Lead Opinion
Opinion for the Court filed by Senior Circuit Judge WILLIAMS.
Dissenting opinion filed by Chief Judge SENTELLE.
According to Scott Tooley’s complaint, he phoned Southwest Airlines in the spring of 2002 to buy tickets to fly to Nebraska to visit his family. At the end of the call, after Tooley had provided Southwest with his name and contact information, the airline representative asked Too-ley if he had any “comments, questions, or suggestions.” Compl. ¶ 18. Tooley responded that, in the wake of the September 11 attacks, Southwest should screen 100 percent of “everything,” and that without “proper security” Tooley and other members of the traveling public were “less safe due to the potential that those who wish to harm American citizens could put a bomb on a plane.” Compl. ¶¶ 19-20. The Southwest representative responded with alarm and declared “you said the ‘b’ word, you said the ‘b’ word.” Tooley Aff. ¶ 7. Tooley attempted to explain to the representative that she had not understood him correctly, but she nevertheless placed him on hold. After 20 minutes, Tooley finally hung up. Id.
According to Tooley, the ticket agent’s seeming paranoia was not the end of the matter. Other events followed, which he ascribes to various government officials; those remaining in the suit, after a partial dismissal by Tooley, are the United States Attorney General, the Secretary of the Department of Homeland Security, and the Administrator of the Transportation Security Administration, all sued solely in their official capacities (collectively, the “government”). See Tooley v. Bush, No. 06-306,
Tooley claims that in the fall of 2003, more than a year after the call to Southwest, he began to notice problematic phone connections, including “telltale” intermittent clicking noises. Compl. ¶ 21. He alleges, “[u]pon information and belief,” that his telephone problems were caused by illegal wiretaps placed on his residential landline phone, his landline phone at his former residencе, his cellular phone, his wife’s cellular phone, the phones of his father, brother, sister, and in-laws, and his family s phone in Lincoln, Nebraska, where relatives from “France made calls from France to the home, where Mr. Too-ley was visiting his mother for the week.” Id. ¶ 22. Tooley claims that these alleged wiretaps were placed in response to the comments he had made to Southwest’s representative.
In addition, he alleges that the government has placed him on “one or morе terrorist watch lists” and that as a result he is “being illegally monitored by Defendants.” Id. ¶25. This illegal monitoring has allegedly taken various forms, including the placement of permanent “Radio Frequency Identification Tags” on Too-ley’s vehicle and improper detentions and searches at airports. Id. ¶¶ 23-24. Too-ley also claims, in an affidavit submitted to the district court, that in March of 2005, when then-President George W. Bush visited Louisville, Kentucky, where Tooley currently resides, “an officer in a Ford Crown Victoria sat out in frоnt of [Too-ley’s] home for approximately six (6) hours a day” during the week leading up to and the week of President Bush’s visit. Tooley Aff. ¶ 19.
In order to obtain more information regarding this allegedly illegal surveillance, Tooley submitted several requests under
The district court granted the government’s motion for summary judgment on the FOIA count, Tooley,
The court held that Tooley lacked Article III standing for both the wiretapping claims and physical surveillance claims. It reasoned that “it is altogether possible” that Tooley was the subject of “entirely lawful wiretaps placed by state or local law enforcement agencies” and that Tooley could not show that it was a federal agent responsible for any of his alleged physical surveillance. Id. at *23, 25.
As to Tooley’s being placed on terrorist watch lists, the court found Article III standing, but nonetheless dismissed Too-ley’s claim on the basis of another subject matter jurisdiction problem. Tooley,
Tooley now appeals the district court’s dismissals of Counts I through III, arguing that the district court improperly applied the “liberal requirements of notice pleading” and rested its conclusions “on a basic misreading of the Complaint.” Petr. Br. 2. Thin as Tooley’s claims appear, we agree and therefore reverse and remand the case.
