Brenda D. TILLMAN, as executrix under the will of Kalen Oliver Tillman, deceased
v.
R.J. REYNOLDS TOBACCO CO. et al.
Supreme Court of Alabama.
*29 Ross Diamond III of Diamond, Hasser & Frost, Mobile; and Jere L. Beasley and R. Graham Esdale, Jr., of Beasley, Allen, Crow, Methvin, Portis & Miles, P.C., Montgomery, for plaintiff.
Samuel H. Franklin, William H. Brooks, and Stephen J. Rowe of Lightfoot, Franklin & White, L.L.C., Birmingham; Joseph P.H. Babington and John T. Dukes of Helmsing, Leach, Herlong, Newman & *30 Rouse, P.C., Mobile; and Thomas D. Schroeder of Womble, Carlyle, Sandridge & Rice, P.L.L.C., Winston-Salem, North Carolina, for defendants.
PER CURIAM.
The United States Court of Appeals for the Eleventh Circuit has certified the following question to this Court pursuant to Rule 18, Ala. R.App. P.:
"Whether there is any potential cause of action under any theory against any retail defendants including those that employ pharmacists who sell cigarettes for claims brought under the Alabama Extended Manufacturer's Liability Doctrine, or premised on negligence, wantonness, or civil conspiracy under Alabama law."[1]
Tillman v. R.J. Reynolds Tobacco Co.,
I. Facts and Procedural History
Kalen Tillman originally sued the defendants[3] in the Mobile Circuit Court, alleging that he had smoked Winston brand cigarettes since 1968, and that as a result he developed lung cancer.[4] He asserted products-liability claims under the AEMLD, as well as negligence, wantonness, and civil-conspiracy claims. Kalen died in April 1999, and Brenda Tillman, his wife and the executor of his estate, was substituted as the plaintiff in this action.
The defendants removed the case to the United States District Court for the Southern District of Alabama on the basis of diversity jurisdiction. Tillman filed a motion to remand the case to the Mobile Circuit Court, which the distriсt court denied. In October 1998, the district court *31 dismissed the retailers and the individual defendants as having been fraudulently joined. Tillman then voluntarily dismissed RJR Nabisco, Inc., leaving R.J. Reynolds Tobacco Co. ("Reynolds") as the sole defendant. In January 2000, the district court granted Reynolds's motion to dismiss for failure to state a claim and entered a judgment in favor of Reynolds. Tillman v. Reynolds Tobacco Co.,
On appeal, the United States Court of Appeals for the Eleventh Circuit affirmed the district court's dismissal of the claims as against the five individual defendants. Tillman's claims against the retailers alleged a violation of the AEMLD in the marketing and sales of cigarettes, as well as negligence, wantonness, and civil-conspiracy claims. As to those defendants, the Eleventh Circuit Court of Appeals certified the present question and provided the following analysis of the relevant Alabama law:
"To recover under the AEMLD, plaintiff must show, among other things, that `an injury was caused by one who sold a product in a defective condition that made the product unreasonably dangerous to the ultimate user or consumer....' Bell v. T.R. Miller Mill Co.,768 So.2d 953 , 957 (Ala.2000); see also Allen v. Delchamps, Inc.,624 So.2d 1065 , 1068 (Ala.1993). A product is not unreasonably dangerous unless it fails to `meet the reasonable safety expectations of an "ordinary consumer," that is, an objective "ordinary consumer," possessed of the ordinary knowledge common to the community.' Deere & Co. v. Grose,586 So.2d 196 , 198 (Ala.1991) (citations omitted); see also Casrell v. Altec Indus., Inc.,335 So.2d 128 , 133 (Ala.1976) (establishing `reasonable expectations' test and adopting comment i to § 402A of the Restatement (Second) of Torts ); Ex parte Chevron Chem. Co.,720 So.2d 922 , 927 (Ala.1998) (`it is clear drafters of Restatement intended § 402A's concept of an "unreasonably dangerous" product does not include "a product the dangers of which the consumer could be expected to be aware of, an awareness that may be enlightened by a warning."`). `Although, under Alabama law, a jury ordinarily evaluates a plaintiff's claims that a product is defeсtive, our review of the pertinent case law convinces us that certain products whose inherent danger is patent and obvious, do not, as a matter of law, involve defects of a sort that a jury should resolve.' Elliott v. Brunswick Corp.,903 F.2d 1505 , 1507 (11th Cir.1990)."
