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Timothy Booth v. Churner, C.O. Workensher, Sgt. Rikus, Lt. W. Gardner, Capt
206 F.3d 289
3rd Cir.
2000
Check Treatment
Docket

*1 ruling precluding Farrell’s state Court’s contract claim.

law breach of

Timothy BOOTH, Appellant

CHURNER, C.O.; Workensher, Sgt.; Lt.;

Rikus, Gardner, Capt. W. 97-7487,

Nos. 97-7488.

United States of Appeals, Court

Third Circuit.

Argued: Sept.

Filed March *2 (Argued), Ralph

Nancy Winkelman Lewis, Sianni, & Segal Schnader Harrison LLP, PA, for Philadelphia, Appellant. General, Fisher, Attorney D. Michael (Argued), Senior Gwendolyn Mosley T. General, Knorr, Attorney John G. Deputy General, III, Attorney Deputy Chief Office General, PA, Attorney Harrisburg, Appellees. BECKER, Judge,

Before: Chief McKEE, NOONAN,* Judges. Circuit OF THE OPINION COURT BECKER, Judge. Chief by Timothy from an appeal This Booth dismissing his order of District Court two prisoner’s rights presents civil meaning of important questions about the exhaustion mandatory administrative Litigation in the Prison Re- requirement (the PLRA). al- Act of Booth form leges while he confined in the Pennsylvania’s State Commonwealth Smithfield, sever- Correctional Institute at occasions, prison guards, on several al face, cleaning punched him in threw face, him into a material his shoved * Noonan, Circuit, Jr., sitting designation. Judge T. Circuit Ninth Honorable John Appeals United Court of for the States shelf, his hand- tightened twisted requirement. injure cuffs such a manner as to him. argues if ap- even Eighth Amendment Asserting right action, his plies to his exhaustion would have futile, free of cruel and unusual punishment, been because the available adminis- Booth, se, acting pro brought process trative provide could not him with *3 § force action in U.S.C. 1983 excessive monetary relief he According- seeks. District Court for the Middle District of contends, ly, he his failure to exhaust such Pennsylvania, requesting various forms of procedures 1997e(a), § mandated by monetary injunctive and relief. He did so only requires which the exhaustion of ad- exhausting without first the administrative ministrative remedies “as are available.” him remedies available to at Smithfield. Reno, in Nyhuis Our recent decision Because of this failure to exhaust his ad- (3d Cir.2000), 204 F.3d rejected this remedies, ministrative the District Court argument. Nyhuis awas Bivens action pursuant dismissed his action to U.S.C. brought by inmate, a federal in which we 1997e(a). § 1997e(a) § held that “the PLRA amended 1997e(a) PLRA, § As amended a way such as to make exhaustion of all provides that action shall be brought “[n]o administrative mandatory— remedies conditions under they provide whether the inmate- title, any section 1983 this other plaintiff with the says relief he he desires law, aby prisoner in,any Federal in his federal action.” Id. at 67. The rea- jail, prison, or facility other correctional soning of Nyhuis applies in the equally such until administrative remedies as are context, 1997e(a) § Bi- treats available are exhausted.” U.S.C. vens and 1983 actions as func- 1997e(a) (amended by 104-134, Pub.L. equivalents. Nyhuis tional is therefore I, 101(a), (1996)). Title 1321-71 Stat. controlling in this case. question The first raised Booth’s appeal Accordingly, though even is an this ex- 1997e(a) applicability concerns the action, cessive force though and even actions; i.e., § 1983 excessive force wheth- Pennsylvania’s Commonwealth of inmate er a “prison excessive force is condition” grievance process could not provide Booth for PLRA. purposes important This money with the damages sought, he question and difficult is a of first matter required hold Booth was impression for this court. Booth contends to exhaust the administrative “action remedies him prior filing available to to language applies only action. admittedly this Because he has not complaints about physical conditions so, done we will affirm the judgment of the and prisons, does not to his apply District Court.1 Therefore, § 1983 excessive force action. concludes, he District Court erred I. 1997e(a). analyzing his action under We reject argument and hold that April began On applies to excessive force ac- Court, using the District a form tions. We base this decision the plain provided by filing the court to prisoners meaning of the language of the pro complaints se under U.S.C. 1983. circuits, case law our from sister and re- Churner, He named Corrections Officer Supreme cent Court precedent interpret- Workensher, Rikus, Sergeant Lieutenant ing prisoner litigation legislation. similar Captain W. Gardner as defendants. question second raised presented Booth’s He stated that he had the facts appeal has to do with the application prisoner grievance of the case in state court, express Nancy We appreciation request represented Mr. Winkelman, who, Esquire, pro ably acting zealously. bono Booth both kill I want each jail they me. And were before allegations and that Ms

procedure for added, every punished as- officer to be up.” He covered “dismissed or Please, my I’m in fear of saulting me. help retaliation because of “There isn’t life.” up I abuse cor- spoke about because “Par- space provided In the ruption.” 19, 1997, May he In a document dated Superintendent Morgan to ties” added Appoint- “To Show Cause petitioned space In the la- of defendants. list Counsel, Keep To Officials as Top ment wrote noth- Claim” he beled “Statement Defendants, Amending Relief Plaintiff “Relief’ he ing. space labeled petition, he asked for “an Seeks.” In this “preliminary injunction,” both for a asked injunction beating,” continuous stop for transfer to “protection order and for get operation,” a transfer an order “to *4 safety and life is prison my another as “money damages prison, and another stake.” $750,000 In damages).” later (permanent injunc- an paragraphs, again he asked for filed with his