To establish constitutional standing a plaintiff must show an injury in fact that is fairly traceable to the challenged conduct and that will likely be redressed by a favorable decision on the merits. Lujan v. Defenders of Wildlife,
The Supreme Court’s decision in Bell Atlantic Corp. v. Twombly,
In finding that Tooley lacked standing, the district court delved into an examination of the merits of Tooley’s claim and found them wanting. For example, in evaluating Tooley’s wiretapping claim, the district court surmised that “Plaintiff has been the subject of entirely lawful wiretaps placed by state or local law enforcement agencies.” Tooley,
But at this stage of the litigation standing “in no way depends on the merits of the plaintiffs contention that particular conduct is illegal.” Warth v. Seldin,
On appeal the government makеs little attempt to defend the hypothetical scenarios that led the district court to conclude that Tooley’s alleged injuries may not have been caused by the defendants. Instead, the government argues that, even accepting Tooley’s factual allegations as true, they are “so insubstantial ... that they fail to ‘raise a right to relief above the speculative level.’ ” Appellees’ Br. 30 (quoting Twombly,
Specifically, the government argues that Tooley’s allegations are “nо more substantial than the allegations this Court found inadequate to establish standing in United Presbyterian Church in the U.S.A. v. Reagan,
While we share many of our dissenting colleague’s concerns over the ultimate plausibility of Tooley’s claims, his allegations are somewhat less generalized and self-contradictory than those of United Presbyterian. Especially when taken in combination, Tooley’s claims — -to have seen an officer sitting outside his home during a Presidential visit, to have heаrd supposed “telltale” phone clicks, and to be subject to searches every time he travels — create links to government surveillance that are more specific than the mere loss of mail. Further, although the temporal link between the precipitating event and the alleged surveillance may in Tooley’s case appear stretched nearly to the breaking point, in United Presbyterian time would have had to run backwards: “[M]any of the appellants allege unlawful activities directed against them before this executive order or either of its predecessors existed.” Id. at 1881 n. 3 (emphasis added). Thus, we think the two cases are distinguishable and that Tooley’s standing allegations meet the federal rules’ notoriously loose pleading criteria.
As to Tooley’s claim that the alleged surveillance “chilled” his speech in violation of the First Amendment, the government points to Laird v. Tatum,
Finally, we turn to Tooley’s claim that he has been wrongfully placed on terrorist watch lists. The Complaint alleges that following Tooley’s conversation with Southwest in the spring of 2002, he has been “improperly detained and subjected to a strict search without any probable сause.” Compl. ¶ 24. His affidavit provides further details about these detentions and searches, which he claims occurred every time he traveled before filing this suit. Tooley Aff. ¶ 15. Specifically, Tooley alleges that in July 2004, he was subjected to a “degrading and unreasonable search” at Omaha’s Eppley Airfield. The district court concluded, and we affirm, that Tooley has established Article III standing on his watch list claims. Too-ley,
But the district court’s conclusion that it lacked subject matter jurisdiction over the entirеty of Tooley’s watch list claims was based on a misreading of the complaint. When analyzing Tooley’s claim that he was placed on “one or more terrorist watch lists,” Compl. ¶ 25, the district court focused only on TSA watch lists. It concluded that TSA watch lists are incorporated into security directives issued by TSA pur
We may assume for our purposes that the distriсt court was correct insofar as TSA watch lists are concerned. But Too-ley’s complaint did not focus solely on watch lists maintained by the TSA. Though he mentions TSA watch lists numerous times in his pleadings, he also alleges that he has been placed on numerous watch lists and sought an injunction requiring “Defendants to remove his name from any and all watch lists that may indicate Plaintiff is associated with any terrorist activities or organizations.” Compl. 15 (emphasis added). As Tooley’s complaint should be liberally construed аnd the possibility exists that several government agencies apart from the TSA maintain watch lists, see Peter M. Shane, The Bureaucratic Due Process of Government Watch Lists, 75 Geo. Wash L.Rev. 804, 811 (2007) (discussing at least 12 terrorist or criminal watch lists maintained by the federal government), the district court erred in treating Tooley’s claim as if it had been confined to TSA watch lists.
We must therefore reverse. In regard to further proceedings, we note that once a plaintiff has overcome a standing challenge under our famously liberal pleading rules he is not automatically entitled to unlimited discovery. Federal Rule of Civil Procedure 26(b)(2) dictates that “the court must limit the frequency or extent of discovery ... if it determines that ... the burden or expense of the proposed discovery outweighs its likely benefit considering ... the importance of the issues at stake in the action.” Additionally, Federal Rule of Civil Procedure 56(f) states that where the party opposing a motion for summary judgment claims inability to “present facts essential to justify its opposition,” “the court may” order a continuance to permit discovery to occur, a highly discretionary power. See Donofrio v. Camp,
For the reasons stated above the judgment of the district court on Counts I, II, and III is reversed and the case is
Remanded.
