TOLL, PRESIDENT, UNIVERSITY OF MARYLAND, ET AL. v. MORENO ET AL.
No. 80-2178
Supreme Court of the United States
Argued March 2, 1982—Decided June 28, 1982
Robert A. Zarnoch, Assistant Attorney General of Maryland, argued the cause for petitioners. With him on the briefs was Stephen H. Sachs, Attorney General.
James R. Bieke argued the cause for respondents. With him on the brief was John Townsend Rich.*
*Briefs of amici curiae urging reversal were filed for the State of Alabama et al. by the Attorneys General for their respective States as follows: Charles A. Graddick of Alabama, Wilson L. Condon of Alaska, Robert K. Corbin of Arizona, John Steven Clark of Arkansas, George Deukmejian of California, J. D. MacFarlane of Colorado, Carl R. Ajello of Connecticut, Richard S. Gebelein of Delaware, Jim Smith of Florida, Arthur K. Bolton of Georgia, Tany S. Hong of Hawaii, David H. Leroy of Idaho, Tyrone C. Fahner of Illinois, Linley E. Pearson of Indiana, Thomas J. Miller of Iowa, Robert T. Stephan of Kansas, Steven L. Beshear of Kentucky, William J. Guste, Jr., of Louisiana, James E. Tierney of Maine, Francis X. Bellotti of Massachusetts, Frank J. Kelley of Michigan, Warren R. Spannaus of Minnesota, William A. Allain of Mississippi, John D. Ashcroft of Missouri, Michael T. Greely of Montana, Paul L. Douglas of Nebraska, Richard H. Bryan of Nevada, Gregory H. Smith of New Hampshire, James R. Zazzali of New Jersey, Jeff Bingaman of New Mexico, Robert Abrams of New York, Rufus L. Edmisten of North Carolina, Robert Wefald of North Dakota, William J. Brown of Ohio, Jan Eric Cartwright of Oklahoma, Dave Frohnmayer of Oregon, LeRoy S. Zimmerman of Pennsylvania, Dennis J. Roberts II of Rhode Island, Daniel R. McLeod
Bruce J. Ennis, Donald N. Bersoff, and Paul R. Friedman filed a brief for the International Bank for Reconstruction and Development et al. as amici curiae urging affirmance.
The state-operated University of Maryland grants preferential treatment for purposes of tuition and fees to students with “in-state” status. Although citizens and immigrant aliens may obtain in-state status upon a showing of domicile within the State, nonimmigrant aliens, even if domiciled, are not eligible for such status. The question in this case is whether the University‘s in-state policy is invalid under the Supremacy Clause of the Constitution, insofar as the policy categorically denies in-state status to domiciled nonimmigrant aliens who hold G-4 visas.
I
The factual and procedural background of this case, which has prompted two prior decisions of this Court, requires some elaboration. The focus of the controversy has been a policy adopted by the University in 1973 governing the eligibility of students for in-state status with respect to admission and fees. The policy provides in relevant part:
“1. It is the policy of the University of Maryland to grant in-state status for admission, tuition and charge-differential purposes to United States citizens, and to immigrant aliens lawfully admitted for permanent residence in accordance with the laws of the United States, in the following cases:
“a. Where a student is financially dependent upon a parent, parents, or spouse domiciled in Maryland for at least six consecutive months prior to the last day available for registration for the forthcoming semester. “b. Where a student is financially independent for at least the preceding twelve months, and provided the student has maintained his domicile in Maryland for at least six consecutive months immediately prior to the last day available for registration for the forthcoming semester.” App. to Pet. for Cert. 167a-168a.
In 1975, when this action was filed, respondents Juan Carlos Moreno, Juan Pablo Otero, and Clare B. Hogg were students at the University of Maryland. Each resided with, and was financially dependent on, a parent who was a nonimmigrant alien holding a “G-4” visa. Such visas are issued to nonimmigrant aliens who are officers or employees of certain international organizations, and to members of their immediate families. 66 Stat. 168,
“(a) limiting the University‘s expenditures by granting a higher subsidy toward the expenses of providing educational services to that class of persons who, as a class, are more likely to have a close affinity to the State and to contribute more to its economic well-being;
“(b) achieving equalization between the affected classes of the expenses of providing educational services;
“(c) efficiently administering the University‘s in-state determination and appeals process; and
“(d) preventing disparate treatment among categories of nonimmigrants with respect to admissions, tuition, and charge-differentials.” Id., at 173a-174a.
Following the Maryland Court of Appeals’ decision, the case returned to this Court. But we declined to restore the case to the active docket for full briefing and argument, concluding that the University‘s clarifying resolution had “fundamentally altered the posture of the case.” Toll v. Moreno, 441 U. S. 458, 461 (1979) (per curiam). We noted that “if domicile [was] not the ‘paramount’ policy consideration of the University, this case [was] no longer ‘squarely within Vlandis as limited by Salfi,‘” and thus raised “new issues of constitutional law which should be addressed in the first instance by the District Court.” Id., at 461-462, quoting Elkins v. Moreno, supra, at 660.12 Accordingly, we vacated the judgment of the Court of Appeals and remanded the case “to the District Court for further consideration in light of our opinion and judgment in Elkins, the opinion and judgment of the Maryland Court of Appeals in Toll, and the Board of Regents’ clarifying resolution of June 23, 1978.” 441 U. S., at 462.
