425 S.W.3d 289 | Tex. Crim. App. | 2014
Lead Opinion
OPINION
delivered the opinion of the Court
After a jury trial, the appellant was convicted of the third-degree felony of
After this Court, on initial discretionary review, remanded the cause for the court of appeals to consider reforming the judgment to reflect a conviction for attempted tampering with evidence,
I. FACTS AND PROCEDURAL POSTURE
On April 11, 2008, Lubbock Police Officers Meil and Roberts, dressed in plain clothes and driving an unmarked car, were assigned to burglary patrol in a residential neighborhood. At approximately 7:30 а.m., as “[t]he sun was coming up,” Meil and Roberts spotted the appellant and a female companion walking in the middle of a street that was lined on either side by an unobstructed sidewalk. Seeing this, Roberts drove toward the curb in order to cite the appellant and his companion for violating the “Use of Sidewalk” provision of the Texas Transportation Code.
By the time Meil and Roberts exited their vehicle, the appellant and his companion were approximately ten to fifteen feet away. Ater stepping onto the sidewalk, the officers ordered the appellant and his companion to stop. As the appellant turned around, Meil and Roberts— now twenty feet from the appellant — identified themselves as police officers and showed the appellant their badges and
Because of his position on the sidewalk, Meil did not actually see the appellant drop the object. Roberts, on the other hand, never lost sight of the object from the moment the appellant removed it from his pocket. Roberts, having his own suspicions as to the nature of the object, directed Meil to inspect it. Based on its shape, contents, and the presence of burn marks, Meil was able to confirm that the object was, in fact, a crack pipe. The officers then arrested the appellant for possession of drug paraphernalia,
A. At Trial
The appellant exercised his right to a jury trial on guilt-innocence, but elected to have the trial court assess punishment. The State’s only witnesses at the guilt phase were Meil and Roberts. During the course of direct examination, Roberts confirmed that the appellant had “stealthfully reached in [his pocket], pulled [the pipe] out palming it, and then dropped it” as he walked toward the officers. While cross-examining Roberts, defense counsel directed him to re-enact the appellant’s precise movements when he reached into his pocket and dropped the pipe. When both parties rested and closed, the appellant, seizing on the fact that Roberts testified that he had never lost sight of the crack pipe, asked the trial court to instruct the jury as to the lesser-included offense of attempted tampering with evidence.
B. On Appeal
On his initial appeal to the court of appeals, the appellant argued that the evidence upon which the jury relied to convict him was legally insufficient to establish the element of concealment. The State responded, first, that the crack pipe was concealed from Roberts, however momentarily, when the appellant “palmed” the pipe as he was removing it from his pocket; and second, that even if Roberts had a clear view of the crack pipe at all times, Meil did not — and that on the basis of the appellant’s successful concealment of the evidence from the view of Meil, the appellant’s conviction was sufficiently supported by the evidence and should be affirmed. The court of appeals disagreed with the State on both grounds. As to the first
During the pendency of that appeal, however, and before the court of appeals issued its opinion, we issued our own opinion in Bowen v. State.
On remand, the court of appeals gave three reasons why it considered reformation of the judgment to reflect a conviction for the lesser offense to be inappropriate for this case. First, the court of appeals held that “the State waived any error with respect to the trial court’s failure to submit a lesser-included offense” when it “stood idly by as the trial court denied Appellant’s request for one.”
In its present petition for discretionary-review, the State has asked us to review each of the court of appeals’s justifications for refusing to reform the judgment to reflect a conviction for attempted tampering. We will address these justifications in turn.
II. ANALYSIS
A. Preservation of Error?
After determining that the evidence of concealment was legally insufficient, the court of appeals began its consideration of whether to reform the appellant’s judgment by positing that “the State waived any error with respect to the trial court’s failure to submit a lesser-included offense by failing to either timely request such a submission or object to the omission of the issue in the jury charge.”
Our jurisprudence regarding the availability of judgment reformation after a finding of insufficient evidence began nearly fifteen years ago, in Collier v. State.
In Haynes v. State, a six-member majority of the Court discerned that “[t]he narrowest ground upon which” the Collier plurality and Judge Keasler had “agreed is that an appellate court may ... reform a judgment to reflect a conviction for the lesser-included offense when that ... offense was submitted in the jury charge.”
The “overreaching” rationale for refusing to reform judgments of conviction thus persisted in our case law until we came to decide Bowen.
This result, “[w]hile compatible with ... Collier,” we nonetheless deemed on discretionary review to be “unjust.”
In light of all of the shortcomings (unjustness, unworkability, inapplicability, and impracticality) attendant to refusing to reform convictions on the basis of either party’s “overreaching,” both the holding of Collier (that the availability of reformation should depend either on the conduct of the parties at trial or the submission or non-submission of a lesser-included instruction) and its rationale (that the parties should not be rescued from their own “gamesmanship” or “overreaching”) were repudiated.
As a review of the preceding cases should make reasonably clear, nowhere in our case law, stretching back to Collier, has it ever been suggested that it is the failure to preserve error that would prevent a party from requesting that a judgment be reformed. But that seems to have been precisely the court of appeals’s reasoning in this regard. To the contrary, our case law makes it clear that the availability of reformation turns upon the authority of the courts of appeals, rather than whether the parties took appropriate steps to invoke that authority. Prior to Bowen, we held that the courts of appeals were not authorized to intervene on behalf of “overreaching” parties. In Bowen, we removed this impediment to the authority of the courts of appeals. Accordingly, the State’s “st[anding] idly by as the trial court denied Appellant’s request for” a lesser-included instruction had no impact on the authority of the court of appeals to reform the judgment. The court of appeals retained that authority all along, and no procedural hurdle stood in the way of its exercising that authority. The court of appeals erred to suggest otherwise. If reformation is an appropriate remedy in a particular case (an issue to which we turn next), Bowen makes clear that it should be applied regardless of whether either party requested or contested — or whether the jury was actually given — an instruction on the lesser-included offense at trial. The State’s first point of error is sustained.
B. The Applicability of Bowen to “Essential” Elements
We turn next to the holding of the court of appeals that “Bowen is clearly distinguishable from ... this case and ... is not relevant to our decision to acquit rather than reform the judgment to reflect a conviction as to the lesser-included offense of
1. Bowen v. State
The court of appeals correctly recognized that the facts underlying our decision in Bowen were that “the State failed to prove ... an aggravating element of the offense, [but] proved the essential elements of the offense of misapplication of fiduciary property beyond a reasonable doubt.”
Extrapolating from that reasoning, we think that the result avoided in Bowen (the outright acquittal of an appellant against whom the State had adequately carried its burden except with respect to the extent of an “aggravating element”) is no more “unjust” than an acquittal in any case in which the jury, by convicting the appellant of the greater-inclusive offense, necessarily (if implicitly) found every element necessary to convict him for the lesser-included offense. Any time the State carries its burden with respect to this lesser offense, and the jury, by its verdict, has necessarily found every constituent element of that lesser offense, the appellant would enjoy an “unjust” windfall from an outright acquittal.
As our recent opinion in Britain v. State makes clear, however, simply establishing that the jury’s guilty verdict as to the greater offense also constitutes a jury finding of the elemental predicates for a conviction of the lesser offense is not necessarily sufficient to justify reformation under Bowen.
In summary, then, after a court of appeals has found the evidence insufficient
2. Application
With these concepts in mind, we must determine whether the jury, in the course of finding the appellant guilty of actual tampering with evidence, necessarily found all of the elements of attempted tampering with evidence. A person commits the offense of tampering with evidence “if the person[,] ... knowing that an offense has been committed, alters, destroys, or conceals any record, document, or thing with intent to impair its verity, legibility, or availability as evidence in any subsequent investigation of or official proceeding related to the offense.”
With respect to the first three of these elements, we note that the jury explicitly found these to have been proven when it found the appellant guilty of actual concealment, and so we need not inquire as to whether the jury made an implied or logically-necessary finding as to either of them.