In a handwritten document transfer, damages in tion, money and for alleged a complaint, Booth the follow- form amounts; for an facts, he also asked rise his 1983 different ing gave which that, library law prison April improve He order complained first action. for contempt a fine officials Sgt prison “assaulted and to he had been ” court, paralegal for order to hire assis- named Thomas.... an and a Robinson C/O himself, assault, “money damages for alleges, he tance for and result he As a $300,000.” “Plaintiffs Amendment and slips “a shoulder that out.” incident, contends, Relief,” day, he Specific filed next Subsequent to that he for order to be trans- operation protective on his shoulder asked a he denied an was jail, appointment to another indifference to shoul- ferred [his] with “deliberate counsel, hearing, a a disclosure pretrial next averred that der and back.” Booth records, $400,000 6, 1997, water on order for and February on he threw Thomas, “nominal, exemplary, then com- punitive, who took Corrections Officer damages. pensatory” a room and threw a storage cup him to in his face. cleaning material Court, sponte acting The District sua an from the February requiring that on and without answer Booth further claimed Defendants, 7, 1997, Booth’s action with- exchange of words with dismissed after 30, 1997, Rikus, as had prejudice May him into out on Lieutenant Rikus shoved under 42 power room and Thomas to do U.S.C. storage the shelf 1997e(c). door, Sergeant for the Court’s pushed him into a while rationale shortly was that Booth had failed to exhaust alleges on. He order White looked cell, pursuant his administrative he was taken back to his remedies thereafter 1997e(a) tightened filing twisted his before his Thomas U.S.C. where that at the way a that bruised his action. The Court observed handcuffs in such that, Pennsylva- filed his action the complained Booth last on time Booth wrists. 23, 1997, Department Chur- nia of Corrections had Corrections Officer March mouth, three-step grievance procedure. face and Booth ner him the punched process first but Sergeant step and Correc- had taken the while Workensher result, taken the showing made no that he had Officer Kulian watched. As contends, required which open” steps, he his mouth “was busted second and third appeal the decision reached he received three stitches. Booth narrative, step.2 “I officials the first ended this need out this submitted, writing, for to the Pennsylvania’s De- initial review 2. The Commonwealth Coordinator, Facility/Regional partment Grievance of Corrections Consolidated Inmate days upon three-part after the events System ad- within fifteen Grievance consists based. See Common- process. which claims are Grievances must ministrative court that as Booth had not have appellate jurisdiction pursuant concluded to 28 remedies, exhausted his available dismissal U.S.C. 1291.3 1997e(a). required by reaching II. conclusion, this District Court as- sumed, discussion, without that Booth’s ex- first We examine whether governed cessive action was words “action 1997e(a). conditions” in were intended to apply to excessive force actions such as 9, 1997, June On Booth moved Booth’s. provides Section July reconsideration of order. On brought [n]o action shall be 3, the District Court denied motion. under conditions section 1983 to amend his complaint, moved title, law, of this 17, 1997,

on other Federal July this motion was “dis moot, any jail, prison, missed plaintiffs case was 30,1997.” May facility closed other correctional Booth thereafter until such ad appealed. jurisdic The District Court had ministrative remedies as are available tion pursuant to 28 U.S.C. 1331. We are exhausted. review, Pennsylvania, Department (1) wealth of of Cor- id. On VI.D.2. final the CORC rections, Consolidated Inmate Re- *5 Grievance power require has the investiga additional System, Policy view No. DC-ADM 804 determination, tion before it makes its see id. VI.A.l, (Oct. 20, 1994). §§ VI.B.2. Exten- VI.D.5; (2) § may consider matters related to period may granted sions of this time good be for VI.D.6; (3) grievance, § the initial see id. § See id. VI.B.2. cause. decision, may, approve, disap in its final procedures filing for claim such a are reverse, prove, modify, reassign remand or submitted, straightforward. griev- Once the grievance the finding, for fact further see id. investigated persons having per- ance is § VI.D.7. The CORC must issue its decision knowledge subject may sonal of the matter be twenty-one1 days within after receipt of an griev- § See interviewed. id. VLB.3. If the appeal, it a and must include brief statement interview, personal requests policy ant of the reasons for the it decision reaches. See provides granted. that one “shall” be Id. above, id. As noted Booth that he concedes working days receipt Within ten of the did not avail himself of either the intermedi Officer, grievance by the policy Grievance process. ate or final review provides grievant provided that "the shall be response grievance a written to the to include § 3. The District Court dismissed Booth’s 1983 rationale, summarizing brief the conclu- prejudice. appealable claim To without any sions and action taken or recommended 1291, § under 28 U.S.C. an order of dismissal grievance.” resolve the issues raised See, ordinarily prejudice. e.g., must be with §Id. VI.B.2. (3d Capital Corp., Bhatla v. U.S. 990 F.2d 780 days receipt Within five of the initial of this Cir.1993). Lego, In Garber v. 11 F.3d determination, grievant may appeal (3d Cir.1993), recognized 1198 n. appropriate determination intermediate exception general to that rule. We noted VI.C.l, personnel. §§ review See id. 2. The plaintiff appeal can from dismissal with- personnel intermediate review ing have ten work prejudice out when he declares his intention receipt days appeal after of the complaint to stand on his or when cannot he grievant notify the of their See decision. id. id.; complaint. cure the defect in his See see § may ap VI.C.4. "This decision consist Bros., Inc., also 376, Bethel McAllister 81 F.3d modification, reversal, proval, disapproval, (3d Cir.1996) (recognizing the same reassignment remand or for further fact find exceptions); Pittsburgh Trevino-Barton v. Nat. ing, and must include a brief statement Bank, (3d Cir.1990) (same). 919 F.2d third, reasons decision.” Id. In the conjunctive preconditions These two final, step process, "[a]ny inmate clearly briefing met in case. this issue disposition who is dissatisfied with the of an argument, and at stated oral Booth's counsel decision, Appeal may, from an Review Initial "to (7) Booth had elected stand on his com- days receiving seven within the deci

