TILLER, EXECUTOR, v. ATLANTIC COAST LINE RAILROAD CO.
No. 296
Supreme Court of the United States
Argued January 4, 1943. Decided February 1, 1943.
318 U.S. 54
I agree with the suggestion of the Government that the court‘s second order resentencing petitioner could not rightly be entered without affording petitioner or his counsel an opportunity to be present, and that the cause should, on that account, be remanded for further proceedings.
Mr. J. Vaughan Gary for petitioner.
Messrs. Collins Denny, Jr. and Thomas W. Davis for respondent.
The petitioner‘s husband and intestate, John Lewis Tiller, was a policeman for the respondent railroad. Among his duties was that of inspecting the seals on cars in railroad yards to make sure that no one had tampered with them. He had held this position for some years, was familiar with the yard, and was aware, in the words of the court below, that respondent‘s employees “are instructed that they must watch out for the movement of the trains as no employee watches out for them and no lights are used at night on the head end of back-up movements except when an employee is placed at the back end with a lantern to protect a road crossing.” The Circuit Court of Appeals found that there was evidence sufficient to sustain the following account of the tragedy:
On the night of March 20, 1940, Tiller was standing between two tracks in the respondent‘s switch yards, tracks which allowed him three feet, seven and one-half inches of standing space when trains were moving on both sides.
Petitioner brought this suit to recover damages under the Federal Employers’ Liability Act,
The Circuit Court distinguished between assumption of risk as a defense by employers against the consequence of their own negligence, and assumption of risk as negating any conclusion that negligence existed at all. The court reasoned that if, for example, the respondent had negligently failed to provide a workman with a sound tool, and he was thereby injured, it could not under the amendment claim that he had assumed the risk of using the defective implement; but that if a workman were injured in the ordinary course of his work, as in such a switching operation as this, the assumption of risk might still be relied upon to prove that the respondent had no duty to protect him from accustomed danger. The court rejected petitioner‘s argument that since the doctrine of assumption of risk had been abolished “the carrier can no longer interpose it as a shield against the consequences of its neglect and hence is liable for injuries to its employees in its railroad yards or elsewhere, unless it takes precautions for their safety commensurate with the danger that they are likely to encounter.” In rejecting this argument the court below put the core of its decision in these words: “The conclusion is inescapable that Congress did not intend to enlarge the obligation of carriers to look out for the safety of their men when exposed to the ordinary risks of the business, and that in circumstances other than those provided for in the amended section of the statute, the doctrine of the assumption of the risk must be given its accustomed weight.” [Italics added.]
Perhaps the nature of the present problem can best be seen against the background of one hundred years of master-servant tort doctrine. Assumption of risk is a judicially created rule which was developed in response to the general impulse of common law courts at the begin
As English courts lived with the assumption of risk doctrine they discovered that the theory they had created had become morally unacceptable but of such legal force that it could not be repudiated.8 The English sought to eliminate the fellow servant rule, which placed the burden of an employee‘s negligence as it affected another employee on the injured person rather than on the business enterprise, by the Employers’ Liability Act of 18809 and found that the assumption of risk doctrine still left the employee in a hopelessly unprotected position. In the leading case
This Court accepted the assumption of risk doctrine as applied to railroad employees, at least in part, in 1879.10 That decision placed the employee‘s assumption of risk upon the theory that an agreement to assume the risk was implied from the terms of the employment contract.
Prior to the passage of the Federal Employers’ Liability Act of 1906 the assumption of risk doctrine, except for a considerable vagueness as to its relation with contributory negligence, was fairly well known.11 It had already been applied generally at the time of the adoption of the Act because of acceptance of the theory that the employee‘s compensation was based upon the added risk to his position and that he could quit when he pleased. Tuttle v. Detroit, G. H. & M. Ry., supra; and compare for a restatement of this view after the passage of the Employers’ Liability Act, Seaboard Air Line Ry. v. Horton, 233 U. S. 492, 504.12 Federal and state courts, with some notable excep-
tions, accepted and applied the rule with all of its implications and consequences except when expressly prohibited from doing so by statute.13
Congress took a major step toward modification of the common law barrier against employee recovery in accident suits in the Federal Employers’ Liability Act of 1906,
The assumption of risk clause in the statute became the subject of endless litigation. The Federal Code Annotated and the United States Code Annotated devote over thirty pages each of fine type merely to the citation and brief summary of the reported decisions; and the number of unreported and settled cases in which the defense was involved must run into the thousands.16 Aside from the difficulty of distinguishing between contributory negligence and assumption of risk many other problems arose. One of these was the application of the “primary duty rule” in which contributory negligence through violation of a company rule became assumption of risk. Unadilla Valley Ry. Co. v. Caldine, 278 U. S. 139; Davis v. Kennedy, 266 U. S. 147. Other complications arose from the introduction of “promise to repair,” “simple tool,” and “peremptory order” concepts into the assumption doc-
It was this maze of law which Congress swept into discard with the adoption of the 1939 amendment to the Employers’ Liability Act, releasing the employee from the burden of assumption of risk by whatever name it was called. The result is an Act which requires cases tried under the Federal Act to be handled as though no doctrine of assumption of risk had ever existed.