On remand, the District Court determined that the clarifying resolution constituted a change in the University‘s position. Before that resolution, the University‘s primary concern had in fact been domicile; after the resolution, domicile was no longer “the paramount consideration in the University‘s policy.” 480 F. Supp. 1116, 1124 (Md. 1979). Thus,
The Court of Appeals affirmed for “reasons sufficiently stated” by the District Court. Moreno v. University of Maryland, 645 F. 2d 217, 220 (1981) (per curiam). We granted certiorari. 454 U. S. 815 (1981). For the reasons that follow, we hold that the University of Maryland‘s in-state policy, as applied to G-4 aliens and their dependents, violates the Supremacy Clause of the Constitution,14 and on
II
Our cases have long recognized the preeminent role of the Federal Government with respect to the regulation of aliens within our borders. See, e. g., Mathews v. Diaz, 426 U. S. 67 (1976); Graham v. Richardson, 403 U. S. 365, 377-380 (1971); Takahashi v. Fish & Game Comm‘n, 334 U. S. 410, 418-420 (1948); Hines v. Davidowitz, 312 U. S. 52, 62-68 (1941); Truax v. Raich, 239 U. S. 33, 42 (1915). Federal authority to regulate the status of aliens derives from various sources, including the Federal Government‘s power “[t]o establish [a] uniform Rule of Naturalization,”
Not surprisingly, therefore, our cases have also been at pains to note the substantial limitations upon the authority of the States in making classifications based upon аlienage. In Takahashi v. Fish & Game Comm‘n, supra, we considered a California statute that precluded aliens who were “ineligible for citizenship under federal law” from obtaining commercial fishing licenses, even though they “met all other state requirements” and were lawful inhabitants of the State. 334 U. S., at 414.15 In seeking to defend the statute, the State
“The Federal Government has broad constitutional powers in determining what aliens shall be admitted to the United States, the period they may remain, regulation of their conduct before naturalization, and the terms and conditions of their naturalization. Under the Constitution the states are granted no such powers; they can neither add to nor take from the conditions lawfully imposed by Congress upon admission, naturalization and residence of aliens in the United States or the several states. State laws which impose discriminatory burdens upon the entrance or residence of aliens lawfully within the United States conflict with this constitutionally derived federal power to regulate immigration, and have accordingly been held invalid.” Id., at 419 (emphasis added) (citation and footnote omitted).16
Read together, Takahashi and Graham stand for the broad principle17 that “state regulation not congressionally sanc-
The Immigration and Nationality Act of 1952, 66 Stat. 163, as amended,
As a result of an array of treaties, international agreements, and federal statutes, G-4 visaholders employed by the international organizations described in
In affording G-4 visaholders such tax exemption, the Federal Government has undoubtedly sought to benefit the employing international organizations by enabling them to pay salaries not encumbered by the full panoply of taxes, thereby lowering the organizations’ costs. See 41 Op. Atty. Gen. 170, 172-173 (1954). The tax benefits serve as an inducement for these organizations to locate significant operations in the United States. See, e. g., H. R. Rep. No. 1203, 79th Cong., 1st Sess., 2-3 (1945); S. Rep. No. 861, 79th Cong., 1st Sess., 2-3 (1945). By imposing on those G-4 aliens who are domiciled in Maryland higher tuition and fees than are imposed on other domiciliaries of the State, the University‘s policy frustrates these federal policies. Petitioners’ very argument in this Court only buttresses this conclusion. One of the grounds on which petitioners have sought to justify the discriminatory burden imposed on the named respondents is that the salaries their parents receive from the international banks for which they work are exempt from Maryland income tax. Indeed, petitioners suggest that the “dollar differential . . . at stake here [is] an amount roughly equivalent to the amount of state income tax an international bank parent is spared by treaty each year.” Brief for Petitioners 23 (footnote omitted). But to the extent this is indeed a justification for the University‘s policy with respect to the named respondents, it is an impermissible one: The State may not recoup indirectly from respondents’ parents the taxes that the Federal Government has expressly barred the Statе from collecting.23
III
Finally, we must address petitioners’ contention that the Eleventh Amendment precluded the District Court from ordering the University to pay refunds to various class members who would have obtained in-state status but for the stay of the District Court‘s original order of July 13, 1976. As petitioners concede, in seeking a stay of that order the Univer-
Petitioners’ argument is not persuasive. We do not interpret Toll as having vacated the judgment of the District Court. In Toll the Court recognized that the University had altered its position through the promulgation of the clarifying resolution, raising “new issues of constitutional law which should be addressed in the first instance by the District Court.” Id., at 462. The Court declined, however, to decide whether the District Court, in issuing its 1976 order, had improperly relied on due process grounds, and whether continuation of the order was justified on equal protection or pre-emption grounds. Thus, while we vacated “the judgment of the Court of Appeals,” ibid., we left the judgment of the District Court undisturbed.26 And contrary to petitioners’ suggestion, a vacatur of the District Court‘s judgment was not necessary to give the District Court jurisdiction to reconsider the case. See Goldberg v. United States, 425
IV
For the foregoing reasons, the judgment of the Court of Appeals is
Affirmed.
JUSTICE BLACKMUN, concurring.