'sion, plaint Additionally, without amendment.” appeal [to Central Office Review (the parties agree long CORC) past both time that the is Committee for final review.” ] cause, pursue § for Booth remedies; good Id. his normal administrative VI.D.l. Absent review final therefore, permitted grievant is cannot the de- if a cure has not com plied complaint procedures governing fect in with Initial his on which the District Appeal Review and Initial from Review. See Court based its dismissal. added). 1997e(a) 1997e to include var- amended (emphasis U.S.C. 42 U.S.C. as the on actions such his 1983 excessive ious limitations argues that Booth mandatory requirement governed by force action is First, 1997e(a), it also created U.S.C. he contends that three reasons. subsections, pre- in many can- which simply conditions” “prison the words ordering from broad prison guard’s to include a vents federal courts not be read Second, “any he ar- action with of violence. relief civil prospective intentional act that, Like the PLRA and conditions.” one reads gues whole, 1997e, there the extent to which history as a 3626 curbs legislative litigation interferes with the conclude that federal basis to ad- government’s to reference claims excessive states’ the federal meant Third, recent their own Be- points prisons. two force. ministration cases, in PLRA are which the Court these two sections Supreme Court cause line similar and are thus drawn a between excessive directed toward ends actions, related, substantially involve intentional acts it follows from which violence, in Stroop ac- interpretation and conditions-of-confinement canon of invoked that, two tions, do not. Booth submits the identical terms used which conveying evinced sections should be read enacting Freeman, when it 196 F.3d meaning. no intent to disturb distinction same language employed the 1997e(a). up We take did 3626(g)(2)provides Section in turn. arguments the term “civil action civil pro- means prison conditions” A. ceeding arising under Federal law begin analysis of normally would We *6 to respect the conditions of confinement § by looking plain meaning to the by government or of actions the effects respect of words “action with to persons officials on the lives of confined employed prison Congress conditions” that in not include prison, but does habeas drafting Congress,

in section. howev- fact proceedings challenging the corpus er, re- the term “civil action with defined in prison. or of confinement duration prison in sec- spect to another added). 3626(g)(2) (emphasis § 18 U.S.C. PLRA, § 3626(g)(2), tion of the 18 U.S.C. inquiry, thus us from that see spared sense, un- a matter of common As Francis, 641, Freeman v. 196 F.3d of confinement” derstand the “conditions (6th Cir.1999) (holding scope that “the to language preceding the “or” include 1997e(a)’s requirement is de- cell regarding those complaints such termined the definition of a 'civil construction, in- overcrowding, poor prison respect with conditions’ set facilities, adequate incomplete medical § 3626(g)(2)”). in forth Put aris- differently, law libraries. actions ing relate under this clause environ- Supreme To from borrow live, prisoners physical ment in which Stroop, in sub “[t]he Court Sullivan environment, conditions of that two[provi stantial relation between provided services therein. nature in presents sions classic case PLRA] allegations prison guards Booth’s rule application of the normal of statu against him used excessive force do tory construction that identical words used fall into this of actions. naturally class parts of the same act are different does, however, neatly fit meaning.” have the Booth’s action intended to same 478, 484, following §in language 3626(g)(2) 110 L.Ed.2d into the U.S. S.Ct. (1990) (citations “or,” civil action quota and internal which refers omitted). effects of actions The PLRA not with to “the persons subcategories. officials on the lives of On government contrary, prison.” 18 U.S.C. the relevant section read its entire- ty, suggests read this to refer 3626(g)(2). We clause intended to to, from ranging civil actions excessive authorize the nonconsensual reference actions, Booth’s, all prisoner petitions force such as to actions to a magistrate. to” official’sdecision “with (citations Id. at 111 S.Ct. 1737 omit- repairs not make in the prison, basic ted) added). (emphasis food, deny a intentionally prisoner heat- compared to the statute in McCar- All ing, medical attention. of these thy, Congress, in its in- made prisoners affect the lives of actions similar- (save subject prisoner tent all actions ly: They make their lives worse. petitions) habeas ex- requirements haustion even more clear. B. It did employing language so it did reading common of the lan- This sense 3626(g)(2). 3626(g)(2), Con- guage 3626(g)(2) comports with gress included both the “conditions of in which the Supreme manner Court has language, enough confinement” which was language dealing read similar statutes in McCarthy to all encompass prison litigation. McCarthy v. petitions, and the “effects Bronson, 136,137, U.S. which, government language, officials” (1991), L.Ed.2d 194 Court was reading, closely natural more refers to provision faced with similar isolated, episodes of con- unconstitutional statute, 636(b)(1)(B), litigation 28 U.S.C. duct at the hands officials—such nonconsensyal which authorized refer- as the instances of unconstitutional exces- magistrate judges pe- ence of “prisoner sive alleged in the case bar. The challenging titions conditions of confine- language 3626(g)(2) addition In ruling scope ment.” on the plain problem avoids the meaning 636(b)(1)(B), the unanimous inter- Court the statute at in McCarthy, issue and it preted the section’s “conditions of confine- Congress’s subject clarifies intent all ment” half of language the definition —one inmate actions to the PLRA’s exhaustion conditions” in 3626(g)(2)—to requirement. petitions, include all "not only inmate those *7 The context of the supports PLRA conditions,” regarding “continuous but this conclusion. The plainly PLRA was episodes of “isolated unconstitutional con- intended, in part, at least to the “reduce duct,” petitioner’s such as the claim of intervention of into man federal courts the force, McCarthy, excessive as well. 500 agement of the prison systems.” nation’s 139, 111 In reaching U.S. at S.Ct. 1737. Francis, 641, v. Freeman 196 F.3d 644 conclusion, this the Court wrote: (6th Cir.1999). Congress un only would quarrel do petitioner’s We with objective by carving dermine out cer reading claim the most natural of tain of the types aegis actions from the of phrase “challenging the conditions of Therefore, PLRA. we the believe confinement,” isolation, when viewed expansive overlapping and somewhat lan not include seeking would suits relief guage Congress 3626(g)(2) §in employed episodes from isolated of unconstitution- naturally must be and in its proper read — However, al statutory conduct. lan- peti encompass context—to all guage always must proper be read its tions. context.... text only appeals explicitly of the statute does not define The court of to the of con- question agrees term “conditions confinement” or address the any language contain on the suggesting Relying McCarthy clusion. prisoner petitions prison should be into definition of “action with to divided 296 discussing the forth in 3626(g)(2), the Court

conditions” —without argument by Booth and precise held raised recently Circuit Appeals the Sixth v. See Wendell adopted used the dissent. ‘prison conditions’ as “that the term (5th 889, Asher, 887, 891-92 Cir. 162 F.3d of excessive § 1997e includes claims 1998) re Freeman, exhaustion (applying F.3d at 644. 196 force....” inmate-plaintiffs excessive quirement Fifth and to Appeals for the Courts claim); Hawk, v. 127 F.3d reached Garrett implicitly Tenth have Circuits (10th Cir.1997) (same).4 1263, ac- 1264-66 excessive force same conclusion—that to the margin, respond, part, actions and conditions” position.5 of Booth’s adoption set dissent’s subject requirements to 139-44, McCarthy, U.S. at 111 appeals that have been Court 500 4. The other courts of 1737, query language have to re to whether this presented issue declined v. to employed See Miller in the context of the statute it for different reasons. was solve (11th Tanner, 1190, something Cir. F.3d n. 1 its natu- 196 1191 connote other than most 1999) (The (declining light meaning. supra to the issue in resolve ral Section II.B. disposed appeal analysis the fact that the court engages in "contextual” dissent Goord, grounds); v. F.3d other Liner 196 explained on in note of the 9, but reasons 132, (2d 1999) (recognizing that the reading.) 135 Cir. infra, by its we are unconvinced concerning the PLRA’s "action ... with law Addressing the second half of the definition language respect flux, was in provided 3626(g)(2), the dissent contin- refusing question but to resolve the guard you ues: "A hits on the mouth. Would complete rec "without the benefit of more you report by saying, government blow ‘A Hill, ord”); v. 182 F.3d 1066 Rumbles having effect official has taken an action (9th 1999) (declining n. 2 to address Cir. my speaker English use on life?’ No would below”). "it was not raised issue because at 302. Re- such circumlocution.” Dissent split on courts are the issue. Those District lying “[s]nippets of on it concedes are what holding that excessive force actions fall under id., legislative history,” the dissent concludes include the District Court in statutory phrase that the "effects of actions present appeal, v. Beeson Fishkill Conectional government persons officials on lives (S.D.N.Y.1998) Facility, F.Supp.2d 3626(g)(2), prisons,” 28 U.S.C. J.), (Mukasey, Garraghty, v. Johnson pris- was intended to refer (E.D.Va.1999) (Ellis, J.). F.Supp.2d 321 delivery on officials such luke- "[the of] rely McCarthy and defini These courts on food; employing] . .. bar- warm unlicensed of "action with condi tion bers; admitting] prisoners ... more than 3626(g)(2) support tions” in their hold for; designed deciding] .... contrary holding ing. District courts provide creamy peanut butter instead Fauver, F.Supp.2d include White (D.N.J.1998) chunky; deciding] bars ... offer salad J.), (Orlofsky, and Carter v. Kier brunches; deciding] to [or] or weekend nan, 2664(JGK), Civ. WL No. 98 sys- play classical music on stereo (S.D.N.Y. 1999) (Koeltl, J.). Jan. punch jaw a tem”—not a in the or blow to (citing body. Cong. Rec. Id. at 301-302 McCarthy, except addressing Without S14611-01, 29, 1995)). it, (Sept. S14627 ad- mention our reliance dissent reading of plain history We find this the second half meaning legislative vances 3626(g)(2) unconvincing. support position. For us arguments The dis- as for Freeman, *8 "prison phrase parses phrase court in 196 F.3d at the sent the conditions” in naturally § Web- acts taken 1997e(a) looking to its definition in references isolated — prisoners’ 3626(g)(2) rights, § that 28 con- affect ster’s in U.S.C. officials —and force, phrase encompass including alleged see the not acts of excessive cludes that does supra accept do ad- II.A. one were to the claims of excessive force. As we in Section If definition, reading 3626(g)(2), dressing 3626(g)(2)’s the dissent dissent's narrower employed 3626(g)(2) language into two the two clauses in divides the section’s its "statutory components. be opines It that would narrower than lone "conditions employed Congress phrase [in of confinement” clause ‘conditions confinement' 139-44, McCarthy, § 3626(g)(2)) encompass specific in 500 U.S. at 111 S.Ct. not do[es] above, (discussing supra 301. See Section II.B batteries.” Dissent at As noted 1737. McCarthy). exception to The claim that addition of the we take no the dissent’s under- government standing supra this See "effects acts of officials” clause. Section 3626(g)(2) scope Congress "condi- clause nar- II.A. If had used the renders McCarthy provision at language rower than the issue in confinement” in forced, especially 3626(g)(2), unconvincing, the addition- was the would as

297 things C. There are wrong four with this argument. First, obvious, and most Con reading attempts Booth buttress his gress made its regarding intentions clear 1997e(a) by Supreme §of pointing what “actions with respect to condi that drawn a precedent Court distinc- 1997e(a), tions” in meant defining tion claims and between excessive force expressly that term expansively in pressed by condition claims. When § 3626(g)(2). Congress’s explicit language however, logic, argument proves PLRA, therefore, in the obviates the need analysis it was brittle erected NLRB, to resort to the maxim. 453 support. 329, 101 U.S. at S.Ct. 2789. Second, ignore if we were to statutory A familiar maxim of con import of 3626(g)(2)’s ap definition and “ provides Congress struction ‘[w]here ply the maxim language based

uses that have terms accumulated settled Hudson, ignore Farmer and we would meaning equity under either or the com difference the nature of power allo law, infer, mon a court must unless Congress cated to the courts in our dictates, Congress statute otherwise tripartite system. federal Mu Judge to incorporate means the established kasey opinion noted his forceful in Bee ” meaning of these terms.’ United States son Facility, v. Fishkill Correctional (3d Rosero, 166, Cir.1994) 42 F.Sd which held that applied ex Co., NLRB v. (quoting Amax Coal claims, cessive responsibili force “a court’s 322, 329, 2789, U.S. 101 S.Ct. 69 L.Ed.2d ty reading 1997e is to determine (1981)). maxim, Invoking Booth intent of when it referred Supreme cites recent Court two cases statute, ‘prison conditions’ which the distinguished Court between intent of the Supreme Court when it used conditions-of-confinement claims and ex similar, identical, but not term in a case claims, cessive force and treated the two decided passed.” before the statute was (S.D.N.Y.1998) (re 884, types differently. F.Supp.2d of claims See Farmer v. Hudson). Brennan, 825, 832, ferring to Farmer and 511 U.S. 114 S.Ct. 1970, (1994); 128 L.Ed.2d 811 Hudson v. Third, evidence, there than is- other

McMillian, 995, 9, 112 503 U.S. S.Ct. the Court’s language use of similar (1992).6 117 L.Ed.2d 156 From the dis Hudson, Farmer and in term tinction drawn the Court in Farmer “prison has a conditions” well-settled Hudson, that if reasons Con meaning, firmly the annals established gress intended to eliminate distinction fact, of the common law. In Farmer and §in between excessive force and Hudson refer to “conditions of confine- claims, condition claims it would have made ment” explicit. intentions claims.7 The difference between the terms Hudson, wrote, 3626(g)(2) clearly al clause in 7. broadens the In de- "[E]xtreme Court privations scope required are out the section. to make a condi- claim.... In the exces- tions-of-confinement Hudson, 503 U.S. at 9 S.Ct. context, society's expectations sive Supreme distinguished Court the "extreme (em- different.” 503 U.S. at deprivations” necessary wrote, that are out added). Farmer, make phasis the Court a "conditions-of-confinement claim” from the prohibition pun- "In its of 'cruel and unusual showing necessary ishments,' lesser to make out an ex- Eighth places re- Amendment *9 Farmer, officials, not, force claim. U.S. at cessive In 511 may straints on who 835-36, 1970, again 114 S.Ct. the Court re- example physical against use excessive force upon lied to prisoners. this distinction hold that the imposes The also Amendment officials, necessary provide state to out exces- mental make duties these must on who showing was than sive force claim lesser the humane 511 conditions of confinement....” 832, (citation omitted) required to establish a conditions-of-confine- U.S. at 114 S.Ct. 1970 added). (emphasis ment claim. 298 between excessive in Farmer and Hudson and familiar distinction

of art invoked of force and conditions confinement maxim even claims in makes resort this case claims, presented despite effectively being more unreliable. F.Supp.2d 28 at squarely.” with the issue Fourth, Supreme the as evidenced (citation omitted). The the fact that 891 McCarthy, phrase in the opinion Court’s “prison conditions” and “conditions terms confinement,” which Booth of “conditions seem to have different of confinement” the equate phrase us would have again in contexts meanings different conditions,” commonly is not so “prison interpre- of maxim of makes invocation the McCarthy de- was understood. —which tation inappropriate. Hud- near the time that Farmer cided were, the son prior to PLRA’s enact- but Farmer and Hudson cast With Supreme interpret had to ment —the Court proper light, their we confident condi- phrase “petitions challenging 1997e(a)’s re that exhaustion holding in 28 U.S.C. of confinement” apply to excessive force quirement does 636(b)(1)(B). above, As noted the Court hold that 1983 claims.8 we Booth’s phrase challenges not read the to include governed by excessive force action conditions, also only ongoing prison 1997e(a), but turn we attention allegedly of unconsti- episodes isolated require whether officials, so, by prison such doing tutional conduct ment it. Before we address bars (in id. at 141-43, assault. See argument 1737. ad margin) another it well in Beeson Mukasey put support of Booth’s Judge vanced the dissent wrote, lan Court made of the McCarthy] reading [in “the absolutely guage mention of the PLRA.9 supposedly Hudson, reading do not actions and excessive Farmer tions-of-confinemenl actions, addressing we have blurred the distinction believe that force or even those See, drawn these cases between excessive prisoners’ rights. brutal of violations 19, ac- actions and conditions-of-confinement e.g., Apr. Cong. (daily Rec. ed. S3703 distinctions, course, ob- tions. Those still Abraham) 1996) (statement (noting of Sen. eighth juris- . tain in substantive amendment 65,000 prisoner were lawsuits "[i]n However, many prudence. for the reasons filed federal courts alone” without distin- text, appeared detailed in the distinction filed); guishing among many types of suits Congress's did it not to be on mind—nor Cong. (daily Sept, Rec. S14626-27 ed. Congress’s it hand —when crafted control (statement Hatch) 1995) (cataloguing of Sen. procedural it in the PLRA. bars did 39,000 filed some non-habeas lawsuits 1994, and, inmates in federal courts enacting 9. The reasons tbat in dissent Abraham, distinguishing Sen. be- Congress with friv- PLRA was concerned tween conditions-of-confinement actions and lawsuits, prisoner enu- olous such as those " actions). way data excessive force 5, supra, merated in note rather than 'actual supports presented conclusion prisoners' rights,'" Dissent violations lawsuits, all applies all S14408-01, Cong. (quoting 141 Rec. potential to of which have the be frivolous 27, 1995) (Sen. Hatch)). (Sept. S14418 courts, particu- unduly burden rather than Therefore, concludes, it was not claims, subcategory lar as the dissent con- encompass force claims. intended excessive tends. argu- things wrong with We find three Second, legisla- of the examination PLRA’s ment. history opponents tive reveals that First, recounting large number objected ground it it PLRA on brought years by prisoners in the lawsuits preceding few prisoners attempts frustrate in their would PLRA, passage several pursue meritorious force ac- excessive Congress evi members of cited statistical (1995) Cong. Rec. S14628 tions. regarding filed dence the number (statement Biden) (discussing Sen. two by prisoners, crushing burden examples prison assault cases as of meritori- have federal courts. See Blas v. suits Endicott, by passage ous that would be suits F.Supp.2d hindered 1133 n. PLRA). (E.D.Wis.1999) (collecting examples These remonstrations —and of this that, suggest Congress's history). failure heed legislative studies statistical them — distinguish enacting they cited condi- knew what did between

299 facility other correctional until such ad- III. as ministrative remedies are available application our attention to the Turning are exhausted. 1997e(a) action, § to Booth con- Booth’s 1997e(a) added). § (emphasis U.S.C. advantage that he did not take full cedes to available procedures the administrative Booth reads this language to allegedly him at After he was Smithfield. mean he did not need to take advan Defendants, assaulted he filed sev- tage System’s the Inmate Grievance administrative grievances with the eral procedures administrative they because Pennsylvania’s Depart- Commonwealth of not provide could him with the monetary ment of Corrections Consolidated Inmate sought relief he in his federal action. (the System Grievance Inmate Grievance cites, proposition among For this he other System). requests for When his relief cases, (5th Hunt, v. Whitley 158 F.3d 882 however, denied, he to appeal were failed Cir.1998), Jumao-As, v. Lunsford his right those decisions as was under the (9th Cir.1998), F.3d 1178 v. Garrett supra System. Inmate Grievance See note (10th Hawk, Cir.1997). 127 F.3d 1263 (discussing two-stage appellate pro- a prison’s These cases hold that when in cess). Again, provides that grievance procedure ternal provide cannot brought

No shall inmate-plaintiff pure money be with the damages to conditions under section relief seeks his federal ac title, law, by tion, or any other federal exhaustion of those administrative or prisoner any jail, prison, remedies would futile.10 doing, subsequent proceed- was and intended that excessive to create a record for ings, help it subject require- clarify can be used to actions be to focus and claims, 1997e(a). poorly pled confusing it forces ments in justify explain Third, its internal sections the PLRA other than Cir.2000). (3d procedures." 204 F.3d at 76 address the frivolous/non-frivolous process The administrative therefore makes lawsuit so distinction to which the dissent is prisoner litigation transparent more claims attuned. See For Dissent 301-303. exam- Operating effectively, and easier to review. 1997e(c)(l) ple, empowers 42 U.S.C. dis- process the administrative should also afford claims, trict courts dismiss frivolous district courts more time to address the seri- chunky peanut variety, sponte. butter sua ous concerns raised meritorious claims. 1915(b) Similarly, discourages 28 U.S.C. in- noted, Nyhuis further exhaus- filing by forcing mates from frivolous suits was, requirement part, designed tion inmate-plaintiffs proceeding pauperis in forma provide federal courts more time to deal with filing pay Lastly, court costs and fees. such actions. See id. at 73-78. door, 1915(g) U.S.C. closes the ex- absent circumstances, ceptional inmate-plaintiffs argue request- The Defendants previously brought who have three frivolous only injunctive complaint, ed his relief in contrast, 1997e(a), by lawsuits. U.S.C. request he did thus remedies “not avail- makes no mention of the word "frivolous.” state's, process. able” administrative except Nor does swath from broad ac- Although pro complaint Booth’s se does form " ‘actual violations specific request damages, not include a for " (citation prisoners’ rights,' Dissent at 302 thirty pages some attached thereto make omitted), as other sections of the such personal injuries several references do, § 1915(g), explicitly as 28 U.S.C. see 28 separate monetary three make claims re- 1915(g) (allowing inmate-plaintiff U.S.C. Construing pro supra Part I. Booth's lief. previously brought who has three frivolous see, must, complaint liberally, e.g., we se bring subsequent actions to civil action if he Harrisburg County Dep’t., v. Urrutia Police danger physi- is "under imminent of serious Cir.1996), (3d F.3d conclude injury”). cal request monetary original he did relief in his 1997e(a)'s anything, mandatory If ex- complaint complaint, when that is viewed as requirement Moreover, haustion enables district courts a whole. even if Booth's initial hearing distinguish claims to complaint damages, allege money failed better between frivolous and meritorious the record that he amended his com- shows Nyhuis damages, recently plaint ones. As we noted request include Reno, 15(a). right process his R. Civ. Pro. "The administrative can serve under Fed. *11 300 Reno, pared to Bivens actions—because Nyhuis in v. opinion recent