With respect to the fifth element— whether the actions of the appellant “tend[ed] but fail[ed]” to effect the commission of the offense intended — we note that under Section 15.01(c) of the Penal Code, “[i]t is no defense to prosecution for criminal attempt that the offense attempted was actually committed.”
Hence, in the course of convicting the appellant of tampering with evidence, the jury must necessarily (if implicitly) have found that, knowing that an offense had been committed, and with the dual specific intents to conceal the crack pipe and impair the availability of the crack pipe as evidence in a later investigation or proceeding, the appellant did an act amounting to more than mere preparation that tended but failed to result in concealment of the crack pipe. For this reason, the court of appeals erred to conclude that Bowen has no applicability to the facts of this case. The State’s second point of error is sustained.
Having determined that the jury’s guilty verdict as to tampering with evidence necessarily constitutes a finding that the appellant attempted to tamper with evidence, we turn now to the question of whether there is sufficient evidence to support a conviction for attempted tampering.
In inquiring whether a conviction is supported by sufficient evidence, our task is to “determine whether the record evidence could reasonably support a finding of guilt beyond a reasonable doubt.”
In this case, we are satisfied that the evidence, viewed in the light most favorable to the verdict, is sufficient to support a jury finding that the defendant harbored the specific intent to conceal the crack pipe and thereby impair its later availability as evidence. We discussed many of the issues relating to the sufficiency of evidence to show an actor’s specific intent to commit an offense in Laster v. State.
Similarly, in cases of tampering with evidence, not every act of discarding an object evinces an intent to impair the availability of that object as evidence in a later investigation or proceeding. There may be cases in which the most inculpating inference the evidence would support is that the accused simply intended to dispossess himself of the object in order to more plausibly disclaim any connection to it.
First, the jury heard evidence that 1) the crack pipe was both made of glass and smaller than a pen, and 2) at the time of the alleged tampering, “[t]he sun was coming up.” We note that it would be reasonable for the jury to conclude that, if the circumstances were such that the appel
From testimony about the pipe’s material composition and size, the jury might reasonably have inferred that the pipe was lightweight and at least somewhat translucent; from testimony that “[t]he sun was coming up,” the jury might reasonably have inferred that the portion of the sidewalk where the appellant dropped the pipe was not particularly well-lit. Based on these facts, the jury might also reasonably have inferred that the appellant did, in fact, believe it possible to conceal the pipe from the police — even if it lay in the middle of the sidewalk.
Second, when the State asked Roberts whether the appellant “stealthily reached in [to his pocket],” Roberts responded affirmatively.
Lastly, the jury also heard evidence — on multiple occasions — that the appellant “palmed” the pipe as he removed it from his pocket. The State argued both at trial and on appeal that, in the brief amount of time that the appellant successfully hid the pipe from Roberts’s view by “palming” it, the appellant had “concealed]” the pipe,
Having reviewed the evidence presented at trial and determined that the same is sufficient to support a rational jury finding that the appellant harbored the specific intent to conceal evidence, we conclude that there is sufficient evidence to support a conviction for attempted tampering with evidence.
CONCLUSION
The court of appeals provided three independent justifications for refusing to reform the appellant’s judgment of conviction to reflect a conviction for attempted tampering with evidence: 1) that the State “failed to preserve” the issue of reformation; 2) that Bowen “has no application to the facts of’ the appellant’s case; and 3) that the evidence presented at trial is “not legally sufficient to support a conviction of attempted tampering with evidence.”
KELLER, P.J., filed a concurring opinion.
. Tex. Penal Code § 37.09(c), (d)(1) ("A person commits an offense if the person[,] ... knowing that an offense has been committed, ... conceals any record, document, or thing with intent to impair its verity, legibility, or availability as evidence in any subsequent investigation of or official proceeding related to the offense.”).
. Thornton v. State, 377 S.W.3d 814, 816 (Tex.App.-Amarillo 2012).
. Id. at 818.
.Id.
. Thornton v. State, No. PD-1517-12, 2013 WL 105874 (Tex.Crim.App. Jan. 9, 2013) (not designated for publication).
. Thornton v. State, 401 S.W.3d 395, 401 (Tex.App.-Amarillo 2013).
. See Tex. Transp. Code § 552.006(a) ("A pedestrian may not walk along and on a roadway if an adjacent sidewalk is provided and is accessible to the pedestrian.”).
. See Tex Health & Safety Code § 481.125(a) ("A person commits an offense if the person knowingly or intentionally uses or possesses with intent to use drug paraphernalia to ... inject, ingest, inhale, or otherwise introduce into the human body a controlled substance in violation of this chapter.”).
. See Tex.Code Crim. Proc. art. 37.09(4) ("An offense is a lesser included offense if ... it consists of an attempt to commit the offense charged or an otherwise included offense.”).
. Because he had been previously convicted of separate sequential felonies, the appellant was subject to enhanced punishment. See Tex. Penal Code § 12.42(d).
. Thornton, 377 S.W.3d at 818.
. Id. In its present petition for discretionary review, the State has not requested that we reexamine either of these rulings by the court of appeals.
. Id.
. 374 S.W.3d 427 (Tex.Crim.App.2012).
. Thornton, 2013 WL 105874, at *1.
. Id.
. Thornton, 401 S.W.3d at 400.
. Id. (citing Bowen, 374 S.W.3d at 432).
. Id. at 401.
. Id.
. Id. at 402.
. Id. at 400.
. We note, however, that in the context of error preservation, a "waiver” is an "intentional relinquishment or abandonment of a known right or privilege.” See Marin v. State, 851 S.W.2d 275, 279 (Tex.Crim.App.1993). It therefore makes little sense to say that at trial the State intentionally relinquished a right {i.e., the right to request reformation) that arose only after an action taken by the court of appeals {i.e., a finding of insufficient evidence)-how could the State have "known”? Perhaps it could be argued that the State unknowingly failed to preserve error — in other words, that the State forfeited the right to request reformation. But again, "[f]or-feit[ure] ... refer[s] to the loss of a claim or right for failure to insist upon it by objection, request, motion, or some other behavior calculated to exercise the right in a manner comprehensible to ... the trial judge.” Id. How could the State have alerted the trial judge to a possible error {i.e., the failure to reform the judgment to reflect a conviction for the lesser offense) that he was in no position to rectify or obviate?
. 999 S.W.2d 779 (Tex.Crim.App.1999).
. Id. at 782 (Tex.Crim.App.1999) (plurality opinion) (quoting State v. Myers, 158 Wis.2d 356, 461 N.W.2d 777, 780-83 (1990)).
. See id. at 792 (McCormick, P.J., dissenting to denial of State's motion for reh’g) {“Myers and the lead plurality opinion ... penaliz[e] the prosecution for what they perceive to be prosecutorial overreaching.”) (internal quotation marks omitted).
. Id. at 782.
. Id. at 782-83.
. Id. at 784 (Keasler, J., concurring).
. 273 S.W.3d 183, 187 (Tex.Crim.App.2008).
. Id. at 186-87 n. 5 (internal quotation marks omitted) (quoting Stephens v. State, 806 S.W.2d 812, 818-19 (Tex.Crim.App.1990)).
. Id. at 187-88.
. Bowen v. State, 374 S.W.3d 427 (Tex.Crim.App.2012).
. Id. at 428.
. Id.
. Id. at 428-29.
. Id. at 429.
. Id. at 432.
. Id. at 428.
. Id. at 429.
. Id. at 430.
. Id. at 432.
. Thornton, 401 S.W.3d at 401.
. Id.
. Id.
. Bowen, 374 S.W.3d at 432.
. Id.
