OPINION
Timothy Wilson Spencer attacks a Virginia state court judgment sentencing him to death for the murder of Dr. Susan Hellams. The district court denied Spencer’s petition for a writ of habeas corpus. We affirm.
I
Dr. Susan Hellams was a resident in neurosurgery at the Medical College of Virginia in Richmond. 1 She was murdered in her home on the night of October 2, 1987 or the early morning of October 3,1987. The police were notified by her husband after he returned home and discovered her partially-clothed body on the floor of the couple’s bedroom closet. Dr. Hellams’s attacker apparently gained access to the house by cutting out a large portion of a second-story bedroom window screen.
The medical examiner testified at trial that the cause of Dr. Hellams’s death was ligature
The presence of spermatozoa was found on swabs taken from the vagina, rectum, and perianal area. Seminal fluid and spermatozoa also were found on Dr. Hellams’s skirt and slip. The swab from the perianal area, as well as the stains on Dr. Hellams’s skirt and slip, were examined by the Commonwealth’s expert serologist and compared to Spencer’s blood. Based on her analysis of identifiable secretions, the serologist testified at trial that the source of the secretions was a third party, because neither Dr. Hellams nor her husband could have produced the secretions. The serologist further stated that the secretions in the seminal fluid found on the skirt and slip were consistent with Spencer’s secretion type and inconsistent with Dr. Hellams’s husband’s type. 2 The secretions in the seminal fluid found on the perianal swabs were consistent with a combination of Spencer’s and Dr. Hellams’s blood types and inconsistent with a combination of the blood types of Dr. Hellams and her husband.
A sample of Spencer’s blood and a sample of the seminal fluid found on Dr. Hellams’s slip were subjected to DNA analysis. The two samples matched. This evidence was admitted at trial.
Proceedings
The trial commenced in the Circuit Court of the City of Richmond, Manchester Courthouse, on January 17, 1989. The jury convicted Spencer of capital murder, rape; sodomy, and burglary.
Spencer next filed a petition for a writ of habeas corpus with the state trial court on September 10, 1990. The petition was dismissed on November 15, 1990. Spencer v. Murray, No. ML2232 (Cir.Ct. for the City of Richmond, Manchester Courthouse, Nov. 15, 1990). The Supreme Court of Virginia affirmed. Spencer v. Murray, No. 910252 (Va. June 4, 1991). Spencer then turned to the United States District Court for the Eastern District of Virginia. The district court denied his habeas petition. Spencer v. Murray, No. 3:92CV160 (E.D.Va. Jan. 21, 1993). Spencer then asked the district court, on February 11,1993, for a Certificate of Probable Cause to appeal to this court. That request was denied. Spencer v. Murray, No. 3:92CV160 (E.D.Va. March 30, 1993).
Spencer filed his Notice of Appeal in the district court on April 29, 1993. Spencer then applied to this court for a Certificate of Probable Cause on May 25, 1993. Appellee Murray responded with a motion to dismiss the appeal on May 11, 1993. By order filed June 21, 1993, we denied Murray’s motion to dismiss and, as individual judges, granted Spencer’s application for a Certificate of Probable Cause. Spencer v. Murray, No. 93-4002 (4th Cir. June 21, 1993).
The Execution Order and Stay
On the same day that we entered our order, the Commonwealth sought and received from the state trial court an execution
II
On appeal, Spencer raises seven issues: (1) his trial counsel were ineffective because they failed to secure a DNA expert for the defense; (2) he is “actually innocent” of the crime for which he was sentenced to death, and he would not have been convicted if he had been able to challenge the DNA evidence and if the “prejudicial injection of astronomical probability ratios” into the trial had not occurred; (3) his trial counsel were ineffective because they did not conduct voir dire on the issue of racial prejudice; (4) Virginia’s proportionality review is unconstitutional, and her application of procedural default rules was unconstitutional because it did not make “rational exceptions”; (5) the jury instructions at trial on mitigating evidence were constitutionally inadequate; (6) his trial counsel were ineffective because they did not explore or present certain mitigating evidence; (7) the DNA analysis used on the evidence in this case was subject to error and produced unreliable results, the results should not have been admitted, and his trial counsel were ineffective in handling this evidence.