Notes
. The district court mistakenly cited to 48 U.S.C. § 46110, see Tooley,
Dissenting Opinion
dissenting:
While the mаjority’s opinion correctly describes the case before us and correctly identifies the controlling authorities, in my view the controlling authorities lead in the opposite direction than that taken by the majority. In other words, I would reach the same conclusion as the district court and therefore must respectfully dissent.
As the majority correctly notes, the Supreme Court’s most recent pronouncement relevant to the sufficiency of a complaint to meet the notice standard of pleading required by Rule 8 of the Federal Rules of Civil Procedure is Bell Atlantic Corp. v. Twombly, 550 U.S. 544,
The immediate question concerning the application of Twombly to the case before us is one posed by the Twombly dissent:
Whether the Court’s actions [in Twom-bly ] will benefit only defendants in antitrust treble-damages cases, or whether its test for the sufficiency of a complaint will inure to the benefit of all civil defendants, is a question that the future will answer.
Id. at 1988 (Stevens, J., dissenting).
As the majority seems to agree, nothing in the reasoning of the Court in Twombly suggests that its applicability is limited to antitrust litigation. Justice Souter for the Court engages in an analysis of Civil Rules jurisprudence that seems to apply to all litigation under the Rules, without limitation to the specific sort of litigation then before the Court. The gist of the Court’s view is illuminated in a footnote to the majority’s opinion responsive to the dissent.
The dissent greatly oversimplifies matters by suggesting that the Federal Rules somehow dispensed with the pleading of facts altogether. While, for most types of cases, the Federal Rules eliminated the cumbersome requirement that a claimant “set out in detail the facts upon which he bases his claim,” Rule 8(a)(2) still requires a “showing,” rather than a blanket assertion, of entitlement to relief. Without some factual allegation in the complaint, it is hard to see how a claimant could satisfy the requirement of providing not only “fair notice” of the nature of the claim, but also “grounds” on which the claim rests. [The Rule] “contemplate^] the statement of circumstances, occurrences, and events in support of the claim prеsented” and does not authorize a pleader’s “bare averment that he wants relief and is entitled to it.”
Id. at 1965 n. 3 (citations omitted) (quoting Conley v. Gibson,
Rule 8(a) expressly establishes the following general rules of pleading:
Claim for Relief. A pleading that states a claim for relief must contain:
(1) a short and plain statement of the grounds for the court’s jurisdiction, unless the court already has jurisdiction*843 and the claim needs no new jurisdictional support;
(2) a short аnd plain statement of the claim showing that the pleader is entitled to relief; and
(3) a demand for the relief sought, which may include relief in the alternative or different types of relief.
The Twombly Court goes on to note “[t]he need at the pleading stage for allegations plausibly suggesting” the elements of the underlying theory of relief.
I recognize, as the majority correctly notes, that we analyzed Twombly in Ak-tieselskabet AF 21. November 2001 v. Fame Jeans, Inc.,
Tooley would have us hold that he has adequately alleged unlawful wiretapping of an entire extended family, including at least nine separate phone lines based on
The rest of his allegations are based on similar fanciful beliefs. As the majority notes, he interprets the presence of a black Crown Victoria in the vicinity of his home in the time surrounding a presidential visit in the same geographic area to mean that he is under an unlawful surveillance. While I readily concur that black Crown Victorias are often used by law enforcement, I cannot conclude that Tooley’s alleging (by affidavit rather than in the complaint) that one such vehicle was in the vicinity of his residence is a plausible allegation that an unlawful surveillance of him by the defendants has occurred.
Plaintiffs allegations concerning airport searches and his conclusion concerning “watch lists” based on such searches add nothing to the sufficiency of this complaint. Stripped of his conclusory adjectives and adverbs, his allegations say that he has been searched or detained at airports. It is unlikely that anyone who flies with any frequency has not. If there is anything unconstitutional about any particular search to which he has been subjected, then he should allege the facts that demonstrate its unconstitutionality. On the face of the complaint, he has not done so. If his allegations concerning airport searches were sufficient, I venture to say that many members of this court could file a similarly sufficient complaint.
In short, I would apply the plausibility doctrine illuminated by the Supreme Court’s opinion in Twombly and conclude that the district court correctly dismissed the complaint. I would affirm, and therefore I must respectfully dissent.