. Simply to acknowledge that Bowen permits judgment reformation in those cases in which, after a finding that a particular element is not supported by sufficient evidence, a lesser offense is explicitly "established by the remaining ... elements,” Dissenting Opinion at 319 (Alcala, J.), is not persuasively to argue that Bowen also Limited reformation to those circumstances. Bowen's limiting principle is that reformation of the trial court's judgment must never "unjust[ly]” operate to "usurp the fact finder's determination of guilt.” Pursuant to that limiting principle, it is unclear why acquitting when there is an available lesser-included offense under Texas Code of Criminal Procedure Article 37.09(1), (2), or (3), see id., would result in an unfair windfall to the appellant, while acquitting when the jury actually — not just theoretically — albeit implicitly, convicted him of an attempt (Article 37.09(4)) would work any less unfairly to the benefit of the defendant. A more circumscribed approach would not, to our satisfaction, account for the fact that there are circumstances in which a jury, simply by finding that the defendant committed the greater offense, necessarily found that he
.We did not indulge in this kind of speculation in Bowen, since we did not, in that case, have to determine what the jury could have found. Instead, the jury’s finding as to the extent of the misappropriation showed that the jury must have found, as a matter of logical necessity, that the appellant misappropriated at least $103,344. And as there also happened to be sufficient evidence to prove this amount of misappropriation, reformation of the judgment to reflect a conviction of the lesser offense was appropriate.
. See Britain v. State, 412 S.W.3d 518 (Tex.Crim.App.2013).
. Mat 519.
. Id. (internal quotation marks omitted).
. Id. at 519, 523.
. Id. at 521 (emphasis added).
. Id. at 522. It was in view of this consideration that we said that "[wjhile Bowen held that a court of appeals may reform a judgment to a lesser-included offense, we have not held, and do not (under these facts) hold, that the court of appeals must do so.” Id. at 521. To the extent that this language could be understood to grant courts of appeals unfettered discretion as to whether or not to reform a judgment, we wish to dispel any such notion. Read in context, this language means only to convey that a court of appeals is not
. See note 55, ante.
. Tex Penal Code § 37.09(d)(1).
. Tex. Penal Code § 15.01(a).
. At first blush, Section 37.09 of the Penal Code seems not to require that the actor intend to conceal evidence in order for the actor to incur criminal liability for tampering with evidence. Tex Penal Code § 37.09(d)(1). If this were the case — that is, if the actor could be convicted of tampering with evidence on the basis of a jury finding that he harbored a culpable mental state less than intent with respect to the element of concealment — then a jury finding of guilt as to the completed offense would not necessarily constitute a jury finding of guilt as to the attempt, since a reviewing court would be unable to determine that the jury necessarily found that the actor harbored a "specific intent” to conceal the pipe. See Tex. Penal Code § 15.01(a).
However, the inclusion of the adverbial phrase “with the intent to impair its verity, legibility, or availability as evidence in any subsequent investigation” necessarily has the effect of requiring that the actor have a concomitant intent to alter, destroy, or conceal the evidence. An actor could not harbor an intent to impair the availability of the evidence, cany out that intent by means of concealment, and yet not have had a "conscious objective” to conceal the evidence. See Tex. Penal Code § 6.03(a) ("A person acts intentionally, or with intent, with respect to the
This conclusion finds further support in the language of the statute describing the offense of "Tampering with Governmental Record.” See Tex. Penal Code § 37.10(a). In each of the six subsections delineating the categories of conduct that can result in criminal liability under that statute, the Legislature either provided a culpable mental state immediately preceding the actus reus, e.g., id. § 37.10(a)(1) ("... knowingly makes a false entry in, or false alteration of, a governmental record”) or provided for a culpable mental state by way of an adverbial phrase following the actus reus. E.g., id. § 37.10(a)(4) ("... possesses, sells, or offers to sell a governmental record or a blank governmental record form with intent that it be used unlawfully.”). The tandem use of these two drafting techniques suggests that the Legislature intended them to have the same effect: to provide, in the latter instance, not only for a free-floating and independent culpable mental state, but a culpable mental state attendant to the proscribed conduct. That being the case, the synthesis of the tampering statute with the attempt statute does not operate to attach a higher culpable mental state to the element of concealment than the mental state the jury actually found in the course of convicting the appellant of tampering with evidence.
. The dissent expresses a concern that "[n]o determination was made by the jury” that the appellant "specifically intended to conceal the glass pipe." Dissenting Opinion at 231 (Alca-la, J.). But the "Court's Charge” to the jury in the appellant's trial read as follows:
[I]f you find from the evidence beyond a reasonable doubt that ... the defendant, GREGORY THORNTON, did then and there, knowing that an offense had been committed, to wit: Possession of Drug Paraphernalia, intentionally and knowingly conceal physical evidence, to wit: glass pipe with intent to impair the availability of glass pipe as evidence in a subsequent investigation, or official proceeding related to the said offense, then you will find the defendant guilty of the offense of tampering with evidenced]
{sic passim) (emphasis added). By rendering a general verdict of "guilty,” the jury signified its assent to the proposition that the State had carried its burden to prove beyond a reasonable doubt that, inter alia, the appellant "intentionally ... concealed] physical evidence.” For us to fully acquit the appellant on the basis that, notwithstanding its explicit finding that the appellant intentionally concealed the pipe, the jury may have harbored an implicit doubt that he "specifically” intended to conceal the pipe, would be to reach a result at least as "unjust” as the acquittal we reproved of in Bowen.
Furthermore, even if the jury had made no explicit finding vis-a-vis the appellant’s specific intent to engage in an act of concealment, by finding that the appellant concealed the crack pipe with the “intent to impair its verity, legibility, or availability as evidence,” the jury by implication necessarily found that he harbored a specific intent to conceal the pipe. See note 59, supra. We do not consider these findings to be "essentially the same,” Dissenting Opinion at 231, or otherwise co-extensive, but we do perceive the latter to be subsumed by the former. And in light of these overlapping findings, the jury must also necessarily have found that the appellant harbored the specific intent to commit an offense. To hold otherwise would require us to subscribe to the inconsistent notions that the jury 1) believed that the appellant intended to impair the crack pipe’s availability as evidence, 2) believed that he intended to conceal the crack pipe, and yet 3) harbored some implicit doubt about whether he specifically intended to commit the crime of tampering with evidence.
. Any concern that the jury did not "necessarily f[in]d ... that the defendant took steps amounting to 'more than mere preparation!,]”’ Dissenting Opinion at 315 (Alcala, J.), is similarly problematic. There is a manifest incompatibility between the dual notions that the jury 1) believed that, while harboring an intent to impair the crack pipe’s availability as evidence and engaging in conduct intended to conceal the pipe, the appellant in fact successfully concealed the pipe, and yet 2) had some lingering doubt that the appellant’s conduct never extended past merely preparing to conceal the pipe. Given the incompatibility of these notions, subscription to the latter would require us to disregard or reject the former. This we decline to do. Instead, we think that acknowledging a jury finding that the appellant's conduct extended past mere preparation, even if it is implicit, pays appropriate deference to the fact that, by convicting the appellant of the completed offense, in this case the jury also effectively convicted him of the attempt. And given that this implicit finding of guilt as to the attempt is, as we will explain, supported by sufficient evidence, reforming the judgment to explicitly reflect a conviction for this offense is precisely the surest way to avoid the undesirable result of an appellate court assuming the role of a "thirteenth juror.”
. Tex. Penal Code § 15.01(c).
. In other words, the Legislature has essentially decided that proving the completed offense suffices to prove that the appellant's conduct "tend[ed] but fail[ed]” to effect commission. As it was the concern of Bowen to avoid manifest unjustness, we note that in Section 15.01(c) the Legislature seems to have sought to avoid what it perceived to be an injustice: that of a defendant evading liability for criminal attempt based solely on the State’s proof of something greater than a mere attempt — success. Having alleged no more than an inchoate offense, the State should not have to suffer an acquittal in the event that its evidence happens to suffice to establish the completed offense. The "unjust[ness]” rationale underlying Bowen, therefore, is not disharmonious with the Legislative fiat contained in Section 15.01(c).
. As we have already observed, ante, the jury’s finding that the appellant’s actions succeeded in concealing the pipe as a matter of law subsumes a finding that his actions ”tend[ed] but fail[ed]” to effect concealment. But this same reasoning cannot lead us to the conclusion that the evidence is sufficient to support such a finding. As we said in Britain, "if the evidence does not prove the greater [element] it also may not have proven the lesser.” Britain, 412 S.W.3d at 521. And as in Britain, "we cannot say (without a more thorough examination of the facts) that whatever error led to the finding of” concealment did not also "extend to” the element of "tends but fails.” Id. at 522.
