spoliator knew of the reasonable possibility of a lawsuit involving the spoliated object, whether the party requesting the instruction “acted with due diligence with respect to the spoliated evidence,” and whether the evidence would have been relevant to a material issue in the case. See Beers v. Bayliner Marine Corp.,
{54} We believe that a jury instruction of this nature would be appropriate in some cases not strictly meeting the elements of the tort of intentional spoliation of evidence because it is reasonable to presume that, even though parties do not have an affirmative duty to preserve evidence for another’s benefit absent special circumstances, Coleman,
[T]he destruction or spoliation of evidence doctrine is itself flexible and versatile. Various courts have recognized it as an independent cause of action, a defense to recovery, an evidentiary inference оr presumption, and as a discovery sanction. It is regarded as both a substantive rule of law and as a rule of evidence or procedure. Its application depends on the attendant circumstances.
Klupt v. Krongard,
IV. Conclusion
{55} Under New Mexico’s scheme of pure comparative fault, we believe that the doctrine of independent intervening cause does not apply to a plaintiffs negligence. Additionally, the jury instruction on independent intervening cause, being repetitive of considerations of proximate cause and potentially confusing in light of New Mexico’s use of several liability, shall no longer be used in cases involving multiple acts of negligence. In this case, the doctrine of independent intervening cause is inapplicable because EPEC presented no other cause that could reasonably be seen as breaking the chain of causation. Therefore, we conclude that the trial court erred in giving UJI 13-306, and we reverse the jury verdict and judgment in favor of EPEC. We also reverse the trial court’s directed verdict in favor of EPEC on Torres’s claim for punitive damages because reasonable minds could differ as to whether the cumulative actions of EPEC, including design, installation, and maintenance of the power pole, indicated recklessness with regard to the management of an inherently dangerous activity. Finally, we affirm the trial court’s directed verdict on the claim of intentional spoliation of evidence because Torres failed to introduce evidence from which a reasonable juror could conclude that EPEC maliciously intended to injure Torres. We remand for a new trial on Torres’s negligence claim.
{56} IT IS SO ORDERED.
Notes
. We reject Torres's argument that the jury instructions improperly commented on the evidence. There was nothing in thе instructions constituting conclusion, argument, or unnecessary information. See UJI 13-302D NMRA 1999 (discussing the defendant’s burden of proof for establishing an affirmative defense and directing that "each claimed act, omission, or condition, etc., referenced to the specific party or non-party, which is supported by substantial evidence” be listed).
. Due to the broad scope of the doctrine of independent intervening cause, we expressly limit our analysis of its relationship to comparative negligence to those negligent acts or omissions by a third party or the plaintiff that are causes in fact of the plaintiffs injury; our analysis does not extend to intentional tortious or criminal acts or forces of nature. See City of Belen v. Harrell,
. Cf. Klopp,
. We also note that, even though EPEC alleged an "enormous time difference" between its actions and the аctions of Torres, Aldershot, Beukel, and L.E. Electric, Torres alleged that EPEC failed to exercise reasonable care in its ongoing duty to inspect and maintain the power pole. We believe that the doctrine of independent intervening cause would also not apply in this case because these individuals were concurrent tortfeasors. See UJI 13-306 committee commentary (“Ordinarily, the concurrent negligence of another person is not an independent intervening cause.”).
. The dissent’s reference to strict liability is misplaced. The discussion of strict liability in Saiz was clearly limited to the nondelegable duty context. See Saiz,
. Our reversal of the jury verdict and judgment in favor of EPEC on the negligence claim make it unnecessary to reach EPEC’s argument that the jury verdict rendered harmless any error in directing a verdict on the claim of punitive damages.
Concurrence Opinion
concurring in part, dissenting in part.
{57} I concur in Part II and Part III(B) of the opinion regarding independent intervening causation and intentional spoliation of evidence, respectively.
{58} I do not concur in Part 111(A) of the opinion regarding punitive damages. Punitive damages require “ ‘a positive element of conscious wrongdoing.’ ” Paiz,
{59} The principal cases cited by the majority, Ferrellgas, Gonzales, and Saiz, are all clearly distinguishable. In Ferrellgas, this court upheld a punitive damages award where the defendant not only negligently installed a propane conversion system in the trunk of a car, but also allowed the customer to pick up the vehicle knowing “the risk of harm of releasing a vehicle in that unsafe condition,” and where, furthermore, the defendant “had done over 100 conversions without ever filing Form 6,” a safety checklist required by the state inspector’s office.
{60} In Gonzales, the defendant’s failure to warn patients of the well-documented risks of an eye implantation procedure was aggravated by the fact that the defendant knew its doctors “tended to underreport the number of complications on the follow-up reports that it did send in,”
{61} Nor does Saiz support the majority opinion. In Saiz, the danger was not nearly as obvious as the one posed in this ease. Instead of an overhead power line in full view, as here, a hidden and deadly peril existed: “The failure to install a smooth plastie bushing, required under the state electrical code, where the buried insulated cable entered the metal conduit, ... caused an electrical short and the electrocution of Jerry Saiz.”
{62} Decisions from other jurisdictions also illustrate that this is not a proper case for jury consideration of punitive damages. In Potomac Elec. Power Co. v. Smith,
{63} This case is more like Carroll Elec. Coop. Corp. v. Carlton,
There was no evidence tending to prove that CECC acted with actual malice. Nor was there evidence of conscious indifference to the consequences of its actions. The jury was justified in finding negligence in direct connection with the incident and perhaps in the general lack of any inspection program more rigorous than casually viewing the lines as CECC workers drove past. That, however, does not satisfy the criteria for punitive damages. Mere negligence, or even gross negligence, is not sufficient to justify punitive damages.
Here, where EPEC’s inspection of the utility pole was much more comprehensive than CECC’s, the district court’s directed verdict should stand.
{64} By reading into EPEC’s alleged acts and omissions the possibility of recklessness and a willful, wanton, and malicious intent, the majority opens the door for the jury to assess the utility with punitive damages for what is, at most, merely negligent conduct. In the words of Professors Prosser and Keeton, however, to support an award of punitive damages, “mere negligence is not enough, even though it is so extreme in degree as to be characterized as ‘gross.’ ” Prosser & Keeton § 2 at 10. I am afraid that, by ignoring the unique and deeply troubling factual scenarios in which the Ferrell-gas court discerned a “cavalier attitude toward[ ] safety regulations,”