Our (3d Cir.2000), rejected may have 65, difficulty the federal courts greater 72 204 F.3d in recognized con- futility exception predicting narrow the interpreting and/or Garrett; Lunsford, the and and Whitley, law and state administrative tours of state dispositive Nyhuis is rule announced at n. regulations practices. and See id. 75 Nyhuis, we held that “the case. text. we noted accompanying 10 and way in such a PLRA amended Nyhuis, the has “made Supreme Court of all administrative as to make exhaustion plain ‘in the of a indi- clear that absence they mandatory or not remedies Congress should contrary,’ cation to the —whether relief provide inmate-plaintiff with the applica- ‘mak[e] not be understood to in his federal action.” says he desires dependent act tion federal state of[a] ” opinion, In a we detailed lengthy Id. at 67. Mississippi at n. (quoting law.’ Id. 75 10 many supporting posi- arguments Holyfield, v. 490 Choctaw Indians Band of tion, rejected the ultimately approach 43, 1597, 30, L.Ed.2d 29 U.S. 109 S.Ct. 104 futility recognizing taken courts (cita- (1989)) (emphasis by Nyhuis) added id. at 71-78. exception. See omitted). quotations tions and internal ac Although Nyhuis involved a Bivens “Congress gave drafting inmate, brought by tion federal the rule ‘plain alone a indication’— indication —let equal we force in Nyhuis announced de- application should context, 1997e(a), which 1983 law.” pend vagaries on the of state Id. brought by to actions applies reasons, For therefore hold that these we title, any “under section 1983 of this in Nyhuis applies the rule announced law,” other federal treats Bivens actions here. equiva 1983 actions as functional Nyhuis, As in because Booth “failed 68; Nyhuis, Lavis lents. See 204 F.3d to exhaust his available administrative (6th Beeler, 254, ta 195 F.3d Cir. v. (rather remedies than those he believed 1999); Hawk, 1321, v. Alexander F.3d effective)” his filing would be before (11th Cir.1998); Hawk, 1324-25 Garrett action; appropri- District Court Cir.1997). (10th 127 F.3d 1264-66 ately his preju- dismissed action without Indeed, Nyhuis greater rule has even Accordingly, dice. Id. at order actions. will be affirmed. District Court First, explained Nyhuis, as we addition comity al considerations obtain in the NOONAN, Judge, concurring Circuit implicated 1983 context—which are not dissenting: given strength of a Bivens action— prisons’ the interest state and state crux is what The case (cid:127) resolving complaints courts’ have filed statutory “prison meant term condi- prisoners. Nyhuis, state 204 F.3d words, two is tions.” Of the “conditions” Rodriguez, at 76 n. 11 Preiser v. (citing key. plural. equiva- noun It is is 475, 491-92, 411 U.S. lent It to “circumstances.” does iden- (1973) (discussing comi L.Ed.2d 439 tify momentary single matter. Web- concerns)). ty six provides us with definitions. ster’s Second, germane. Five are not relevant defi- additional federalism and affairs,” efficiency “existing nition is state of implicated considerations conditions,” reviewing phrases “living 1983 actions—as corn- the common separate pleadings days responsive pleading filed seven and a time before entries, original complaint, Judging his served....” from the docket month after allegations again responsive plead- re- served no made reference his Defendants ings April garding money damages. between the time Booth filed his R. Fed. Civ. Pro. 15(a) provides may complaint party amend the time that he filed “[a] pleading pleadings. party’s as a once matter course at these later conditions,” meaning “adverse weather ed to extend the “playing con- *12 defini- slight A variant of this beyond conditions.” ditions” ordinary sense of the in “something needing remedy,” as tion is knew phrase it how to do so. In this sentence, “Trains late Phila- were definition, Congress did not extend the of on the Main delphia because conditions meaning “prison of conditions” to include suggest, Line.” As these instances “condi- battery acts carried by out officers affecting every- are circumstances tions” prison. a statutory phrase The “condi- by one in the area affected them. “Condi- tions of confinement” not encompass does large affect or small. populations, tions” specific batteries. “Conditions of confine- ment” apt “prison is no more than condi- gives statute thus us a noun of The designate tions” to an battery. act of meaning frequent established and use. i§ noun, use “conditions” a constrains by This noun modified second is sense so that what is a meant continu- “prison.” ambiguity No exists as ing state of affairs. The meaning. It court concedes popula- identifies the affected then, part have, statutory of the statutory tion. We a term definition has “prison application conditions” that mean “a here. can a prison” “something state of affairs in or Bronson, McCarthy The court invokes needing slight a remedy prison.” The U.S. L.Ed.2d conveyed variation does not alter the sense (1991), but does rely then on the by momentary of more than a “conditions” statutory language there on construed but event; something “conditions” means the alternative definition afforded by period. has in effect a continued prison statute. This definition defines con- jaw A punch on the is not “conditions.” by ditions as “the govern- effects actions A punch jaw prison “prison is not persons ment officials on the lives of con- jaw A an punch conditions.” on the is act. fined prison.” by What are actions alleged busting Churner’s of Booth’s government impact officials that lives mouth is not a state of affairs. Circum- of prisoners appropriately fit within plural stances are at issue. No the framework of conditions? Illustrations population is affected. An individual alone by PLRA, are proponent afforded a is involved. That Churner’s blow alleged is, Senator Abraham: “how warm the food place prison took does not make it are, bright lights how whether there “prison Reading conditions.” the statute cell, electrical outlets each whether impossible as it is written it is next to cut prisoners’ hair is licensed bar- specific complaint characterize Booth’s of a bers,” are “the regarding conditions” battery as a suit “with which prisoner litigation has occurred and conditions.” courts have intervened because of the ef- rightly may The court aid *13 brunches; a