. Thornton, 401 S.W.3d at 402.
. Jackson v. Virginia, 443 U.S. 307, 318, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979).
. Id. at 319, 99 S.Ct. 2781.
. Brooks v. State, 323 S.W.3d 893, 899 (Tex.Crim.App.2010).
. Id. at 901 (quoting Watson v. State, 204 S.W.3d 404, 416 (Tex.Crim.App.2006)).
. 275 S.W.3d 512 (Tex.Crim.App.2009).
. Id. at 516.
. Id.
. Id.
. Id. at 519-20.
. Id. at 523 (emphasis added).
. Id. at 526 (Cochran, J., dissenting).
. For similar reasons, we do not disagree with the proposition that "evidence of a person throwing down contraband during a police pursuit or detention is [insufficient, by itself, to constitute either concealment or attempted concealment[.]’’ Dissenting Opinion at 314 (Cochran, J.) (emphasis added). But, as we will explain, we perceive the evidence in this case to show more than a mere "throwing down [of] contraband,” so that that act does not stand "by itself” in supporting a conviction for attempted tampering with evidence.
Relatedly, while it is argued that the "act of abandoning contraband demonstrates prior possession of it, not its concealment,” id., vie note that in closing, defense counsel made what was, in essence, this same argument to the jury:
Separating yourself from something that’s illegal is not against the law. People walk away from crimes all the time. That's perfectly fine. Concealing it is a crime. * * * We talk about presumption of innocence. You need to presume an innocent intent. Until they prove otherwise beyond a reasonable doubt you have to presume an innocent intent. So what would be an innocent intent? Maybe he thought he had to give it to them. Maybe he thought he had to separate himself from the evidence. Those are all innocent and perfectly legal reasons.
And that is what you have to presume. The jury was therefore well aware that, behind a single course of conduct, a defendant might harbor either a concealing or a non-concealing intent-and the jury decided, based on the evidence presented to it, that the appellant harbored the intent to conceal the pipe. Whatever conclusion we might have reached had we been called to serve on this jury cannot be allowed to inform our determination of the sufficiency of the evidence to support the jury's verdict.
. Laster, 275 S.W.3d at 523.
. See id. at 517-18.
. See Tex. Penal Code § 6.03(a) (“A person acts intentionally, or with intent, with respect to the nature of his conduct or to a result of his conduct when it is his conscious objective or desire to engage in the conduct or cause the result.").
. We re-iterate that whether an object may be "hidden in plain sight” for purposes of tampering by concealment is not an issue that must be (or is) decided today — but if the appellant intended that the object be concealed, even "in plain sight,” and took a beyond-preparatory step in effectuating his intent, he may still be subject to liability for criminal attempt.
. While the appellant objected, at that point, to the State's leading question, he did not request that the trial court instruct the juiy to disregard Roberts’s response. Therefore, the jury would not have known to disregard the testimony and would not have acted improperly in considering it as evidence during its deliberation. See Delgado v. State, 235 S.W.3d 244, 251 (Tex.Crim.App.2007) ("Once evidence has been admitted without a limiting instruction, it is part of the general evidence and may be used for all purposes.”). Regardless, "a reviewing court is permitted to consider all evidence in the trial-court record, whether admissible or inadmissible, when making a legal-sufficiency determination.” Powell v. State, 194 S.W.3d 503, 507 (Tex.Crim.App.2006).
.Laster, 275 S.W.3d at 521.
. We note, in addition, that the jury was able to witness Roberts physically demonstrate the appellant's actions. As should be reasonably clear, the precise way in which the appellant reached into his pocket and dropped the pipe would be helpful to the jury in discerning the appellant's intent at that moment. Having witnessed the officer’s re-enactment of the appellant's bodily movements, the jury was privy to a number of relevant factors that we (and the court of appeals) simply are not, including: whether the appellant dropped the pipe behind his leg or to his side; how far the appellant’s hand was from his body when he dropped the pipe; how slowly (or suddenly) his actions occurred; whether his posture or the configuration of his limbs conveyed surreptitiousness; and so on. On a cold appellate record, we are unable to discern any of these important facts — all we know is that the jury witnessed this re-enactment, and, in conjunction with the remaining evidence presented at trial, came to the conclusion that the appellant harbored the intent to impair the pipe's availability in a later investigation or proceeding.
. We are aware, of course, that in order for there to be sufficient evidence to uphold a conviction for attempted tampering, the evidence presented at trial would, in addition, need to support rational jury findings that 1) knowing that a crime had been committed, the appellant 2) performed an act amounting to more than mere preparation that 3) tended but failed to effect the commission of the offense intended. And indeed, in what appears to have been an argumentative afterthought, the court of appeals also opined that, in this case, "[ejvidence of an act amounting to more than mere preparation is totally lacking.” Thornton, 401 S.W.3d at 402. However, both the State's petition for discretionary review and the appellant’s reply brief primarily address the court of appeals’s holding with respect to specific intent, so we will dispose of these additional elements in summary fashion.
With regard to the first of these additional elements, we note that the jury was presented with evidence that the appellant discarded the pipe only upon discovering that he was in the presence of two police officers. Based on this evidence, the jury would not have been unreasonable in thinking that the reason the appellant discarded the pipe is that he hoped, one way or another, to avoid criminal liability for his possession of a crack pipe. With regard to the second of these additional elements, we think that merely by dropping the pipe, the appellant’s conduct crossed the "imaginary line which separates ... 'mere preparation’ from ... an act which ‘tends [but fails] to effect the commission of the offense,' ” because the appellant's action was the "last proximate act” in the appellant's attempt to commit his intended offense, and the "imaginary line” is drawn short of such acts. Flournoy v. State, 668 S.W.2d 380, 383 (Tex.Crim.App.1984) (quoting McCravy v. State, 642 S.W.2d 450, 460 (Tex.Crim.App.1980) (op. on State's motion for reh’g)). Thus, as the evidence is sufficient to show that the appellant dropped the pipe, it is also sufficient to establish that his conduct extended beyond "mere preparation.”
Finally, with regard to the third of these additional elements, the appellant argues that "[his] action[s] not only failed to effect commission but would never even 'tend' to effect
. Thornton, 401 S.W.3d at 402.
. Id. at 400-01.
. Thornton v. State, 401 S.W.3d 395, 398 (Tex.App.-Amarillo 2013, pet. granted).
Concurrence Opinion
filed a concurring opinion.
In its sufficiency-of-the-evidence analysis, the court of appeals held that courts have construed the term “conceal” to mean “to hide, to remove from sight or notice, to keep from discovery or observation.”
Q. So him moving away from the pipe concealed it from you?
A. Yes, sir.
Q. But not from your vision?
A. I saw the area to where he was where he dropped it and—
Q. I’m looking in a dictionary, conceal means the removing from sight or notice. Does that sound like an accurate definition of conceal?
A. Yes, sir.
Moreover, defense counsel elicited Officer Roberts’s opinion that appellant’s intent was to hide the crack pipe from the officer:
Q. Okay. And you’re indicating to me and to this jury that you believe Mr. Thornton’s intent was to hide that from you.
A. Yes, sir.
Q. And you’re basing that on the fact that he dropped it in front of you and walked away from it?
A. Uh-huh.
This opinion regarding appellant’s intent qualifies under Rule 701 as one that is “rationally based on the perception of the witness and helpful to a clear understanding of the witness’ testimony or the determination of a fact in issue.”
In addition, pursuant to a request from the defense attorney, Officer Roberts conducted a demonstration of how the crack pipe was dropped. In argument to the jury, one of the prosecutors stated, without objection, that the demonstration and the officer’s testimony showed that appellant dropped the crack pipe “on the ground behind his leg.” Defense counsel disputed that interpretation in his jury argument, but there is no definitive evidence (such as a video or a “let the record reflect” statement by the trial court) of what exactly the demonstration showed. Absent definitive evidence that defense counsel’s interpretation was indisputably correct, we must assume that the demonstration could rationally support a conclusion that appellant did indeed drop the crack pipe behind his body.
