TIDEWATER OIL CO. v. UNITED STATES ET AL.
No. 71-366
Supreme Court of the United States
Argued October 11, 1972—Decided December 6, 1972
409 U.S. 151
Moses Lasky argued the cause for petitioner. With him on the briefs was C. Lansing Hays, Jr.
A. Raymond Randolph, Jr., argued the cause for the United States pro hac vice. With him on the brief were Solicitor General Griswold and Assistant Attorney General Kauper.
MR. JUSTICE MARSHALL delivered the opinion of the Court.
On July 13, 1966, the United States filed a civil antitrust suit against Phillips Petroleum Co. (Phillips) and petitioner Tidewater Oil Co. (Tidewater). The complaint alleged that Phillips’ acquisition of certain
Petitioner continued as a party to the suit during some five years of pretrial discovery and preparation.2 Then in April 1971, following the Government‘s announcement that it was ready for trial, petitioner moved to be dismissed as a party.3 The District Court denied the motion, but found that it involved “a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from [the] order may materially advance the ultimate termination of this litigation.” It therefore certified “its order denying defendant‘s motion to dismiss for interlocutory appeal under
I
To determine the relevance of
In an effort to “expedite [certain] litigation of great and general importance,” 36 Cong. Rec. 1679 (remarks of Sen. Fairbanks),7 Congress enacted
Congress thus initially determined to speed аppellate review by channeling appeals in Expediting Act cases directly to this Court and to avoid the delay inherent in piecemeal appeal by conditioning appeal upon the presence of a “final judgment.”12 But mere speed in
During the 25 years following the enactment of the Expediting Act, Congress amended the Evarts Act provision governing interlocutory appeals to the courts of
“[The Evarts Act] provisions governing appeals in general were amended by the Expediting Act so that in suits in equity under the Anti-Trust Act ‘in which the United States is complainant,’ the appeal should be direct to this Court from the final decree in the trial court. Thus, Congress limited the right of review to an appeal from the decree which disposed of all matters ... ; and it precluded the possibility of an appeal to either [this Court or the court of appeals] from an interlocutory decree.” Id., at 558 (emphasis added).
And a decade and a half later, in Allen Calculators v. National Cash Register Co., 322 U. S. 137, 142 (1944), the Court reiterated “that jurisdiction to review District Court decrees was not vested in the Circuit Courts of Appeals but solely in this court, and [the Expediting Act] limited the right of appeal to final decrees.” It is true that interlocutory orders in Government civil antitrust cases were subsequently held reviewable by way of extraordinary writs under the
The wording of the interlocutory appeals provision was again altered in the 1948 revision of the Judicial Code.26 The result—after certain subsequent minor changes not here relevant27—was the present
In sum, then, our examination of the history and evolution of the present
II
With this background, the question becomes what effect, if any, the enactment of
“When a district judge, in making in a civil action an order not otherwise appealable under this section, shall be of the opinion that such order involves a controlling question of law as to which there is substantial ground for difference of opinion and that an immediate appeal from the order may materially advance the ultimate termination of the litigation, he shall so state in writing in such order. The Court of Appeals may thereupon, in its discretion, permit an appeal to be taken from such order, if application is made to it within ten days after the entry of the order....”
At the outset petitioner contends that there is simply no conflict between this provision and
Such a facile argument could also be made to support the contention that
“The bill results from a growing awareness of the need for expedition of cases pending before the district courts. Many cases which are filed in the Federal district courts require the district judge to entertain motions at an early stage in the proceedings which, if dеtermined, against the plaintiff, result in a final order which would then be appealable to the circuit courts of appeals of the United States. However, such motions, if determined in the plaintiff‘s favor, are interlocutory since they do not end the litigation and are not therefore, under existing provisions of law, appealable.”
This is hardly supportive of petitioner‘s position, and yet throughout the legislative materials the focus similarly remains on interlocutory orders in civil cases that would be appealable to the courts of appeals upon final judgment.39
Petitioner‘s case is further weakened by the extraordinary result that acceptance of its position would yield. Section 1292 (a) provides for an appeal as a matter of right from a number of specified types of interlocutory orders—in particular, interlocutory orders granting or denying injunctions. Those interlocutory orders not within subsection (a), however, were made appealable in
At the foundation of the petitioner‘s position in this case is the contention that
In any event, petitioner has failed to convince us that permitting appeals under
to this Court on direct appeal upon the entrance of a final judgment. Nor would it reduce the number of issues subject to review by this Court; any issue determined on interlocutory appeal would normally be open to consideration on final appeal,44 and doubtless some party would raise an issue appealed under
Nor are we even certain that the expeditious termination of litigation in the district courts—the express purpose of
III
Hence, we conclude that
Affirmed.
