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Tony M. Powell v. Terry Collins, Warden
332 F.3d 376
6th Cir.
2003
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Docket

*1 376 “(1) aby preponderance plies

triсt court found where the defendant actually responsible constructively ‘possessed’ weapon, that Brown was the evidence possession such kilograms during fourteen the com- an additional offense.” United States v. mission of the based on evidence that powder cocaine Bender, (6th Cir.2001). quantity from an 265 F.3d purchased Brown FBI informant in 1992. Be- We review a district court’s factual deter- confidential mination underlying sentencing conduct and the that a cause both the defendant involving “possessed” weapon a for clear offense were transactions co- error. Hill, court did not err in United States v. caine, 79 F.3d the district (6th Cir.1996). finding Simpson the conduct relevant. Donnell testified Courtney

at trial that he saw in the base- ment of a crack wearing house a bullet- B. the Cocaine Base Whether Was proof vest and in possession of firearm Crack kilograms and five of cocaine. Sondra Brown was sentenced for crack Jackson, co-conspirator, and Ronald argues cocaine. He there was not Simpson Courtney also testified that car- to show that the sufficient evidence cocaine facts, gun. light ried a In of these conspiracy base involved in the was crack district court’s factual determination was sentencing, question cocaine. At clearly erroneous. a particular whether substance is crack or reasons, forgoing For the we AFFIRM form of cocaine is a fact question another jury’s conviction and district court’s to be determined the district court and sentencing of Defendants Brown and United only. clear reviewed for error Courtney. Jones, v. States F.3d Cir.1998). Because Brown did not raise below,

objection plain we review for error

only. plain There was no error in this trial, Throughout key

case. witnesses Simpson Simpson

Donnell and Ronald re practice cooking ferred to their into Tony POWELL, M. Petitioner- crack the cocaine they purchаsed Appellant, including from sources Brown. A DEA drugs forensic chemist testified that Terry seized from co-conspirators COLLINS, Warden, Richard Simpson Respondent-Appellee. and Michael crack Moore were Thus, cocaine. there was evidence in the No. 98-4053. record establishing that the cocaine base Appeals, was crack cocaine. United States Court of Sixth Circuit.

C. Sentence Enhancement for Pos- Argued Nov. 2000. Dangerous Weapon session of a 7,May Decided and Filed 2003. Sentencing Guidelines Supplemental Order Filed June provide two-point for a enhancement for possession dangerous weapon during of a

drug trafficking offense. U.S.S.G. 2D1.1(b)(1). only This ap- enhancement *4 (briefed), Taft,

James V. Schuster Stet- *5 Hollister, Cincinnati, OH, tinius & Mark A. briefed), (argued Laan and Dins- Vander Shohl, Cincinnati, OH, more & William S. (briefed), Lazarow Public Defender’s Of- fice, Com’n, Ohio Public Defender for Peti- tioner-Appellant. Bachman, L.

Michael Office of Attor- General, Section, ney Litigation Federal Crowe, Attorney Claude N. Office General, Cincinnati, OH, L. Charles Wille briefed), (argued Attorney and General’s Ohio, Section, Capital Office of Crimes Columbus, OH, Respondent-Appellee. for DAUGHTREY, CLAY, Before GILMAN, Judges. Circuit CLAY, J., opinion delivered of the court, GILMAN, J., joined. in which DAUGHTREY, 402-405), (pp. J. delivered separate opinion concurring in part and dissenting part.

OPINION CLAY, Judge. Circuit Petitioner, Powell, Tony appeals M. denying from the district court’s order his motion for reconsideration of the court’s judgment denying motion for Petitioner’s discovery pertinent leading as evidentiary hearing ag- facts habeas gravated for a writ of murder conviction as follows: petition well as his pursuant to 28 U.S.C. corpus brought 29, 1986, Dukes, July On Trina age was convicted on two § 2254. Petitioner seven, playing with her cousin Mar- murder, among other aggravated counts corsha Dukes another child front counts, and was sentenced to death. On family’s of the Dukes home Cincinna- reviеw, appeal and collateral both direct Powell, ti. Appellant, Tony ap- M. Petitioner’s con- the Ohio courts affirmed proached the three children and asked viction. The United States District Court they Trina and if Marcorsha knew how District of Ohio denied the Southern Trina replied, ride bike. “Yes.” The corpus, for a writ of habeas petition three children followed Powell around of prob- and thereafter issued certificate Liberty the corner to 214 West Street. pursuant cause to 28 U.S.C. able Powell Trina to upstairs asked come numerous appeal, On Petitioner raises with him and told the other two to leave. error, including whether he assignments He led Trina to the fourth floor and told process by being deprived due was denied (He her to take off her clothes. later psychological assistance rec- police admitted to that he had intended ognized United States Trina.) to “fuck” Trina cried and said Oklahoma, in Ake v. 470 U.S. Court go she wanted to home. (1985), L.Ed.2d 53 105 S.Ct. Meanwhile, had told her Marcorsha deprived of the effective whether he was (known grandfather, Robert Dukes and sen- guilt assistance of counsel at the “Big grandchildren), Duke” to his where tencing phases Although of his trial. gone. Trina had Dukes and Marcor- *6 agree with the district court that Petition- sha’s brother Marvin went to investi- challenges guilt phase to the of his er’s gate. Marcorsha led them to the build- relief, trial not merit habeas we con- do ing where Powell had taken Trina. right that Petitioner was denied his clude building Dukes went behind the and psychological assistance and effective back, called Trina’s name. Trina called sentencing during assistance of counsel Duke, trial, “Big Big grabbed Duke.” Powell phase of his and that the state quiet her mouth to her cries. Dukes mo- improperly denied Petitioner’s building upstairs, ran entered the and prior for a continuance to the sentenc- tion by followed Marchorsha and Marvin. Accordingly, ing phase. we REVERSE Hearing approach, picked Powell their the district court’s denial of the writ on did, bases, up Trina. As he she defecated on these we REMAND to the dis- and him. He threw her out the window. trict court with instructions to issue a writ corpus vacating death of habeas Powell’s reached When Dukes and the children sentence unless the State of Ohio conducts landing, they the third-floor heard days penalty proceeding a new within 180 shirt, Powell, wearing crash. Then no of remand. them, past saying ran downstairs beating up. someone had been him

I. BACKGROUND proceeded Dukeses to the fourth floor. window, 29, 1986, July Looking they Petitioner out a saw Trina’s On was arrest- Cincinnati, Ohio, body lying garbage in in ed connection with nude next to some seven-year-old po- Dukeses summoned the the death Trina Dukes. cans. The Trina explained paramedics. Although The Ohio Court lice (Count § the victim violation of 2905.01 breathing paramedics when the was still Three); day. kidnapping by removing the vic- arrived, dead the next she was she was found place tim from the where Meanwhile, leaving the Powell was (Count Four); § violation of 2905.01 out, way encoun- his he building. On (Count Five). of 2907.02 rape violation Lee, lived there. He Shirley who tered adjudged indigent and was mumbled, “I did her aside and pushed County appointed counsel the Hamilton do to that I intended to bitch.” what guilty to plea He entered a of not Court. ran the street. Police Then he down charges. hiding found Powell behind later apartment. in his mother’s refrigerator 17, 1986, Petitioner’s trial September On per- Ross Zumwalt Deputy appoint- Coroner a written motion for counsel filed body. autopsy an on Trina’s He psychiatrist psychologist formed ment of a or or small he- petechia, numerous presid- found assist in Petitioner’s defense. The He on Trina’s face. also morrhages, ing judge orally Sep- denied the motion on Later, on the inner found bruises and abrasions on December tember and six small scratch- lips surface of the the trial court to re- counsel asked Zumwalt, According denying psychological es on the neck. consider its decision Trina injuries time, indicated that had these At that psychiatric assistance. by a hand partially asphyxiated been Petitioner’s defense counsel noted that clamped recently ju- over her mouth. they had received Petitioner’s psychological venile court records a 5.7-inch lacera-