With these comments, I join the Court’s opinion.
. See Black's Law Dictionary 261 (5th ed.1979) ("To hide, secrete, or withhold from the knowledge of others. To withdraw from observation; to withhold from utterance or declaration; to cover or keep from sight, or prevent discovery of.”); Webster’s New World College Dictionary 301 (4th ed.2000) ("1 to put out of sight; hide, 2 to keep from another's knowledge; keep secret”).
. Thornton, 401 S.W.3d at 398.
. See Tex.R. Evid. 701.
Dissenting Opinion
filed a dissenting opinion in which MEYERS and JOHNSON, JJ., joined.
I respectfully dissent. Appellant was undeniably guilty of the Class C misdemeanor of possession of drug paraphernalia. Little did he know that, by clumsily trying to abandon his crack pipe, he was setting himself up for a third-degree felony conviction for tampering with evidence, and, because of his priors, a sentence of 45 years’ imprisonment. The Seventh Court of Appeals found the evidence insufficient to support the element of “concealment,”
Our tampering-with-evidence statute, Section 37.09 of the Penal Code, is based on the corresponding Model Penal Code provision, Section 241.7.
This case comes at a time when tampering or obstruction-of-justice laws are being “used increasingly against drug offenders who, in some fashion, attempt to destroy or conceal their drugs when being pursued by police.”
a defendant merely drops, throws down, or abandons drugs in the vicinity of the defendant and in the presence and view of the police, this conduct does not constitute concealment that will support an evidence-tampering or obstruction charge, or a conviction that is additional to and separate from the ongoing pos-sessory offense.6
The juvenile may have intended to make it less likely that the cigarette pack would be associated with him or come to Officer Covie’s attention by ridding his hands of it and abandoning it in the crowded hallway. It is important, however, not to confuse the juvenile’s intent with his physical actions. [The tampering statute] uses the term “conceals” to define the actus reus of the offense. In addition to the actus reus, the statute also requires proof of a culpable mental state — here, the juvenile’s intent to “impair [the] verity or availability” of the evidence. That the juvenile may have intended to make it more difficult for Officer Covie to detect the contraband does not mean that the juvenile concealed the contraband when he abandoned it.7
Courts have also held that the same act of discarding contraband in the presence of police officers does not suffice to establish the offense of attempted tampering with evidence.
If the defendants’ [conduct] in this case constituted tampering [with evidence], then a nineteen-year-old who threw a can of beer from his car when stopped by a police officer would commit not only the second-degree misdemeanor of possession of alcoholic beverages, but also the third-degree felony of tampering with the evidence. We do not believe that the legislature intended an additional felony under such circumstances.12
Many of .these cases hold that the evidence is insufficient to support a tampering conviction because there is no evidence that the defendant specifically intended to conceal evidence with the intent to impair its usefulness at a future trial. Instead, the evidence shows that the defendant merely intended to distance himself from the evidence. As in “What? Who me? That’s not my crack pipe.”
Prosecutions for attempted tampering with the evidence are even more untena
The Tennessee Supreme Court recently explained that a tampering-with-evidenee conviction may not be upheld if the evidence was not permanently altered or destroyed and its concealment delayed minimally, if at all, the officers’ discovery of it:
In drug cases, for example, convictions for tampering by concealment have been upheld when a defendant swallows drugs and when a defendant flushes drugs down a toilet as police approach and the drugs are recovered. One defendant’s conviction was upheld when he tossed the drugs out of his moving vehicle, kept driving for a half mile, and the drugs were never found. Another defendant’s conviction was upheld when he tried to hide his drugs in one pocket of a billiards table.
Conversely, in other drug cases involving alleged concealment, courts have found mere abandonment when a defendant hides drugs in his socks or in his pocket, tosses drugs onto the roof of a garage while being pursued, drops drugs off a roof in view of police, or throws drug evidence over a wooden privacy fence while officers are in pursuit. Dropping a marijuana cigarette into a sewer is mere abandonment, but dropping soluble drugs down a sewer drain could make them irretrievable and could support a tampering conviction. Hiding drugs in one’s mouth without successfully swallowing them also may not constitute tampering.19
For these reasons, I agree with those courts holding that, with regard to posses-sory offenses, the tampering-with-evidence statute applies only to
(A) completed crimes in which the evidence is permanently destroyed, altered, or concealed.20 For example,*314 if a defendant swallows the purported contraband, he has destroyed its usefulness as evidence; because the evidence is gone, the defendant cannot be convicted of the drug offense, but he can be convicted of tampering with evidence;21 OR ■
(B) The attempted destruction, alteration, or concealment has materially impeded the officer’s investigation. For example, if the defendant tosses bags of cocaine down the toilet and flushes it, but the police are able to disconnect the plumbing and retrieve the soggy, but identifiable baggies, the defendant’s act of concealment was unsuccessful, but it materially impeded the officers.
I respectfully dissent to turning this Class C misdemeanor into a state-jail felony merely because appellant tried to abandon his crack pipe by exposing it to the officers’ view, not concealing from their view.
. For example, in State v. Lasu, 278 Neb. 180, 768 N.W.2d 447 (2009), the defendant walked through a service station, followed by a police officer. When he rounded a corner, the defendant dropped his baggie of marijuana into a large bin full of snack foods. The defendant made no effort to cover the drugs. When the officer walked by, he saw the drugs sitting in the bin and retrieved them. Id. at 449-50. The Nebraska Supreme Court found that this act was mere abandonment because the defendant did not discard the evidence in a place "where it was unlikely to be discovered.” Instead, he "placed the evidence where it was quite likely to be discovered, even if he hoped that it might be less associated with him.... All [the defendant] attempted to conceal was the fact of his possession of the evidence — not the evidence itself.” Id. at 452.
. Section 241.7 of the Model Penal Code provides,
A person commits a misdemeanor if, believing that an official proceeding or investigation is pending or about to be instituted, he:
(1) alters, destroys, conceals or removes any record, document or thing with purpose to impair its verity or availability in such proceeding or investigation; or
(2) makes, presents or uses any record, document or thing knowing it to be false and with purpose to mislead a public servant who is or may be engaged in such proceeding or investigation.
Model Penal Code § 241.7 (1962).
. State v. Hawkins, 406 S.W.3d 121, 133 (Tenn.2013).
. Id.
. John F. Decker, The Varying Parameters of Obstruction of Justice in American Criminal Law, 65 La. L.Rev. 49, 51-52 (2004).
. In re M.F., 315 Ill.App.3d 641, 248 Ill.Dec. 463, 734 N.E.2d 171, 178 (2000); see also Hawkins, 406 S.W.3d at 134 ("In the wake of Boice [v. State, 560 So.2d 1383 (Fla.Dist.Ct.App.1990) ], [State v.] Patton [898 S.W.2d 732, 736 (Tenn.Crim.App.1994)], and similar decisions, the jurisdictions that have enacted statutes based on Section 241.7 of the Model Penal Code have developed a 'unanimous' consensus that when a person who is committing a possessory offense drops evidence in the presence of police officers, and the officers are able to recover the evidence with
. In re Juvenile 2003-187, 846 A.2d at 1210.