Issues Precluded from Review
We do not consider Spencer’s Issues 4 (proportionality review and default rules), 5 (jury instructions on mitigating evidence), and 7 (DNA analysis claims), except to the extent that in Issue 7 he alleges his counsel were ineffective in their handling of the DNA evidence and to the extent he raised a challenge to the admissibility of the DNA evidence on direct review. The Supreme Court of Virginia held that these issues were proee-durally defaulted under the rule of
Slayton v. Parrigan,
A.
Ineffective Assistance of Counsel
Claims of ineffective assistance of counsel are governed by the now-familiar standard of
Strickland v. Washington,
In examining a claim that counsel’s performance was deficient, we examine whether counsel’s performance was reasonable under prevailing professional norms.
Just as the petitioner carries the burden of proving that counsel’s performance was deficient, the petitioner also carries the burden of affirmatively proving that prejudice resulted from counsel’s deficient performance.
Issue 1 — DNA Expert
Spencer’s Issue 1 on appeal is that his trial counsel were ineffective because they failed to procure a defense DNA expert. At this point, we feel it necessary to point out that Spencer was tried twice for capital murder in the Circuit Court for the City of Richmond by the same trial judge and defended by the same attorneys, Jeffrey L. Everhart and David J. Johnson. The first trial commenced on September 19, 1988, and Spencer was found guilty of the capital murder of Miss Debbie Davis. That trial has been before us for review and is the subject of our recent opinion
Spencer v. Murray,
On June 15,1988, Spencer’s attorneys filed a motion for funds for experts with the trial court to put the court on notice that they intended to seek such funds. The court had an extended discussion with Spencer’s counsel about the motion and procuring an expert.
Spencer,
[njothing in the record reveals that counsel did anything to follow through with this motion. No mention is made anywhere in the record of any additional requests for hearings or experts.
As counsel recognized the need for specific experts, some affirmative steps should have been taken to secure them.... If nothing else, counsel should have read the current literature dealing with forensic DNA.
Spencer’s attorneys filed an affidavit with the state trial court concerning the allegations made in the state habeas petition. The affidavit details the research Spencer’s attorneys conducted into DNA evidence. Spencer’s attorneys also questioned at least four experts and attempted to find one who would be willing to serve as a defense witness, but they “were unable to find an expert who was willing to accept such an appointment.” So Spencer’s attorneys did take affirmative steps to secure a DNA expert. The fact that they could not find one cannot be charged to them as deficient performance. See also
Spencer v. Murray,
No. 3:92CV160, slip op.
Issue 3 — Voir Dire
Spencer charges that his counsel’s performance was deficient because they did not conduct voir dire on the issue of racial bias. The affidavit submitted by Spencer’s attorneys shows that they made a strategy decision not to conduct voir dire on this issue:
Prior to trial, because of the publicity from the first Richmond trial, we asked for and obtained a change of venire and the jury selection actually took place in Norfolk. We also asked for and obtained individual voir dire. During jury selection, the questions we asked any given juror were based upon our combined professional judgment as to how best to determine whether the juror was impartial or would be favorable or unfavorable to the defense. If a prospective juror’s answers gave us any doubt about his or her impartiality, we either challenged the juror for cause or followed up with additional questions until, in our judgment, the doubt was removed or we believed the juror’s answers warranted a challenge for cause. In our view, particularly because of the change of veni-re, race was simply not an issue in the case. We had no reason to believe that any prospective juror harbored any racial bias against Spencer, and our decision not to ask any questions on voir dire that might have injected race into the case was a matter of trial tactics.
Under
Strickland,
we defer to counsel’s sound trial strategy decisions.