I join the Court‘s opinion. Its action today provides an eloquent and sufficient answer to JUSTICE REHNQUIST‘s dissent: despite the vehemence with which his opinion is written, JUSTICE REHNQUIST has persuaded only one Justice to his position. But because the dissent attempts to plumb the Court‘s psyche, see post, at 41-42, n. 12,1 I feel compelled to add comments addressed to JUSTICE REHNQUIST‘s ruminations on equal protection. In particular, I cannot leave unchallenged his suggestion that the Court‘s decisions holding resident aliens to be a “suspect class” no longer are good law.
JUSTICE REHNQUIST‘s analysis on this point is based on a simple syllogism. Alienage classifications have been subjected to strict scrutiny, he suggests, because “aliens [are]
With respect, in my view it is JUSTICE REHNQUIST‘s analysis that is wholly irrational; simply to state his proposition is to demonstrate its logical flaws. Most obviously, his exegesis of the Court‘s reasons for according aliens “suspect class” status is simplistic to the point of caricature. By labeling aliens a “‘discrete and insular’ minority,” Graham v. Richardson, 403 U. S. 365, 372 (1971), the Court did something more than provide a historical description of their political standing. That label also reflected the Court‘s considered conclusion that for most legislative purposes there simply are no meaningful differences between resident aliens and citizens, see Ambach v. Norwick, 441 U. S. 68, 75 (1979), so that aliens and citizens are “persons similarly circumstanced” who must “be treated alike.” F. S. Royster Guano Co. v. Virginia, 253 U. S. 412, 415 (1920). At the same time, both common experience and the unhappy history reflected in our cases, see Cabell v. Chavez-Salido, 454 U. S. 432, 462-463 (1982) (dissenting opinion); Ambach v. Norwick, 441 U. S., at 82 (dissenting opinion), demonstrate that aliens often have been the victims of irrational discrimination.
In combination, these factors—disparate treatment accorded a class of “similarly circumstanced” persons who historically have been disabled by the prejudice of the major-
ity—led the Court to conclude that alienage classifications “in themselves supply a reason to infer antipathy,” Personnel Administrator of Massachusetts v. Feeney, 442 U.S. 256, 272 (1979), and therefore demand close judicial scrutiny. This understanding, which is at the heart of the Court‘s modern alienage decisions, was unreservedly reaffirmed this Term in Cabell v. Chavez-Salido, 454 U.S., at 438 (“citizenship is not a relevant ground for the distribution of economic benefits“).JUSTICE REHNQUIST nevertheless suggests that the Court‘s original understanding somehow has been undercut by “more recent decisions” recognizing that aliens may be excluded from the governmental process. For this proposition he cites Cabell v. Chavez-Salido, supra; Ambach v. Norwick, supra; and Foley v. Connelie, 435 U.S. 291 (1978). Again, with all due respect, JUSTICE REHNQUIST is simply wrong. The idea that aliens may be denied political rights is not a recently discovered concept or a newly molded principle that can be said to have eroded the prior understanding. To the contrary, the Court always has recognized that aliens may be denied use of the mechanisms of self-government, and all of the alienage cases have been decided against the backdrop of that principle. Indeed, this aspect of the alienage-equal protection doctrine was explored at length in Sugarman v. Dougall, 413 U.S. 634, 647-649 (1973), the second of the Court‘s modern decisions in the area.2 See Cabell v. Chavez-Salido, 454 U.S., at 438-442 (citing Sugarman); Ambach v.
It is not surprising, then, that none of the “more recent decisions” relied on by JUSTICE REHNQUIST so much as suggested that the Court‘s earlier analysis had been undercut. Instead, those cases pointedly have declined to “retrea[t] from the position that restrictions on lawfully resident aliens that primarily affect economic interests are subject to heightened judicial scrutiny.” Cabell v. Chavez-Salido, 454 U.S., at 439. See Ambach v. Norwick, 441 U.S., at 75 (that aliens may be denied political rights “is an exception to the general standard applicable to classifications based on alienage“); Foley v. Connelie, 435 U.S., at 296. This reflects the Court‘s proper judgment that the alienage cases are not irreconcilable or inconsistent with one another. For while the Court has recognized, as the Constitution suggests, that alienage may be taken into account when it is relevant—that is, when classifications bearing on political interests are involved—“[t]he distinction between citizens and aliens . . . ordinarily [is] irrelevant to private activity,” Ambach v. Norwick, 441 U.S., at 75 (emphasis added). And it hardly need be demonstrated that governmental distinctions based on irrelevant characteristics cannot stand. If this dual aspect of alienage doctrine is unique, it is because aliens constitute a unique class.3
One of the few assertions that can be made with complete confidence about the Court‘s alienage-equal protection decisions is that no opinion for the Court has ever so much as suggested that JUSTICE REHNQUIST‘S lone dissent in Sugarman, 413 U.S., at 649—which espoused a view similar to the one he hints at today—expressed the proper approach for deciding these cases. Of course, one cannot condemn another for sticking to his guns. Barring a radical change in the Court‘s reasoning in cases concerning alienage, however, one can expect that today‘s equal protection writing by JUSTICE REHNQUIST will join his opinion in Sugarman, to use his phrase, as “lifeless words on the pages of these Reports.” Post, at 48.
JUSTICE O‘CONNOR, concurring in part and dissenting in part.