. Vigue, 987 P.2d at 210-11 ("One could argue that, even if Vigue did not succeed in suppressing or concealing the cocaine, he nevertheless tried to do so, and so his conviction should be reduced to attempted evidence-tampering. Again, this would make sense if we interpreted the terms ‘suppress’ and ‘conceal’ broadly. But, like the courts of our sibling states, we are persuaded to give a narrow interpretation to the terms ‘suppress’ and ‘conceal.’ We are convinced that a broad reading of these terms would lead to results that are inexplicably harsh and probably not within the legislature’s intent”; noting that, under state law, persons under 21 who smoke a cigarette (a violation punishable by fine only) would be subject to felony convictions and penalties if they “hid cigarettes in a pocket or purse when police officers approached” and "minor possessory offenses would often be converted to felonies with little reason.”); Stepovich v. State, 299 P.3d 734, 741-42 (Alaska Ct.App.2013) (State could not convict defendant of attempted tampering with evidence when his conduct neither impaired the recovery nor the availability of the evidence); Harris, 991 A.2d at 1138 (defendant's attempt to conceal baggie containing marijuana by putting it in his mouth did not support conviction for tampering or attempted tampering with evidence; offense of tampering with evidence "criminalizes neither inchoate tampering nor tampering with items, but, rather, successful suppression of evidence.... It does not apply to an attempted 'act of concealment, alteration
. Commonwealth v. Delgado, 544 Pa. 591, 679 A.2d 223, 224-25 (1996) (defendant’s act of "discarding contraband in plain view of the pursuing officer” did not constitute tampering with evidence because he had not destroyed, altered, nor concealed evidence within the meaning of the statute; defendant’s conduct amounted to "nothing more than an abandonment of the evidence.”); State v. Sharpless, 314 N.J.Super. 440, 715 A.2d 333, 342 (N.J.Super.Ct.App.Div.1998) (addressing whether defendant’s "act of discarding criminal contraband upon the approach of a police officer constitute^] evidence tampering within the intent of [the New Jersey statute]”; holding that it did not; it was mere abandonment of the contraband); McKinney v. State, 640 So.2d 1183, 1185 (Fla.Dist.Ct.App.1994) ("[A] brief interruption of a police officer’s visual contact with physical evidence that is on or near one’s body is not sufficient to constitute concealment”).
. Comage, 349 Ill.Dec. 119, 946 N.E.2d at 319 (noting that those courts that have upheld convictions for evidence when the defendant swallowed contraband in the hope that it will go unrecovered is not merely that it was temporarily out of the police officer’s sight, but that the defendant “had, in fact, materially impeded the officer’s investigation”); Anderson v. State, 123 P.3d 1110, 1119 (Alaska Ct.App.2005) ("This is not to say that the act of tossing away evidence can never constitute evidence tampering. The test appears to be whether the defendant disposed of the evidence in a manner that destroyed it or that made its recovery substantially more difficult or impossible.”); Harris, 991 A.2d at 1138 (no "concealment” when contraband was "immediately retrievable”); compare State v. Mendez, 175 N.J. 201, 814 A.2d 1043, 1050 (2002) (upholding tampering conviction of defendant who held a bag of powder cocaine outside the window of his car and allowed the wind to disperse the powder; even though he performed this action in the sight of the pursuing police, his conduct essentially precluded all efforts to recover the evidence; holding that one who possesses and then destroys cocaine has completed a'possessory offense and then taken a new step in completing a separate offense involving destruction of physical evidence; the act of preventing "an intact retrieval” of the cocaine completes the evidence-tampering offense); see generally, 67 C.J.S. Obstructing Justice § 1, at 67 (2002) ("The phrase 'obstructing justice’ as used in connection with offenses arising out of such conduct means impeding or obstructing those who seek justice in a court[.]”); U.S. Sentencing Guidelines Manual § 3C1.1 (2010) (under federal sentencing guidelines, a defendant’s attempt to swallow or throw away a controlled substance is not, by itself, sufficient to warrant an adjustment for obstruction unless it results in a "material hindrance” to the official investigation).
.Delgado, 679 A.2d at 225 (noting that Pennsylvania law classifies tampering with physical evidence as a higher degree of crime than possession of cocaine; "Under these circumstances, we do not believe that the General Assembly intended the simple act of
. Boice v. State, 560 So.2d 1383, 1385 (Fla.Dist.Ct.App.1990); see also State v. Patton, 898 S.W.2d 732, 736 (Tenn.Crim.App.1994) (citing Boice and stating "we do not believe that the legislature intended to inflict greater punishment upon an individual for attempting to discard evidence [of a crime] than he would receive for commission of the crime. Statutes must not be construed in a manner which may lead to absurd results.... If 'mere abandonment’ of contraband falls within the class of [conduct] made criminal by [the evidence-tampering statute], there is a substantial likelihood of an unreasonable result. Thus, ... [e]ven if the factual allegations within the indictment are accurate, the defendant, in our view, has not violated the [evidence-tampering] statute.”).
. See In re Juvenile 2003-187, 151 N.H. 14, 846 A.2d 1207, 1209-10 (2004); State v. Lasu, 278 Neb. 180, 768 N.W.2d 447, 452 (2009).
. 15 S.W.3d 586, 595 (Tex.App.-Austin 2000, no pet.).
. Id.
. Id. According to the New Jersey Superior Court, in posing the hypothetical of a defendant who carried his cocaine in his sock, the State’s theory would require a person to "have the cocaine in plain view” to avoid committing the separate felony crime of tampering with evidence by concealment as well as the underlying crime of drug possession. Sharpless, 715 A.2d at 343 (quoting State v. Fuqua, 303 N.J.Super. 40, 696 A.2d 44, 46 (N.J.Super.Ct.App.Div.1997) (concluding that "If the State is correct, all illegal substances, weapons, and even illicit reading material, would be required to be carried in plain view or else the possessor could be convicted of a third-or fourth-degree crime or of a disorderly persons offense, in addition to any other substantive offense.”)). Like the Austin Court of Appeals in Holloway, out-of-state courts have uniformly rejected this position. And what about the girl who keeps a marijuana joint in the car console? Or the teenager with an unprescribed pill in her pocket or two beer cans in the cooler? Or the elderly woman who shoplifts a $1.00 candy bar (a Class C theft) and then tosses it away when a police officer yells, "Stop, thief!”
. Thornton v. State, 401 S.W.3d 395, 402 (Tex.App.-Amarillo 2013).
. Id. (emphasis added).
. State v. Hawkins, 406 S.W.3d 121, 135 (Tenn.2013) (citations omitted).
. See Vigue v. State, 987 P.2d 204, 210-11 (Alaka Ct.App.1999). As that court explained,
If the terms "suppress” and "conceal” are construed broadly, then it is possible to speak of Vigue’s conduct as an act of suppression or concealment. By ridding his pockets and hands of the cocaine, Vigue probably intended to make it less likely that the cocaine would come to Officer Kantor's attention.
But it is important not to confuse Vigue’s intent with his physical actions. The evidence-tampering statute uses the terms "suppress” and "conceal” to define the ac-tus reus of the crime. In addition to this actus reus, the statute also requires proof of a culpable mental state-here, Vigue's intent to "impair [the] availability” of the evidence. The fact that Vigue intended to make it harder for Officer Kantor to detect the cocaine does not mean that Vigue actually succeeded in "suppressing” or "concealing” the cocaine when he tossed or dropped it to the ground. Indeed, under the facts of this case, no suppression or concealment occurred: Officer Kantor observed Vigue’s action and was alerted to the possibility that something might be on the ground at the spot where Vigue had been standing. We agree with the courts of Pennsylvania, Florida, Tennessee, and New*314 Jersey that conduct such as Vigue’s amounts to nothing more than abandonment of the evidence, not suppression or concealment of evidence.
Id.
. See, e.g., Barrow v. State, 241 S.W.3d 919, 923 (Tex.App.-Eastland 2007, pet. ref’d) (evidence sufficient to support tampering conviction when defendant swallowed what officer had seen as a white rock-like object that appeared to be crack cocaine during traffic stop); Vaughn v. State, 33 S.W.3d 901, 903-04 (Tex.App.-Houston [14th Dist.] 2000, no pet.) (evidence sufficient to support tampering conviction when defendant flushed substance that officer believed was cocaine down the toilet); Stimson v. State, 05-07-01622-CR, 2008 WL 2841512, *2-3 (Tex.App.-Dallas, July 24, 2008) (not designated for publication) (evidence sufficient to support conviction for tampering with evidence when defendant swallowed what was thought to be a rock of crack cocaine at police station); Harris v. State, No. 12-07-00279-CR, 2008 WL 2814879, *2-3 (Tex.App.-Tyler, July 23, 2008, pet. ref'd) (not designated for publication) (evidence sufficient to support tampering conviction when defendant, stopped for traffic offense, admitted that he had a "marijuana roach” and then ate it).