Issue 6 — Mitigating Evidence
Spencer also argues that his counsel were ineffective because if they had adequately investigated his case, they would have discovered that his presentence report, school history, and Department of Corrections reports show that he was a troubled child, that he was emotionally damaged by being told his father was dead when he in fact was alive, that he used a dangerous drug, PCP, and that he may suffer from organic brain damage. He also argues that they failed to seek the appointment of a psychologist to evaluate his mental state. Once again, we turn to counsel’s affidavit.
The record shows that they conducted a thorough investigation of Spencer’s background, both personally and through the use of a private investigator. Counsel or their investigator interviewed family members, neighbors, teachers, employers, and halfway house personnel.
7
We therefore reject Spencer’s claim of deficient investigation. In addition, counsel had observed the mitigation witnesses in the Arlington trial and in the first Richmond trial. To the extent that Spencer argues that there were witnesses other than mental health experts who should have been presented, Spencer’s attorneys
As for Spencer’s claims about his mental state, Spencer’s attorneys assert that they never had any reason from their own experiences in talking with him to doubt his sanity or his ability to recall his whereabouts at the times of the crimes. They also had never encountered any evidence of drug use, other than two urinalyses in the halfway house that had shown marijuana use.
Spencer’s attorneys knew that the attorneys who represented Spencer in the Arlington trial had hired both a psychiatrist and a psychologist who had found a complete lack of any mitigating circumstances. The Arlington attorneys did not want to inquire further because they feared they would find information that would harm the defense. Rather than request a court-appointed expert in the ease, Spencer’s Richmond counsel first asked members of the Richmond criminal defense bar to recommend a psychiatrist. Spencer’s attorneys then hired a psychiatrist, Dr. Mullaney, who evaluated Spencer before his first Richmond trial. Dr. Mullaney found nothing of any real help to the defense. However, the report did contain an opinion that Spencer’s crimes were “victim specific,” and his imprisonment would minimize his future dangerousness to society. However, Spencer’s attorneys decided against using Dr. Mullaney. Their reasoning is spelled out in their affidavit:
We decided ... not to use Dr. Mullaney as a witness for several reasons. The sole “plus” of his testimony would have been an opinion that Spencer’s future dangerousness would be minimized if he were kept in prison. In our judgment, this “plus” was negligible and we were able to argue that same theory to the jury even without Dr. Mullaney’s testimony. Moreover, the minimal “plus” was outweighed by the fact that, if Mullaney were to testify at the penalty stage, the jury would have already found that Spencer committed the offense, and Mullaney would have to admit that Spencer continued to deny his guilt- and had shown absolutely no remorse.
Further,
we knew that if we wanted to use Dr. Mullaney, then pursuant to Virginia Code § 19.2-264.3:1F the prosecution would be entitled to have Spencer evaluated by its own expert. Based upon what we knew about Spencer and his offenses, we had no doubt that the state’s experts would render an opinion that Spencer was, in fact, “future dangerous.” We affirmatively wanted to avoid an expert opinion to that effect. Based upon all of this information we made a strategic decision not to request a court-appointed expert and not to present any mental health evidence at the penalty stage.
In light of the reasonable strategy decision made by Spencer’s counsel, we do not find their performance deficient.
Claim 7 — Deficient Handling of DNA Evidence
Spencer’s final claim is that his counsel were ineffective because they “were unable to cope with the tremendous volume of DNA evidénce presented by the Commonwealth through its witnesses.” 8 The affidavit submitted by counsel once again belies the claim.
Counsel conducted a thorough investigation of DNA evidence. They contacted sev
B.
Actual Innocence Claim
Spencer claims that he is “actually innocent” of the crime for which he was sentenced to death, and he would not have been convicted if the “prejudicial injection of astronomical probability ratios” into the trial had not occurred. Spencer’s specific faultfinding with the probability statistics is a claim that is procedurally defaulted because not presented to the Virginia Supreme Court on direct appeal. See Part II,
supra.
