Thе facts in this case, as elaborated by the Louisiana Supreme Court on direct appeal,
State v. Baldwin,
Facts
Timothy Baldwin, his wife Rita, and their seven children were neighbors of Mary James Peters in West Monroe, Louisiana, from 1971 until 1977. Mrs. Peters was godmother to their youngest, Russell. During the latter part of their stay in West Monroe, William Odell Jones also resided with the Baldwins. The group went to Bossier City for six months and then moved to Ohio. The oldest daughter, Michelle, remained in West Monroe with one brother. A second son entered the service. Marilyn Hampton and her three daughters stayed with the Baldwins in Ohio. Marilyn, Timothy Baldwin, and her children then left, accompanied by Jones. Baldwin and Jones worked together in the business of installing aluminum siding. After the departure of her husband, Ritа Baldwin got in financial difficulties and was picked up on bad check charges. Her four younger children went to live with Michelle in West Monroe. Meanwhile, Timothy Baldwin, Jones, Marilyn Hampton and her three children led an itinerant existence. Their last means of transportation was a 1978 black Ford van, rented in Tampa, Florida.
On April 4, 1978, Marilyn Hampton and Timothy Baldwin drove the van to West Monroe. Jones and the children stayed at a cabin in Holmes State Park, near Jackson, Mississippi. Baldwin and Marilyn Hampton visited Michelle’s apartment in West Monroe but left there around 8:00 p. m. Shortly thereafter, a van was seen parked in front of Mrs. Peters’ house. A man and woman were observed leaving the residence between 10:00 and 11:00 р. m. Shortly before their departure, passersby saw and heard indications that someone in the Peters’ home was being beaten. Baldwin testified in his own behalf and admitted that he and Marilyn visited Mrs. Peters that evening but denied the murder. Mrs. Peters, who was 85 years old, was beaten with various things, among them a skillet, a stool, and a telephone. She remained. on the kitchen floor overnight and was discovered the next morning shortly before noon by an employee of the Ouachita Council Meals on Wheels, who was bringing her noon meal. Although helpless and incoherent, Mrs. Peters tried to defend herself against the police officers and the ambulance attendant who took her to the hospital. Dr. A. B. Gregory saw her in the emergеncy room around 12:30 p. m. on April 5, 1978, and found her semi-comatose. Her left cheekbone and jawbone were shattered; she had brain damage from multiple contusions and lacerations. According to Dr. Gregory, Mrs. Peters could not communicate rationally. She died of the injuries the following day. Dr. Frank Chin, who performed the autopsy, attributed her death to massive cerebral hemorrhage and swelling, secondary to external head injuries.
Timothy Baldwin and Marilyn Hampton were subsequently located in El Dorado, Arkansas. Timothy Baldwin signed consents for the search of their motel room and the van. Two blue bank bags, one empty and one containing savings bonds and certificates of deposit payable to Mary James, were found in the van. 1 Jones, to whom Marilyn Hampton and Timothy Baldwin had made inculpatory statements both before and after the crime, helped police officers locate a safe that had belonged to the victim in the LaFourche Canal in West Monroe. Baldwin’s finger and palm prints were found on various items in the Peters’ home: a cigarette lighter, a television set, and a coffee cup.
Baldwin was found guilty, and the jury recommended the death sentence, finding two aggravating circumstances: “1. the offender was engaged in the perpetration or
Denial of Effective Counsel
Appellant asserts that the district court erred in finding, without holding an evidentiary hearing, that trial counsel was not ineffective. This issue was not raised on direct appeal but was raised in appellant’s state petitions for post-conviction relief and denied without a hearing. Appellant first argues that counsel was ineffective for failing to pursue a consistent defense strategy, asserting that counsel’s questioning on voir dire evidenced an intent to pursue an intoxication defense, which was not developed at trial and was abandoned in the jury charge.
Before trial, counsel moved to change the plea to guilty by reason of insanity based in part on appellant’s heavy drinking.
See State v. Baldwin,
The Sixth Amendment entitles a criminal defendant to counsel reasonably likely to render and rendering reasonably effective assistance. Effective assistance is not tantamount to errorless assistance or counsel judged ineffective by hindsight. The methodology for applying the standard involves an inquiry into the actual performance of counsel and a determination based on the totality of the circumstances and the entire record.
Nelson v. Estelle,
The district court below considered “the evidence, the character of the defendant, and the circumstances of the crime.” It noted that Baldwin had been represented by two experienced criminal lawyers who engaged in thrеe months of pretrial preparation, numerous substantive -motions, a five-day trial, and extensive post-trial litigation. The district court found counsel reasonable effective and refused to scrutinize counsel’s decision not to develop further the intoxication defense. We conclude
Where a petitioner can point to specific incidents of ineffectiveness, this circuit does not hesitate to grant a new trial or a hearing, but it does not blindly accept speculative and inconcrete claims.
United States v. Gray,
The second basis for appellant’s assertion of ineffective assistance of counsel is counsel’s failure to move for a new trial despite newly discovered evidence. Five months after trial, counsel acquired a motel receipt indicating that appellant was in El Dorado, Arkansas, some 70 miles away, on the night of the murder. The district court did not investigate this allegation, simply assuming that counsel would have developed any adequate alibi defense after exerting the effort to uncover the evidence. Although under other circumstances the failure to grant a hearing on this allegation might have constituted error, our review of the rеcord indicates that appellant’s counsel did not further develop the new evidence probably because it did not provide the appellant with an adequate alibi. Appellant testified at trial that he left the victim’s house and that he and Mrs. Hampton drove to an El Dorado motel that night. Appellant does not assert that the motel receipt indicates a check-in time inconsistent with appellant’s presence in the victim’s house between 10:00 and 11:00 p. m., the time of the murder.
State v. Baldwin,
Violation of State Sequestration Laws
Appellant asserts that the trial judge did not instruct the last seven jurors concerning sequestration and allowed thе jurors to go to a concession stand in the courthouse lobby during trial, possibly unescorted. After the first day of voir dire, the court excused the remaining prospective jurors for the night, noting the existence of publicity about the case and instructing them not to expose themselves to any information that might influence them. The court then addressed the five selected jurors and instructed them not to discuss the case with anyone, listen to any discussions, or discuss the case among themselves. The record
Appellant’s exclusive reliance on Louisiana’s strict sequestration requirements in capital cases is misplaced. In habeas proceedings, the federal courts sit to determine whether there has been a constitutional infraction of the appellant’s due process rights that would render the trial as a whole “fundamentally unfair,” not to enforce state procedural rules.
Nelson v. Estelle,
Appellant asserts no prejudice from the brief jury separation and appears to request an evidentiary hearing in order to ascertain whether prejudice existed. Prejudice is presumed in habeas cases only when pretrial publicity is so pervasive and expressly prejudicial that the community is prejudiced.
United States v. Williams,
Appellant’s other allegation of error, failure to instruct the last seven jurors not to discuss the case with anyone, must also fail absent alleged prejudice.
Rotolo v. United States,
Jury Instructions on Substantive Crime
The appellant next challenges the jury instructions. In brief, the appellant argues that the instructions given the Louisiana jury that convicted and sentenced him to death were inaccurate, confusing and incomplete, thus denying him due process. He argues that the instructions substantially undermined the reliability of the jury’s determinations and created an impermissible risk that the jury had not found every element of the crime beyond a reasonable doubt. This claim presents a more difficult issue than those discussed above. While the decision to punish certain conduct as a state crime and the determination of the constituent elements of such crimes are largely left to the legislatures and courts of the various states, due process requires that convictions under those laws not be arbitrarily or confusedly obtained. If the instructions given the jury were likely to cause an imprecise, arbitrary, or insupportable finding of guilt on the charge of first degree murder, then the defendant may be entitled to habeas relief. The legal background for the appellant’s claim must be explained.
Spurred by the United States Supreme Court decision in
Roberts v. Louisiana,
In its
Payton
opinion, the Louisiana Supreme Court purported to decide what the state legislature had really meant in its statutory definitions of murder. “By defining second degree murder as an unaggravated, specific intent homicide, the legislature clearly intended by implication to remove this type of conduct from the definition of first degree murder and to redefine the capital offense as a specific intent homicide accomplished with a statutorily pre
The sentencing stage remains the same as before Payton. At this stage the jury still focuses on all the aggravating circumstances, including prior convictions for unrelated murder, aggravated rape, or aggravated kidnapping, and the “heinous, atrocious or cruel” nature of the offense in order to determine punishment. As mentioned above, the legislature has amended the statute to comply substantially with the court’s opinion.
Under Payton, then, a Louisiana jury finding that a defendant committed a homicide with the intent to kill or inflict great bodily harm would, absent a finding of one of the aggravated circumstances, result in conviction of murder in the second, not the first, degree. In this case the trial judge instructed the jury as follows:
First degree murder is the killing of a human being when the offender has a specific intent to kill or inflict great bodily harm.... First degree murder is a capital offense meaning that if the defendant is found guilty of that offense the jury is given the authority to make a binding reсommendation as to whether the sentence shall be death or life imprisonment without benefit of probation, parole or suspension of sentence. Any such recommendation would occur in the second phase of the trial which would follow a finding of guilty of first degree murder. In this stage and at this time your only ... function is to determine the guilt or innocence of the defendant. Since two of the responsive verdicts you will be considering here are second degree murder and manslaughter, it’s necessary that we define these crimes. Revised Statute 14:30.1 provides, “Second degree murder is the killing of a human being when the offender is engaged in the perpetration or attempted perpetration of aggravated rape, aggravated arson, aggravated battery, aggravated kidnapping, aggravated escape, armed robbery or simple robbery, even though he has no intent to kill or . . . the killing of a human being when the offender has a specific intent to kill under circumstances that would be first degree murder under Article 30, but the killing is accomplished without any of the aggravating circumstances listed in Article 905.4 of the Louisiana Code of Criminal Procedure....
Nowhere in the charge are the elements of article 905.4 indicated. Nor does the charge indicate that one of the aggravating circumstances must be found as an element of first degree murder. The appellant challenges the instruction fоr this failure to include an essential element of first degree murder and for not clearly defining second degree murder.
Although the jury charge was not objected to at trial and Louisiana has a contemporaneous objection rule, La.Code Crim.P. art. 841;
Tyler v. Phelps,
The appellant, however, fails to demonstrate any harm resulting from this irregularity in the instructions. “Before a federal court may grant relief under 28 U.S.C. § 2254 based on alleged error in a state trial court’s unobjected to charge, the error must be so egregious as to rise to the level of a constitutional violation or so prejudicial as to render the trial itself fundamentally unfair.”
Bryan v. Wainwright,
Presumably, the danger the apрellant points to here would be a conviction absent “proof beyond a reasonable doubt of every fact necessary to constitute the crime with which he is charged.”
Kibbe,
The victim was bludgeoned to death with objects from her own home, including a skillet, a stool, and a telephone.
State v. Baldwin,
The jury’s combined findings in the guilt and sentencing portions of the trial permitted the imposition of the death penalty on appellant. The aggravating circumstance that led them to the imposition of this punishment existed regardless of when the jury was instructed to consider it, and it was necessarily a part of their determination of guilt. What the appellant objects to and what is really at stake here is not his conviction but his punishment. There is no denying that when punishment was finally imposed on the defendant, at the end of his trial, the jurors had been properly instructed on everything necessary to determine their verdict and had found it all beyond a reasonable doubt.
Jury Instructions on Sentencing
Appellant alleges error in the court’s failure clearly to instruct the jury that should they be unable to reach a unanimous recommendation of either life or death, then the trial court would be obliged under the law to impose a life sentence. There is no dispute that the jury was informed that the sentence they wished to impose — whether life imprisonment or death — had to be unanimous under Louisiana law. The appellant argues that the jury was not clearly told, however, of the judge’s duty to impose a life sentence should even one jury member refuse to join in a sentencing verdict. According to the appellant, this failure introduced an unacceptable level of risk that the jury might erroneously impose a death penalty. Appellant cites
State v. Williams,
We disagree with the appellant’s allegation of lack of clarity. The trial court told the jury at the sentencing stage:
[I]f you find beyond a reasonable doubt that any of the statutory aggravating circumstances existed, you are authorized to consider imposing a sentence of death; if you do not unanimously find beyond a reasonable doubt that any of the statutory aggravating circumstances existed, then life imprisonment without benefit of probation, parole or suspension of sentence is the only sentence that may be imposed.