Zumwalt also found evaluations and that those documents re- along Trina’s chest and numerous tion fur- vealed mental deficiencies. Counsel bruises, lacerations, and abrasions other ther deficiencies war- claimed these body, Trina’s head and consistent appointment ranted the Tri- concluded that with a fall. Zumwalt of its presentation assist the defense impact from “blunt na’s death resulted argued that case. Defense counsel these head, trunk, with multi- [and] “neurological suggested evaluations also injuries smothering.” ple acting component underlying some Powell, 255, 552 State v. 49 Ohio St.3d again out behavior.” But the motion was (1990) (alteration in origi- N.E.2d *7 denied. nal). agrees with the recitation Petitioner however, that Petitioner’s opinion Recognizing, in this and does not of facts found placed had been in is- deny competency that he committed the acts mental appeal on sue, judge the trial death. on December which led to Trina’s undergo psycho- ordered that Petitioner Proceedings Trial logical testing psychiatric at the court’s Nancy Dr. a Schmidtgoessling, a Hamilton center. September On Ohio, center, jury ap- a clinical at the County, grand psychologist returned five- a court” and charging pointed Petitioner with “friend count indictment following performed psycholog- violations of the Ohio Revised about a week later during January a kid- ical evaluation of On aggravated Code: murder Petitioner. 5, 1987, orally §of with a defense counsel renewed napping in violation 2903.01 (Count One); ag- request appointment their for the kidnapping specification Dr. during reviewing in violation to assist them gravated rape murder Sehmidtgoessling’s report “so rape specification [coun- 2903.02 with (Count it Two); exactly can understand what kidnapping by restraining sel] 922.) at But means.” the trial court or to restrain himself from doing a certain (JA 932.) again once denied the oral motion “for a act.” psychiatrist psychologist or be [their] After Dr. Schmidtgoessling testified re- during trial, elbow[s] course or garding Petitioner’s competency to stand a Court-appointed psychiatrist have trial, counsel again once requested psycho- psychologist Psychi- to discuss this Central assistance, logical claiming ignorance toas (J.A.-at 922-23.) report you.” atric certain psychological terms and an inabili- ty comprehend Dr. Schmidtgoessling’s Defense counsel then filed a suggestion report question or to her on it. The trial 6, 1987, incompetency. January ap- On judge again denied the motion and found trial, proximately one week before Dr. competent to stand trial. Schmidtgoessling testified a hearing Petitioner’s trial January commenced on concerning competency the results of her 12, 1987. Defense counsel called Dr. evaluation of Powell. stated that She she Schmidtgoessling as a defense witness approximately examined Powell for two during guilt phase trial, at which alert, and one-half hours and found him repeated time she much of the information communicate, able to compre- able to previously provided she had pretrial only hend not charges against him but competency hearing. Specifically, Dr. also the dire consequences guilty of a ver- Schmidtgoessling noted that Petitioner did that, dict. psycho- She also noted due to a enjoy a nurturing environment as a deficit, logical Petitioner had “a conduct child and that he was administered Thora- disorder, unsociably aggressive, or to use zine and other anti-psychotic medications term, the adult he has an anti-social per- anxiety and behavior control. She ex- sonality.” In explanation, Dr. Schmidt- plained that performance goessling defined an personality antisocial IQ standardized tests showed that he fluct- as follows: uated between the mild and borderline person It is a who essentially acts out ranges of mental Finally, retardation. she the problems instead of psychologically explained that Petitioner expressed antiso- acting They it out. act them out be- behavior, cial that he psychologi- had “true guilt cause of and anxiety, they lack deficits,” cal that he did not appreciate the empathy, they so do not appreciate the others, feelings of poor impulse had con- feelings people of other they when are trol, and overreacted to situations. doing something. convicted Petitioner on the They tend to pushed pulled first four counts as well as the in- lesser goals want short-term long- rather than cluded of attempted rape. offense Counsel goals. They term impulsive are rather then moved to neuropsychiatrist hire a acts, meaning they their subject don’t *8 assist Petitioner at the mitigation phase. their acts to critical [thinking]. They Although the trial granted court the mo- just sort of do something they because tion, it again engaged once Dr. Schmidt- want to or feel like it. goessling psychiatric from the court clinic. (J.A. 929.) Finally, that, at she testified The trial court to grant refused a continu- although Petitioner has a mild mental de- ance of the sentencing hearing to for allow fect, his condition did not meet legal Petitioner, the additional testing of even insanity definition of because that though defect is Dr. Schmidtgoessling admitted severity not “of sufficient to cause him to that she was not equipped to conduct the incapable be knowing right wrong necessary from testing phase for this of Peti- did, however, in- The this accepted court Two. trial court recom- The case.

tioner’s opinion give request explain- mendation and issued an it would counsel’s dicate that by if the clini- its as Ohio Re- ing judgment required court’s consideration additional 2929.03(F).1 “they have the do not vised Code cian indicated evaluate Petitioner. properly to facilities” Appeal Direct sentencing to on proceeded The trial convictions, Following his Petitioner called 1987. Defense counsel January to First appeal Appellate took direct the only its witness Schmidtgoessling Dr. as Ohio, rep- he District Court where Dr. sentencing hearing. during by resented one of his trial co-counsel as explained that she Schmidtgoessling There, as a new second counsel. he well to time conduct given not sufficient following assignments raised eleven into investigation appropriate error: necessary makeup, to interview mental (1) court to preju- The trial erred family acquaintances, or members and defendant-appellant by dice of the fact, diagnostic In she run tests. needed instructing jury on both counts during testimony her that she admitted aggravated murder indict- time to interview had not even taken the entering ment and for convictions competency initial since the Petitioner murder aggravated both counts of Al- prior two weeks to trial. evaluation the indictment. though Schmidtgoessling indicated Dr. (2) court likely preju- from some The trial erred suffered

organic dysfunction defendant-appellant and that such a dice of the only acquittal denying be tests motion for defect could detected yet performed on Peti- count V of the indictment made that had not been tioner, defendant-appellant also reinforced her trial testi- at the she mony perform of all the that Petitioner was able to close evidence. acts, intentional, basically purposeful (3) trial court preju- The erred gath- had repeated information she defendant-appellant by dice of the her evaluation. Dr. competency ered from denying the for acquittal motions she was Schmidtgoessling admitted that on III counts and IV the indict- “definitely equipped” conduct ment made defendant-appellant. ‍‌‌‌​​​​​​​​‌‌​​​‌​​​‌​​‌‌​‌‌‌​​‌​‌‌‌‌‌​‌‌​‌‌​​​‌‍neuropsychological testing necessary (4) The trial court erred to preju- (J.A. of Petitioner’s phase case. defendant-appellant dice of the 1013.) had also claimed that if she She denying defendant-appellant’s Petition- properly more time she could test (2) acquittal motion for on the two contacting makeup by er’s “psychological kidnapping. counts of family people.” members and other preju- The trial court erred 1012.) defendant-appellant dice of mitigation hearing denying the defendant-appellant’s After the phase, mitigation recommended that Peti- motion to continue the put hearing. tioner death Counts One imposed eight years’ sen- a term concurrent death to fifteen incarceration *9 One and Two. Petitioner tences on Counts The on Count Five. sentences on Counts sentenced to a term of ten to further through Five the Three ran concurrent with years’ twenty-five incarceration on Counts death sentences on Counts One and Two. Four, merged; were and to Three and which in (6) preju- alty the similar imposed The trial court erred to cases and the in defendant-appellant appropriate penalty. the dice of jury the failing properly instruct sought leave to appeal with regarding mitigation phase at the Court, the Ohio the presenting aggravating merger the issue of of following issues: seven circumstances. (1) grant The failure to a short contin- (7) the death The recommendation of mitigation of the ef- hearing uance jury the and the find- sentence fectively denies in great the latitude ing by aggravating the court that of preparation the evidence of the mitigat- outweighed circumstances mitigating guaranteed by factors the mani- ing against factors were § Ohio Revised Code 2929.024 and weight fest of the evidence. 2929.03(D)(1). § Ohio Revised Code (8) preju- The trial court the erred to (2) overruling trial court in The erred dice of the defendant-appellant appellant’s pre-trial the motions the defen- denying the motion of psychiatrist hire a assist dant-appellant for a motion have of the preparation defense after the the defendant referred for further appellant demonstrated to the court psychiatric testing. sanity the time of the (9) The court of prejudice erred was to a significant offense be fac- denying defendant-appellant trial. tor at defendant-appellant motion of the (3) Reasonable assistance is de- psychia- appointment of appellant when nied the court trist psychologist pursuant to follow the fails recommendations Code, Section Ohio Revised appointed own expert. of its 2929.024. (4) finding guilt of of jury The (10) The trial court the sub- erred to rape, in attempted violation of Ohio defendant- prejudice stantial of the 2907.02, § Code against Revised is appellant by into evi- admitting weight of the manifest the evidence. inflammatory photographs dence of the victim. (5) finding of guilty by jury The of (11) attempted rape and kidnapping, preju- The trial court erred to aggravated which are cir- both of

dice defendant-appellant of the cumstances, inis violation of Ohio denying defendant-appellant’s 2941.25(A), Code Revised since motion to dismiss at the close attempted kidnap- rape and both state’s case. crimes of ping import are similar 17.) (1) only for which one conviction 17, 1988, August, Court of On Ohio can obtained. Appeals judg- affirmed the trial court’s (6) finding guilty by of Specifically, appeals ment. the court (2) counts kidnapping two assignments found these error against weight of the evidence. meritorious; aggrava- were ting outweighed mitigat- circumstances The trial court and the court doubt; ag- ing beyond incorrectly weighed factors a reasonable appeals gravating and that the death sentence was neither circumstances and the factors, nor disproportionate pen- mitigating excessive and therefore *10 19.) against Supreme death The Court denied of -is the sentence a application for writ of certio- weight of the evidence. manifest rari. 18.) (J.A. at Proceedings State Post-Conviction 14, 1990, Supreme the Ohio

On March deci- appeal’s the court of affirmed Court 1991, 6, peti- June Petitioner filed a On date as and set Petitioner’s execution sion post-conviction tion for relief in an Ohio 27, 1990, 12, Peti- On March June 1990. court, thirty-five claims presenting state for reconsideration tioner filed a motion review. The trial court held an eviden- for court, he raised wherein supreme with the 1, tiary hearing April on March 31 and issue: following single solely claim Petitioner on the organic damage. from brain The suffered denied due Appellant Whether did trial court determined Petitioner by failing of law Court process organic damage. not suffer from hear- a grant continuаnce The court therefore found that Petitioner evidence related ing to secure additional post-conviction relief was not entitled mitigating to a factor. and, petition denied on his June 244.) (J.A. at Petitioner this to the appealed decision Supreme The Ohio Court denied presenting ten as- Appeals, Ohio Court on 1990. Petitioner was April motion signments, of Before court ren- error. stay granted a motion for of the execution decision, however, its Petitioner dered petition for a writ pending review of application delayed for filed reconsider- Supreme certiorari in the United States in which claimed had ation he that he been sought of two review Court. denied the effective of counsel assistance Su- the United States questions before ninety- appeal. alleged on his direct He preme Court: five issues that his counsel should have pursued appeal. on direct Oklahoma, 470 U.S. Is Ake v. 1087, 84 L.Ed.2d 53

105 S.Ct. 11, 1993, August appeals On court Sixth, (1985), Eighth denying a for petition issued decision Fourteenth Amendments relief, post-conviction that none of finding Constitution satisfied United States assignments of error were well taken. appointing the Trial Court appealed Petitioner then the Ohio Su- the defense expert sole assist Court, preme presenting ten issues. The phase sentencing psycholo- supreme court overruled the motion. gist admits that further who Peti- appeals then denied necessary assistance is to render delayed application tioner’s for reconsider- competent opinion? February finding ation on that he (2) May preclude capital de- a state good filing had failed to show cause presenting mitigating

fendant from days than after application ninety more penalty phase in the evidence judgment journalized the court’s had been denying a continuance de- yeаrs which more than three after the Ohio has fense counsel demonstrated ap- Court had decided his direct testimony through psychological peal. Petitioner filed motion for rehear- necessary develop appeals in order to ing, which the court denied 14,1994. April mitigating evidence? *11 (3)The 24, 1994, five and May Petitioner raised failure refusal of the state