If this were not sufficiently clear from the language of the amendment, any doubt would be dissipated by its legislative history. The 1939 bill19 was introduced by Senator Neely and was supported at the hearings by the railway labor unions. It was accepted both by the unions and the railroads that the bill would utterly and completely abolish the defense of assumption of risk.20 The report of the Senate Judiciary Committee struck at the
basic reasons advanced by common law courts for the existence of the doctrine, declared it unsuited to present day activities, and described them as out of harmony with the equitable principles which should govern determinations of employer-employee responsibilities.21 The bill, as described in the report, was clearly aimed at making the principles of comparative negligence the guiding rules of decision in accident cases: “The adoption of this proposed amendment will, in cases in which no recovery is now allowed, establish the principle of comparative negligence, which permits the jury to weigh the fault of the injured employee and compare it with the negligence of the employer, and, in the light of the comparison, do justice to all concerned.”22
The purpose of the Act is made clearer upon analysis of the House bill which was rejected by the conference committee in favor of the Senate bill which is now the law. The House bill23 was intended to preserve some part of the doctrine of assumption of risk, preserving that defense except “where said employee has not had actual notice of any negligently maintained condition or practice.” The bill, unlike the Senate bill as the Representative reporting it explained, left untouched the rule of Toledo, St. L. & W. R. Co. v. Allen, 276 U. S. 165, “namely, that in the absence of special custom or unusual circumstances, a man who is run over by a switching movement cannot recover.”24 It was the Allen opinion on which the court below in the instant case particularly relied. But the House bill, which the chief railroad counsel appearing before the Senate committee conceded would make no change in the existing law,25 was rejected in conference. The Allen case was specifically and caustically discussed at the Senate hearings, and the Senate bill was clearly aimed at ending its rule.26
The doctrine of assumption risk can not be “abolished in toto”27 and still remain in partial existence as the court below suggests. The theory that a servant is completely barred from recovery for injury resulting from his master‘s negligence, which legislatures have sought to eliminate in
In this situation the employer‘s liability is to be determined under the general rule which defines negligence as the lack of due care under the circumstances; or the failure to do what a reasonable and prudent man would ordinarily have done under the circumstances of the situation; or doing what such a person under the existing circumstances would not have done.28 A fair generalization of the rule is given in the Senate Committee report on the 1939 amendment: “In justice, the master ought to be held liable for injuries attributable to conditions under his control when they are not such as a reasonable man ought to maintain in the circumstances.”29 Of course in any case the standard of care must be commensurate to the dangers of the business. Hough v. Railway Co., 100 U. S. 213, 218; cf. Northern Pacific R. Co. v. Herbert, 116 U. S. 642, 652.
No case is to be withheld from a jury on any theory of assumption of risk; and questions of negligence should under proper charge from the court be submitted to the jury for their determination. Many years ago this Court said of the problems of negligence, “We see no reason, so
We think that the question of negligence on the part of the railroad and on the part of the employee should have been submitted to the jury. The decision below is reversed and the case is remanded for further proceedings in conformity with this opinion.
Reversed.
