*1 Tommy SHAW CONGRESS,
LIBRARY OF et
al., Appellants.
No. 82-1019. Appeals,
United States Court
District of Circuit. Columbia
Argued Sept.
Decided Nov.
As Amended Nov.
Ginsburg, Judge, Circuit filed dissent- opinion.
ing *2 III, ROBINSON, W.
SPOTTSWOOD Judge: Chief corollary sovereign A to the doctrine immunity exempts the United States from express liability for absent its con appeal thereto.1 The sole issue on this sent the District Court dishonored whether when, in assessing an attor precept ef neys’ against fee the United percent upward adjustment of fected a 30 compensate attorney the the lodestar2 to n payment. adjustment alternatively sustain the We First, grounds. on we conclude that two language authorizing the the statute attorneys’ allowances employment-discrimination cases waives its respect delay component Second, component we find that award. by relaxing line of cases validated rigor sovereign-immunity traditional Birch, Atty., U.S. John Oliver Asst. doctrine. D.C., Stanley with whom S. Washington, D.C., Harris, Washington, Atty., at the filed, Royce I C.
time the brief was Lamberth, Atty., Washington, Asst. U.S. Shaw, 1977, Tommy again In 1976 and brief, D.C., appellants. were on the Library employee of Con black Raisler, Atty., M. Kenneth Asst. complaints job-related gress, submitted D.C., Washington, appear- also entered an Library’s Equal discrimination to the racial appellants. ance for Employment after Office.3 com Library remained resistant these Ralston, Stephen City, New York Charles plaints, engaged adminis Shaw’s counsel Chase, Ralph, Chevy with whom Shalon during proceedings the course trative Md., brief, appellee. on the was negotiations cul entered into thereof agreement.4 in a As minated settlement ROBINSON, Judge, WALD Before Chief settlement, Library agreed GINSBURG, Judges. Circuit retroactively promote with back- Shaw Comptroller pay provided the General first Opinion filed for the Court Chief authority Library had determined that ROBINSON, III. Judge W. SPOTTSWOOD finding specific of racial to do so without a General, Judge Comptroller Dissenting Opinion filed Circuit discrimination.5 however, Library pow- lacked held that GINSBURG. Doc.) 1979), (R. 1 [herein- Record Document IV 1. See Part infra. Complaint], cited as after component of an fee is lodestar reasonably product of "the number of hours Agreement Release 4. Settlement and General hourly expended multiplied a reasonable 1, 1979), (filed Complaint, 1 to Feb. Exhibit Marshall, U.S.App.D.C. Copeland rate.’’ 390, 401, cited R. Doc. [hereinafter (en banc Agreement], Settlement Library Complaint Con- Shaw v. 3. pp. (filed 5. Id. at Doc. 1. (D.D.C.) R. gress, Civ. No. 79-0325 Feb. Pay the Back Act er of 19666 to for 103.75 hours of work Shaw’s behalf pursue that course.7 during the course of proceedings.15 those events,
Dissatisfied with this
turn of
Largely dismissing
Library’s
chal
sued in
District
lenges
Shaw
Court8 and ulti
hourly
both
rate and the
mately
position
prevailed on his
number
hours claimed
Shaw’s couns
Library
authority
el,16
had
to afford the relief
computed
the District Court
a lode
*3
$8,435,17
specified in the settlement
As
accord.9
star of
based on 99 hours of work
victory,
proposed
rate,
of Shaw’s
the
result
court ordered
the
hourly
excluding
$85
litigation
that he be
awarded
costs and
its calculation
hours
4.75
which coun
fees,10
attorneys’
withholding,
reasonable
sel devoted to
research in
abortive ef
however,
impart
fort
aspect
determination
of
dollar
class-action
the
Shaw’s
complaints.18
after
administrative
proceed
amount
thereof until
further
The
Marshall,11
court
then reduced
ings
and this
the lodestar
Copeland
per
court’s decision in
cent
quality
to reflect
the
of
en
banc.12
pending
By
repr
then
counsel’s
Lastly,
time,
esentation.19
and most important
primary responsibility
this
prose
for
ly
appeal,,
for this
the court
increased
upon
cution of
had
Shaw’s claim
devolved
percent
compensate
lodestar
coun
lawyers, but
efforts
new
of his earlier
delay
payment
sel for
in
actual
for
Library
counsel before the
and in the Dis
legal
services he had rendered.20 The
trict Court had
time
involved considerable
explained:
court
Cope
energy.13
After our decision in
land was
announced,
counsel
for an
August
moved
This case should
ended in
have
fees,14
requesting
allowance of
or at the latest in November of that
compensation
year.
at the rate of
hour
per
$85
If
had been com-
[Shaw’s counsel]
90-380,
Ralph
.
participated
6. Act of Mar.
Pub.L. No.
tied.
in
administrative
(codified
proceedings
negotiations,
Stat. 94
amended at
as
and assisted the
(1982)).
5595-5596
preparation
§§
other
of a
counsel
brief to the
Comptroller
representation
General and in their
Dembling
7. Letter from Paul G.
C.
to Donald
of
Shaw
District Court. Hereinafter
(Nov.
1978),
Complaint,
Curran
Exhibit 2 to
counsel,
speak
when we
we
Shaw’s
refer to
supra
Comptroller
note R. Doc. 1. The
Gen
Ralph.
eral declined to
Civil
consider whether
88-352,
VII,
Rights Act of
No.
Pub.L.
tit.
Attorney’s
14. Plaintiff’s Motion for Award of
717(b),
Equal
78 Stat.
as amended
§
Costs,
Library
Congress,
Fees and
Shaw v.
Employment Opportunity Act of
Pub.L.
(D.D.C.) (filed
1981),
May
Civ. No. 79-0325
92-261,
(codified
Stat.