On petitioner Ohio court the grant of law before the Su- a continu- propositions ap- regarding opportunity the court of ance an Court and conduct addi- preme delayed application psychiatric testing investiga- denial of his for tional peals’ court af- supreme The tion in presentation reconsideration. connection with of judgment ap- the of of the court at the mitigation hearing firmed defense filed a August on 1994. Petitioner of peals was a violation Petitioner’s un- rights reconsideration, Fifth, Sixth, for which su- Eighth, motion der the and Four- September court denied on preme teenth Amendments to the United set Peti- supreme court then 1994. States Constitution. 5,1995. January execution for

tioner’s Corpus (6) Habeas Petition from organic Petitioner suffers brain damage and borderline or mild mental 21,1994, filed a December Petitioner On Imposition retardation. of the death petition stay for of execution motion Petition of [sic] sentence on is a violation of habeas to 28 corpus pursuant for writ Fifth, rights the Petitioner’s under the 2254 the United States District U.S.C. Sixth, Eighth, and Fourteenth Amend- of A for the Southern Ohio. Court District ments to the United States Constitution. hearing was held on motion for Petitioner’s stay, and the thereafter district court * * * the motion on granted December (11) provided with inef- his return Respondent was ordered to file fective of trial assistance counsel petition March of writ 1995. In his respects: following petitioner writ of habeas corpus, for a (a) of relief, object Failure trial counsel to grounds thirteen those raised instructions during penal- erroneous for purposes appeal being relevant of this ty phase of the trial. as follows: (b) to secure a or psychiatrist Failure (1) The failure and refusal of the state neuropsychologist sufficient time Petitioner, provide indigent, court to an of present organic evidence Petitioner’s an expert psychiatrist psycholo- with or damage. pre- to assist in gist preparation and/or (c) object to improper argu- Failure during guilt sentation defense prosecution. ment phase the case was a violation Fifth, rights Petitioner’s under The lack of effective assistance of trial Sixth, Eighth, and Fourteenth Amend- counsel violation of the Petition- to the United Sixth, ments States Constitution. Fifth, rights er’s under Eighth, Fourteenth Amendments (2) The failure and refusal of state States Constitution. United Petitioner, provide indigent, court to an appellate Petitioner’s counsel was expert psychiatrist psycholo- failing ineffective in to raise the follow- pre- to assist in gist preparation and/or ing appeal: on direct issues during pen- sentation the defense (a) alty phase of the case was a violation The trial court’s erroneous instruc- Fifth, rights jury in the phase under tions to the Sixth, Eighth, trial, Amend- set forth in the Fourteenth Fifth Claim ments the United States Constitution. above. un-

(b) then motion court’s. refusal to instruct denied Petitioner’s The trial 59(e) offenses Federal Rule of Civil Procedure the lesser included der *12 judgment. Sep- to alter or amend its On murder. aggravated 8, 1998, of Petitioner filed a notice tember (c) of the The court’s dismissal trial to this appeal Court. of an alternate substitution foreman and in the during the deliberations of trial.

phase AND II. STANDARD SCOPE (d) the Ohio unconstitutionality The of REVIEW OF penalty scheme. death The Antiterrorism and Effective (e) The assistance of ineffective 1996, Act of No. Penalty Death Pub.L. counsel, Eleven forth in as set Claim (codified 104-132, 110 1214 at 28 Stat. above. (“AEDPA”) 2244, seq.) § U.S.C. et (f) imposition unconstitutionality The of 24, April into on 1996. The signed law upon person a of the death sentence significantly the na AEDPA transformed organic damage bor- and/or corpus proceedings, ture of federal habeas derline mental retardation. limiting the relief for possible avenues of (g) misconduct. Prosecutorial However, persons.2 the AEDPA convicted (h) The all errors cumulative effect of petitions pending not to habeas apply does trial. Lindh statute’s effective date. See appel- The lack effective assistance of of 320, 321-23, Murphy, 521 117 S.Ct. v. U.S. late a violation of the Peti- counsel was 2059, (1997); v. 138 L.Ed.2d 481 Rickman Sixth, Fifth, tioner’s under the rights (6th Cir.1997). Bell, 1150, 131 1154 F.3d Eighth, Fourteenth Amendments habeas petition Because Petitioner’s Constitution. United States 1994, pre-AEDPA standard of filed (13) The of the errors cumulative effect applies. 171 Mapes Coyle, See v. review of complained of was a violation above Cir.1999). F.3d 413 Under Fifth, rights the Petitioner’s under standard, legal a district court’s review Sixth, Amend- Eighth, Fourteenth grant refusing conclusions in a writ of ments to the United States Constitution. novo; corpus but habeas de we review 32-38.) findings only factual district court’s Rickman, court de- clear error. 131 F.3d at 1153. On June district order, only may corpus In issue a writ of habeas petition. nied the its We habeas funda granted proceedings district Petitioner a certifi- if the state court were court cause, mentally a result of of noting “ques- cate of unfair as a violation probable or of the relating organic brain the Constitution or laws treaties presented tions 2254(a); § of coun- damage and ineffective assistance United States. See U.S.C. McGuire, 62, 67-68,112 encourage- to deserve Estelle v. 502 U.S. adequate sel are (1991). further.” The district L.Ed.2d 385 proceed ment S.Ct. 104(2) redesignated as Court of the 2. Section AEDPA determined 2254(d) 2254(e). States; § § 28 U.S.C. Section United 2254(d), 104(3) § adds AEDPA a new (2) based resulted in a decision that was provides may that a habeas writ which on an unreasonable determination adjudication court issue unless the state light presented facts evidence n in a that was con- resulted decision proceeding. State to, appli- trary or involved unreasonable 2254(d) (1996). § 28 U.S.C. law, of, clearly cation established Federal findings factual are entitled the district court before AEDPA’s court’s effec- state date). correctness, which is re- tive presumption convincing evi- only by clear buttable post-AEDPA Pursuant McQueen Scroggy, 99 F.3d dence. 2253(c), § may only upon COA issue (6th Cir.1996). presumption This showing of the denial of a “substantial. basic, primary or only applies to historical addition, In right.” constitutional fact, findings logically “implicit facts 2253(c) requires the COA “indicate ability of the trial court’s deduced because specific which issue satisfy or issues *13 adjudge demeanor and to the witnesses’ Thus, showing required.” a petitioner credibility.” presump- Id. at 1310. The may generally appeal only raise on those apply questions does not to mixed of tion specific issues for which the district court fact, law, of of questions law both granted a certificate of appealability. Pri- are de novo.' v. which reviewed Coleman or to the Court’s decision in (6th Cir.2001); Mitchell, 533, 244 F.3d 538 Slack, the district court issued a certificate (6th Parker, 261, Skaggs 235 v. F.3d 266 of probable cause and not a COA. The Bell, Cir.2000); Coe v. F.3d district court issued a blanket certificate of 413; Cir.2000); 171 F.3d at Mages, which, probable pre-AEDPA cause under Rickman, 131 F.3d at 1154.3 standards, would have entitled Petitioner seek review of all issues decided the Although our review of the denial However, district court.4 we need not re pre petition governed by of the habeas is ap mand for issuance of a certificate of standards, scope AEDPA of our review рealability only because a few issues merit post-AEDPA require governed is our The explic discussion. district court’s appeal ments because Petitioner’s notice of regarding it of findings organic the issues the district decision filed from court’s damage brain and the effectiveness of Pe September after the effective titioner’s counsel ques raised substantial of date the AEDPA. We must therefore denial of regarding possible tions con certificate of apply appealability protections. stitutional Those issues are (“COA”) provisions in the post-AEDPA properly appeal. us on therefore before 2253(c). of version 28 U.S.C. See Slack Skaggs, See 235 F.3d at 266. McDaniel, 473, 478, v. 120 S.Ct. U.S. 1595, 146 that (holding L.Ed.2d 542 III. DISCUSSION petitioner a habeas seeks to initiate when Expert Psychological A. Assistance appeal petition of the dismissal of his date, right grounds after AEDPA’s effective In his first and second for fed- governed by court, appeal require is the COA eral habeas relief before the district 2253(c), §in regardless argued ments found of court’s de- petition in whether the habeas was filed nial his motions for of assistance 3; probable Petitioner dedicates an entire section of his district court’s of certificate indicated, part, ‍‌‌‌​​​​​​​​‌‌​​​‌​​​‌​​‌‌​‌‌‌​​‌​‌‌‌‌‌​‌‌​‌‌​​​‌‍questions cause that “the presumption to the of issue brief correctness organic damage relating to and ineffec- proper legal therein cites the standards adequate tive of are assistance counsel rebutting presumption for and the circum- proceed encouragement deserve further. presumption stances which the does reasons, appropriate it that a For these is However, apply. partic- fails he to articulate appealability be issued in this certificate presumptions appeal. he ular contests on appeal particular case these 873.) grounds.” explained preliminary information that once this show- relevant

deprived the history possible made, ing mental must concerning his states his damage violation of organic brain minimum, ac- at a assure defendant The district court process rights. due competent psychiatrist who cess to will process no due violation because found an appropriate conduct examination and mandate of Ake state adhered evaluation, preparation, assist Oklahoma, 470 U.S. 105 S.Ct. presentation of the defense. This is not (1985), by appointing a neu- 84 L.Ed.2d 53 course, say, indigent that the de- expert. psychological tral right fendant has a constitutional below, set forth we find For reasons psychiatrist of his lik- personal choose any error constitutionally harmless or to funds to ing receive hire own. guilt phase may have occurred indigent Our concern is that the defen- trial; however, we find competent psychi- dant have access to penalty phase respect the error with discussed, for the purpose atrist have *14 trial mandates reversal as it of Petitioner’s in the the provision and as case of of process rights. violated Petitioner’s due counsel we leave to the State the deci- implement right.

sion on how to Requirements 1. Constitutional Id. appropriate, Ake also held that when right expert the to extends assistance to Oklahoma, 68, 83, 105 In Ake v. 470 U.S. sentencing capital the of phase proceed- 1087, (1985), L.Ed.2d 84 53 the Su S.Ct. 86, ings.5 Id. at 105 S.Ct. 1087. The Due Court held that the Process preme Court instructed that defendant’s inter- Fourteenth Amendment obli Clause expert est in access to out- assistance indigent an gates provide states to defen weighs a state’s economic interests psychiatric dant with access to examina avoiding expert of an when cost tion and when the defendant assistance seriously “mental condition” defendant’s is showing that his preliminary has made a 82, at in a ease. at likely capital is to stake Id. 105 sanity at the time of the offense factor trial. The significant be a Court S.Ct. 1087. opportunity present was denied