I concur in the Court‘s opinion insofar as it holds that the State may not charge out-of-state tuition to nonimmigrant aliens who, under federal law, are exempt from both state and federal taxes, and who are domiciled in the State. Imposition of out-of-state tuition on such aliens conflicts with federal law exempting them from state taxes, since, after all, the University admits that it seeks to charge the higher tuition in order to recover costs that state income taxes normally would cover.
I cannot join the remainder of the Court‘s opinion, however, for it wholly fails to address the criticisms leveled in JUSTICE REHNQUIST‘S dissenting opinion. AS JUSTICE REHNQUIST makes clear, the class of G-4 aliens is not homogenous: some G-4 aliens are exempt under federal law from state taxes, while other G-4 aliens are not. Moreover, the legislative history of § 4(b) of the International Organizations Immunities Act, later reenacted as § 893 of the Internal Revenue Code of 1954,
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE joins, dissenting.
Despite rather broad dicta regarding the conditions under which federal power over immigration will pre-empt state statutes that adversely affect aliens, the Court‘s holding is narrow. Purporting to rely on a collection of treaties and statutes that concern the tax liability of certain nonimmigrant aliens, it concludes that no room is left for the State of Maryland to charge such aliens nonresident tuition for attending the State‘s university. The Court‘s dicta seems to me inconsistent with our prior cases, and its conclusion about the effect of the statutes and treaties is strained at best. In short, the Court reaches a result that I find quite out of step with our normal approach to federal pre-emption of state law.
Its holding has the additional vice of foreclosing governmental autonomy in an area plainly within the State‘s traditional responsibilities—education. And it acts, not on behalf of a disadvantaged minority, but at the behest of a group of individuals who have been accorded a status by the Federal Government superior to that of the average citizеn, and in a case where the State has demonstrated, by virtue of its favorable treatment of resident aliens, that its policy is not the result of an invidious or irrational motive. I find the Court‘s
I
Our prior decisions indicate that “when a State‘s exercise of its police power is challenged under the Supremacy Clause, ‘we start with the assumption that the historic police powers of the States were not to be superseded by the Federal Act unless that was the clear and manifest purpose of Congress.’ Rice v. Santa Fe Elevator Corp., 331 U.S. 218, 230 (1947).” Ray v. Atlantic Richfield Co., 435 U.S. 151, 157 (1978). State laws will survive such a challenge unless there is “such actual conflict between the two schemes of regulation that both cannot stand in the same area, [or] evidence of a congressional design to preempt the field.” Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132, 141 (1963).
Unquestionably, federal power over immigration and naturalization is plenary and exclusive. Our decision in De Canas v. Bica, 424 U.S. 351 (1976), however, unambiguously forecloses any argument that this power, either unexercised or as manifested in the
“[T]he Court has never held that every state enactment which in any way deals with aliens is a regulation of immigration and thus per se pre-empted by [the Federal Government‘s] constitutional power, whether latent or exercised. For example, Takahashi v. Fish & Game Comm‘n, 334 U.S. 410, 415-422 (1948), and Graham v. Richardson, 403 U.S. 365, 372-373 (1971), cited a line of
cases that upheld certain discriminatory state treatment of aliens lawfully within the United States. Although the ‘doctrinal foundations’ of the cited cases, which generally arose undеr the Equal Protection Clause ‘were undermined in Takahashi,’ they remain authority that, standing alone, the fact that aliens are the subject of a state statute does not render it a regulation of immigration, which is essentially a determination of who should or should not be admitted into the country, and the conditions under which a legal entrant may remain.” Id., at 355 (citations omitted; emphasis added).
In De Canas the Court also held that Congress’ enactment of the
Thus, neither Congress’ unexercised constitutional power over immigration and naturalization, nor its exercise of that power in passing the INA, precludes the States from enforcing laws and regulations that prove burdensome to aliens. Under our precedents, therefore, state law is invalid only if there is “such actual conflict between the two schemes of regulation that both cannot stand in the same area,” Florida Lime & Avocado Growers, Inc. v. Paul, supra, at 141,1 or if Congress has in some other way unambiguously declared its intention to foreclose the state law in question, see Ray v. Atlantic Richfield Co., supra, at 157-158. In the absence of a conflict, “we are not to conclude that Congress legislated the ouster of [a state law] in the absence of an unambiguous congressional mandate to that effect.” Florida Lime & Avocado Growers, supra, at 146-147.
The first case, Takahashi v. Fish & Game Comm‘n, 334 U.S. 410 (1948), involved a California statute that prohibited the issuance of commerciаl fishing licenses to aliens who were ineligible for citizenship. The language emphasized by the Court explains that “[s]tate laws which impose discriminatory burdens upon the entrance or residence of aliens lawfully within the United States conflict with this constitutionally derived federal power to regulate immigration, and have accordingly been held invalid.” Id., at 419 (footnote omitted). In the Takahashi opinion, this statement is immediately followed by three citations, which the Court omits. These citations explain, and qualify, the otherwise broad language quoted by the Court. In the first of these cases, Chy Lung v. Freeman, 92 U.S. 275 (1876), the Court considered a California law that, with certain extremely limited exceptions, prohibited any alien who was, or would likely become, “a public charge,” from entering the State through any of its ports. The Court held that the statute was pre-empted by federal law: “The passage of laws which concern the admission of citizens and subjects of foreign nations to our shores belongs to Congress, and not to the States.” Id., at 280 (emphasis added).