offer salad bars or weekend offering the bill for the first time 1995: mu- play to classical prison official decides help legislation will also restore bal- “Our system. Cong. stereo prison sic on litigation and prison ance to conditions will 1995). S14611-01, (Sept. Rec. S14627 are limit- that Federal court orders ensure indubitably an These had effect actions prison- of remedying ed to actual violations that, prisoners’ creating conditions lives S14408-01, Rec. rights.” Cong. ers’ to prior passage gave to of the rise 1995). (Sept. he summa- S14418 of no are prison litigation. way “I not sponsors’ rized the intent: do want acts of comparable specific these to legitimate prevent raising to inmates from intentional violence. Brutal batteries prevent legislation This will not claims. sponsors from what the said far removed being those claims from raised.” chose on their minds. The senators S14611-01, (Sept. Cong. Rec. S14662 mirroring their language for statute 1995). The the bill were nei- sponsors of concerns. nor ther inhumane nor insensitive deter- mined to foreclose federal fora to claims of history

Snippets legislative of such cruelty. unconstitutional acts of necessary explain the to these are however, are, statutory They to phrase. a legislative history The serves to refute interpretations that point way in a statutory suspicion unsupported legislation opponents offered guide reading a to fair text. As a moreover, are, They in debate are not. us, English language in the statute before to use illuminating why Congress had suspicion is mischievous. It leads to seemingly elephantine fifteen words language construction of that cannot be wanted to way Congress define suits sustained. The canons construction restrain. The multitude of trivial occa- tongue our native should not contorted be might prisoners’ affect lives sions that deny remedy conscientious by a calculated captured could be Congress to provide. continues that excludes individu- comprehensiveness are, sure, There to be issues raised as to beating. al acts or rape prison conditions in amended com- Booth’s you guard A hits on the mouth. Would library, plaint state of the —the you report by saying, govern- the blow “A Booth’s need for a example, paralegal, having an action ment official taken prevent the failure authorities my speaker English effect on life?” No alleged beatings. No cause Why would use such a circumlocution. Morgan, Captain against Superintendent should we attribute such circuitousness can Sergeant Gardner or Workensher be Congress? When bones are broken or discerned that does not fall within the mauled, earth, edu- mouths are one on meaning conditions. These com- uneducated, such cated would use Booth plaints processed should have express phraseology to roundabout grievance system. through blow. so, pursue cannot Failing do claims, so them I Congress spoke now. As these concur supposition may suspicion put with the court. But that he ineptly sustained complaint get wanted rid of all matters into his does mean forfeits the claims whose treatment required begin administratively. was not Rikus, injury Lieutenant no specific

As to compensation for which is alleged

is asked. too, here, complaint properly dis- Churner, allegations against

missed. The and Thomas survive. As to

Robinson respectfully

them I dissent. *14 Appellant A.

Barbara TODISH CORP.; Airlines,

CIGNA Eastern Inc.

No. 98-6089. of Appeals,

United States Court

Third Circuit.

Argued: Sept.

Filed: March (Argued),

Nadine H. Taub Uni- Rutgers Clinic, versity, Environmental Law New- ark, N.J., Attorney Appellant. (Argued), J. Fannan Karosen & John Grabler, Roseland, N.J., Attorney Ap- pellee. notes fect prisoners’ of these conditions on lives. reading by consulting another section S10576-02, 142 Cong. (Sept. Rec. S10576 of the statute where Congress has defined 16, 1996). illustration, To take another “prison purpose. conditions” for another according “even worse” to Senator Abra- good It makes sense to assume that the ham, judge releasing prisoners is a “to applies throughout definition the statute keep prison population down what use the definition whenever judge appropriate considered an level.” conditions” are mentioned. Id. an each these instances a government provide official—to a kitchen § 3626(g)(2) Congress “pris- defined delivery leading or on service lukewarm “conditions confine- food; em- electricity; or to save on or to ment the effects of actions govern- barbers; on or to admit more ploy ment officials the lives of unlicensed persons prison.” designed The definition than prisoners is on good Congress impact prisoners’ evidence that when want- for' —has an lives that, litigation, therefore but for the creates conditions allegations have intended to embrace subject of a suit. Other must might become battery. guess specific lives of acts of having prisoners’ effect Reid, policy, speculation are these: unarticulated such referenced Senator creamy dispelled provide suspicion official decides its attraction. chunky pro- peanut by leading sponsors butter instead of the PLRA such as butter instead chunky peanut Judiciary Com- vides the chairman of the Senate creamy; official decides not mittee, As he put Hatch. Senator

Case Details

Case Name: Timothy Booth v. Churner, C.O. Workensher, Sgt. Rikus, Lt. W. Gardner, Capt
Court Name: Court of Appeals for the Third Circuit
Date Published: Mar 7, 2000
Citation: 206 F.3d 289
Docket Number: 97-7487, 97-7488
Court Abbreviation: 3rd Cir.
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