MR. JUSTICE WHITE joins the Court‘s opinion except for the advisory to Congress reflecting one view of the relative merits of the Expediting Act.
MR. JUSTICE DOUGLAS, dissenting.
I agree with MR. JUSTICE STEWART that the appeal of the interlocutory order in this case to the Court of Appeals under
The case for our “overwork” is a myth. The total number of cases filed has increased from 1063 cases in the 1939 Term to 3643 in the 1971 Term. That increase has largely been in the in forma pauperis cases, 117 being filed in the 1939 Term and 1930 in the 1971 Term. But we grant certiorari or note probable jurisdiction in very few cases. The signed opinions of the Court (which are only in argued cases) totaled 137 in the 1939 Term with
The load of work so far as processing cases is concerned has increased. That work is important; and in many ways it is the most important work we do. For the selection of cases across the broad spectrum of issues presented is the very heart of the judicial process. Once our jurisdiction was largely mandatory and the backlog of cases piled high. The
Neither taking that jurisdiction from us nor the device of reducing our jurisdiction is necessary for the perform-
The Expediting Act,
If there are any courts that are surfeited, they are the courts of appeals. In my Circuit—the Ninth—it is not uncommon for a judge to write ovеr 50 opinions for the court in one term. That Circuit has at the present time a 15-month backlog of civil cases, while we are current. The average number of signed opinions for the Court in
Separate opinions—including dissents and concurring opinions—multiply. If they are added to the total of 149 for the 1971 Term, the overall number would be 328. But the writing of concurrences, dissents, or separate opinions is wholly in the discretion of the Justice. It is not mandatory work; it is writing done in the vast leisure time we presently have.
The antitrust cases are only small fractions of our caseload. Yet they represent large issues of importance to the economy, to consumers, and to the maintenance of the free-enterprise system. Congress has expressed in the
It is of course for Congress and Congress alone to determine whether the Expediting Act10 should bring the
MR. JUSTICE STEWART, with whom MR. JUSTICE REHNQUIST concurs, and MR. JUSTICE DOUGLAS concurs in part, dissenting.
The Expediting Act, enacted in 1903, provides that in civil antitrust actions brought by the United States “an appeal from the final judgment of the district court will lie only to the Supreme Court.” (Emphasis added.)
The legislative history of
“Whatever may have been the wisdom of the Expediting Act in providing direct appeals in antitrust cases at the time of its enactment in 1903, time has proven it unsatisfactory. . . . Direct appeals not only place a great burden on the Court but also deprive us of the valuable assistance of the Courts of Appeals.”
See also Brown Shoe Co. v. United States, 370 U. S. 294, 355 (1962) (Clark, J., concurring); id., at 364-365 (Harlan, J., dissenting in part and concurring in part); United States v. Borden Co., 370 U. S. 460, 477 n. (1962) (Har-
It is said that a ban on court of appeals jurisdiction under
There are several answers to this argument. At the outset, it is not clear that the major premise—that
But even if the Expediting Act does bar court of appeals jurisdiction to review interlocutory injunctive orders under
As to the point that this interpretation would “turn
It is also argued that the basic policy of the Expediting Act was to remove all court of appeals jurisdiction in Government antitrust cases. According to this argument, although the Act speaks only of final judgments, it must be understood to include interlocutory appeals, since, at the time the Act was passed, the courts of appeals could review interlocutory orders only in cases where they could review final judgments. From United States v. California Cooperative Canneries, 279 U. S. 553, 558 (1929), to Brown Shoe Co. v. United States, 370 U. S., at 305 n. 9, the argument goes, this Court has consistently indicated that courts of appeals may not exercise jurisdiction in Expediting Act cases, regardless of whether the appeal is from a final or interlocutory order; and it should not be assumed that Congress in 1958 repealed this longstanding interpretation by legislation that is not addressed specifically to appeals in these cases.
I fail to see how we effect anything like a repealer of the Expediting Act by construing
The cases cited by the Government do not persuade me otherwise. California Canneries, of course, was decided 29 years before the enactment of
Finally, it is said that it would be anomalous for a court of appeals that is without jurisdiction to entertain an appeal from a final judgment to decide an interlocutory issue that could control the outcome of the case. But there is no case in which the judgment of a court of appeals is necessarily final. Whenever a court of appeals decides a controlling question of law in any litigation, its views are subject to review here. Far from being anomalous, interlocutory review of potentially dispositive questions by the courts of appeals in Government antitrust cases would be helpful to this Court, giving us the benefit of intermediate appellate consideration in these cases. We could then exercise our certiorari power informed by the reasoning of an appellate
We cannot, of course, create an appellate jurisdiction not created by Congress, however desirable. But what Congress has conferred, we should not reject.
I would reverse the order of the Court of Appeals denying Tidewater‘s petition to appeal under
Notes
“[E]very reasonable means should be provided for speeding the litigation. It is the purpose of the bill to expedite litigation of great and general importance. It has no other object.” 36 Cong. Rec. 1679.
“This legislation results from a considerable study by committees of the Judicial Conference. The legislation itself was introduced at the request of the Administrative Office of the United States Courts pursuant to the direction of the Judicial Conference of the United States. . . . The bill results from a growing awareness of the need for expedition of cases pending before the district courts. Many cases which are filed in the Federal district courts require the district judge to entertain motions at an early stage in the proceedings which, if determined, against the plaintiff, result in a final order which would then be appealable to the circuit courts of appeals of the United States. However, such motions, if determined in the plaintiff‘s favor, are interlocutory since they do not end the litigation and are not therefore, under existing provisions of law, appealable. . . .
“The committee believes that this legislation constitutes a desirable addition to the existing authority to appeal from interlocutory orders of the district courts of the United States. . . . Any legislation, therefore, appropriately safeguarded, which might aid in the disposition of cases before the district courts of the United States by saving useless expenditure of court time is such as to require the approbation of all those directly concerned with the administration of justice in the United States.” S. Rep. No. 2434, 85th Cong., 2d Sess., 2, 4 (1958).
“There are mаny civil actions from which similar illustrations could be furnished. For example, in an antitrust action a plea may be entered that the claim is barred by the statute of limitations. If this motion is denied, under existing law the matter is not appealable and the case then goes forward to trial. Disposition of antitrust cases may take considerable time, yet upon appeal following final disposition of such cases, the court of appeals may well determine that the statute of limitations had run and for that reason the district court did not have jurisdiction.” Id., at 3.
The antitrust cases not argued in the 1967-1971 Terms were either reversed out of hand or affirmed out of hand (some of these being companion cases to those that were argued), or dismissed as moot, or dismissed for want of jurisdiction. There were three dismissed for want of jurisdiction.
Farbenfabriken Bayer A. G. v. United States, 393 U. S. 216, involved an interlocutory order in which we ruled that we had no jurisdiction. Standard Fruit & S. S. Co. v. United Fruit Co., 393 U. S. 406, involved an effort of a corporation, not а party, to inspect the divestiture plans being submitted to the District Court pursuant to a consent judgment. Garrett Freightlines v. United States, 405 U. S. 1035, involved an appeal from a defendant dismissed from the antitrust case because of the primary jurisdiction of the Interstate Commerce Commission over the acquisition in question. The House Report on the bill explains this provision by quoting a letter of the Attorney General as follows:
“There are a number of cases now provided by statute where appeals may be made directly to the Supreme Court from the district and circuit courts . . . .
“The class of cases that I suggest should be brought within this rule, it seems to me, is of as great importance as any of those referred to. The suggested provision requiring a full bench of the circuit judges would insure the cases receiving as full consideration before presentation to the Supreme Court as if heard by the United States circuit court of appeals.” H. R. Rep. No. 3020, 57th Cong., 2d Sess., 2 (1903).
The reasoning of the Third Circuit in this case was as follows: Section 1292 (a) (1) permits an appeal to a court of appeals of interlocutory injunctive orders “except where a direct review may be had in the Supreme Court.” Since the Supreme Court has direct review in Expediting Act cases only from final judgments, it has none from interlocutory orders. Hence, the exception in § 1292 (a) (1) does not bar court of appeals jurisdiction over interlocutory injunctive orders in Government antitrust cases. The court then concluded:
“In fact, it is extremely difficult and requires doing violence to the language of the statute to escape the conclusion that interlocutory orders, such as the one at bar, are reviewable by a court of appeals excepting and only excepting those types of cases in which an interlocutory order is directly reviewable by the Supreme Court.” 320 F. 2d, at 517.
Senator Fairbanks, leading exponent of the Act, said in reporting it to the Senate: “The far-reaching importance of the cases arising under antitrust laws now upon the statute books or hereafter to be enacted, and the general public interest therein, are such that every reasonable means should be provided for speeding the litigation. It is the purpose of the bill to expedite litigation of great and general importance. It has no other object.” 36 Cong. Rec. 1679.