The second case cited in Takahashi, Truax v. Raich, 239 U.S. 33 (1915), concerned an Arizona statute limiting virtually all employment opportunities in the State to citizens. Although Truax involved an asserted repugnancy to the
The final case relied on in Takahashi is Hines v. Davidowitz, 312 U.S. 52 (1941). The Pennsylvania statute at issue there required adult aliens to register with the State and to carry an identification card, which they were required to present on demand to state agents. The Court held that the statutе was pre-empted by the federal
Thus, in each of these cases, the Court found either a clear encroachment on exclusive federal power to admit aliens into the country or a clear conflict with a specific congressional purpose. It was with these cases in mind that the Court in Takahashi condemned “[s]tate laws which impose discriminatory burdens upon the entrance or residence of aliens lawfully within the United States.” 334 U.S., at 419. It is most unlikely, therefore, that the Court intended with one stroke of the pen to reverse the normal presumption applicable in cases challenging state enactments under the Supremacy Clause, and to declare such laws invalid without regard to the existence of a conflict with federal statutes or a usurpation of federal power over immigration.
The Court also relies on Graham v. Richardson, 403 U.S. 365 (1971), which struck down as a denial of equal protection a California law that withheld welfare benefits from lawfully
Finally, the Court quotes from dictum appearing in a footnote in De Canas v. Bica, 424 U.S., at 358, n. 6, that “‘state regulation not congressionally sanctioned that discriminates against aliens lawfully admitted to the country is impermissible if it imposes additional burdens not contemplated by Congress.‘” Ante, at 12-13. The principal support for this assertion was the passage previously quoted by the Court from Takahashi. As I have already indicated, that passage in context means a good deal less than it does out of context. Most important, however, De Canas itself suggests that the quoted footnote is not a fair description of the law. Although the statute at issue only affected illegal aliens, the principles recognized in the Court‘s opinion were not so limited. Thus, the Court emphasized that “the fact that aliens are the subject of a state statute does not render it a regulation of immigration,” 424 U.S., at 355, that Takahashi, Graham, and Hines found pre-emption only after examining specific congressional enactments, 424 U.S., at 355, that it was necessary to look for some “specific indication . . . that Congress intended to preclude even harmonious state regulation touching on aliens in general,” id., at 358, and that pre-
In sum, the fact that a state statute can be said to discriminate against aliens does not, standing alone, demonstrate that the statute is pre-empted, absent some form of congressional sanction. The statute in De Canas discriminated against aliens, yet the Court found no strong evidence that Congress intended to pre-empt it. Obviously, the fact that the aliens were in this country illegally was an important factor in ascertaining Congress’ intent. But, just as clearly, thе fact that disadvantaged aliens are lawfully in the country does not authorize the Court to dispense with the particularized inquiry into congressional intent that pre-emption analysis traditionally has demanded.2 Discriminatory legislation may well be invalid under the federal civil rights laws as a denial of equal treatment, but under our precedents such a conclusion is possible only after an examination of the classification drawn by the State and its justification for doing so. Under the Court‘s summary of pre-emption principles applicable to laws discriminating against aliens, these factors would be irrelevant.3 I cannot agree that such a summary accurately reflects the law.
The Court concedes that the proper application of its pre-emption principle “is likely to be a matter of some dispute,” ante, at 13, and then proceeds to resolve the case by finding a conflict between Maryland‘s tuition policy and a collection of treaties and statutes that address the tax liability of certain nonimmigrant aliens. Although I find this conclusion quite unconvincing, it is gratifying to learn that in practice perhaps the Court‘s new principle still demands proof of a conflict with federal law, just as traditional pre-emption cases instruct. Because the Court‘s judgment relies on the asserted presence of such a conflict, its statements suggesting that such a particularized inquiry is unnecessary must be regarded as dicta, though unwise dicta at that. With this said, I turn to the Court‘s discovery of a conflict with federal law.
II
The Court relies on two features of federal law. First, it notes that Congress has permitted nonimmigrant aliens holding G-4 visas to establish domicile in the United States. Ante, at 14. It then reasons that denying these aliens in-state tuition conflicts with Congress’ decision. The Court offers no evidence that Congress’ intent in permitting respondеnts to establish “domicile in the United States” has any bearing at all on the tuition available to them at state universities. Federal law does not require the States to make residence or domicile the determinant of their tuition policies, and as the Court recognizes, Maryland has chosen not to do so in the case of nonimmigrant aliens. Moreover, unlike the state laws scrutinized in Truax and Graham, Maryland‘s policy does not deprive respondents of a livelihood or the means of subsistence such that it could fairly be characterized as denying respondents “entrance and abode,” 239 U.S., at 42.
The second feature of federal law on which the Court relies consists of certain statutes and treaties that affect the tax liability of G-4 visaholders. The Court considers these statutes and treaties as an amorphous whole and concludes that the University‘s policy “frustrates” the policies embodied in them. “The State may not recoup indirectly from respondents’ parents the taxes that the Federal Government has expressly barred the State from collecting.” Ante, at 16. There are two serious flaws in this argument. First, the Federal Government has not barred the States from collecting taxes from many, if not most, G-4 visaholders. Second, as to those G-4 nonimmigrants who are immune from state income taxes by treaty, Maryland‘s tuition policy cannot fairly be said to conflict with those treaties in a manner requiring its pre-emption.