II. Analysis
A. AEMLD
The first part of the certified question is whether there is a cause of action against tobacco retailers under the AEMLD. To establish liability under the AEMLD, a plaintiff must show
"[1] that an injury was caused by one who sold a product in a defective condition that made the product unreasonably dangerous to the ultimate user or consumer; [2] that the seller was engaged in the business of selling such a product; and [3] that the product was expected to, and did, reach the user without substantial change in the condition in which it was sold."
Bell v. T.R. Miller Mill Co.,
In this case, the parties do not dispute the second and third parts of the three-part test. The retailer defendants do not dispute that they are "engaged in the business of selling" cigarettes, Bell,
"`Liability under the AEMLD turns upon whether a product is unreasonably dangerous when put to its intended use.'" Hicks,
"The product either is or is not `unreasonably dangerous' to a person who should be expected to use or to be exposed to it. The important factor is whether it is safe or dangerous when the product is used as it wаs intended to be used. Cf. 62 Ky. L.J. 866. However, danger may be obviated by an adequate warning. Comment i. of § 402 A, Restatement of Torts 2d, states:
"`The article sold must be dangerous to an extent beyond that which would be contemplated by the ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics.'"
In determining whether a product is unreasonably dangerous, this Court and the Court of Appeals for the Eleventh Circuit have explained that there are some products the use of which are "so firmly grounded in common sense as to require no specific instructions or warnings." Entrekin v. Atlantic Richfield Co.,
"Some products, by their nature, (or, in modern рarlance, by their conscious design), place both users and bystanders in some measure of danger. A knife or axe may cut persons, as well as their intended targets. Fish hooks can wound; saws can maim, and revolving propellers can cause fearful damage. Yet ... we do not hold manufacturers liable simply because the use of their products involves some risk."
As noted above, this Court in Casrell quoted with approval Comment i. to § 402A, Restatement (Second) of Torts. See
Moreover, there is a "wealth of judicial precedence" recognizing that the dangers of cigarette smoking are well-known.[6] See Tillman,
We conclude that any danger to be found in cigarettes is not "`beyond that which would be contemplated by the ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics.'"[7]Casrell, *34
Moreover, even if this Court were to conclude that cigarettes are an unreasonably dangerous product, liability undеr the AEMLD is "obviated by an adequate warning," i.e., the federally mandated surgeon general's warning prominently displayed on every cigarette package since before Kalen Tillman began smoking cigarettes.[8]Casrell,
Therefore, we conclude that an AEMLD claim against retailers of cigarettes fails because (1) cigarettes are not an unreasonably dangerous product under the AEMLD; and (2) even if they were, the current warnings on cigarette packages regarding cigarette smoking obviate any unreasonable danger posed by the cigarettes.
B. Negligence and Wantonness
The Court of Appeаls for the Eleventh Circuit also asked whether retailers of cigarettes could be subject to negligence and wantonness claims. The retailer defendants argue that Tillman's negligence and wantonness claims merge with her AEMLD claim. Indeed, some federal district courts in Alabama have expressly held as much. See, e.g., Grimes v. General Motors Corp.,
It must be remembered, however, that the AEMLD, as established in Casrell and Atkins, supra, is "an example of judicial legislation," not of legislative enactment. Keck v. Dryvit Sys., Inc.,
C. Civil Conspiracy
Although there remains a "potential cause of action" for negligence and/or wantonness as alleged in Tillman's complaint, there is no such potential cause of action for civil consрiracy in this case for the simple reason that Tillman's complaint did not assert a civil-conspiracy claim against the retailer defendants. Tillman concedes as much in her brief before this Court.
Even if a civil-conspiracy claim was before this Court (or before the United States Court of Appeals for the Eleventh Circuit), "[c]onspiracy itself furnishes no civil cause of action." Triple J Cattle, Inc. v. Chambers,
III. Conclusion
Therefore, we answer the question certified by the United States Court of Appeals for the Eleventh Circuit in the affirmative as to the potential cause of action premised on negligence and wantonness and any attendant cause of action for civil conspiracy; in all other respects we answer it in the negative.