§
No.
as
R. Doc. 37.
2000e-16(b) (1982)),
§
amended at 42 U.S.C.
promotion
backpay
authorized retroactive
II(2),
15. Id.
R. Doc.
37.
instance, presumably
in Shaw’s
brary inquired only
because the Li
authority
to its
under the
16. See
Defendant’s Memorandum Points and
Pay Act.
Back
Opposition
to Motion for Attor-
Authorities
Library Congress,
F.Supp.
Fees,
8. Shaw v.
ney’s
Library Congress,
Shaw v.
Civ. No.
(D.D.C.1979).
(D.D.C.)
(filed
1981),
79-0325
June
R. Doc.
41.
Congress,
Library
F.Supp.
9. Shaw
(D.D.C.1979).
17. The District Court
amade mathematical mis-
$8,435;
take when it calculated
lodestar at
10. Id.
950.
per
$85
99
$8,415,
of work at
hour
hours
comes to
Supra
$8,435.
2.
11.
accordingly
We
treat the
$8,415.
lowered
lodestar as
Congress,
Library
Shaw v.
F.Supp.
at 950.
Library Congress,
18. Shaw v.
Civ. No. 79-0325
6-8,
.(D.D.C.
1981) (memorandum)
Nov.
R.
litiga-
Ralph,
Shalon
claimant in
the fee
Doc. 45.
tion,
attorney
succeeded
Shaw’s
another
early
while the
in its
counsel
case was
8-9, R.
19. Id. at
Doc. 45.
phase.
for
administrative
Additional counsel
thereafter,
picture shortly
entered
Shaw
attorneys'
set-
20. Id.
R.
their claims for
fees have been
time,
Marshall,26
we declared en banc that
pensated at about
he could
money
average
at an
can
invested the
be held liable
Title
have
Rights
per year.
than
is VII of
Act of 196427
yield of not less
It
the Civil
10%
augmented
in an
attorneys'
neither
nor
fees
amount
the fault of
[Shaw]
[counsel]
compensate
lag attending payment.
payment was not made
It is
sooner.
if payment
is We said:
reasonable
assume
promptly, counsel will
his
made
receive
by December
reimbursement
additional factor
services
rendered
Accordingly,
accompanying
order re
may
incorporated
into a contin
upward adjustment
flects
30%
adjustment.
hourly
gency
rates
delay.21
pre
represent
used in the “lodestar”
typically pay
vailing rate
clients who
Then, offsetting
percent
the 30
increase
promptly.
their bills
Court-awarded
percent
the lodestar
reduction
long after
normally are received
le
lodestar,
granted
the District Court
*4
gal
delay
are rendered. That
services
percent
net 10
addition to the lodestar22
problems
can
for
present cash-flow
the
and, accordingly,
counsel
awarded
a fee of
event,
attorneys.
payment
today
In
$9,278.50.23 The Library
appealed,24
long
past
rendered
services
arguing
percent upward adjust
that the 30
deprives
recipient of
the eventual
the
delay infringes
ment for
the rule that inter
money
the use of the
the-
value of
against
may
est
not be assessed
the United
meantime,
use, particularly in
in the absence of waiver.25
era,
inflationary
percent
is
A
valuable.
II
age
delay
adjustment
reflect
the
posed
appeal
hardly
may
app
The issue
on
of
therefore
Copeland
impression.
ropriate.28
one of first
Id.,
omitted).
(footnote
Appellant at
21.
R. Doc. 45
The court
25. Brief for
5-8.
justified
adjustment
ground
further
the
on the
Library might
have
that the
earlier
tendered
Supra
note 2.
partial payment
despite the
to counsel
outstand-
ing
Copeland
appeal in
v. Marshall.
Id. at 9 n.
88-352, VII, 706(k),
tit.
27. Pub.L. No.
78 Stat.
4, R. Doc. 45.
(codified
(1964)
at 42
amended
2000e-5(k) (1982))
cited as codi-
§§
[hereinafter
dissenting
R.
col
Id.
Doc. 45. Our
fied],
unfairly
league implies
the District Court
by utilizing
penalized
simple
counsel
rather
Marshall,
Copeland
interest,
compound
than
and
arith
committed
(footnotes
App.D.C.at
[i]n
court,
discretion,
subchapter the
the statutory impositionupon
feat
the Unit-
may
prevailing party,
costs,
allow the
other
ed States of a
and the
[Equal
Opportuni-
statutory
Employment
than
“a
inclusion of
reasonable attor-
ty]
ney’s
costs,”
Commission
United
or the
fee as
identical to
would,
compensation.
Califano,
we feel
to treat it as
supra
constrained
See Blake v.
purposes
sovereign-immunity
U.S.App.D.C.
rule.
n.