5. This circuit and others have extended Ake's dant an to an expert to instances effective defense when the trial court command of assistance denied request independent beyond pathologist those where a defendant’s mental his an to trial, government’s beyond challenge position is at issue at as to the condition See, death); Roberts, e.g., capital cases. v. of the v. those Glenn cause victim’s Dunn 1204, 308, Tate, (6th Cir.1995) (10th Cir.1992) (finding 71 1211 963 F.2d 313 F.3d Ake, (holding capital preju expert defendant under denial of wit- that the that an thereby petitioner’s diced and denied the effective assis ness to determine whether the by by spouse counsel's to state affected tance counsel failure mental battered testimony sentencing syndrome expert regarding preclud- at the seek time offense organic problem); petitioner presenting defendant's Starr ed the from an effective Armontrout, Lockhart, 1280, (8th defense); F.3d Little F.2d v. 23 1289 Cir. v. 835 (8th Cir.1987) 1994) (noting explains (finding that Ake that "due 1243 that the rule of expert experts beyond access to in areas that process requires to an who will Ake extends conduct, any, appropriate just psychiatry but an ex instances the death not to where amination,” involved, finding petitioner’s holding not that the "the expert hypnosis inappropriate state-provided because it not of a on "exam was did denial mitigating questions indigent [the] into the essential assist rendered delve defendant Rees, petitioner]"); Terry fundamentally thereby v. 985 F.2d trial re- [the unfair” aside). (6th 1993) quiring (holding to be set 284 Cir. that a defen- conviction

391 Texas, interpreted Ake to Granviel v. U.S. Several circuits have 110 S.Ct. is not un process mean that due satisfied (Marshall, J., L.Ed.2d 758 indepen an provided less defendant is dissenting). opined Justice Marshall i.e., in his psychiatrist to aid dent the Fifth “[b]ecause Circuit’s misinterpre- defense — appointment psychi of a neutral court tation substantially of Ake undermines an atrist, hand, matter at such as does indigent ability present defendant’s See, satisfy process. e.g., not due Starr v. defense, grant effective I peti- would Lockhart, (8th A.L. 23 F.3d tion holding to reaffirm our in Ake.” Id. at Cir.1994) (“[T]he finding, court’s ... 966, 110 S.Ct. 2577. The Justice reasoned process right due [the defendant’s] as follows: expert by assistance was satisfied Ake was not with concerned establish- by court-ordered examination and the de ing a procedure whereby an independent ability fense’s the state exam subpoena examiner validity could determine the iners, ability erroneous [was] [because] insanity a defendant’s pres- defense and subpoena ques a state examiner and to ent his findings parties to both and to person the stand does tion Rather, the court. Ake was directed at required amount to the assistance providing a defendant the tools nec- McCormick, Ake.”); Smith F.2d essary present an effective defense Cir.1990) (“[U]nder 1153, 1158-59 within the of our context adversarial Ake, psychi evaluation a ‘neutral’ system, in party which each marshals satisfy process.... atrist does not due *15 evidence to its ag- favorable side and entitled to his [The defendant] was own gressively challenges the pre- evidence competent psychiatric expert.”); United by sented side. In other that adver- Sloan, v. States 776 F.2d 929 Cir.1985) system, sarial psychiatrists “the for each a (finding duty that state’s under party jury enable the [court or] to make appoint Ake “cannot be with the satisfied its most ultimately of an accurate determination of the ment who testifies contrary to on the truth on the before the defense issue оf issue them.” [470 competence”); Byers, U.S.], Thus, v. United States 740 at 1087. 105 S.Ct. we (D.C.Cm.1984) F.2d 1114 (holding recognized in a psychi- Ake that defense psychiatric defendant was denied only atrist is necessary not to examine a prepare assistance an sufficient to ade present findings defendant and to to quate only defense where he was allowed judge defendant, or of the behalf psychiatrists govern access in preparing but also to “assist ment). a psychiat- cross-examination of State’s witnesses,” id., ric at S.Ct. however, Circuit, The Fifth has taken a and in determining “how to interpret contrary position, holding that providing id., 80,105 answers,” their at S.Ct. 1087. “an indigent with defendant the assistance Just as an indigent rights defendant’s a court-appointed psychiatrist, whose legal assistance would not be satisfied opinion testimony is available to both sides,” by who, a of a provision lawyer State’s a process satisfies defendant’s due after rights. consulting with the defendant and Lynaugh, See Granviel (5th Cir.1989). 185,191 examining F.2d the facts case and the Although the Supreme law, applicable presented everything Court he petition denied Granviel’s certiorari, Marshall, a guilt for writ of Justice knew about the defendant’s Brennan, defendant, joined by sharp prosecution, Justice wrote a and the court, petition. psychiatric dissent to the denial of the right See so his assis- ability.” by provision range of a retarded intellectual not satisfied tance is (J.A. 667.) concluded, “not report at The report to both who must psychiatrist only physical ag- perceive does [Petitioner] parties and court. wrong, but tends gression being as 964-65,110 2577. Id. at S.Ct. accepts a aggression also to it as value circuits Today, join with those 668.) (J.A. at fact of life.” indigent criminal held that an have remaining reports two received right psychi constitutional defendant’s defense involved examinations counsel insanity atric an preparing assistance years he fourteen Petitioner when appoint court is not satisfied defense evaluations, old. conducted two Those one psychiatrist i.e., ment of a “neutral” — days apart, Petitioner then revealed that the de report is available both whose IQ The reports had a full scale of 70. Starr, 23 prosecution. See fense and did not do also indicated Petitioner 1159; Smith, 1289; at F.3d 914 F.2d at “in rela- recognizing well cause effect 929; at Sloan, Byers, 740 F.2d F.2d at (J.A. tionships in situations.” at social us, result, 1114. in the matter before As 670.) However, the reports further noted requisite so made the long as Petitioner any that the could not uncover examiners at the preliminary showing sanity that his organic psychotic process evidence of “significant to be a time of the offense was dysfunction. Petitioner described trial,” at the trial court erred factor summary “a low-functioning rather motion for an failing grant youngster with conduct disorder of a[n] Ake, 470 independent psychiatrist. See unsocialized, non-aggressive reaction.” 83, 105 U.S. S.Ct. 670.) Ake, has Court Since court, Like the district we believe that ruled criminal defendant indigent provided the trial must seeking psychiatric assistance base necessary facts particularized sufficient preliminary showing on more than requirement trigger psychiatric Ake’s need; rather, general he statement of *16 Caldwell, in the assistance. Unlike where specific support request must his more “un- presented defendant little than 472 Mississippi facts. v. See Caldwell developed requested assertions” that the 2633, 320, 1, 105 86 U.S. 323 n. S.Ct. defense, aid assistance would in his Peti- (1985). Here, pri- 231 one month L.Ed.2d provided specific tioner the trial court with trial, attorneys produced or to Petitioner’s facts to his relevant defense both juvenile psy court records and Petitioner’s phases and of his trial. Ac- guilt penalty evaluations, these alleging that chological cordingly, denying in court erred mental deficiencies documents revealed for independent psychi- motion Petitioner’s appointment that lead of an should to However, explained atric as assistance. in expert presen assist defense below, we find the error in relation to the of reports, its tation of case. One phase of Petitioner’s trial constitu- guilt prepared in when Petitioner June of 1987 tionally harmless. The error relation old, that he only years eleven noted pres- of phase Petitioner’s case defensive, and al was then non-verbal requiring ents different scenario rever- any signs he did not “demonstrate though sal. process thought of disturbed bizarre Phase of Trial Guilt Petitioner’s report

thought pattern.” The further stat IQ guarantees ed Petitioner’s full-scale score was Ake an criminal de- indigent that only 64, mentally court-appointed tool placing him in the “mild fendant the basic

393 States, 750, appropriate 776, exami- United to “conduct an 328 U.S. 66 S.Ct. evaluation, 1239, prepara- (1946), nation and assist 90 L.Ed. 1557 recognized tion, Abrahamson, the defense.” presentation 619, Brecht v. 507 U.S. Ake, 83, 637, 105 1710, 470 S.Ct. 1087. See U.S. 113 S.Ct. 123 L.Ed.2d 353 Here, (1993), while we find that the trial court McAninch, as well as in O’Neal v. failing appoint independent erred 992, 513 U.S. 115 S.Ct. 130 L.Ed.2d psychiatrist guarantee (1995). 947 Specifically, the Court has rights appropriate to an examination and errors, instructed that including “trial er defense, aid in on the based record respect rors in to which the Constitution us, the trial court’s error was harm- before requires state to apply courts a stricter less. ... standard of ‘harmless error’ review they when review a conviction directly[,]” Court has held are to be reviewed as to “whether the certain are so elemental errors which error injurious had a substantial and effect abrogates their existence basic verdict[,]” jury’s such that if the trial, of a structurе constitutional such as reviewing grave court “is in doubt as to counsel, deprivation right can error, of an harmlessness the habeas subject analy error never to harmless petitioner must win.” v. Roy, California Fulminante, sis, see 499 Arizona v. U.S. 2, 4-5, 519 U.S. 117 S.Ct. 136 L.Ed.2d 279, 306-07, 309-10, 111 S.Ct. 113 (1996) (internal quotation marks and however, (1991); L.Ed.2d 302 the Court omitted). Here, upon citations thorough error,” “trial has also held that mere such us, review the record before we are not when performed deficiently, as counsel has left in grave as doubt harmlessness subject may be to a harmless error review. provide the trial failure to court’s Peti id.; Morrison, See United States independent tioner with an court-appoint 365, 101 U.S. S.Ct. L.Ed.2d psychiatrist ed because we do not believe “certain (recognizing viola injurious had an court’s error right may tions of the to counsel be disre jury’s effect on the verdict. error”). case, In garded as harmless expert psychiat we find that the denial of Petitioner’s convictions at ric assistance Ake guaranteed to be issue upon charges ag were based error, akin more to trial such as that gravated during a kidnapping murder counsel performed deficiently, where has aggravated a rape specifica murder with subject thus to harmless error re law, “[aggravated tion. Under Ohio mur *17 Starr, See at 1291. view. 23 F.3d Unlike requires causing der purposefully the the case where a has been defendant de committing death of another while or at the right completely, nied to counsel there one tempting specified to commit of nine defect, by constituting a structural the de v. Morgan, felonies.” Shoemaker No. 9- may of an deprive nial Ake the (Ohio 01-35, 1626939, at *1 2001 WL Dec. of necessary defendant a basic tool to his 2001). us, the Based on record before defense, may but always that denial not there that question is no Petitioner kid prejudice in result to the defendant. See naрped purpose Trina the of raping for id. her, or that he threw her purposefully out said, that With the Court has of the act which ultimately window—the in Specifically, instructed us that trial errors caused her death. habeas the facts subject leaving to proceedings upon building just are the harmless show that the throwing window, error standard enunciated Kotteakos v. after Trina out of the 394 Lee, following eventually to “I did titioner obtained his Shirley mumbled biteh[,]” Tanley to not I to do that conviction. Dr. did examine intended