MR. JUSTICE FRANKFURTER, concurring:
The phrase “assumption of risk” is an excellent illustration of the extent to which uncritical use of words bedevils the law. A phrase begins life as a literary expression; its felicity leads to its lazy repetition; and repetition soon establishes it as a legal formula, undiscriminatingly used to express different and sometimes contradictory ideas. Thus, in the setting of one set of circumstances, “assump-
Plainly enough only mischief could result from using a single phrase to express two such different ideas. Such ambiguity necessarily does harm to the desirability of clarity and coherence in any civilized system of law. But the greater mischief was that in one of its aspects the phrase “assumption of risk” gave judicial expression to a social policy that entailed much human misery. The notion of “assumption of risk” as a defense—that is, where the employer concededly failed in his duty of care and nevertheless escaped liability because the employee had “agreed” to “assume the risk” of the employer‘s fault—rested, in the context of our industrial society, upon a pure fiction. And in all English-speaking countries legislation was necessary to correct this injustice. In enforcing such legislation the courts should not lose sight of the ambiguous nature of the doctrine with which the
Our present concern is with the Federal Employers’ Liability Act. Prior to 1939, the only inroad made by the Act upon the doctrine of “assumption of risk” as a defense to liability arising from negligence was that in any action brought by an employee, he “shall not be held to have assumed the risks of his employment in any case where the violation by said common carrier of any statute enacted for the safety of employees contributed to the injury or death of such employee.” Section 4 of the Act as amended April 22, 1908, c. 149,
This was the unfortunate situation which the 1939 amendment, the Act of August 11, 1939, c. 685,
But the 1939 amendment left intact the foundation of the carrier‘s liability—negligence. Unlike the English enactment which, nearly fifty years ago, recognized that the common law concept of liability for negligence is archaic and unjust as a means of compensation for injuries sustained by employees under modern industrial conditions, the federal legislation has retained negligence as the basis of a carrier‘s liability. For reasons that are its concern and not ours, Congress chose not to follow the example of most states in establishing systems of workmen‘s compensation not based upon negligence. Congress has to some extent alleviated the doctrines of the law of negligence as applied to railroad employees. By specific provisions in the Federal Employers’ Liability Act, it has swept away “assumption of risk” as a defense once negligence is established. But it has left undisturbed the other meaning of “assumption of risk,” namely, that an employee injured as a consequence of being exposed to a risk which the employer in the exercise of due care could not avoid is not entitled to recover, since the employer was not negligent.
The point is illustrated by two opinions of Mr. Justice Holmes. In Schlemmer v. Buffalo, R. & P. Ry. Co., 205 U. S. 1, 12-13, he called attention to the danger of relieving from liability for negligence by talking about “assumption of risk“—a danger resulting from the ambiguity of the phrase. “Assumption of risk” by an employee may be a way of expressing the conclusion that he has been guilty of contributory negligence. But an employee can-
“Assumption of risk” as a defense where there is negligence has been written out of the Act. But “assumption of risk,” in the sense that the employer is not liable for those risks which it could not avoid in the observance of its duty of care, has not been written out of the law. Because of its ambiguity the phrase “assumption of risk” is a hazardous legal tool. As a means of instructing a jury, it is bound to create confusion. It should therefore be discarded. But until Congress chooses to abandon the concept of negligence, upon which the Act now rests, in favor of a system of workmen‘s compensation not dependent upon negligence, the courts cannot discard the
Perhaps no field of the law comes closer to the lives of so many families in this country than does the law of negligence, imbedded as it is in the Federal Employers’ Liability Act. It is most desirable, therefore, that the law should not be cloudy and confused. I am not at all certain that the Circuit Court of Appeals misconceived the nature and extent of the carrier‘s liability after the 1939 amendment, rather than merely obscured its understanding by beclouding talk about “assumption of risk.” But since I agree that the District Court should have allowed the case to go to the jury on the issue of negligence, I concur in the decision.
Notes
Employees Killed and Injured on Steam Railways
| Killed | Injured | |
| 1936 .................... | 593 | 9,021 |
| 1937 .................... | 557 | 9,294 |
| 1938 .................... | 386 | 6,481 |
| 1939 .................... | 400 | 6,988 |
| 1940 .................... | 475 | 7,956 |
“The present rule apparently ignores the fact that the master, and not the servant, has control over the conditions which affect the safety of employees. . . . The existing rule not only permits the employer to be careless about the condition of his premises but, in effect, places a premium upon his carelessness. . . .
“Under present economic conditions, employees must, of necessity, continue to work under unsafe conditions or frequently sacrifice the fruits of many years of accumulated seniority, go on relief, or beg their bread.”
Report of the Senate Committee on Judiciary, 76th Cong., 1st Sess., Rept. No. 661, p. 4.