We think interest rule. by providing govern clearly enough obviously understood broad Congress private per liability “the same as a mental language makes the United sweep of which have Conceivably, Congress might son.” person.” just private as as “a liable States by leg purpose attempted to effectuate its Federal In the Torts Claims Act,50 costs, including listing each item of islation Congress discuss made later we further,51 interest, might' for which the United States certain torts “in States liable for the United approach, how held accountable. That manner to the same extent as the same ever, discovery have could well led to like private individual under circumstance items, among the enumerated of interstices s,” immediately curtailed obvi but have especially since the courts would had import language by providing ous obey requiring construc to strict not be the United States “shall liable tion of waivers immunity;48 prior interest' It likely consequently, judgment.”53 not adoption, would Congress why both difficult understand objective, congressional have achieved if pre-judgment exclude interest ered to here, the United States manifest upon imposition the United States liabili parties differently treated no from ty “to the same extent as a individ us It seems to in similar circumstances.49 that, despite availability of alternative ual under like circumstances” was insuffi- consistently depart Congress example, could declined to As another have 47. Courts have language plain meaning statutory providing a statute that "the United from enacted contrary legislative costs, including absent clear indication of a shall be liable but not States Turkette, intent, e.g., interest, United States private per- as a limited the same 2524, 2527, 576, 580, L.Ed.2d son,” stating equal thus the rule treatment (1981), obligation recognized and have an possible specifying as an item of interest statutory provision construction avoid a unnecessarily recovery. We strin- think it thereof, e.g., term United that obviates rule, however, gent application of the interest 538-539, Menasche, States “express” waiver treat the here at issue 513, 520, component regard of an to the attor- interest because the word The dissent contends that Congress neys’-fee simply award because did historically has not included "costs” express precisely itself that form. To do statutory ingredient, waiver of meaning plain defeat so would rele- liability for "costs" can States' use, language did vant strictly, reasonably, much be construed less not to extend to interest. failing penalize Congress insert Dis.Op. at 7. We cannot language already clearly-writ- redundant into reasoning. sec The Title VII to this subscribe immunity. easily-applied ten and waiver of scrutiny rejects tradi in terms tion repudiates com concept of costs. It tional Aug. Stat. Act of ch. costs monly-understood between difference (codified 2671 et §§ as amended at 28 see, fees, e.g., Roadway Express, attorneys' Inc. seq. and other scattered sections of 28 U.S.C. 752, 759-761, Piper, 447 U.S. codified]). (1982) cited [hereinafter 65 L.Ed.2d 496-498 Justice, Dep’t 221 U.S. v. United Baez 477, 480-483, *8 App.D.C. (en Kane, F.2d 684 51. See text at notes 91-97. infra 1982); Wright, A. Miller & M. 10 C. banc (2d at 173-174 Federal Practice 2666 § (1982). § 52. 42 U.S.C. 2674 attorneys’ 1983), establishing by explicitly ed. a subset of fees as costs. Id. 53. accompanying supra text. 48. Sec note 43 and
1477
express
constitute
waiver
cient to
On the basis of such close
explicit.”60
liability
precedent,
sense,
for that interest.
as well as common
we
“magic
believe that “interest” is not a
attorneys'-fee
of Title
That
section
word” the recital of which prerequisite
actually
not
VII does
use the
“inter
word
sovereign
immunity
waiver of
respecting
not,
view,
in our
the waiver
est” does
make
component
attorneys’
interest
of an
express. Notwithstanding
any less
Surely if Congress
award.
were to enact a
history and
long
variety
wide
verbal
comprehensive
unambiguous
statute
we
articulations
interest
have
abrogating entirely
purposes
and for all
single
supporting
not uncovered a
case
doctrine,
sovereign-immunity
we would
that a
proposition
waiver of
im
immunity
not resuscitate the United States’
express
is not
that
munity
merely on
acc
respect
merely
with
to interest
because
fact,
weigh
In
several decisions
ount.54
Congress
specifically
did not
enumerate
against
position.
Supreme
Court
Rather,
“interest.”
we would construe
satisfy
Congress may
has held
provision
express
such a
as
waiver
requirements
analogous
of an
rule—that
immunity
implement
interest
it accord
by its
the United States is not bound
own
ingly,
reality
and in
we do no more here.
expressly
unless
statutes
named
therein55
identifying the
States in
general
—without
United
We
our more
underscore
view
many
Additionally,
approach
so
this circuit
insightful
problem
to the
words.56
construing pur
undermined,
recently
when
before
entirely
us is
if not
held,57
ported
governmental immunity
waiver of
precluded,
logomachic applications of
liability
from
fees under the
the interest rule. Courts bear this observa
“attor
Alyeska
by consistently
that the words
tion out
avoiding a wooden
doctrine,58
neys’
“magic
are not
or
express
fees”
formulaic definition of
waiver
words”59
require
satisfy
referring
must
when
use
to the interest rule. This
if
“specific,
ment that the waiver be
not
rigid
circuit itself has declined to fashion a
175,
invoking
California,
54. Most
cases
the interest rule to
v.
United States
187,
297 U.S.
186-
421,
425,
567,
States
(1936).
disallow
the United
have
80 L.Ed.
574
respect
types
done so
to two
of statutes.
Some have done so in the
of a statute
context
Whitehurst,
228,
Kennedy
U.S.App.D.C.
57.
v.
223
clearly
naming
apparently
or even
the Unit
(1982).
have not
a
imposing it must be
procedures
thereof.
formulation
particular
verbal
73
Supreme
sought in the statutes.”
Rather,
variously required,
if
they have
view, declaring
63
echoed this
Court has
waiver,
“express”
a
anything at
all,62
gauging
waivers
asserted
the standard
waiver,
waiver,
a
“elearcut”64
“specific”65
immunity
express or not is
sovereign
waiver,
“unequivoc
“explicit”66
fairly
“can
inter
the statute
be
whether
68
67
waiver,
waiver,
“manif
“plain”
a
a
al”
mandating governmental liabilit
preted” as
69
waiver,
waiver, an
est”
“affirmative”70
respect
it
Giving
counsel
is
waiver, or a waiver
an “unambiguous”71
y.74
here
due,
of waiver
we think a disclaimer
adjec
of these
described
a combination
by
concept
express
impart to the
nothing talismanic in the
There is
tives.
understanding more limited and
waiver
we would distort
word
“express,”72
achieve the
necessary to
formalistic than
to inform its
interest rule were we
underlying the interest rule.
objectives
any
intuitive call
application by resort
thought
clarity
legislative expression
is reinforced
re
This conclusion
in the recesses of the
peculiarily
courts, recognizing
to lurk
solve of several
word,
analogously
any
applying
other term used
perspective when
need for
by which claimed
as an ostensible criterion
of sover
requiring
strict construction
Rather,
judged.
waivers,
vigorously
are to
our use
resist
eign-immunity
waivers
ap
tendency
rule is instructed more
of the interest
of the rule to become increas
demanding by
inert
ingly
to the touchstone
force of
own
propriately
reference
it,
put
the strict-
“that
ia.75 As one court
sovereign-immunity doctrine:
32,
E.g.,
Rayon
U.S.App.
v. New York
Im-
Califano, supra
200
70.
United States
61.