. Several states have adopted similar approaches. See, e.g., State v. Fana, 109 Conn. App. 797, 953 A.2d 898, 912 (2008) (stating that modification of judgment to lesser-included offense proper when "the element, which the reviewing court found the evidence insufficient to support, was distinct from the other elements of the charged crime”; when that element was eliminated, "the remaining elements were themselves adequate to support a conviction of a lesser included offense”) (citations omitted); Ritchie v. State, 243 Ind. 614, 189 N.E.2d 575, 577 (1963) (holding that "reviewing court, in a proper case, may modify a judgment of conviction below and affirm it as a conviction of a lesser degree of the offense charged, or of a lesser crime included therein, where the errors do not affect the conviction of the lesser offense ”) (emphasis added).
Dissenting Opinion
filed a dissenting opinion in which MEYERS, JOHNSON, and COCHRAN, JJ., joined.
I respectfully dissent from the majority opinion’s holding that the judgment in this case should be reformed from tampering with physical evidence to a criminal attempt to commit that offense. Although I recognize that criminal attempt is, as a matter of law, characterized as a lesser-included offense of any statutory offense, it is unlike other lesser-included offenses in that it contains an additional element not found in the greater offense: the specific intent to commit an offense. Because the jury, in finding Gregory Thornton, appellant, guilty of the offense of tampering with physical evidence, did not necessarily find that he acted with the specific intent to conceal evidence from officers, I conclude that the judgment should not be reformed to a conviction for criminal attempt. As explained further below, I conclude that reformation of a judgment to criminal attempt does not fit within the reasoning of this Court’s past decisions that discuss when reformation to a lesser offense is permissible. I further conclude that the appropriate resolution of this case is outright acquittal or, at most, a remand for a trial on criminal attempt, rather than the rendition of judgment reforming the conviction to criminal attempt.
I. Reforming to Criminal Attempt Does Not Fit Within Rationale For Permitting Reformation of Judgments
Permitting reformation of the judgment to criminal attempt is inconsistent with the
In Bowen, this Court held that the court of appeals erred by entering a judgment of acquittal when the evidence adduced at trial, although insufficient to establish Bowen’s conviction for misapplication of $200,000 or more in fiduciary property, was nevertheless sufficient to sustain her conviction for the second-degree offense of misapplication of fiduciary property valued over $100,000. Bowen, 374 S.W.3d at 431-32. In holding that reformation was required under those circumstances, the Court reasoned that acquittal would be “improper” and “unjust” because, “although the State failed to prove the value of the property misapplied, which is an aggravating element of the offense, the State proved the essential elements of the offense of misapplication of fiduciary property beyond a reasonable doubt.” Id. at 432. This Court additionally observed that the “fact finder’s determination of guilt should not be usurped in the punishment phase if the evidence is legally sufficient to support a conviction.” Id.
When the evidentiary failure at trial involves only an aggravating element, such as the State’s failure to prove a particular dollar amount or drug amount, an appellate court is not called upon to act as a thirteenth juror, examining the details of the record to surmise how the jury may have assessed certain evidence. Under those circumstances, it would clearly be “unjust” and would constitute a usurpation of the jury’s institutional role as fact finder to acquit a defendant who is indisputably guilty of the lesser offense. Id. at 431-32. By contrast, to determine whether a defendant has criminally attempted to commit an offense for which the evidence has already been deemed insufficient as to a central or essential element, as in the instant case, an appellate court must conduct a complete review of the record in an effort to determine whether the jury necessarily found, and whether the evidence clearly establishes, that the defendant took steps amounting to “more than mere preparation” to commit the offense while possessing the specific intent to commit that offense. See Tex. Penal Code § 15.01(a). This type of reformation of the judgment to criminal attempt is inconsistent with the
More recently, in Britain, this Court applied the reasoning of Bowen but reached the opposite result, holding that reformation to a lesser-included offense was not required. See Britain, 412 S.W.3d at 521. In Britain, the court of appeals acquitted the defendant after it found insufficient evidence to sustain her manslaughter conviction based on the State’s failure to prove that she acted recklessly. Id. at 519. On discretionary review, the State argued that the court of appeals erred by failing to reform the conviction to the lesser-included offense of criminally negligent homicide, but this Court disagreed. Id. at 521. After reviewing the evidence in the record, this Court concluded that reformation would be improper because the State had failed to prove the elements of the lesser-included offense beyond a reasonable doubt. Id. at 522-23. Specifically, it determined that the State had failed to prove that the defendant acted with negligence, the applicable mental state for criminally negligent homicide. Id. at 523.
This Court cautioned in Britain that an appellate court considering whether to reform a judgment must take great care to ensure that “whatever error led to the” reversal on sufficiency grounds “did not extend to the entire evaluation of’ that element of the offense. Id. at 522. Explaining its approach in that case, the Court stated,
It is much easier to say that the lesser-included offense has been proven in cases in which the evidence is legally insufficient only as to an aggravating element, as in Bowen. ... In that case, it was easy for thé Court of Appeals to render a verdict for the lesser-included offense because there was no question that the essential elements of the lesser crime were proven....
In this case, the State has failed to prove an essential element, something that cannot be merely eliminated from the conviction. In such cases an appellate court should not render a judgment of conviction for a lesser-included offense unless there is proof beyond a reasonable doubt of all elements of the lesser-included offense....
Id. at 521 (emphasis added). The difficult question before us today is how Britain’s cautionary language might apply to a situation involving a request by the State to reform a judgment to a criminal attempt. In the present case, the decision to reform the judgment to criminal attempt requires this Court to consider whether the evidence is sufficient to find that appellant attempted to conceal a glass crack pipe by doing an act (e.g., palming the pipe and dropping it on the ground), that was more than mere preparation to conceal but less than an effective concealment of the pipe, all while keeping in mind that the evidence has already been deemed insufficient to show that appellant actually concealed the crack pipe. This is an odd task and, in terms of the required analysis, I find that this case raises many of the concerns that were present in Britain because of the risk of the evidentiary error at trial extending to the elements of the lesser offense. Moreover, it is not clear to me that the rationale that motivated this Court’s holding in Bowen — that the portion of a jury’s verdict that is clearly correct should not be unjustly usurped through acquittal — weighs in favor of reformation under these circumstances, where the jury’s verdict has already been critically undermined
In light of the concerns described above, I would hold that this Court should narrowly limit reformation to situations in which (1) the evidentiary failure at trial does not extend to the elements of the lesser-included offense (this was decided by Britain), (2) the remaining elements clearly establish a lesser offense either by simply removing the element determined to have insufficient evidence or by determining that there is, even after accounting for the sufficiency error at trial, proof beyond a reasonable doubt to sustain a conviction on the lesser offense (this was decided by Bowen and Britain), and (3) the record shows that the jury made a factual finding rather than a theoretical finding on all the elements of the lesser offense to which the judgment will be reformed (this is the issue in this case). Here, the first situation compels this Court to decline to reform the judgment to criminal attempt because, as in Britain, the evidentiary failure on the greater offense spills over into the evidence necessary for a finding of guilt on the lesser offense. But, in any event, the third situation would, at most, compel this Court to remand the case for a trial on criminal attempt because the record does not establish that the jury found all the facts necessary to establish the offense of criminal attempt when it found appellant guilty of the greater offense.
My proposed approach to reformation of the judgment is consistent with that taken by the federal courts of appeals, which have long employed a rule that permits “entry of judgment for a lesser included offense when a conviction for a greater offense is reversed on grounds that affect only the greater offense.” Rutledge v. United States, 517 U.S. 292, 306, 116 S.Ct. 1241, 134 L.Ed.2d 419 (1996) (emphasis added); see also United States v. Baylor, 97 F.3d 542, 548 (D.C.Cir.1996) (same).
grants a reviewing court authority to enter judgment on a lesser included offense when it finds that those elements exclusive to the greater ... are not supported by sufficient evidence to sustain the jury’s verdict, but that there is sufficient evidence to sustain a finding of guilt on all elements of the lesser offense.