QUESTION ANSWERED.
HOUSTON and HARWOOD, JJ., concur.
MOORE, C.J., and SEE, LYONS, BROWN, WOODALL, and STUART, JJ., concur in part and dissent in part.
JOHNSTONE, J., concurs specially in part and dissents in part.
MOORE, Chief Justice (concurring in part and dissenting in part).
I concur with the following conclusions in the per curiam opinion: (1) thаt there exists no viable claim against tobacco retailers premised on the Alabama Extended Manufacturer's Liability Doctrine ("the AEMLD"); (2) that the judicially created AEMLD does not subsume common-law tort claims of negligence and wantonness; and (3) that no civil-conspiracy claim, which would require an underlying claim, is before us. However, I dissent from the conclusion in the per curiam opinion that Brenda Tillman may proceed with the claims against the tobacco retailers premised on negligence and wantonness.
To prove a prima facie claim of negligencе in Alabama, "`a plaintiff must establish that the defendant breached a duty owed by the defendant to the plaintiff and that the breach proximately caused injury or damage to the plaintiff.'" Kmart Corp. v. Bassett,
In Alabama, a prima facie claim of negligence or wantonness against tobacco *36 retailers for the sale of prepackaged cigаrettes fails forat leastlack of proximate causation. The complaint in this case does not allege that the defendant retailers opened, altered, or inspected the double-sealed cigarette packages purchased by Kalen. Therefore, any defect in the product as manufactured cannot be imputed to the retailers, who were operating as mere conduits of the product. Thus, lacking the requisite element of causation, Tillman has no cause of action against the retailer defendants premised upon negligenсe or wantonness.
Accordingly, I dissent from the per curiam opinion insofar as it answers affirmatively the viability of the negligence and wantonness claims under Alabama law.
BROWN and STUART, JJ., concur.
SEE, Justice (concurring in part and dissenting in part).
As to Parts II.A. and II.C. of the per curiam opinion, I concur; however, as to Part II.B. of the per curiam opinion, I concur in part and dissent in part.
A majority of this Court, in Part II.B. of the per curiam opinion, concludes that Tillman's common-law negligence and wantonness claims are not subsumed under the judicially created AEMLD. I agree that the AEMLD does not subsume all of the negligence and wantonness claims Tillman asserts in her cоmplaint. However, to the extent that Tillman's negligence and wantonness claims allege that the retailer defendants negligently marketed and sold an unreasonably dangerous product, I believe that our discussion of the viability of the AEMLD claim in Part II.A. of the per curiam opinion is dispositive of any allegation that cigarettes are an unreasonably dangerous product. See Veal v. Teleflex, Inc.,
The per curiam opinion concludes that Tillman's claim against the retailer defendants fails because cigarettes are not a "product unreasonably dangerous to the ultimate user or consumer."
Nevertheless, I agree that any remaining common-law claims that are not premised on a determination that cigarettes are an unreasonably dangerous product are not subsumed by the AEMLD. Nonetheless, as Justice Lyons points out in his special writing, "incredibly difficult problems of proof await Tillman" if she is to overcome the statute-of-limitations defense and the defenses relating to causation.
LYONS, Justice (concurring in part and dissenting in part).
I сoncur with the conclusion expressed in Part II.A. of the per curiam opinion only to the extent it precludes liability, as a matter of law, against any retail defendant who sells cigarettes in a sealed package *37 and who 1) does not employ personnel who have superior knowledge about the contents of the package or 2) employs personnel who have superior knowledge about the contents of the package who are under no duty to convey that knowledge to the employer. I would recognize at least a theoretical basis for a claim against retailers employing pharmacists who have superior knowledge about the contents of a package of cigarettes who had a duty to convey that knowledge to the employer.
However, incredibly difficult problems of proof await Tillman in several areas. She must prove which of those retailers from which the decedent purchased cigarettes over the course of many years had pharmacists who, at the time of the purchases, had the aforementioned superior knowledge and job responsibilities that generated a duty to pass on their information to the employer. She must overcome the defense of the statute of limitations that begins with the onset of the addiction as discussed in the per curiam opinion in Spain v. Brown & Williamson Tobacco Corp.,
I concur in Parts II.B. and II.C.