Blake v.
note
654, 659,
601, 604,
Co.,
30,
porting
U.S.
67 S.Ct.
329
C. at
1479 waiver, be we not entitled to would affirm construction “is the District squeeze the Court’s award on the judicial vise to natural basis of sub made a body stantial import relaxing of ... a or caselaw the tradi out statute obvious rigor sovereign-immunity tional language normal and doc sap to its of its sound Supreme trine when a liability has statute measures the legal Court meaning.”76 by United this States that of essence of view: reiterated persons. espoused The doctrine by these exemption sovereign suit from eases, spanning while numerous and di enough hardship where consent involves schemes, verse has attained are not add to has been withheld. We to prominence litigation under the Suits by rigor its refinement construction is, Admiralty accordingly, It with Act.80 where has consent been announced.77 legislation this that we commence our ex rule, dealing When with the interest we purposes amination the doctrine for perspective see as much need for to avoid ascertaining applicability its to the case at strangulation legislative intent bar. judicial unwarranted use of We force.78 framed, originally As provided Act when, Congress spoke clearly enough think that the United could States be held liable fees, respect attorneys’ it ordained for harm its inflicted merchant vessels liability States a “the United same pri cases where if such vessel were “[i]n as a We hold Con person.”79 vately operated, owned or or if cargo such gress thereby waived the privately possessed, were or pro owned United States from for interest as ceeding admiralty could maint be of a fee. reasonable 81 ained.” later amended the clause, by adding, Act phrase as a third V private person “or if a or property were Even were we to Title find VII’s attor- underscoring thus the Act’s involved,”82 neys’-fee inadequate express plain section governmental liability command that sovereign, Admin., if the words can without distortion Herren Farm Sec. broadly (8th Cir.1946). narrowly, they be understood or are sense; be taken in more limited but it would be an abuse of this rule to search for subtleties Co., 77. United States v. Cas. & Aetna Sur. grant, phrased, in an to defeat a effort however 366, 383, 207, 216, U.S. 70 S.Ct. 94 L.Ed. meaning when self evident.” United States (1949), quoting Hayes Anderson v. John L. Corp., v. Smoot & Gravel F.2d Sand Co., 140, 147, Constr. 243 N.Y. 153 N.E. (4th Cir.1957) (citation omitted). Accord, Unit 29-30 California, supra ed States v. 297 U.S. (”[I]an S.Ct. at L.Ed. at 574 78. The interest like strict-construction guage objectives plain so are not be rule, promotes general policy confining im- thwarted resort to a rule of construction enactment, munity legislative waivers doubts, purpose is resolve whose but to wholly appropriate situations. See text infra application whose in the circumstances would following note 115. artificial”); Navajo highly be States, Tribe v. United (Ct.Cl.1978), de cert. 2000e-5(k) (1982), quoted 79. 42 U.S.C. § in text nied, U.S. 99 S.Ct. L.Ed.2d supra at note 45. (“[i]t (1979) been never the rule given consents-to-suit must be the narrowest 9, 1920, ofAct Mar. ch. 41 Stat. 525 scope possible legislation granting juris or that (codified as amended at 46 §§ diction actions must (1982)). legislative apart history, purpose, read commonsense") (footnote the dictates of ted). omit Act, Admiralty Suits § 41 Stat. 525 Robertson, generally Miller v. (codified (1920) § amended 46 U.S.C. 742
243, 248, 73, 75, 45 S.Ct. 69 L.Ed. (1982)) codified], [hereinafter cited as (1924); Moore v. United 63 L.Ed. 86-770, 3, Sept. 82. Act of Pub.L. (15 Otto) No. Temple, United States v. (codified (1982)). Stat. at U.S.C. § 742 admiralty pri One court has even held that equivalent to that of literally.”88 a private is liable as persons
vate
similar
circumstances.83
interpreted
person in
imported
new causes of action
Federal courts
lan
have
admiralty
broadly
subsequent
passage
law
guage
congres
effectuate
into
*11
short,
or
fed
purpose evident
amendment
sional
Act.89
therefrom.84
generally
refused
Supreme
explicitly rejected appli
eral courts
have
to wield
has
Court
the
of strict construction to defeat
the
customary
the
rule of strict con
cation of
“[tjhese
plain
meaning
and natural
of the Act’s
instead that
lib
struction and held
liability of the
provisions
language
the
command that
United States
eral
indicate
counterp
private
to that of
the
should have its broad and
be identical
used in
[Act]
inter
ordinary meaning and should not be
arts.90
in a restricted ...
preted
sense.”85
Buttressing
exception
the
to the strict-
in Ad
prevalent
other federal courts
construction rule
Suits
Later decisions
cases,
miralty Act
federal
have
Congress
have reiterated
the theme that
courts also
intended,
liberally
similarly
the Act should accord
construed other
broad
and that
sovereign immunity.
ingly
interpreted,
governmental
waivers
make
example,
Torts
private
For
the Federal
Claims
liability “coextensive” with that
attempts
They
waives the
of the United
have rebuffed
Act91
parties.86
unqualified language,
imposing
re
inject
States
“unintended”
“irrational”87
Act,
upon
certain kinds of tortious
liability
into
construed
it
finements
have
“sensibly, naturally,
private
“to
same extent as a
language
...
conduct
[and]
States,
extending
provision
Corp. v.
Early
this
86. De Bardeleben Marine
United
cases read
140,
Cir.1971).
admiralty
derogation
(5th
of statuto
to all suits in
Cana
143
also
ry
States,
imposed
(Bermuda),
concomitant admiral
limitations
dian Pac.
Ltd. v. United
534
States,
ty legislation. E.g., Roberts v. United
498
1165,
(5th Cir.1976); De Bardeleben
F.2d
1168
denied,
520,
(9th Cir.), cert.
419
F.2d
States,
Corp.
supra,
at
Marine
v. United
1070,
656,
42
665
U.S.