what in intentionally 22, 1991; he it indicating that March thereby Petitioner until inju ultimately fatal testify Trina necessary flicted for him to sev therefore Powell, 552 at 193. v. N.E.2d ry. See State years proceeding the con eral after addition, Peti being apprehended, after In cerning condition at Petitioner’s mental taken police that he had admitted to tioner Tanley time of crime. Dr. testi the the her, intended to “fuck” he Trina because opinion, that Petitioner’s al fied his predicate to the felonies thereby admitting leged organic damage together with rape. See id. Under kidnapping and of IQ compromised his low and other factors facts, the error as harmless. we view these ability to cognitively, think had independent psychiatrist if an Even had significant that Petitioner diffi such changed not it would have appointed, been culty conforming his actions to the re admission, Peti own fact that his the law at the time of quirements of rape intending Trina kidnapped tioner Although recognize we this testi offense. her, Trina purposefully and then threw mony, recognizing while also do so him protect in order to ultimate death her testimony as Schmidtgoessling, of Dr. well of the “had” to throw her out self—he own and state as Petitioner’s actions re he heard individuals because window Moreover, ments, contrary. Dr. Peti help. to Trina’s cries for sponding that Tanley’s testimony Petitioner “had provide basis own tioner’s admissions conforming ... significant difficulty his he of capable that for a find requirements conduct to the of the law” acts, and that he purposeful performing 1131) falls short of Ohio’s stan Tri acts which led to committed the fact time insanity applicable for at the dard Starr, 23 at 1292-93 See F.3d na’s death. murder; namely, Trina’s Petition whether trial court’s failure (holding lacked his capacity er conform con psychiatrist Ake appoint independent law. requirements duct to of the See indi where the facts was harmless error Staten, v. 18 247 State Ohio St.2d intentionally had cated that the defendant (1969) (providing, in N.E.2d 299 rele the vic injury which led to inflicted part, pre-1990 definition vant Ohio’s in connection with the defen tim’s death insanity being one where accused capital felony mur dant’s conviction criminal conduct not have “does der, using higher “harmless even when ... conform capacity his conduct standard). doubt” beyond reasonable law”); requirements Luff, State prosecution case where the This was Ohio App.3d N.E.2d 498- and delibera prove premeditation had to (holding application defendant prove tion in order to regarding Ohio’s amendments insani Rather, to murder victim. intended ty to a defendant’s mental state before law, prosecution had to under Ohio post the ex facto clauses 1990 violated only prove purposefully that Petitioner Constitutions). *18 the United States Ohio death, him and Petitioner caused Trina’s words, Dr. Tanley’s In other after-the-fact he did because he self admitted that so testimony nothing does to post-conviction “had” to. change of the trial the harmlessness error the fact that one has persuaded are not oth court’s because We testimony difficulty conforming his by of Dr. James conduct erwise the enough Pe the law not to Tanley, requirements a of ‘is psychologist whose servicеs one must the prove insanity;’ demonstrate The trial court’s denial of an do Ake capacity expert lack of to so. this case cannot be consid as, ered harmless error by inasmuch her Thus, review of all of the evi- upon our admission, own Dr. Schmidtgoessling was prism the through dence of a harmless to equipped conduct appropriate the standard, “grave error we are not left in required examination to for her set forth doubt” as to harmlessness of the trial the all of the facts or jury information the believe ‍‌‌‌​​​​​​​​‌‌​​​‌​​​‌​​‌‌​‌‌‌​​‌​‌‌‌‌‌​‌‌​‌‌​​​‌‍court’s error because do not mitigation. should have considered at Dr. appoint independent that the failure to an Schmidtgoessling began by acknowledging injurious psychiatrist had substantial and “mitigation that is a ques much broader jury’s effect on the verdict when consider- tion than addressed to ... date and if the ing the a whole. therefore record as We understanding, Court a full I wants feel it hold that claim on issue important techniques to use the to an phase relation to of his trial must guilt 1026.) questions.” swer those However, fail. the same cannot said be explain She then went on to that neither to respect with to error relation any she nor other staff member at the penalty sentencing phase or of Petitioner’s court’s psychiatric qualified clinic were to Circuit, trial. Eighth As found “the type testing conduct the of and evaluation ... from mitigation issue of is different required that was to diagnose Petitioner Stair, guilt.” that of 23 F.3d at 1289. See organic with damage purpose showing the effect of that factor at Penalty Tri- 3. Phase of Petitioner’s mitigation. Dr. Schmidtgoessling indicat al testing require ed that such would a refer Ohio’s Under death comprehensive ral to a facility medical statute, jury required the trial specialists the appropriate pre fields — weigh against aggravating circum cisely type of assistance Pеtitioner char history, stances of the crime “the sought but was denied. acter, offender,” background among things. other Ohio Rev.Code facts, Accordingly, under these unlike 2929.04(B). § jury was also re guilt trial, phase of Petitioner’s quired whether, consider “because testimony of independent psychia- defect,” or mental disease the offender particularly qualified one who was trist — capacity appreci “lacked substantial the appropriate testing conduct of which criminality ate his conduct to Dr. Schmidtgoessling spoke may have — conform requirements his conduct to the provided jury facts and information for the law.” Ohio Rev.Code at mitigation, may consider which have 2929.04(B)(3). § jury And the re led to a different recommendation quired “[a]ny other factors consider sentencing. We therefore believe are relevant the issue of whether lack of assistance put the offender should to death.” sought, which Petitioner which he was 2929.04(B)(7). Ohio Rev.Code Ake, entitled under “had a substantial and Tate, injurious Glenn v. 71 F.3d effect or determining 1206-07 influence in Cir.1996). However, as rec- jury’s” sentencing, this Court has decision at see Brecht, ognized, “jury could consider none of U.S. at S.Ct. matters, course, these if the such we are in “grave relevant left doubt” as to error, thereby facts were not Id. at placed before it.” the harmlessness of this requiring granted relief be to Peti- *19 396 O’Neal, protection, U.S. tional a must petitioner this See 513 habeas

tioner on issue. 437, 115 a egregious S.Ct. show that trial error was so deprive him a fair fundamentally if have we were to that even We add adjudication, violating thus constitutional a rationale that the Fifth Circuit’s followed principles process. Cooper of due See to meet sufficient psychiatrist neutral (6th Cir.1988). Sawders, 837 F.2d 286 command, pre- Ake’s Petitioner would still petitioner A also show that denial must the the connection with vail on issuе prejudice of his in actual request resulted trial. Dr. phase of his Sehmidt- defense. See United States v. More quali- was not goessling testified she Cir.1991). (6th no, F.2d Actu 933 372 type conduct the of examination fied to prejudice may by al be demonstrated result, a Pe- necessary mitigation. for As showing that additional time would have very type the of assis- titioner was denied made relevant witnesses available or oth provides appro- tance for which Ake —“an erwise benefited the defense. See United if we were to priate examination” —even Martin, States v. 740 F.2d Schmidtgoessling’s have that Dr. agreed Cir.1984). assignment Petitioner’s case was enough. Among factors to the reasons, hold For the we above-stated by in determining considered the court process rights that while Petitioner’s due properly whether a continuance was de the trial court’s failure to

were violated length requested delay; nied are the appoint independent an as re- psychiatrist whether other continuances had re been Petitioner, error con- quested was quested granted; or convenience stitutionally guilt phase harmless at the witnesses, parties, inconvenience to the however, trial; Petitioner’s error court; delay counsel whether the penalty phase Petition- relation legitimate was for or it reasons whether reversal, mandating thus requires er’s trial contrived;” “dilatory, purposeful was death sentence be vacated Petitioner’s whether defendant contributed to the mitigation hearing conducted. a new giving circumstances to the request; rise denying whether the continuance re Motion will B. Denial of for Continu- sult prejudice identifiable ance defendant’s case; the complexity of the See case. trial, guilt of the Peti- phase After Burton, United States v. 584 F.2d sought for tioner’s counsel a continuance (D.C.Cir.1978). 490-91 obtaining psy- purpose additional presentation for chiatric examination Applying balancing test set forth in mitigation hearing, which the trial Burton, the district court determined Because we believe that denied. although request justifi- Petitioner’s granted have court should weighed able and some of the factors continuance, also grant motion for favor, in his there was no abuse of discre- writ this basis. part tion on the of the state trial court. The court also took issue with the fact that The decision whether length counsel not specify did grant a motion continuance is within judge. requested. continuance The court further of the trial See Un discretion 575, 589-90, Sarafite, testing 84 found that additional nec- gar v. U.S. (1964). essary upon S.Ct. L.Ed.2d Absent based the rationale that Dr. proof specific already of a violation of constitu had Schmidtgoessling testified *20 would have a whether organic damage that brain the death should im- be Burton, impact thought on Petitioner’s posed. minimal See 584 F.2d at 490-91. addition, Finally, the court determined In processes. of denial a continuance any delay sentencing phase in of a prejudiced Petitioner because the addition- to of trial causes inconvenience members al time would have afforded him oppor- jury disruption and creates a further tunity gather to additional mitigation evi- their lives. Based on its resolution of Peti- dence family from his and friends as well. grounds tioner’s first and second for habe- See id. (the claims), the