If we construe Spencer’s claim as an assertion that he is innocent of the crime for which he was convicted, we cannot entertain his claim because “a claim of ‘actual innocence’ is not itself a constitutional claim, but instead a gateway through which a habeas petitioner must pass to have his otherwise barred constitutional claim heard on the merits.”
Herrera v. Collins,
— U.S. -, -,
At the outset, we note that the district court was concerned that we may hold that the actual innocence test for defaulted claims under
Sawyer v. Whitley,
— U.S. -,
Spencer’s claim is that he would not have been convicted if the probability statistics had not been admitted. To have a defaulted claim reviewed, a petitioner must first prove, under the actual innocence test of
Sawyer,
“by clear and convincing evidence that but for a constitutional error, no reasonable juror would have found the petitioner eligible for the death penalty under the applicable state law.”
Sawyer,
— U.S. -, -,
The question of whether the probability statistics should have been admitted is a question of state law that does not involve a federal constitutional issue. It is only in extraordinary circumstances that federal review of these questions is warranted.
Grundler v. North Carolina,
Ill
We hold that Spencer’s trial counsel were not ineffective within the meaning of
Strickland v. Washington,
The judgment of the district court is accordingly
AFFIRMED.
Notes
. Our recitation of the facts is condensed from the Virginia Supreme Court’s opinion in this case,
Spencer v. Commonwealth,
. Spencer is a type O secretor, PGM type 1, PGM subtype 1+, and peptidase A type 1. Spencer shares this type with only 13% of the population.
Dr. Hellams was a nonsecretor, PGM type 2-1, PGM type 2+ 1 - , and peptidase A type 1. Her husband is a nonsecretor, PGM type 2-1, and PGM subtype 2+ 1 + . Id.
. The two exceptions are (1) cause for the default and actual prejudice that results from the violation of the petitioner’s federal rights, see
Murray v. Carrier,
. Spencer’s claim regarding the admissibility of the DNA evidence in this case was raised on direct appeal to the Virginia Supreme Court,
Spencer v. Commonwealth,
. In addition to the murder of Miss Davis, which was before us in our earlier case reported at
. Spencer argues that his trial counsel erred in making this determination in light of
Turner v. Murray,
.Spencer was living in a halfway house in Richmond when he murdered Dr. Hellams.
. The habeas petition filed with the district court is difficult to construe.
This claim is embedded in Claim K of the petition, which concerns discovery violations. The district court held that Claim K was procedurally defaulted. Spencer v. Murray,- No. 3:92CV160, slip op. at 3 (E.D.Va. Jan. 21, 1993). The same claim appears in the brief submitted to this court as part of Claim 7 concerning DNA evidence, which was Claim III and Claim N, because of a lettering error, on habeas appeal to the Virginia
Supreme Court. The Virginia Supreme Court specifically excepted the question of ineffective assistance of counsel from its procedural default ruling. Spencer v. Murray, No. 910252 (Va- June 4, 1991). We address this claim to give Spencer the benefit of any doubt in light of the Virginia Supreme Court's ruling, but we do not mean our finding to be a comment on the admirable job the district court did in sorting out a confusing and ambiguous petition.
. Actually, the district court discussed Sawyer in the context of Spencer’s factual innocence claim. This is understandable because the district court issued its opinion before the Supreme Court decided Herrera.
. The formula by which Lifecodes, the DNA laboratory, arrived at its population statistics.
Spencer’s counsel cross-examined the Commonwealth’s DNA witness with reference to the population statistics in a joint suppression hearing held, by agreement of the parties, in this case and in the other Richmond case involving the murder of Miss Davis. Spencer's counsel also cross-examined the Commonwealth’s DNA witness with reference to the population statistics at the trial of this case in the presence of the jury. The transcript of the joint suppression hearing is a part of the state record, both in this case and in the case involving the murder of Miss Davis.