95 S.Ct.
L.Ed.2d
145;
Co.,
Corp.
Oil
v. Panama Canal
407
Gulf
States,
Co. v.
436
National Union Fire Ins.
United
24,
(5th
1969);
Cir.
F.2d
28
Maritime Overseas
(M.D.Tenn.1977). Although
F.Supp.
1080
States,
F.Supp.
Corp. v.
421
United
433
Court,
Supreme
in United States United
(N.D.Cal.1977);
Tankships,
Unit
Universe
Inc. v.
Corp., 425 U.S.
96 S.Ct.
Continental Tuna
States,
(E.D.Pa.1974),
F.Supp.
ed
(1976), overturned these
munity
judi
will be a
and not a
Apart
absence
caselaw con
When, however, Congress pro
cial act.113
tradicting
disallowing application
or
claims that the
cases,
Supreme
doctrine
interest-rule
comparably-situ
as for a
shall be
same
Standard Oil Company
decision in
Court’s
private
by enacting
ated
either
v. United States115 adds
weight
to
individual —
explicit provision
that effect
a
that the
principle
conclusion
con
liberal
sweeping
immunity
waiver of
strict-
applies
struction
as much to the interest
—the
poses
grave
construction
rule
a
threat
rule as it does to other manifestations of
congressional purpose,
effectuation of
sovereign immunity. There the Court held
applied.
hence it should not be and is not
despite
the United States liable for interest
eases,
interpret
In such
express
therefor,
courts
the waiver
absence of an
waiver
according
plain
ordinary
solely
ground
by acting
mean
as
ing
language.
of its
insurer
strict construc
it had without
con
more
judges
tion rule does not authorize
sented
be treated as a
act
insurer.116
guardian[s]
This rationale bears
close
as “self-constituted
resemblance to
underpinning
exception
issue,
Treasury
import
back into
[to]
counseling
designed
thus
inclusion
statute
to limit it.”
too,
recognize,
rule within
ambit. We
Having determined that
the doc
the interest and strict-construction
a purposeful
trine we invoke constitutes
objectives
rules achieve similar
within the
exception
an entrenched
well as
to the
sovereign immunity.
oper
realm of
Each
strict-construction
it remains
hand-in-glove
general
ates
with the
consider whether
interest rule cedes
that the United States cannot be held mon
exception
involving
similar
in cases
etarily
stat
liable without its consent. The in
utes such
the Title VII section here
terest rule ensures that the United States
*14
does,
scrutiny.
under
We
it
liability
conclude that
incur
only
will
for interest
at the
notwithstanding that
Congress,
almost all decisions
ofwill
while the strict-construc
articulating
principle operates similarly,
the doctrine have done so sole-
tion
though
California,
utory
judicial
supra
provisions
112. Cf. United States v.
note
and
extension of liabil-
beyond
ity
plain
statutory
at
no different
explicated, the
Court’s decision to
District
parties
equivalent
circumstances. Title
adjustment
percent upward
allow a 30
provision thus
attorneys’-fee
meas-
VII’s
compensate
counsel for the
lodestar
immunity in
ures the
terms es-
waiver
legal
for the
sentially identical to those
statutes al-
governed by
We
ready
the doc-
services he rendered under Title VII.
held to
compete
We
decide
will better be able to
need not
whether
claimants
counsel,
energies
provision
exception
experienced
issue also
within the
of more
falls
time and
Marshall,
immunity.
U.S.App.
"sweeping”
Copeland
waivers of
furthers
D.C. at
thus
Roudebush,
840, 841,
effective
interests
clients in
most
118. Chandler v.
Second,
representation
(1976)
on their claims.
48 L.Ed.2d
*15
anomaly
Cong.,
supposed
the interest
(quoting S.Rep.
1st
is attributable to
No.
Sess. 16
92d
(1971)).
Cong.,
operation
H.R.Rep.
rule itself and its diverse
in the con
also
No.
92d
See
statute,
(1971),
Cong.
problem
&
1st Sess.
Admin.
of the
U.S.Code
text
apparently
2137;
(1972)
Cong.Rec.
Lastly,
anticipate.
not
News
did
a differ
Williams);
(remarks
Copeland
holding
anomaly
of Senator
ent
would
its own
create
—that
Marshall,
clients,
U.S.App.D.C.