as relief Ake court con- We therefore hold that the district court that Petitioner no cluded suffered actual erred in upholding the trial court’s denial by the trial court’s refusal prejudice to of continuance, Petitioner’s for request a continuance of grant purposes obtain- grant and on the writ this basis as well. ing psychological an additional evaluation. C. Ineffective Assistance of Trial appeal, On Petitioner contends Counsel incorrectly weighed the district court Although factors of the Burton the relevant test. Petitioner waived or defaulted upon our that the most of his holding Based sentenc ineffective assistance of counsel claims, petitioner’s of he ing phase properly presented following trial was funda unfair, (1) mentally agree. claims in we must Dr. Ohio state courts: trial coun- testimony failed Schmidtgoessling’s fully properly investigate did not sel and intro- duce questions sought mitigating answer the evidence during penal- given ty if phase; answer he had been additional and counsel failed to obtain expert testimony proper time. While district focused on time to present Schmidtgoessling’s testimony Dr. evidence of brain organic damage that sub would organic damage guilt penalty phases tle brain have little and of the trial. The individual, impact rejected claims, it failed to district court these finding consid Schmidtgoessling er the fact that Dr. “diligently was Petitioner’s counsel pur- qualified much diagnose, appointment psychological even less sued or measure, the extent alleged psychiatric expert by of Petitioner’s as found the state organic damage. explained courts” reasonably She and relied on Dr. by specialists necessary present evaluation Schmidtgoessling the back- diagnose type ground question. and understand the evidence in ex 859-61.) organic alleged impair appeal, tent of Petitioner’s On Petitioner argues that ment, particularly for purposes Petition his trial counsel were ineffective two mitigation hearing. ways: by investigate er’s failing to his back- ground evidence, for mitigating Accordingly, request consequently failing to introduce at the contrived, dilatory neither nor he did not sentencing hearing the mitigating evidence request, contribute to the all ap- proрer investigation which would have dis- pearances request would not have in- covered. Petitioner asserts that the trial convenienced Dr. Schmidtgoessling any court’s denial repeated of counsel’s re- other witness. Although court found quests for a defense caused him to delay that further have disrupted would deprived of the effective assistance jury lives, members’ we believe that counsel. any inconvenience to this re- gard pales when compared gravity To establish a violation the Sixth magnitude i.e., counsel, right the issue Amendment a defendant involved—

398 1. Guilt Phase of Petitioner’s Trial represen that counsel’s must demonstrate actually and that it deficient tation was repre that his Petitioner contends Strickland, Washing v. him. prejudiced guilt the was ineffective phase sentation at 687-88, ton, 104 S.Ct. 466 U.S. to failed retain because defense counsel (1984). Representation is 674 L.Ed.2d 80 necessary to evaluate expert defense objective it below an when falls deficient lim testify that, Petitioners’s mental given prevail under of reasonableness standard have problems, itations he should not Bell, F.3d v. ing See Carter norms. murder. guilty aggravated been found Cir.2000). claimant rely counsel for Petitioner faults defense errors so that “counsel made must show However, solely ing expert. on a neutral functioning not serious that counsel reflects that Petitioner’s record guaranteed the defendant the ‘counsel’ repeated motions for the counsel made Strickland, 466 Amendment.” the Sixth provide partisan expert psycholog court to 687, 104 considering 2052. In S.Ct. U.S. at ical assistance. Petitioner contends factor, Court “prejudice” at regardless of whether trial counsel unrea professionally has that even held tempted qualified expert, to secure justify setting do aside sonable errors fact trial counsel’s “failure” was proceeding “if of a criminal judgment does not mean that his “court-induced” judg had effect on the no error[s] counsel’s met or exceeded performance 691, 104 2052. A Id. at S.Ct. ment.” objective Pe standard reasonableness. is a rea must that “there petitioner show titioner’s his bald-faced support failure that, but counsel’s for probability sonable legal authority is not sur assertions with errors, the result of the unprofessional prising; repeated requests his counsel’s have been different.” proceeding would were independent assistance 693-94, 2052. A reason Id. at S.Ct. standard, objective under an reasonable sufficient probability able is “a probability any grant failure of the court to such in the outcome.” to undermine confidence at repeated requests counsel’s cannot be of the collective Id. The ultimate focus Furthermore, tributed to that counsel. fairness of the inquiry is the fundamental if could show some defi even Petitioner vein, In we must deter proceeding. at ciency performance his trial counsel’s proceeding mine result whether guilt he failed demon phase, has of a breakdown in “because unreliable prejudiced he was his coun strate that system that our process the adversarial attempts failed to secure defense sel’s Id. produce just results.” counts on A.2., expert. supra. Part See This Court has 104 S.Ct. 2052. adopted the standards its Strickland Penalty Phase Petitioner’s Tri- Rickman, 131 jurisprudence. See habeas al Bell, 1155; 130 F.3d F.3d at Groseclose although claims that (6th Cir.1997). 1161, 1168 pre trial counsel had several months to claims, trial, phase they of his pare for the Upon review of Petitioner’s days pre two full business spent that he cannot meet the Strick- less than conclude until respect paring, waiting after conclusion his counsel’s land standard guilt Incredibly, to do coun guilt phase phase trial. so. performancе only However, prej- testimony consisted of mitigation we hold that Petitioner was sel’s By Schmidtgoessling. by his ineffective assis- one witness —Dr. udiced counsel’s testify, calling Schmidtgoessling Dr. penalty phase. tance at the addition, § 2929.04. In again hear Code the American permitted counsel capacity Bar testimony regarding Petitioner’s Association’s Professional Standards commit purpose “lawyer duty to form the intent state that a has a to investi- Schmidtgoessling Dr. murder. aggravated gate ‘the circumstances of [the client’s] prosecutor’s suggestion agreed with all explore case and to avenues relevant to *22 thing that is good [Petitioner] that “it is a the merits of the case and the smarter, heavier and bigger, stronger, not the event of a conviction.” The ABA Stan- just that much more dan- would be or he provide dards further that “[i]nformation that numer- The record reflects gerous.” concerning background, the defendant’s and other individuals family ous members education, record, employment mental and willing to past Petitioner’s were testi- from stability, family emotional relationships, sentencing phase; at the fy on his behalf like, relevant, and the will be as will miti- however, did not interview defense counsel gating surrounding circumstances the com- family or any of Petitioner’s members Investigation mission of the offense itself. investigate, failed to re- friends. Counsel essential these fulfillment of func- search, regard- pertinent or collect records 1 ABA tions.” Standards for Criminal background history or ing Petitioner’s (1982 (em- Justice, Supp.) 4-4.1 Standard attempt no mitigation purposes, and made added). phasis from Petition- significant persons to locate In light universally recognized of these past may provided who have valuable er’s principles, great this Court has taken testimony regarding mitigating factors. pains insure defendants do not Although Schmidtgoessling Dr. made suffer the hands defense сounsel who family to Petitioner’s his- vague references fail proper investigation to make a for the not tory background, and she was able See, Carter, penalty phase. e.g., 218 F.3d fully jury describe to the the extent (finding at 596-97 ineffective assistance of background, history, and char- Petitioner’s investigate counsel where counsel failed to because, as mitigation purposes, acter for social, family, petitioner’s psychological mentioned, she did not have she herself 426; background); Mapes, 171 F.3d at time to interview his relatives. Rickman, at 1156 (holding 131 F.3d performance have no doubt that this We investigate sentencing failure to for the objectively reasonable standards fell below “certainly seriously phase is indicative of a Strickland, professional conduct. See Bell, performance”); deficient Austin v. 687-88, 466 U.S. at 104 S.Ct. 2052. Ohio Cir.1997) (finding 126 F.3d provides capital sentencing law that failure to interview available friends against proceeding, weigh shall family and members “does reflect stra- aggravating circumstances “the nature decision, rather an abdication of tegic but offense, and circumstances of the the histo- advocacy.”). character, ry, background of the of- and Although defense counsel is accorded “[w]hether, fender” as well as at the time making part deference in decisions as of a offense, offender, committing strategy, defense counsel must sound defect, of a mental disease or because necessary perform investigation first be- capacity appreciate lacked substantial present the decision of whether to fore criminality of his or conform conduct may strategy. evidence be considered trial requirements his conduct to the Strickland, 689-91, “[a]ny that are rele- See U.S. law” other factors Austin, In 126 F.3d at vant S.Ct. 2052. the issue whether defendant present miti- recоgnized should sentenced to death.” Ohio Rev. that the failure to be when it mance be deemed was available cannot insufficient on gating evidence alone, ground this Dr. strategic Schmidtgoessling’s considered deci- could not inability rather, provide conclusive re- sion, an of advoca- evidence “abdication but Austin, garding organic damage made other Here, cy.” we find investigation avenues of all more cru- failed make reasonable counsel defense circumstances, cial. Under these we be- efforts. Defense counsel investigative lieve that counsel “acted below their investiga- own have conducted should objective standard of reasonableness at the available witnesses presented tion and sentencing, essentially providing legiti- no regarding mitigation. Even testimony mitigating mate evidence on [Petitioner’s] anticipated have Dr. if could counsel behalf, severely ... failure under- testimony chose Schmidtgoessling’s *23 just mines our in the confidence outcome not other witnesses as a matter present proceeding.” Skaggs, of this 235 F.3d at alleged this de- strategy, strategic of trial reasonable coun- cision cannot be because options by failing to preserve