WOODALL, Justice (concurring in part and dissenting in part).
I respectfully dissent from the per curiam opinion's holdings regarding the claims asserted by Tillman under the Alabama Extended Manufacturer's Liability Doctrine. Otherwise, I concur.
JOHNSTONE, Justice (concurring specially in part and dissenting in part).
I concur in the holdings of the main opinion on the рlaintiff's theories of negligence, wantonness, and conspiracy. I respectfully dissent from the rationale and holdings of the main opinion on the plaintiff's Alabama-Extended-Manufacturer's-Liability-Doctrine (AEMLD) theory. The plaintiff's best claim is viable under all three theories of AEMLD, negligence, and wantonness, severally.
The plaintiff's best claim now before us is that the tobacco-retailer defendants began selling cigarettes to Kalen Tillman when he was 12 years old in violation of a criminal statute intended to protect him from the defendants' conduct; that the cigarettes the defendants continually sold him in violation of that criminal statute addicted him to continued cigarette smoking; that the addiction prevented Kalen from stopping smoking; that the smoking caused Kalen's cancer; and that the cancer killed him. The trial court granted the tobacco retailers' Rule 12(b)(6), Fed.R.Civ. P., motions to dismiss for failure "to state a claim upon which relief can be granted." The issue before us is whether any of the plaintiff's theoriesAEMLD, negligence, or wantonnessrecognizes or accommodates this claim. The issue is not whether these defendants could plead or prove affirmativе defenses, for the potential availability of affirmative defenses does not detract from the content of the plaintiff's complaint and therefore does not detract from the sufficiency of the complaint to *38 state a claim that should withstand these defendants' Rule 12(b)(6) motions.
Alabama outlawed selling cigarettes to minors 107 years ago. That law is now embodied in § 13A-12-3, Ala.Code 1975. The violation of this statute may constitute negligence. Fox v. Bartholf,
The analysis of "good" tobacco in the main opinion, in its discussion of the AEMLD claim, may well explain why tobacco not contaminated with dangerous additives is not "unreasonably dangerous" to a normal adult. This analysis, however, depends on the "ordinary-consumer" standard"the reasonable safety expectations of an `ordinary consumer.'" Deere & Co. v. Grose,
The plaintiff's theories of negligence and wantonness are not merged with or subsumed under the AEMLD claim, as the tobacco-retailer defendants argue they are. Each theory is composed of its own essential elements, some distinct from the essential elements of the others. The negligence and wantonness theories are important in that they will accommodate an emphasis on each retailer's opportunity to know Kalen's minority status at the time of each of his purchases of cigarettes during his teenage years and an emphasis on eаch retailer's individualized knowledge (through the knowledge of its pharmacist, if any) of the dangers of cigarettes to all smokers and especially to minor smokers at the time of each sale. This Court has allowed plaintiffs to proceed on theories of negligence and wantonness together with the theory of AEMLD in these cases: Hobart Corp. v. Scoggins,
The tobacco-retailer defendants rely on "no-causal-relation" as an alternate ground for their argument that their Rule 12(b)(6) motions to dismiss were properly granted. "No-causal-relation," however, is an affirmative defense to be pleaded and proved by these defendants when the time for such pleading and proof comes. Casrell v. Altec Indus., Inc.,
Each sale of cigarettes to Kalen may be the basis for a distinct cause of action on each theory against each retailer: (1) that the retailer sold an unreasonably dangerous product to Kalen, (2) that the retailer negligently sold cigarettes to him, and (3) that the retailer wantonly sold cigarettes to him. Obviously no statutory period of limitation for a cause of action based on a particular sale can have begun running before the sale itself occurred.
No statutory period of limitation on any cause of action based on a sale began running until the first damage caused by that particular sale accrued. Damage of whatever kind (even addiction if it be deemed damage) preexisting a sale would obviously not be the proximate result of that sale. Therefore, the accrual of any damage before a sale has not started the running of any period of limitation on any cause of action based оn that sale. When damage first has been proximately caused by any particular sale which occurred after Kalen became addicted, remains to be proved. Therefore, no statute of limitation can constitute ground for affirming the Rule 12(b)(6) dismissal of any cause of action based on a sale which occurred after Kalen became addicted.