lawyers
note
private-sector
whose
can obtain
amounts,
adjustments
On when we heard defendants are not im argument faced, appeal, oral we mune from the pre- post- and our reconcile, charge fully was to two judgment con- interest.1 When the supra. pre-judgment None of these decisions tacked on interest as At well. least one sector Title supra. 122. See note 28 computation VII decision allowed of the lode *16 using hourly star current rather than historical supra. See note 24 adjust and not rates did the otherwise lodestar decisions, they Inc., adjust delay. Chrapliwy Uniroyal 1. Private sector when payment, grant delay F.Supp. (N.D.Ind.1981), the time of part interest or a 457-58 aff’d in factor, grounds, but not both. Decisions in rev’d sector and in on other F.2d Cir.1982), 2428, denied, accepting (7th type multiplicative cases some lode cert. adjustment delay star to account for include: L.Ed.2d 1315 Vir cf. Co., F.Supp. ginia Academy Psychologists Brown v. Gillette 123-24 Clinical v. Blue Shield, (D.Mass.1982); Gold, (antitrust (E.D.Va.1982) F.Supp. Black v. Rockwool Ltd. Indus., calculation; (D.Colo.1981); F.Supp. Kennedy attorneys' computed court Lemoi, (D.R.I.1981). rates). F.Supp. using hourly lodestar current permissible,” large, the “interest is however, post- not precedent we are payor, the script majority, espouses. the liberty upset demands disallowance Congress unless otherwise interest add-ons Congress provided Although has not orders. add-on, precedent not an interest does read the place liberty me at into statute Recently,- Murray Weinberger, Congress might or waiver an instruction (D.C.Cir.1984), a at 1432-1434 F.2d thought it about the have included had attempted panel court to chart of this matter, also more recent I am the bound impermissi- between the interest-is course delay permitting opinions decisional line— ble/delay-factor-is-permissible lines of deci- attorney’s supplementation factor an Murray, argued on April sion. fee, payable the even when the fee case; it appeared intercepted the instant Murray opinion re sovereign. Our recent the two provide definitive instructions on task con lieves me of the- reconciliation make in court should inquiries district appeal fronting panel when this was award upon request ruling adjustment Murray permits new. The pay- delay in adjustment to account for objective” “[ejase “important serves the Murray, must de- Under the court ment. administration,” Murray, incorporated first the rate termine whether complicate, promises simplify, already takes into account the lodestar the district court.2 I chore we commit to anticipated lag time between rendition go beyond Murray without a would not payment. Sec- of services and Congress. do so from direction to hourly incorpo- ond, if “the rate reasonable into lodestar did not reflect rated I. The No-Interest Rule pay- expected delay increment for majority’s labyrinthian Nothing ment,” inquire next court should opinion genuinely demonstrates Con- uti- the lodestar “whether recalculation of the no-inter- gress so much adverted to current, of his- lizing market rates instead it statute in est rule when enacted .the Id. at 1433. rates, I appropriate.” toric intricacy, majority question. For all its us, 42 do find in the statute before on hunch: if had builds opinion § 2000e-5(k) (1982), matter, (or the conscious have adverted to the would immunity have) sympa- I immunity. entrenched waiver of should waived See, majority e.g., policy judgment contemplates. thize with decisional law Club, agree But advances. I cannot Ruckelshaus Sierra legislature “plainly” resolved an (1983), L.Ed.2d 938 issue never even framed Pierce, waiver in Nichols v. cited its deliberations. course of (courts (D.C.Cir.1984) must nn. sovreign enlarge care not to waiver of take delay by the dis calculation made language statute immunity beyond what holds, court, majority trict as the was Jordan, In re: Hamilton requires); computation. The court district (D.C.Cir. Indep.Couns. per annum rate to base applied a 10% 1984); Phillips v. United award, years Oct. that three would Div. determined Cir.1965) (2d have separate time when the fee should judicial paid payment, consideration” and in (“spirit proper to actual been accordingly. “is not This calcu sovereign immunity waiver creased the award alleged respects the all relevant lation resembles in interpreta- generosity and broad one of Holly Chas disapproved our one court tion”). adhere to I therefore rate em- en3 the interest In that case reject Murray instructions letter of interest, computed could in the same manner pp. 1491-1493. 2. See infra exploited imposed government if the Like deliberately award. down an distinguish Holly con- whittle based on the can I Nor design Holly, Holly no government the case us reveals before the two cases. duct of the *17 the penalty, found shrink a fee. The court question a district the whether did not reach 6%, against ployed pay and the term government, was over which award the federal indefinite, to prior holding interest was to accrue was run- we adhered our and stated: ning judgment Congress date to the date of “When amended Title VII in 1972 bring payment. government But the differences in the inter- the federal under its (10% 6%) provisions, Congress rates versus and in terms est evinced no intention (three they applied years were to waive as to interest open-ended period) Segar Smith, are not suffi- versus awards.” (D.C.Cir.1984). grounds typing cient the award here as at 1296 something other than interest. In both together, Blake, Segar, Taken and to- cases, augmentation of the award involved day’s Congress decision announce that dis- retrospective placed upon calculation that tinguished sharply consciously and be- government delay. cost of actual attorneys litigants tween for Title VII order, name, by any A calculation of this against government defendants, inescapably in the nature “interest.” themselves, litigants the actual victims of equitable
Contemporary conditions and discrimination. An interest calculation can fees, on augment attorney’s considerations cast doubt the soundness but not the governing of the judg- recovery. no-interest rule majority client’s The attributes against ments the United design States. ma- unusual Congress because it jority’s painstakingly opinion the legislature’s embroidered was “overarching pur- ... comprehensible only sparked pose” labor aggrieved accord employ- federal recently that doubt. This circuit ees the rights full Title VII available to stated, however, that the entrenched char- individuals in the sector. Majority acter no-interest rule militates opinion at 1484. right .available to against judiciary. alteration Our individuals in the sector to claim change, court has maintained awards, however, view interest on pay back can- long-prevailing, rigorously-applied not be secured to federal employees in province within Congress. lies brought cases in this circuit without over- Chasen, Blake, Holly ruling See and now the Segar relevant holding as majority well. The thus settles Califano, we Blake ruled that a for second It litigant best. leaves the with- pay Title VII back award interest, out lawyer only, takes care of the government may augmented by pre pretends lawyer interest for the is in judgment .Similarly, Holly interest. full harmony with Blake Segar. may court held that interest not be added attorney’s payable by lawyer the United Client and are on the same foot- pursuant to the Freedom of ing Infor on VII vis-a-vis interest Title awards Act, 552(a)(4)(E)(1982). private mation employment, majority sector Both decisions underscore that waiver of thought concedes. A about by implica believe, “cannot problem all, the no-interest rule I would have ambiguous language,” placed lawyer use tion client and the same foot- on Chasen, 797; Holly ing 639 F.2d at Con as to interest awards federal emphasized, gress, signal we have must Though majority sector as well. advertently mightily, the authorization and with clar convincingly strives cannot ex- ity. Califano, plain why Congress Blake v. F.2d at deliberately opt n. 894-95 & 7.4 Invited to reconsider to treat lawyers awards to clients dif- plaintiff VII ferently by allowing Blake and allow Title lawyers, but clients, pre-judgment recover interest on back to collect interest. Note, resolving pay controversy Judgments Against the back 4. But see unneces- Interest
sary,
lapse might
but it stated that the time
have
Compen-
Federal
The Need
Full
Government:
representation
sation,
avoided
been
more effective
L.J. 297
Yale
Library
side
either
case. Shaw v.