sel failed also actually We find that Petitioner was investigation. limited make even prejudiced by his counsel’s per- deficient formance. Respondent asserts that Peti- Parker, Skaggs Our decision presented tioner’s trial counsel evidence of (6th Cir.2000), is also instructive. F.3d 261 background testimony via the Petitioner’s trial counsel’s use of an Skaggs involved Dr. Schmidtgoessling. Respondent of ar- at inept guilt witness both the expert gues that background evidence Peti- capital penalty of criminal trial. phases tioner alleges he would have received had in that The case was both “psychologist” a proper invеstigation counsel made fraudulent, having deliv- incompetent provided was information cumulative of the testimony and eccentric dur- ered bizarre Schmidtgoessling’s mitigation via Dr. testi- ing phase. We that guilt determined mony. disagree. We not “it was unreasonable to have although during guilt phase of expert] used [the The additional information Peti trial, counsel’s decision to use [the sought tioner to adduce was contained expert] again penalty pres- at the phase several affidavits from friends and family entirely ques- ents an different us with members. The district determined at 269. found counsel tion.” Id. We that that while much of the information con found a psychiatric should have different pertinent tained mitigating therein was ev expert penalty phase, trial of the idence, present counsel able performance that resulted in this deficient jury through information to the Dr. essentially presentation mitigating of no Schmidtgoessling and per counsel’s all, especially on topic the one evidence formance range fell within “wide may convinced which have reasonable assistance.” professional But if justified de- death sentence —the counsel actually had conducted an investi mild mental fendant’s retardation and his gation pertinent witnesses, produced capacity. mental Id. diminished jurors would have heard first-hand ac bar, Similarly, in the case at Dr. counts from those who knew Petitioner expressed lack Schmidtgoessling personal her own best. We that such believe testi inability mony or competence provide significant evi- would have been of bene during phase. that Petitioner suffered from a di- fit dence Further more, capacity organic mental due to Schmidtgoessling minished Dr. never met damage. Although perfor- family counsel’s members or miti- friends, any dard- Presentation of Dr. Fisher’s as to have considered so рrovid- testimony perhaps is the most they may have devastat- information gating ing error. testimony the sole ed: Combs, although in- defense then further Q You have discussed toxicated, pur- nevertheless acted with necessary or- tests that would be pose obviously damag- and intent was Tony or not to ascertain whether der Furthermore, ing to the Dr. defense. organic impairment; has Powell testimony provided Fisher’s the State that correct. powerful pur- with its most evidence of Yes, A that is correct. pose. Doctor, you feel that these tests Q do added). (emphasis Similarly, Id. at 290 complete a mental necessary are case, Dr. Schmidtgoessling instant tes- get examination of Mr. Powell good thing tified it “was a [Petitioner] him? picture accurate heavier, smarter, bigger, is not or he Yes, I do. A just dangerous.” would be that much you anything there is else Q Do feel 444.) Incredibly, prosecution even which your needed for examination large portion cited a of Dr. Schmidtgoess- to do you were not able because *24 ling’s testimony in mitigation support of its the time constraints? closing argument at the penalty phase. analysis particularly We find the above because, significant point at one in its sen- testing I some- Ordinarily A would feel deliberations, tencing jury informed by con- psychological makeup one’s court that it “at a was stalemate” and tacting family members and other could not a agree impose whether death well, people person know that who jury’s in apparent difficulty sentence. The teachers, employers. I did not have reaching regarding appro- a decision time to do that over weekend. impose under priate these facts 1011-12.) if leads us to believe that counsel had proper investigation and had conducted Moreover, Schmidtgoessling pre- Dr. presented competent proof mitigation, jury. damaging sented information to the probability that the “there is reasonable recently Coyle, in v. As we held Combs different.” See result would have been Cir.2000), presenting such F.3d 269 (citing at 271 Skaggs, 235 F.3d Williams information, especially when damaging 1495, 1519, Taylor, 529 U.S. 120 S.Ct. having proper failed to conduct a first (2000)). 146 L.Ed.2d 389 We therefore investigation, constitutes sufficient prejudiced by hold that Petitioner his grounds to believe that would counsel’s ineffective assistance at the sen- differently mitigation have decided on the tencing phase, grant and the writ on this factors: basis as well. theory The defense Combs’s intoxication rendered him unable to act IV. CONCLUSION purpose prior calculation and with reasons, RE- foregoing made For we design, yet and defense counsel substantially crucial un- VERSE the district court’s denial of Peti- two errors for a writ of theory. application dercut We conclude tioner’s habeas AF- sufficiently preju- corpus penalty phase as to the each of these errors is Strickland, satisfy guilt phase stan- FIRM as to the of Petitioner’s dicial to present his defense. opportunity to the district trial; REMAND we grounded in elementary principle, This a writ of to issue instructions court with Fourteenth significant part on the vacating Petitioner’s death corpus habeas process guarantee due Amendment’s conducts of Ohio unless State sentence fairness, from the fundamental derives proceeding within 180 penalty phase a new justice equal cannot be belief If does elect to remand. the State days of where, poverty, simply as a result his presume proceeding, conduct such opportunity is denied the a defendant have to deter- court will first that the state judicial meaningfully in a participate lawfully can be mine whether liberty in is at proceeding which Amendment Eighth under executed stake. light in retardation his mental due to in Atkins v. 76,105 Court’s decision Id. аt S.Ct. 304, 122 U.S. S.Ct. Virginia, 536 confirming the essential role ful- After (2002). the state Should L.Ed.2d 335 many by expert criminal trials filled claim that Petitioner’s determine testimony, the Court then psychological Atkins, prosecution would

fails under explicitly held: penalty phase a new free to conduct [Wjhen a defendant demonstrates to the if it chooses to do so. proceeding sanity at the time of judge that his significant the offense is to be a factor at DAUGHTREY, concurring part trial, must, minimum, at a the State part. dissenting compe- the defendant access to a assure majority’s Although agree I psychiatrist who conduct an tent will requires a constitutional error view that appropriate examination and assist sentencing evaluation, case for a new in this preparation, presenta- remand *25 conclusion agree with its hearing, I cannot ‍‌‌‌​​​​​​​​‌‌​​​‌​​​‌​​‌‌​‌‌‌​​‌​‌‌‌‌‌​‌‌​‌‌​​​‌‍tion defense. in connec- error is harmless

that the same added). 83, (emphasis 105 1087 Id. S.Ct. jury’s determination of the tion with us, record it is obvious Based on the before guilt. defendant’s decisions, in courts and that their the Ohio in misapplied the district court have Ake that question no en- There can be this case. process require of due principles trenched indigent capital de- for in greater protections Supreme explicit The Ake Court other, defect or suffering from mental prior pro- fendants and in decisions that due assistance allowed disease than the limited tools provision cess mandates “basic Oklahoma, In Ake v. indigent in his trial. adequate Powell of an defense” defen- 1087, 68, See, Carolina, L.Ed.2d 53 105 S.Ct. 84 e.g., 470 U.S. Britt v. North dants. (1985), States Court the United 404 U.S. 92 S.Ct. 30 L.Ed.2d (1971). indigency duty that a defendant’s a trial court confirmed The thus in a constitutionally “whether, result lesser determining cannot and under involves justice conditions,” than that accorded to requested expert standard of assis- what Ake, greater financial means. As defendants tance must be offеred. See U.S. so, in Ake: doing noted In courts 105 S.Ct. 1087. factors: should examine three essential long recognized has This Court brings judicial power private The first is the interest that will its when a.State of the indigent a crimi- be affected the action State. on an defendant bear interest steps governmental it take The second’is the proceeding, nal must safeguard if the has a fan- that will be affected assure that the defendant proba- third is the Powell was not entitled to the assis- provided. The to be a psychiatric psychological or substitute tance of ex- value of the additional ble because, sought, pert “although petitioner’s that are mental safeguards procedural deprivation seriously condition was in issue in this risk of an erroneous and the case, Schmidtgoessling adequately if those safe- Dr. ful- affected interest of the filled the role of a provided. expert.” defense guards are majority appeal recognized has the er- Id. ruling, ror in this but holds the error proceeding, Clearly, in a death agree. is harmless. I cannot all receiving interest in assis- private question, indigent Without criminal necessary for a sound defense far tance right defendant has no constitutional “to any governmental interest outweighs psychiatrist choose a personal liking trials, or other mat- savings, quicker cost or to receive funds to hire his own.” Id. governmen- important ters to the relevant defendant, however, Such must have at the value body. upon tal The focus is thus competent psychiatrist least access to “a additional, requested safeguards to of the purpose [by for the ... discussed the Su- justice. Citing Terry v. quest matter, preme Court in Id. In Ake.]” Rees, Cir.1993), the 985 F.2d the Ohio state courts and the federal dis- this court has district court noted trict court concluded that Powell’s consti- beyond those expanded holding the Ake rights adequately protected tutional were factor sanity significant is a cases which petitioner because the had “access” to Dr. by concluding at trial that the defendant Schmidtgoessling reports. and to her De- opportunity of the Terry deprived “was fact spite attorneys that Powell’s were defense when he was present an effective Schmidtgoessling forced to call as their in order independent pathologist denied an witness, however, own the mental health position as challenge government’s professional appointed to evaluate Powell Id. The to the victim’s cause of death.” not, as a “friend of the court” did princi- the Ake Terry court in also recited not, fulfill indeed could the function de- trials are fundamental- ple that “[c]riminal process provi- manded of her the due against an ly proceeds unfair if a state constitution. sions federal indigent making defendant without certain *26 materials that he has access to the raw testimony offer Schmidtgoessling did defense,” id., integral building to a and at in to the part that was least beneficial “[f|un- (and broadly correctly) that stated Moreover, petitioner. attorneys, Powell’s an de- indigent damental fairness entitles afforded to question, without were access to adequate opportunity fendant to an reports she Schmidtgoessling and to fairly the adver- present his claims within prepared and the court. What Powell sary system.” Id. allowed, his defense team was howev- er, very very integral part was a principles Applying these constitutional expert in Ake—the protection discussed circuit, and the law of the the district court necessary to in evalua- assistance “assist noted “that the Fourteenth Amendment’s tion, presentation of a preparation, and process guarantee of fundamental fair- due 1087. As defense.” Id. S.Ct. may require prоvide the State to ness explained by Court: expert assistance to a criminal defendant psychiatrist of a in cases other than where the defen- the assistance [W]ithout those Nevertheless, sanity professional in to conduct a examination dant’s is issue.” defense, matter, help to issues relevant to the the district court determined insanity post-conviction proceedings in this defense determine whether viable, testimony, matter, and to present Tanley, Dr. James mental health the cross-examina- preparing assist finally whose services Powell was witnesses, psychiatric tion of State’s obtain, able to did conclude that Powell inaccurate resolution of the risk of an organic damage from suffered extremely high. sanity issues is damage, together that the with the defen- 82, 105 factors, IQ compro- Id. S.Ct. dant’s low and other ability cognitively, mised Powell’s to think majority concludes that the trial might such that the defendant not have failing appoint error in inde- court’s able been to conform his conduct expert to assist defense counsel pendent requirements the “Peti- of the law at the time of the this case was harmless because provide tioner’s own admissions the basis Consequently, validity crime. of the capable for a to find that he was questioned conviction stands petitioner’s as acts, that he in performing purposeful a result of the trial court’s refusal allow to Tri- fact committed the acts which led constitutionally-mandated the defendant na’s death.” there can be no fault While preparation assistance in the of his de- with the ultimate conclusion—that found I fail deprivation fense. to see how this petitioner cause Trina’s did indeed can be considered under all harmless appeared death —the fact that he to act circumstances of this case.1 question “purposefully” bеgs the ultimate only It is not the access to test results petitioner’s in this case. Neither the acts if requires; that Ake such access were the offense, at the time of the nor his state- process protections extent of the due af- afterward, immediately can tak- ments be indigent sanity forded criminals whose ability en conclusive of his to control his culpability and mental at the time of the Obviously, actions. without the assistance question, lawyers crime are called into un- hamstrung expert, petitioner of an trained in psychology psychiatry could challenge any efforts to of the con- flooded data opinion with with no clusions reached the “friend of the Furthermore, understand, during legitimate as revealed opportunity court.” to be unwarranted 1. With what I consider mental disease defect lacked substan- certitude, majority attempts capacity appreciate criminality to bolster its tial conclusion that this denial of fundamental of his conduct or to conform his conduct process due is nevertheless harmless as- requirements of the law? serting Tanley’s testimony Yes, that “Dr. that Peti- A. I do. Q. significant difficulty 'had ... conform- tioner you Could tell the Court what ing requirements his conduct opinion is? insanity falls of Ohio’s standard for law' short My opinion significant A. Mr. Powell had murder; applicable at the time of Trina’s difficulty part second namely, capaci- whether Petitioner lacked the statement, conforming that is his conduct *27 ty requirements to conform his conduct to the requirements to the of the law. doing, majority impos- of the law.” In so that, majority's argument in a such upon spontaneous testimony requirement es context, concepts capacity” of "lack of legal precision might well obscure the "significant difficulty” and can never con- meaning opinion true of the offered. The is, synonymously judgment, my strued di- in included, colloquy Tanley relevant with Dr. in Instead, singenuous. I would hold that the exposition, following exchange: fuller possibility "significant that Powell's difficul- Q. ty” conforming legal you opinion upon in his conduct to re- Do have an based was, fact, degree quirements capacity neuropsychological reasonable in his lack of so, certainty "grave or do creates at least a doubt” as to scientific as to whether time of because of the harmlessness of the error. the offense Mr. Powell In- material. IV. CONCLUSION dispute question, of Ake stead, provides language the clear reasons, foregoing For the we RE- process of due principles that basic VERSE the district court’s denial of presented justice require that defendants application for a writ of ha- provid- must also be such information with corpus penalty phase as to the beas neutrally evaluating in assistance ed guilt phase AFFIRM as to the of Peti- possible, if preparing, disclosures trial; REMAND tioner’s and we findings. Signifi- adequate defense to the district court instructions to issue a with afforded cantly, possibility was not corpus vacating of habeas Petition- writ I Again, at trial. cannot petitioner er’s death sentence unless the State of can be considered that such an error see penalty phase pro- Ohio initiates a new harmless. would mandate district and remand For these court’s reasons, I would reverse the for issuance of a writ that judgment new trial for the in its petition- entirety [*] the State does elect to initiate such a proceeding, ceeding court will first have to determine within 180 presume days of remand. that the state (1) If § whether 2929.06 of the Ohio Revised er, sentencing proceeding. as well as a new retroactive, Code is and whether Pe- by this In the absence of such an order lawfully can be executed titioner under court, respectfully I dissent. Eighth Amendment due to his men- ORDER SUPPLEMENTAL light tal retardation in Virginia, Court’s decision Atkins v. in 17, June 536 U.S. S.Ct. GILMAN, Judge. Circuit (2002). if Only L.Ed.2d 335 the state Following the issuance of this court’s in court resolves both issues the state’s at 328 F.3d 268 Cir. opinion, found prosecution be free to favor would the 2003), petition filed a Tony M. Powell phase proceeding conduct a new petition rehear. His was based on the if it chooses to do so. concluding paragraph concern conforming change, As a final we also interpreted as fore- opinion our could be by opinion substituting amend our closing right argue his the state in the last word “initiates” for “conducts” courts of Ohio that 2929.06 of the Ohio paragraph. That sentence of second Code, Revised enacted is not ret- as fol- sentence is now amended read conviction in 1987. roactive We lows: open question recognize that this is still an Gross, State law. 97 Ohio

under Ohio the district Accordingly, we REVERSE (Ohio 776 N.E.2d 1114-16 St.3d bases, of the writ on these court’s denial 2002) (Resnick, J., concurring part REMAND to the district court and we dissenting part). instructions to issue a writ of habe- right argue Powell’s this issue of state corpus vacating Powell’s death sen- law in the courts is not foreclosed Ohio of Ohio initiates a tence unless the State opinion. any our To remove doubt on this days penalty proceeding new within 180 however, point, opinion we amend our of remand. *28 in striking concluding paragraph its amendments, foregoing light In in entirety substituting following find no reason to have this case re- lieu thereof: we 406 review). Thus, this should quent to rehear Court petition

heard. Powell’s retroactivity not issue consider Petitioner’s DENIED. therefore time, a by issuing supple- at this whether CLAY, dissenting. I Judge, Furthermore, Circuit mental order or otherwise. from the issuance of dissent respectfully there is no reason to address the retroac- in this matter. supplemental order tivity part issue as of the remand order original in the nothing opin- since there is § Although 2929.06 of the Ohio Revised prevent ion’s remand order to the state in Petitioner never Code was enacted entertain, not deciding court from to the district court or to this argued entertain, retroactivity issue. appeal that this section does not Court on him retroactively preclude issue, so as to apply retroactivity § As to the 2929.06 subjected mitiga- being to a second distinguishable from from Petitioner’s case is fact, upon remand. In Peti- hearing tion petitioner’s case in DePew v. (6th Cir.2002). sought guilt phase Anderson, a new specifically tioner In 311 F.3d 742 mitigation hearing well as a new retroactivity as issue was raised DePew, argued the district court and on before squarely addressed the district in fail- appeal that the district court erred necessary judge such that it was for this for the ing grant application his writ speak Specifically, Court to on it as well. Now, being provided DePew, either basis. after in in opined the remand order sought in the form a the relief that he as follows: hearing, argues mitigation new rule, general given the relief in a As rehearing for that because petition challenging federal habeas case a death order failed to consid- this Court’s remand vacating sentence is a conditional order argument er after-the-fact that his the sentence unless the defendant is re- may apply retroactively, § not 2929.06 his time, within a period sentenced set reheard. The relief Peti- case should be usually days. magistrate judge actually seeks from this Court tioner for herein recommended such a conditional by way of petition time for order, first judge but the district court did adjudication an rehearing is effect not that adopt recommendation because purely state law issue remains Ohio, as it existed when law de- courts open the Ohio as whether herein, fendant committed the crimes retroactively. аpplies 2929.06 See State imposition did not allow of the death Gross, 97 Ohio St.3d 776 N.E.2d penalty upon resentencing. On ba- (Ohio 2002) (Resnick, J., 1114-16 sis, granted the district court an instead concurring part dissenting part). writ, vacating unconditional the death However, recognized by sentence. for in a Issues raised the first time judge the district court in his order the petition rehearing generally for are of resentencing matter is for the courts Perkins, considered. United States v. Cf. of Ohio to address and we leave resolu- (6th Cir.1993) (finding F.2d question tion of the state to them. the Court will not consider issues reasons, foregoing judg- which are raised for the first time on For the brief); appeal party’s reply in a see ment of the district court is affirmed in United (3d Cross, part vacating States v. 308 F.3d as to the of the death Cir.2002) (finding raising sentence, in part issue for reversed as to the in a for petition rehearing grant the first time en of an unconditional writ and re- preserve banc fails to manded with instructions to conditional- issue subse- *29 the writ unless the State ly grant resentencing pro- Cayabyab BELTRAN, Petitioner, to initiate

Ohio elects Eliseo days within 180 of the district ceedings court’s order. case, Thus, unlike in this

Id. at 754. UNITED STATES IMMIGRATION & retroactivity issue was raised DePew SERVICE, NATURALIZATION by instance and addressed the first Respondent. district court. No. 02-3230. though even the issue of Significantly, lawfully De Pew could be resen- whether Appeals, United Court of States addressed, raised and tenced to death was Sixth Circuit. much remand order did not so this Court’s court should consid- imply that the state Submitted March 2003. proceeding issue with the er the before Depew’s rather, case was resentencing; Decided and Filed June “with instructions to conditional- remanded of Ohio

ly grant the writ unless State resentencing proceedings

elects to initiate days of the district court’s or-

within 180 Thus, Id. where this Court De-

der.” that the state court suggest

Pew did not retroactivity or should consider the

could had

issue on remand when the issue been petitioner, we should not do

raised not

so in this case where the issue was

previously raised. course, Petitioner is free to raise the

Of

retroactivity issue before the state

court, any as he is free to raise other subject why

defense as to he should not be however, penalty; the death where this up

issue was never raised point,

until this this Court should not use heavy urge

its hand to the state court to Indeed,

consider it now. the state interpret supplemental not or-

should suggesting

der as that it should or should retroactivity ‍‌‌‌​​​​​​​​‌‌​​​‌​​​‌​​‌‌​‌‌‌​​‌​‌‌‌‌‌​‌‌​‌‌​​​‌‍consider Petitioner’s

claim. summary, supplemental

In because the issuing improp- on an appears

order procedurally substantively

er basis and is

unnecessary, I respectfully dissent.

Case Details

Case Name: Tony M. Powell v. Terry Collins, Warden
Court Name: Court of Appeals for the Sixth Circuit
Date Published: Jun 17, 2003
Citation: 332 F.3d 376
Docket Number: 98-4053
Court Abbreviation: 6th Cir.
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