The individual respondents in this case represent a сlass of G-4 visaholders or their dependents who are or may become students at the University of Maryland. The Court, contrary to the teaching of our cases,4 reasons as though the class members were a homogenous group. They are not, and the Court‘s ignorance of relevant differences leads it into error. The named class representatives are dependents of employees of either the Inter-American Development Bank or the International Bank for Reconstruction and Develop-
Most G-4 visaholders, however, derive whatever tax immunity they enjoy in this country from § 4(b) of the
Section 6 of the bill, as originally introduced in the House, provided an exemption from state and local taxes as well.5
The Court‘s reasoning is flawed, however, and cannot help even those class members whose parents’ tax immunity is based on a treaty or international agreement.9 The State‘s tuition policy is void under the Supremacy Clause only “to the extent that it actually conflicts with a valid federal statute,” Ray v. Atlantic Richfield Co., 435 U.S., at 158, or, of course, a valid treaty. As the Court stated in Ray, ibid.:
“A conflict will be found ‘where compliance with both federal and state regulations is a physical impossibility . . . ,’ Florida Lime & Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142-143 (1963), or where the state ‘law stands as an obstacle to the accomplishment and execution of the full рurposes and objectives of Congress.’ Hines v. Davidowitz, 312 U.S. 52, 67 (1941); Jones v. Rath Packing Co., [430 U.S.], at 526, 540-541. Accord, De Canas v. Bica, 424 U.S. 351, 363 (1976).”
There is, of course, no physical impossibility in the coexistence of the two policies. The treaties and agreements insure that signatory nations will not tax the salaries of foreign
The remaining question is whether Maryland‘s tuition policy “stands as an obstacle to the accomplishment and execution of the full purposes and objectives” of the treaties and agreements. Hines v. Davidowitz, 312 U.S., at 67. In answering this question, it is well to bear in mind certain guideposts that the Court appears to have forgotten: “It is, of course, true that even treaties with foreign nations will be carefully construed so as not to derogate from the authority and jurisdiction of the States of this nation unless clearly necessary to effectuate the national policy.” United States v. Pink, 315 U.S. 203, 230 (1942). “Even the language of a treaty wherever reasonably possible will be construed so as not to override state laws or to impair rights arising under them.” Guaranty Trust Co. v. United States, 304 U.S. 126, 143 (1938). In this case, the Court has gone out of its way to raise the banner of federal supremacy over the State‘s University, without support in the language of the treaties and without examining the intent of the negotiating parties.
It is one thing to exempt employees of an international organization from tax liability on their salaries, which otherwise would be incurred by the employees simply by doing what they came to this country to do—working for international organizations such as the World Bank. It is another matter to restrict the State‘s ability to recover its costs in providing educational services, which respondents were сertainly not required to use. Cf. Hamilton v. Regents of the University of California, 293 U.S. 245, 262 (1934). Although a college education over the years has become accessible to increasing numbers of Americans, it can hardly be characterized as an unavoidable feature of life in this country.
Indeed, the United States, which unlike the State of Maryland negotiated the agreements in question, clearly does not understand them to require that education for G-4 visaholders be subsidized to the same extent as education for citizens or resident aliens. For example, the Federal Guaranteed Student Loan Program, which provides significant aid to students attending qualifying colleges and graduate schools, is available to American citizens and permanent resident aliens, but not to nonimmigrant aliens such as respondents. See
III
The lower courts’ principal basis for invalidating Maryland‘s tuition policy was not the Supremacy Clause, but the Equal Protection Clause. Those courts interpreted the State‘s policy as a classification based on alienage, and there-
The Equal Protection Clause of the
All laws classify, and, unremarkably, the characteristics that distinguish the classes so created have been judged relevant by the legislators responsible for the enactment. The Equal Protection Clause, however, reflects the judgment of its Framers that some distinguishing characteristics may seldom, if ever, be the basis for difference in treatment by the legislature. The key question in all equal protection cases, of course, is whether the distinguishing characteristics on which the State relies are constitutional.
In the vast majority of cases our judicial function permits us to ask only whether the judgment of relevance made by the State is rational. See McGowan v. Maryland, 366 U.S. 420, 425-426 (1961).11 In a very few other cases, we have required that the State pass a more demanding test because of
In Graham v. Richardson, supra, the Court added alienage to this select list. Apart from the abbreviated conclusion that “[a]liens as a class are a prime example of a ‘discrete and insular’ minority,” id., at 372, the Court did not elaborate on the justification for “heightened judicial solicitude,” ibid. Subsequently, the Court observed that aliens, unlike other members of the community, were subject to the particular disadvantage of being unable to vote, and thus were barred from participating formally in the process of self-government. Hampton v. Mow Sun Wong, 426 U.S. 88, 102 (1976). One could infer that rigorous judicial scrutiny normally was necessary because aliens were barred from asserting their interests in the governmental body responsible for imposing burdens upon them.
More recent decisions have established, however, that the political powerlessness of aliens is itself the consequence of distinctions on the basis of alienage that are constitutionally permissible.