Congress,
(D.D.C.
slip op.
No.
at 2
Nov.
4,
*18
(interest
Pre-judgment
rea
interest
“on the
“a
The statute before us authorizes
costs,
claim”)
ranks as an
part
generally
element of
attorney’s fee” as
sonable
component
as
damages, not
a
of “costs.”
“shall
provides
that
United States
§ 2664,
availability
de
private
Id.
159-60. Its
for
the same as a
liable
costs
be
(state
§ 2000e-5(k) (1982).
fed
pends on the substantive law
person.” 42 U.S.C.
eral(
controversy.
governs
that
See
majority
that the
holds
immunity
Corp.
Corp.,
Motors
Devex
thereby
its
General
waived
(in
instance,
including attor U.S.
L.Ed.2d
as to costs
(interest
fees)
Post-judgment
ex
interest
neys’
Congress
which
made
for
also,
silentio,
judgment”)
separate
is a
entitle
“on the
press provision, but
sub
law,
governed by
ment
statute or common
immunity as to
on those costs.5
interest
Wright
“Costs,”
opin
supra,
not a “cost.”
majority’s
Miller,
treated
&
§ 2664,
ion,
spy
at 159. I therefore fail to
in a
uniquely expansive
a
thus accorded
are
established,
allowing
specifically
“costs” and
exam
statute
interpretation.
It
attorney’s
fee as
immunity
respect
qualifying
ple,
a waiver of
with
“costs,”
clear,
monetary
a
affirmative intention
a
for discrimination
to
award
Congress
displace
princi
respect to
to
traditional
employment is not a waiver with
ple
sovereign
is immune
on that award. Blake
interest
Califano.
re
on those
immunity
of interest
costs.
Similarly, a waiver
with
Cf.
(D.C.
Lewis,
not a Parker v.
spect
to
on
contract is
Cir.1982) (Title
attorneys’
to
lia
fee awards
respect
with
interest on that
VII
waiver
Secretary
Transportation
should
bility.
Management Co.
Eastern Service
(4th
expedition
States,
determined with
Sec
because
v. United
retary,
government,
Cir.1966);
Heating
“as an officer of the
Economy Plumbing &
interest”)
States,
(Ct.Cl.
charged
(citing
cannot
with
Enlarging an
waiver with
(11th Cir.1984) (Equal
costs F.2d 1301
Access
spect
“costs” to include interest on
§
(28
2412(b)
provision
concept
in the
Justice Act
U.S.C.
nothing
on
inherent
draws
(1982))
shall
specific
that United States
be liable
“Costs” is
term
“costs.”
expenses
of attor
content;
adjudication, the
the reasonable fees
in federal
narrow
any
neys
“to the same extent
other
never been understood
word “costs” has
party
be liable under
common
any
component.
include
interest
§
10 C.
law or under the terms of
statute
see also
U.S.C.
provides
specifically
for such
A.
Kane,
Wright,
& M.
Federal
Miller
§§ 2666,
(2d
award” does not waive
and Procedure
Practice
fee
regard
attorney
to interest
Wright
1983)(hereafter,
on
ed.
Miller).
&
combination,
provisions
pri-
only pre-judgment
Although
these two
render
involves
this case
interest,
post-judgment
majority opinion,
interest
logic
rivet-
vate defendant
liable
2000e-5(k)
“the
But
note 7.
If
words
costs.
§
42 U.S.C.
ed on the
cf. infra
precisely
party,"
post-judg-
to be
as a
States is
defendant,
treated
extends to
as a
same
majority
argues,
litigation,
fol-
here
Title VII
as well.
In
ment
interest
exposed
attorneys’
According
the United States is now
to 28
lows that
fees.
include
costs
post-judgment
(1982),
pre-judgment and
both
interest
“costs” are included
§
Curiously,
(1982),
VII
awards.
on Title
judgment.
28 U.S.C.
Under
majority’s
discussion
post-judgment
extended
leaves
private defendant
is liable
on this issue.
"judgment.”
reader at sea
on the amount
*19
awards).6 Sparse
private
person”)
case law is
as a
cited
same
on which the
relies,
dominantly
majority
coupled with
majority indicating
pre-judgment
inter
sporadic
judicial
and
precedent
laconic
in
considered,
occasion,
has
on
est
been
in
cases,7
private
simply
sector
do not add up
determining
private
persons
to the deliberate waiver of sovereign immu
attorneys’
fees. See
majority opinion
req
nity
prior
decisions emphatically
(“the
statutory phrase
note 46. The terse
Blake
Califano,
v.
F.2d
uire.8 Cf.
Thomas,
[sic],
Foods, Inc.,
F.2d
Boudin
1114-15
Inc. Ward
munity directions of the Government interest,” Murray. plied is not free allow court ment pay VII awards interest in Title back such ev Congress must employees; federal Delay Payment II. Instructions to authorize waiver specific intention ince *20 immunity”; governmental of “settled Murray Weinberger policies consistency with “mere [remedial cases Copeland, Holly, In and a few enough”).9 not Title is of VII] thereafter, delay indicated that a this court legitimate pushes beyond majority The may be adjustment to the lodestar factor stating in that the interest license
judicial
litigation involving
in
fed-
appropriate, even
“hardly
impres-
one of first
issue here is
The court
government defendants.
eral
might
sion,”
insinuating
in
that one
Copeland:
in
stated
question “on stare décisis”
even decide
for
delay
receipt
payment
in
applicabili-
seemingly clear
of “the
because
factor
services rendered
an additional
majority opin-
precedents.”
ty of
[our]
incorporated
may
into
contin-
that
be
(“we
at
ion
1472-1473. But
id. at
cf.
hourly
gency adjustment. The
rates
only peripheral-
with
have dealt
[the issue]
represent
pre-
in
“lodestar”
used
squarely
we have never
ly,” it is “one
pay
vailing
typically
for clients who
rate
Lewis,
addressed”).
And see Parker
promptly. Court-awarded fees
their bills
supra, p.
truth,
never
1473. In
we have
long
normally are received
after the le-
rule in
con-
the no-interest
this
focused on
delay
That
gal services are rendered.
before,
did
government
text
because the
problems
cash-flow
present
can
prior
refer
the rule in
rely on or even
not
event,
attorneys.
payment today
ap-
spoken with
We have indeed
cases.
past
long
rendered
in the
for services
of.interest,
adjustment
not
but
proval
recipient
the eventual
deprives
as I ob-
delay
receipt
payment,
in
money
in the
of the use
value
panel
at the outset when I said
served
meantime,
use,
particularly
which
reconciling “two
initially faced the task
era,
A
inflationary
percent-
is valuable.
lines of decision.” Su-
fully
consistent
delay
adjustment to reflect the
age
p.
pra
I
why
1485. now state
I
believe
may
ap-
payment therefore
be
August
decision Mur-
court's
propriate.
unnecessary
it
Weinberger
renders
ray
general
(1930).
High
Congress has reiterated the
Elsewhere
against
allowed
Oil was
that interest cannot be
Court soon clarified that Standard
case,
turning
exceptional
commercial
express
on the
"Interest
United States absent
waiver.
in which
of the insurance business
the United States shall be
on a claim
character
government
prece-
engaged,
was
judgment
of the United
allowed in
precise
appropriately
outside its
extended
dent
Act of
under a contract or
Claims Court
Worley,
at
States v.
context. United
Congress expressly providing
payment
there-
at
292-94.
"The United
of.” 28 U.S.C.
§
liable,
provisions
respecting
States shall
Congress
the United
several times waived
Act],
same man-
Federal Tort Claims
in the
[the
See,
immunity
respect to interest.
States'
extent as a
individu-
ner and to the same
(1982) (expressly
e.g.,
authoriz-
U.S.C. 2411
§
circumstances,
shall not be
al under
like
but
payable
ing prc-
post-judgment
. n ...”
prior
judgment
for interest
liable
cases);
also
see
in tax refund
the United States
Tort
While the Federal
§
(1982),
Holly,
cited in
§
31 U.S.C.
supply rules of
to state law
Claims Act refers
decision,
(1976) (same statuto-
31 U.S.C.
724a
§
at 797 as
(law
1346(b)
place where
id.
see
recodification).
provi-
ry
before
These
section
occurred),
appears
Con-
it
act or omission
might
supply
models
sions
obvious
unmistakably
gress
clear
wished make
waiving the
have followed had it considered
sovereign immunity
the traditional federal
sovereign’s
situation
in the
traditional
law, governs pre-judgment
interest.
not state
presented here.
893;
id. at 906 n. 61.10
component
delay
see also
641 F.2d at
would have
lines,
Holly,
Along
similar
the court
expected
payment
fees,”
been
id.
award,
rejecting
after
an interest
said:
does Murray authorize a further
suggest
possibility
“We
of a
...
inquiry.
eye
With an
“pressing
on the
delay
substantial
fee is
simple
attorney’s
need for
rules in
may
bring
a factor which
wish to
counsel
cases,”
1433, Murray
id. court coun-
submitting
to the court’s attention when
use
tenanced
of “current
in-
market rates
application
compensation.”
his
in calculating
stead of historic rates”
lode-
Copeland
Quoting
lan
id.,
stars,
produce
if that would
a reason-
above,
the Murray
guage
panel
set out
generating
able fee “without
a windfall for
instructed
district court
plaintiff’s attorneys.”
Id.
could
taken into account
either
two
Murray
There the matter would end
ways. Murray,
Significant
at 1432-1434.
Weinberger,
involved the interest calcu ly,
way
hourly
neither
for “where the
rate
Holly
*21
approved by
lation eschewed in
but
computing
in
used
the lodestar is
on
based
my
in
colleagues
this case.
present hourly
delay
rates
factor has
Murray’s
I
here
two
reiterate
instruc-
implicitly
recognized
been
and no [further]
tions, starting
the Murray
with the one
adjustment
delay
for
should be allowed.”
The court in Mur-
panel
“[fjirst.”
labeled
Id.
(quoting
National Association
Con-
ray explained
expected
if
wait for
cerned
Secretary
Defense,
Veterans v.
figure
“is reflected
lodestar
itself, an
delay
additional enhancement for
Application
Murray
III.
appropriate”:
would not be
the Present
Case
First, the court should determine wheth-
hourly
incorporated
er the
rates
into the
calculating
the fee for Shaw’s attor
[delay]
lodestar
...
contain
incre- ney
court,
Ralph,
Shalon
the district
for the
____
hourly
ments
The basic
rate
in
used
part,
most
followed the formula this court
figure Murray]
the lodestar
was the
[in
specified in Copeland. The district court
prevailing in Title
litigation,
rate
VII
computed
first
a lodestar of time and rate.
lengthy delays
where
often attend the
ninety-nine
It found that
Ralph’s
hours of
fees____
attorney’s
payment of
Accord-
effort could be attributed to issues on
...,
ing
applicants’
fee
affidavits
Hensley
succeeded. See
which Shaw
attorneys’ hourly
billing
for
rates
Eckerhart,
concurrently
were substantially
...
low-
(1983) (where plain
this case to the district court to follow to letter the
rection
payment analysis and instructions set out Murray v. Weinberger.
AMERICAN EMPLOYERS COMPANY,
INSURANCE
Appellant BANK,
AMERICAN SECURITY N.A. BANK,
AMERICAN SECURITY
N.A., Appellant
AMERICAN EMPLOYERS COMPANY.
INSURANCE
Nos. 83-1496. Appeals, Court
District of Columbia Circuit.
Argued Feb.
Decided Nov. Lawmaking, Comment on Courts sen ed. Li-gai. (M. Today Paul-
Institutions Tomorrow