Although the jury was never specifically told that if even one member of the jury held out, the trial judge would be required to impose a life sentence, we believe that
District-wide Proportionality Review
The Louisiana Code of Criminal Procedure requires the state supreme court to review every death sentence to see if it is an excessive penalty in the particular case. La.Code Crim.P. 905.9. In pursuit of that duty, procedures have been formulated in Rule 28 of the Rules of the Supreme Court of Louisiana that require review in each case of the other death sentences imposed in that same judicial district since 1976. The appellant argues that comparative sentence review on less than a statewide basis is not а constitutionally valid sentencing scheme. Appellant purports to derive this principle from cases like
Gregg v. Georgia,
The argument made is unconvincing. The appellant’s brief effectively gives the argument away: “The opinions of the Supreme Court make it clear that the lack of any express provision for proportionality review is not fatal to the validity of a death penalty statute; however, there still must be an assurance that the death penalty is being administered in a reasonably consistent manner throughout the state for a statute to pass constitutional muster.” (emphasis added). The United States Supreme Court has approved various states’ systems of appellate review to insurе evenhanded disposition of cases imposing the death penalty, but the Court has never put forth any one system as sacrosanct. The Constitution is concerned with the elimination of caprice, and the Louisiana approach insures “that the death penalty is being administered in a reasonably consistent manner throughout the state.” The Louisiana scheme to promote evenhanded, rational, and consistent imposition of death sentences provides for a court with statewide jurisdiction to review each case where the sentence has been imposed and, in turn, satisfy itself that the sentence was not “imposed under the influence of passion, prejudice or any othеr arbitrary factors, whether the evidence supports the jury’s finding of a statutory circumstance, and whether the sentence is disproportionate to the penalty imposed in similar cases, considering both the crime and the defendant.” La.Code Crim.P. 905.-9.1; La. Supreme Court R. 28. The court further requires the district attorney to file a list of all first degree murder cases occurring within his district having occurred since January 1, 1976, with a synopsis of its facts, the crime convicted of, and sentence imposed. La. Supreme Court R. 28 § 4. This is in addition to the court’s knowledge, jurisdiction, and review of all other murder cases throughout the state. Thus, though the court’s scrutiny is directed initially to those murder cases within a given judicial district, the review is not limited to suсh.
Furthermore, the facts of this case make it a peculiar one from which to launch an attack on the state’s proportionality review procedures. Appellant was convicted of brutally beating to death an elderly woman with several blunt instruments in order to steal her possessions. It is doubtful that any conceivable method of proportionality review would show the death penalty here to be excessive or to have been arbitrarily or capriciously imposed. A justice of the Louisiana Supreme Court, who shares the appellant’s sentiments on the constitutionality of the Louisiana procedures, made the same point in his concurrence in
State v. Baldwin,
I remain of the belief that our scheme for review of the proportionality of the imposition of the death penalty is constitutionally flawed in not mandating statewide review of the sentences imposed in similar cases. See State v. Prejean,379 So.2d 240 , 249 (La.1980) (dissenting from denial of hearing). However, the extraordinary deliberateness and brutality of this murder of an 84-year-old woman for her valuables clearly justifies the death penalty without need of extensive comparison with other offenses.
For the above reasons, the district court’s denial of relief is AFFIRMED.
Notes
. Mary James was the victim’s name prior to her last marriage.
. We do not purport to pass on the appellant’s argument that a predeliberation jury instruction on the consequences of failure to reach jury unanimity on sentencing is always required, even in cases with no jury deadlock.
Compare with State v. Williams,