NOTES
Notes
[1] Because the certified question asks whether there is "any potential cause of action," we do not address any affirmative defenses that might be raised against such actions (e.g., statute of limitations, no causаl relation) or arguments that might then be used against those defenses (e.g., a retailers' or pharmacists' "superior knowledge" of a product's dangerousness). Such defenses and counterarguments are not relevant to the threshold question whether under Alabama law there exist any viable claims against retailers of tobacco products.
[2] On the same day, this Court heard oral argument in a related case, Spain v. Brown & Williamson Tobacco Corp.,
[3] The original defendants named in the complaint in this case were R.J. Reynolds Tobacco Co.; RJR Nabisco, Inc.; Winn-Dixie of Montgomery, Inc.; Food World; Racetrac Petroleum, Inc.; and five individuals, all Alabama residents and current or former employees of R.J. Reynolds Tobacco Co.
[4] According to the Eleventh Circuit Court of Appeals' opinion, Kalen Tillman alleged that he
"began smoking in 1968 at the age of 12, more than two years after the Surgeon General's warnings were required to be placed on every package of cigarettes sold in the United States and four years after the Surgeon General's 1964 report on the adverse health effects of smoking. Plaintiff alleges Tillman became `addicted' to nicotine at an early age and was a multi-pack a day smoker."
[5] Comment i. to § 402A, Restatement (Second) of Torts (1965), reads in its entirety:
"Unreasonably dangerous. The rule stated in this Section applies only where the defective condition of the product makes it unreasonably dangerous to the user or consumer. Many products cannot possibly be made entirely safe for all consumption, and any food or drug neсessarily involves some risk of harm, if only from over-consumption. Ordinary sugar is a deadly poison to diabetics, and castor oil found use under Mussolini as an instrument of torture. This is not what is meant by `unreasonably dangerous' in this Section. The article sold must be dangerous to an extent beyond that which would be contemplated by the ordinary consumer who purchases it, with the ordinary knowledge common to the community as to its characteristics. Good whiskey is not unreasonably dangerous merely because it will make people drunk, and is especially dangerous to alcoholics; but bad whiskey, containing a dangerous amount of fusel oil, is unreasonably dangerous. Good tоbacco is not unreasonably dangerous merely because the effects of smoking may be harmful; but tobacco containing something like marijuana may be unreasonably dangerous. Good butter is not unreasonably dangerous merely because, if such be the case, it deposits cholesterol in the arteries and leads to heart attacks; but bad butter, contaminated with poisonous fish oil, is unreasonably dangerous."
(Emphasis added.)
[6] As early as 1900, the United States Supreme Court, although refusing to take judicial notice of any "special injury" resulting from the use of cigarettes, recognized that "a belief in their deleterious effects, particularly upon young people, has become very general." Austin v. Tennessee,
[7] Even if a cigarette smoker, such as Kalen Tillman, lacks the objective "ordinary knowledge" regarding the dangers of cigarettes, such a smoker need only read for himself or herself the mandatory surgeon general's warning on the cigarette package that expressly warns the user of the dangerous "characteristics" of cigarettes. Thus, the subjective ignorance of a cigаrette smoker is irrelevant to a determination of the product's dangerousness. See, e.g., Deere,
[8] 15 U.S.C. § 1333(a) provides:
"(1) It shall be unlawful for any person to manufacture, package, or import for sale or distribution within the United States any cigarettes the package of which fails to bear, in accordance with the requirements of this section, one of the following labels:
"SURGEON GENERAL'S WARNING: Smoking Causes Lung Cancer, Heart Disease, Emphysema, And May Complicate Pregnancy.
"SURGEON GENERAL'S WARNING: Quitting Smoking Now Greatly Reduces Serious Risks to Your Health.
"SURGEON GENERAL'S WARNING: Smoking By Pregnant Women May Result in Fetal Injury, Premature Birth, And Low Birth Weight.
"SURGEON GENERAL'S WARNING: Cigarette Smoke Contains Carbon Monoxide."