“[I]t is clear that a State may deny aliens the right to vote, or to run for elective office, for these lie at the heart of our political institutions. See [Sugarman v. Dougall, 413 U.S. 634, 647-649 (1973)]. Similar considerations support a legislative determination to exclude aliens from jury service. See Perkins v. Smith, 370 F. Supp. 134 (Md. 1974), aff‘d, 426 U.S. 913 (1976). Likewise, we have recognized that citizenship may be a relevant qualification for fulfilling those ‘important non-elective executive, legislative, and judicial positions,’ held by ‘officers who participate directly in the formu-
lation, execution, or review of broad public policy.’ Dougall, supra, at 647.” Foley v. Connelie, 435 U.S. 291, 296 (1978).
As the Court explained earlier this Term:
“The exclusion of aliens from basic governmental processes is not a deficiency in the democratic system but a necessary consequence of the community‘s process of political self-definition. Self-government, whether direct or through representatives, begins by defining the scope of the community of the governed and thus of the governors as well: Aliens are by definition those outside of this community. Judicial incursions into this area may interfere with those aspects of democratic self-government that are most essential to it.” Cabell v. Chavez-Salido, 454 U.S. 432, 439–440 (1982).
If the exclusion of aliens from the political processes is legitimate, as it clearly is, there is reason to doubt whether political powerlessness is any longer a legitimate reason for treating aliens as a “suspect class” deserving of “heightened judicial solicitude.” Indeed, in Foley v. Connelie, supra, Ambach v. Norwick, 441 U.S. 68 (1979), and Cabell v. Chavez-Salido, supra, the Court plainly eschewed the application of striсt scrutiny to the States’ exclusion of aliens from particular public offices.12 In my view, these decisions merely
IV
The State‘s policy in this case is to provide in-state tuition to residents of the State who are citizens and immigrant aliens lawfully admitted for permanent residence. In-state tuition is not available to certain students, however, regardless of whether they have established residence within the State. Within this class are citizens who are financially dependent either on parents or on a spouse who is not domiciled in the State, as well as citizens who are members of the Armed Forces and have been assigned by the military to attend the University.14 Also within the class are nonimmigrant aliens, who have not been admitted to this country for permanent residence.
First, unlike immigrant aliens, nonimmigrants such as G-4 visaholders are significantly different from citizens in certain important respects. Our previous decisions have emрhasized that immigrant aliens have been lawfully admitted to this country for permanent residence and share many of the normal burdens of citizenship, such as the duty to pay taxes and to serve in the Armed Forces. Nyquist v. Mauclet, supra, at 12; Hampton v. Mow Sun Wong, 426 U.S., at 107, n. 30; Sugarman v. Dougall, supra, at 645; Graham v. Richardson, supra, at 376. Implicit in these cases is the judgment that because permanent resident aliens are in so many respects situated similarly to citizens, distinctions between them are to be carefully scrutinized.15 Although there is le-
As noted earlier, nonimmigrant aliens holding G-4 visas, unlike resident aliens, are exempt from Maryland‘s income tax, by operation of either international agreement or a combination of federal and state law.16 The University is substantially supported by general state revenues appropriated by the legislature, and of this sum nearly half is generated by the state income tax. See Brief for Petitioners 29, n. 23. Consequently, for the purpose of assessing tuition to the State‘s University, G-4 nonimmigrant aliens are not situated similarly either to most citizens or to permanent resident aliens. They are distinguished by a trait that is obviously quite relevant from the State‘s perspective, and legitimately so. Other nonimmigrant aliens are subject to state income taxes, but, as respondents concede, Brief for Respondents 12, 14, 23, they are admitted to this country only temporarily and for limited purposes. These aliens are also not situated similarly to resident citizens or to permanent resident aliens because most are admitted on the condition that they cannot establish domicile in the United States. See Elkins v. Moreno, 435 U.S. 647, 665 (1978). As a group, then, nonimmigrant aliens are sufficiently different from citizens in relevant respects that distinctions between them and citizens or immigrant aliens should not call for heightened scrutiny.
Second, the State‘s tuition policy, as it applies to G-4 visaholders, simply cannot be broadly characterized as a classification that discriminates on the basis of alienage. It is more accurately described as a policy that classifies on the basis of
In the other class is an equally mixed group of citizens and aliens. Some of these citizens do not reside in the State and therefore do not pay state taxes. Others do reside in the State, but are financially dependent on parents or a spouse who is domiciled elsewhere and therefore do not help finance the operation of the University through income taxes. Nonimmigrant aliens holding G-4 visas also reside in the State but, like citizens in this class, do not pay state income taxes.17 To all members of this class the State charges a higher, so-called “out-of-state” tuition, although one that still does not fully cover the cost of education. Just as it may seem unfair for a State to deny to a resident alien the right to participate in public benefits to which he has contributed through taxes, it might seem equally unfair to allow G-4 visaholders to participate, on a par with taxpaying resident citizens and permanent resident aliens, in public benefits to which they have not contributed. Whether or not such a judgment is correct, a policy justified in such tеrms cannot fairly be called the product of xenophobic prejudice. Given the State‘s decision to treat immigrant aliens on a par with citizens, its decision to require a higher tuition of G-4 nonimmigrant aliens cannot
Consequently, for either of these reasons, the “strict scrutiny” authorized by Graham v. Richardson, 403 U.S. 365 (1971), even if it is still applicable to discrimination against permanent resident aliens, has no proper application to the State‘s policy in this case. The only question, therefore, is whether “the State‘s classification rationally furthers the purpose identified by the State.” Massachusetts Board of Retirement v. Murgia, 427 U.S. 307, 314 (1976). The State has articulated several purposes for its policy of denying in-state tuition to nonimmigrant aliens. One purpose is roughly to equalize the cost of higher education borne by those students who do and those who do not financially contribute to the University through income tax payments. The purpose surely is a legitimate one, and I should think it evident that the State‘s classification rationally furthers that purpose.19
V
On June 23, 1978, approximately two months after our decision in Elkins v. Moreno, 435 U.S. 647 (1978), the University‘s Board of Regents adopted a “clarifying” resolution establishing beyond doubt that the State‘s policy excluding G-4 visaholders from eligibility for in-state tuition was not based on their lack of domicile. For this reason, we remanded the case to the District Court for further proceedings, having concluded that this case was no longer controlled by Vlandis v. Kline, 412 U.S. 441 (1973), as limited by Weinberger v. Salfi, 422 U.S. 749, 771 (1975). Toll v. Moreno, 441 U.S. 458, 461-462 (1979). On remand, the District Court concluded that although the clarifying resolution adopted on June 23, 1978, eliminated the “conclusive presumption” that respondents could not establish domicile, the existence of such a presumption before that date denied respondents due process under the teaching of Vlandis v. Kline, supra.
There is legitimate doubt whether at this latе date anything remains of Vlandis v. Kline but its lifeless words on the pages of these Reports. Such doubts, however, need not be resolved in this case. The University has made clear that domicile is not the principal consideration underlying its tuition policy as applied to respondents, and in my view that policy is rationally related to other legitimate purposes proffered by the State. The classification challenged by respondents did not change on June 23, 1978. If the classification is valid today, as I believe it is, then it was valid before the State issued its “clarifying” resolution. A statute‘s con-
For the foregoing reasons, I would reverse the judgment of the Court of Appeals.
Notes
“Mr. RANKIN. This bill does not interfere with State laws in any way?
“Mr. ROBERTSON of Virginia. None whatever.” 91 Cong. Rec. 10866 (1945).
In the Senate, Senator Taft explained that his Committee had deleted the proposed exemption contained in § 6 because it “felt that that was wholly beyond the power of Congress.” 91 Cong. Rec. 12432 (1945).
“In this case it is apparent that there is no ‘clear conflict’ between the policies in question. The University‘s Policy seeks to confer certain economic benefits on individuals closely affiliated with the State of Maryland. The mere fact that one of the factors which is considered in determining eligibility for this benefit is whether or not the applicant‘s income is taxed by Maryland does not necessarily imply that the policy conflicts with the tax policies contained in the relevant international agreements. The ‘conflict’ between these policies, in and of itself, is too attenuated to warrant invalidating the University‘s Policy.” 489 F. Supp. 658, 667 (Md. 1980).
“The distinction between citizens and aliens, though ordinarily irrelevant to private activity, is fundamental to the definition and government of a State. The Constitution itself refers to the distinction no less than 11 times, see Sugarman v. Dougall, supra, at 651-652 (REHNQUIST, J., dissenting), indicating that the status of citizenship was meant to have significance in the structure of our government. The assumption of that status, whether by birth or naturalization, denotes an association with the polity which, in a democratic republic, exercises the powers of governance.” Ambach v. Norwick, supra, at 75.
JUSTICE BLACKMUN has chosen to respond to this portion of the dissent, but misunderstands my point. I have observed that the political powerlessness of aliens is the result of state-created classifications which this Court has upheld as constitutional. One may nevertheless conclude, as JUSTICE BLACKMUN does, that the political powerlessness of aliens is still a reason for applying strict scrutiny to alienage classifications. My point, to which JUSTICE BLACKMUN‘s concurrence is unresponsive, is that a classification which is constitutionally relevant to many important state purposes should not be considered “suspect.” It is beside the point to recognize that alienage may be irrelevant for some other purposes. Were this consideration conclusive, all state classifications would be considered “suspect” under the Equal Protection Clause because every classification is relevant to some purposes and irrelevant to others.
“1. It is the policy of the University of Maryland to grant in-state status for admission, tuition and charge-differential purposes to United States citizens, and to immigrant aliens lawfully admitted for permanent residence in accordance with the laws of the United States, in the following cases:
“a. Where a student is financially dependent upon a parent, parents, or spouse domiciled in Maryland for at least six consecutive months prior to the last day available for registration for the forthcoming semester.
“b. Where a student is financially independent for at least the preceding twelve months, and provided the student has maintained his domicile in Maryland for at least six consecutive months immediately prior to the last day available for registration for the forthcoming semester.
“c. Where a student is the spouse or a dependent child of a full-time employee of the University.
“d. Where a student who is a member of the Armed Forces of the United States is stationed on active duty in Maryland for at least six consecutive months immediately prior to the last day available for registration for the forthcoming semester, unless such student has been assigned for educational purposes to attend the University of Maryland.
“e. Where a student is a full-time employee of the University of Maryland.
“2. It is the policy of the University of Maryland to attribute out-of-state status for admission, tuition, and charge-differential purposes in all other cases.” App. to Pet. for Cert. 167a-168a.