United States v. Dickinson, 706 F.2d 88, 93 (2d Cir.1983) (emphasis added); see also United States v. Rojas Alvarez, 451 F.3d 320, 328 (5th Cir.2006) (recognizing that the circumstances in which such authority may be exercised are “limited” and that it must be clear that the evidence “sufficiently sustains all the elements of [the lesser] offense”) (citations omitted); United States v. Skipper, 74 F.3d 608, 611—12 (5th Cir.1996) (stating that reformation of judgment permitted only when jury “necessarily found all of the elements” of lesser-included offense).
II. At Most, This Case Should be Remanded for Trial on Criminal Attempt
I conclude that an appellate court should almost never reform a judgment to a criminal attempt because, in rendering a verdict of guilt on the greater offense, the jury has not found all the elements necessary to constitute a conviction for criminal attempt.
By contrast, although the Code of Criminal Procedure expressly provides that a criminal attempt is a lesser-included offense of any charged offense, there is a conflict between that determination and the language in the Texas Penal Code, which provides that a person commits criminal attempt if he, with the specific intent to commit an offense, does an act amounting to more than mere preparation that tends but fails to effect the commission of the offense intended. See Tex. Penal Code § 15.01(a). The language of the criminal-attempt statute thus contains an added element not found in the greater offense: the specific intent to commit an offense. Id. In light of this conflict between the Code of Criminal Procedure and the Penal Code, I conclude that the judgment must either be rendered and reformed to an acquittal or, at most, remanded for a trial on criminal attempt in the interests of justice because the jury would have never passed on the question of whether the defendant acted with the specific intent to commit an offense. Id. In
The quandary of reforming a judgment to criminal attempt is reflected in the majority opinion’s holding today, which concludes that reformation of the judgment is required here, in part, because the jury would have necessarily found every element of criminal attempt in finding appellant guilty of evidence tampering. I disagree with that conclusion because, as discussed above, the offense of criminal attempt to tamper with physical evidence requires proof of the “specific intent to commit” evidence tampering, which is an additional element not found in the evidence tampering statute. To establish the offense of tampering with physical evidence, the evidence must show that the defendant,
1. “knowing that an investigation or official proceeding is pending or in progress,”
2. “alters, destroys, or conceals any record, document, or thing with intent to impair its verity, legibility, or availability as evidence in the investigation or official proceeding.”
Tex. Penal Code § 37.09(a)(1). In describing the elements of tampering with evidence in this case, the trial court instructed the jury, as follows:
[I]f you find from the evidence beyond a reasonable doubt that ... the defendant ... did then and there, knowing that an offense had been committed, to wit: Possession of Drug Paraphernalia, intentionally and knowingly conceal physical evidence, to wit: glass pipe with intent to impair the availability of glass pipe as evidence in a subsequent investigation, or official proceeding related to said offense, then you will find the defendant guilty of the offense of tampering with evidencef.]
(Emphasis added). In contrast to the elements of tampering with evidence, to establish a criminal attempt, the evidence must show that the defendant
1. acted “with specific intent to commit an offense,” and
2. did an “act amounting to more than mere preparation that tends but fails to effect the commission of the offense intended.”
Tex. Penal Code § 15.01(a). Applying those elements to the elements of tampering with evidence, the jury instruction for criminal attempt would have read as follows:
If you find from the evidence beyond a reasonable doubt that the defendant did then and there, knowing that an offense had been committed, to wit: Possession of Drug Paraphernalia, acted with the specific intent to commit the offense of tampering with evidence, including the specific intent to conceal the physical evidence, namely, a glass pipe, with the specific intent to impair the availability of the glass pipe as evidence in a subsequent investigation or official proceeding, and he did an act amounting to more than mere preparation that tended but failed to effect the commission of the offense intended.
Both offenses of tampering with physical evidence and criminal attempt identically require the jury to find that appellant (1) knew that an offense had been committed, to wit: possession of drug paraphernalia, and (2) intended to impair the availability of the glass pipe as evidence. But criminal
Although it is true that criminal attempt can be a lesser-included offense of a charged offense, I note that this Court and Texas courts of appeals have, in some circumstances, declined to permit a jury instruction on criminal attempt. The Amarillo Court of Appeals explained the law as follows:
There are instances in which courts have found the inconsistency between the “specific intent to commit an offense” requirement in the criminal attempt statute and the elements of a particular attempted offense precluded its use as a lesser-included offense under article 37.09(4). See Gonzales v. State, 582 S.W.2d 343, 345 (Tex.Crim.App.1976) (instruction on attempted voluntary manslaughter properly denied as lesser-included offense of attempted murder; involuntary manslaughter negates specific intent to kill); Yandell v. State, 46 S.W.3d 357, 361 (Tex.App.-Austin 2001, pet. ref'd) (deadly conduct not lesser-included offense of manslaughter under art. 37.09(4); “it is impossible to specifically intend to recklessly kill another”). In its analysis in one such situation, the court in Strong v. State, 87 S.W.3d 206 (Tex.App.-Dallas 2002, pet. ref'd), pointed out that because the offense of driving while intoxicated has no culpable mental state, the attempt statute cannot apply to DWI.
Heller v. State, 347 S.W.3d 902, 904 (Tex.App.-Amarillo 2011, no pet.). From this discussion, it is apparent that a great amount of precedent indicates that criminal attempt, though generally a lesser-included offense under the law, is unlike other types of lesser-included offenses because of the additional element requiring a specific intent to commit an offense. See id.
I recognize that in Bowen this Court decided that a jury instruction on a lesser offense was no longer a prerequisite for appellate reformation of a judgment, but this Court should not create a situation where reformation would be permitted if there were no jury instruction but not permitted if there had been a jury instruction. To this end, this Court should consistently apply the law on lesser-included offenses as described by Hall v. State, a case in which this Court determined that the first step in determining whether the jury may be instructed on a lesser-included offense is done by “comparing the ele-
In light of the pleadings and jury charge here, it is clear that the jury, in finding appellant guilty of evidence tampering, would have necessarily found that he intended to impair the availability of the crack pipe as evidence. But' that is not necessarily the same thing as finding that appellant harbored the “specific intent to commit” the • offense of evidence tampering, including the intent to conceal the crack pipe from police officers. This Court has held in the context of the criminal attempt statute that the “specific intent” to commit an offense requires a finding that the defendant specifically intended to bring about a particular result. See, e.g., Chen v. State, 42 S.W.3d 926, 929 (Tex.Crim.App.2001); Yaleh v. State, 743 S.W.2d 231, 233 (Tex.Crim.App.1988); Flanagan v. State, 675 S.W.2d 734, 741 (Tex.Crim.App.1984) (“element ‘with specific intent to commit an offense’ has traditionally been interpreted to mean that the actor must have the intent to bring about the desired result”). Here, the jury made no such affirmative finding that appellant desired to bring about the concealment of the crack pipe. Because the jury did not implicitly find all the elements of criminal attempt in rendering its verdict of guilt on the tampering charge, I disagree with the majority opinion’s conclusion that reformation is required here. See Tex. Penal Code §§ 15.01(a); 37.09; Bowen, 374 S.W.3d at 431-32.
III. Conclusion
Because I view the approach taken by the majority opinion as constituting an unwise expansion of this Court’s holding in Bowen, I respectfully dissent. I would hold, generally, that reformation of the judgment should be limited to situations in which the underlying sufficiency error does not extend to the lesser-included offense, and in which an appellate court can clearly isolate the element affected by the sufficiency error and evaluate the remaining evidence to determine whether the jury necessarily found all the elements of the lesser offense beyond a reasonable doubt. Applying those principles to the facts of this case, I conclude that reformation of the judgment to criminal attempt is improper here. I would, therefore, affirm the judgment of the court of appeals.
. Some federal courts of appeals have concluded that reformation is appropriate only
.Applying this principle, federal courts have generally reformed judgments to convictions for lesser-included offenses when the lesser offense is established as a matter of law after removal of the element affected by the sufficiency error. See, e.g., United States v. