OPINION & ORDER
Defendant Nature Labs, LLC manufactures, markets and sells a line of pet perfumes whose names parody elegant brands sold for human consumption — Timmy Ho-ledigger (Tommy Hilfiger), CK-9 (Calvin Klein’s cK-1), Pucci (Gucci), Bono Sports (Ralph Lauren’s Polo Sports), Miss Clay-bone (Liz Claiborne), and White Dalma-tions (Elizabeth Taylor’s White Diamonds). Most of the companies that purvey these expensive human fragrances have chosen either to accept the implied compliment in this parody — that the mere association of their high-end brand names with a product for animals is enough to raise a smile — or, if they have taken offense, to suffer in silence. Not so plaintiff Tommy Hilfiger Licensing, Inc., which sues for trademark infringement, trademark dilution, false designation of origin, false advertising, and related claims under New York statutory and common law. Defendant moves for summary judgment. For the reasons stated below, defendant’s motion is granted.
I.
The following facts are not in dispute. Tommy Hilfiger Licensing, Inc. (“Hilfiger”) is the owner of the world-famous TOMMY HILFIGER and flag design trademarks used in connection with the sale of numerous high-end products, including fragrances. (Comply 9) The flag design mark is comprised of a combination of red, white, and blue geometric shapes. (Id. ¶ 8) These marks are federally registered, and several of those registrations have achieved incontestable status pursuant to 15 U.S.C. § 1065. (Id. ¶ 10)
In 1995, Nature Labs began developing its line of parody perfume products for use on pets. (Harris Dep. at 14; PL 56.1 ¶ 1; Def. 56.1 ¶ 1) Nature Labs’ initial spoof of Hilfiger was called Tommy Holedigger and had a flag-shaped label with side-by-side
As noted, Nature Labs’ line of animal perfume includes parodies of several designer fragrances. (PI. 56.1 ¶ 2; Def. 56.1 ¶ 2) All the parody pet colognes are packaged in the same type of bottle, and Nature Labs’ resellers stock at least three and often more of the pet colognes, displaying them next to one another. (Id. ¶ 3) The displays Nature Labs provides to its retailers are labeled “famous pet cologne”; some also include the slogan “Strong enough for a man, but made for a chihuahua.” (Lessem Decl. Exs. D, E) Nature Labs sells its products primarily to pet stores and gift shops, where they retail at approximately $10.00 per four-ounce bottle. (Harris. Dep. at 41, 44). No company other than Tommy Hilfiger has complained to Nature Labs that Nature Labs is inappropriately using its marks. (PI. 56.1 ¶ 4; Def. 56.1 ¶ 4)
II.
Plaintiffs complaint sets forth six categories of claims: (1) trademark infringement under section 32 of the Lanham Act, 15 U.S.C. § 1114, and New York common law; (2) false designation of origin under section 43(a) of the Lanham Act, 15 U.S.C. § 1125(a); (3) unfair competition under New York common law; (4) trademark dilution under section 43(c) of the Lanham Act, 15 U.S.C. § 1125(c), and New York General Business Law § 360 — Z; (5) false advertising under section 43(a) of the Lan-ham Act, 15 U.S.C. § 1125(a); and (6) deceptive business practices under New York General Business Law § 349. 2
The central issue in an action for trademark infringement or false designation of origin under the Lanham Act is whether the unauthorized use of the mark is “likely to cause confusion.” 15 U.S.C. § 1114(1); 15 U.S.C. § 1125(a)(1)(A). Confusion exists where there is a “likelihood that an appreciable number of ordinary prudent purchasers” will be misled or confused as to the source of the goods in question,
Mushroom Makers, Inc. v. R.G. Barry Corp.,
Hilfiger contends that defendant’s use of the Tommy/Timmy Holedigger name 3 and flag design is likely to cause confusion in the marketplace. Nature Labs appeal’s to defend on two grounds: First, it asserts that there is no likelihood of confusion because the use constitutes an obvious parody. Second, it argues that even if there were some confusion, trademark parodies are a protected form of expression under the First Amendment.
Turning first to the second defense— upon which Nature Labs principally relies — the Second Circuit has recognized that where the unauthorized use of a trademark is part of an expressive work, such as a parody, the Lanham Act must be construed narrowly.
Harley-Davidson, Inc. v. Grottanelli,
The balancing test adopted by the Second Circuit thus takes into account the purpose behind trademark law, and “allows greater latitude for works such as parodies, in which expression, and not commercial exploitation of another’s trademark, is the primary intent, and in which there is a need to evoke the original work
Hilfiger argues that Nature Labs is not entitled to any consideration under the First Amendment because, first, its product admittedly makes no comment about Hilfiger, and second, the use of the mark as a source identifier on the pet perfume is a trademark use of the mark. Hilfiger points out that when asked at his deposition whether his product was intended to make any comment about Hilfiger, Hilfiger products, or Hilfiger customers, John Harris, the general partner of Nature Labs, said no. (Harris Dep. at 36-37) Harris did, however, testify that he was intending to create a “parody ... targeting] ... Tommy Hilfiger,” “a fun play on words,” or “spoof ... [t]o create enjoyment, a lighter side.” (Id. at 30-31, 36) Although Harris had difficulty expressing the parod-ie content of his communicative message, courts have explained that:
Trademark parodies ... do convey a message. The message may be simply that business and product images need not always be taken too seriously; a trademark parody reminds us that we are free to laugh at the images and associations linked with the mark. The message also may be a simple form of entertainment conveyed by juxtaposing the irreverent representation of the trademark with the idealized image created by the mark’s owner.
See L.L. Bean, Inc. v. Drake Publishers, Inc.,
Hilfiger’s second contention, however, merits more attention, for it is clear that when another’s mark is used for source identification in a way likely to cause consumer confusion, it is actionable under the Lanham Act.
See, e.g., Harley-Davidson,
Nevertheless, even without recourse to the First Amendment, Nature Labs’ comical adaptation is still relevant to the extent that the joke is clear enough to result in no confusion under the statutory likelihood of confusion analysis. In such cases, “parody is not really a separate ‘defense’ as such, but merely a way of phrasing the traditional response that customers are not likely to be confused as to source, sponsorship or approval.”
Schieffelin,
1. Strength of Plaintiffs Mark
It is undisputed that plaintiffs mark is widely recognized. (Harris Dep. at 51-52) In the usual trademark case, a strong mark is a factor pointing toward a likelihood of confusion. However, “[w]here the plaintiffs mark is being used as part of a jest ... the opposite can be true.”
Yankee Publ’g,
2. Similarity of the Marks
The marks are undeniably similar in certain respects. There are visual and phonetic similarities between the words “Tom
“Moreover, an inquiry into the degree of similarity between the two marks does not end with a comparison of the marks themselves.”
Hormel Foods,
Taken as a whole and in context, as it should be for a fail' evaluation, Nature Labs’ presentation accomplishes what the Second Circuit has said it must: “A parody must convey two simultaneous' — -and contradictory messages — that it is the original but also that it is not the original and is instead a parody.”
Cliffs Notes,
3. Proximity of the Products
Although an action for trademark recovery is not limited to cases involving competing products, courts are most vigilant to guard against a likelihood of confusion when the plaintiff and defendant use their marks on directly competing products.
See, e.g., Polaroid,
Hilfiger urges that its own cologne and the pet cologne fall within the same general class — fragrances—and thus are in competitive proximity. Hilfiger further cites testimony that the Holedigger product was created to smell like Hilfiger’s fragrances, and is marketed by comparative advertising, to support a professed concern that the pet perfume may serve as a market substitute for its own product. This argument simply does not withstand scrutiny. The products in fact do not compete, and they occupy distinct, non-overlapping markets. Because pet perfume is for use on pets, not humans, the products “differ in essential character.”
Recot Inc. v. Becton,
4. Likelihood Plaintiff Will Bridge the Gap
Plaintiff has presented no evidence that it is likely to bridge the gap and offer a pet perfume like defendant’s, and the evidence does not suggest that the purchasing public would attribute such an enterprise to plaintiff. “In view of [plaintiffs] concern that [defendant’s] use of [plaintiffs] marks may tarnish them, it would be surprising if [plaintiff] had such plans.”
N.Y. Stock Exch.,
5. Actual Confusion
Nor is there evidence of actual confusion in this case. This is not surprising, as a review of the factors thus far shows that the character and context of Nature Labs’ products quickly dispels any confusion. Although actual confusion need not be shown for a plaintiff to prevail, “[i]f consumers have been exposed to two allegedly similar trademarks in the marketplace for an adequate period of time and no actual confusion is detected either by survey or in actual reported instances of confusion, that can be powerful indication that the junior trademark does not cause a meaningful likelihood of confusion.”
Id.
(quoting
Nabisco, Inc. v. PF Brands, Inc.,
6.Defendant’s Bad Faith
Plaintiff cites Nature Labs’ intentional copying of Hilfiger’s marks as evidence that defendant acted in bad faith. That evidence, however, does not show that defendant acted with the intent relevant in trademark cases — that is, an intent to capitalize on consumer deception or hitch a free ride on plaintiffs good will.
See N.Y. Stock Exch.,
In one sense, a parody is an attempt to derive benefit from the reputation of the owner of the mark, if only because no parody could be made without the initial mark. The benefit to the one making the parody, however, arises from the humorous association, not from public confusion as to the source of the marks.
Jordache Enters., Inc. v. Hogg Wyld, Ltd.,
7. Quality of Defendant’s Product
The next factor in the Polaroid analysis can cut either way, depending on the product involved. “An inferior product may cause injury to the plaintiff trademark owner because people may think that the senior and junior user came from the same source; or ... products of equal quality may tend to create confusion as to source because of this very similarity.”
Hormel Foods,
8. Sophistication of Consumers
The final factor to be considered is the sophistication of the consumers and the degree of care likely to exercised in purchasing the product. This factor also fails to assist plaintiff. Although the record does not disclose the exact price of Hilfiger’s product, both sides agree that it is a “high-end” designer fragrance. The substantial price associated with such goods “requires buyers to exercise care before they part with their money, and such sophistication generally militates against a finding of confusion.”
Charles of the Ritz,
An analysis of the foregoing factors yields the conclusion that there is no triable issue of fact on the likelihood of confusion. Rather, defendant’s use of the mark is an obvious parody or pun, readily so perceived, and unlikely to cause confusion among consumers.
Compare N.Y. Stock Exch.,
Hilfiger fails to see the humor in all of this. In support of its dour position on the subject, it cites two opinions in which dog treats parodying human food items were found to infringe on the owner’s marks.
See Recot,
Hilfiger, and perhaps some others, would do well to read
McCarthy
on the subject: “No one likes to be the butt of joke, not even a trademark. But the requirement of trademark law is that a likely confusion of source, sponsorship, or affiliation must be proven, which is not the same thing as a ‘right’ not to be made fun of.”
McCarthy
§ 31:155;
see also Anheuser-Busch,
B. Trademark Dilution
Plaintiffs claims of trademark dilution under section 43(c) of the Lanham Act, 15 U.S.C. § 1125(c), and New York General Business Law § 360-1, are also dismissed.
The federal antidilution act prohibits the commercial use of another person’s famous mark where the junior use causes “dilution of the distinctive quality of the mark.” 15 U.S.C. § 1125(c)(1). Dilution is defined as “the lessening of the capacity of a famous mark to identify and distinguish goods or services, regardless of the presence or absence of — (1) competition between the owner of the famous mark and other parties, or (2) likelihood of confusion, mistake, or deception.” 15 U.S.C. 1127. Similarly, “a likelihood of injury to business reputation or dilution of the distinctive quality of a mark or trade name” will entitle plaintiff to prevail on its state law claim of dilution, “notwithstanding the absence of competition between the parties or the absence of confusion as to the source of goods or services.” N.Y. Gen. Bus. Law § 360-1.
It is undisputed that Hilfiger’s marks have the requisite fame and distinction to warrant protection under the antidilution statutes. See
N.Y. Stock Exch.,
1. Blurring
“[Dilution by ‘blurring’ may occur where the defendant uses or modifies the plaintiffs trademark to identify the defendant’s goods and services, raising the possibility that the mark will lose its ability to serve as a unique identifier of the plaintiffs product.”
Deere,
Although a likelihood of confusion is not necessary to find dilution, and indeed may be inconsistent with such a finding,
7
many of the factors relevant to a likelihood of confusion are also relevant to a likelihood of dilution.
See
Restatement (Third) of Unfair Competition § 25 cmt. f;
see also N.Y. Stock Exch.,
2. Tarnishment
“ ‘Tarnishment’ ” generally arises when the plaintiffs trademark is linked to products of shoddy quality, or is portrayed in an unwholesome or unsavory context likely to evoke unflattering thoughts about the owner’s product.
Deere,
In the present case, Hilfiger has submitted no evidence on whether there is a disparity in quality between its own fragrance and the pet perfume. Rather, it complains merely that “Nature Labs’ use of ‘Tommy Hilfiger’ and an imitation of the Hilfiger Flag Design to sell cologne for dogs projects an image at odds with Hilfiger’s reputation for high-quality fragrance products for humans.” (PI. Supp. Mem. at 4-5) Plaintiff is correct in pointing out that “tarnishment is not limited to seamy conduct,”
see Hormel,
C. False Advertising
Plaintiffs final claim is for false advertising, based on the comparative statement on the Timmy Holedigger label that reads, “If you like Tommy Hilfiger, your pet will love Timmy Holedigger.” Hilfiger alleges that the asserted similarity between the scent of Timmy Hilfiger and the fragrance products sold under the Hilfiger trademarks is a “false and misleading claim.” (PL Supp. Mem. at 15).
Comparative advertising is often the basis for a false advertising claim,
see McCarthy
§ 27:59, yet the analysis of any such claim must begin with the recognition that comparative advertising is not only permissible, but encouraged. Such advertisements serve the “beneficial purpose of imparting factual information about the relative merits of competing products.”
Deere,
Turning to the merits then, the relevant poxtion of the Lanham Act prohibits any “false or misleading description of fact, or false or misleading representation of fact, which ... in commercial advertising or promotion, misrepresents the nature, characteristics, qualities, or geographic origins of [the advertiser’s] goods.” 16 U.S.C. § 1125(a). To prevail, a plaintiff must show either: (1) that an advertisement is literally false; or (2) that the advertisement, though literally true, is likely to mislead or confuse consumers.
See S.C. Johnson & Son, Inc. v. Clorox Co.,
Hilfiger rests its claim of falsity upon the deposition testimony of Nature Labs’ John Harris, in which Harris admitted never having done a comparison or chemical analysis of the two products. (Harris Dep. at 56) In making its pet perfume, Nature Labs buys its fragrances from several third parties and mixes it with alcohol to achieve the desired scent. The testing of the product consists of Harris’s spraying the product on himself.
(Id.
at 105-06) However, where an advertiser makes a simple claim of equivalence, as is the case here, it is not enough to show that the claim is unsubstantiated. Rather, plaintiff must show affirmatively that the statement is false.
See Castrol, Inc. v. Quaker State Corp.,
To the extent plaintiff is not relying on literal falsity, and instead is arguing that the statement is misleading, plaintiff still fails to meet its burden. To prevail on this theory, plaintiff is required to “produce consumer surveys or some surrogate to prove whether consumers expect the advertising claim to be substantiated and whether they expect the level of substantiation to be greater than that which the defendant has performed.”
McCarthy
§ 21:61 (citing
Sandoz Pharm. Corp. v. Richardson-Vicks, Inc.,
* * *
For the reasons set forth above, defendant’s motion for summary judgment is granted. As the Ninth Circuit recently counseled both parties in a bitterly contested trademark parody case, plaintiff is “advised to chill.”
Mattel, Inc. v. MCA Records, Inc.,
No.
SO ORDERED.
Notes
. In its 56.1 statement, Hilfiger appears to dispute that it complained to Nature Labs, but the deposition it submits cites this suit as the reason for the label change. (Harris Dep. at 34)
. This last claim appears to rely on plaintiff's allegations of trademark infringement and false designation of origin. (Comply 44) Some courts have allowed such an application of section 349, but the majority have held that trademark cases are outside the scope of this general consumer protection statute.
See
R. Givens,
Practice Commentaries on N.Y. Gen. Bus. Law§ 349
(McKinney 1988).
Compare Steinway, Inc. v. Ashley,
. Nature Labs asserts that because it is no longer marketing a product with the Tommy Holedigger label and has agreed not to do so in the future, Hilfiger’s claims against the early design should be dismissed at moot. However, because Hilfiger seeks an accounting of profits, the issue is not moot.
. Commentators have suggested that where a mark is used on products whose principal purpose is to convey a message, such as posters or T-shirts, the distinction between trademark and nontrademark use becomes more difficult.
See L.L. Bean,
. Some courts have found that slogans comparing the original product with an imitation product can contribute to a likelihood of confusion, even when paired with the use of a disclaimer.
See, e.g., Charles of the Ritz, Ltd. v. Quality Distribs., Inc.,
. Hilfiger contends that though the pet perfume is inexpensive as compared to its own perfume, they are both "high-end” products in their respective categories. It cites the fact that Nature Labs charges approximately twice as much for its pet perfume as one of its competitors. (Harris Dep. at 44-46) Howev
. ''[T]he state of mind required for confusion and dilution are distinct and inconsistent. Confused consumers believe that the actor's use of the mark indicates a connection with the trademark owner, and thus for those consumers, the actor's use does not dilute the distinctiveness of the mark.” Restatement (Third) of Unfair Competition § 25 cmt. f (Reporter's Note).
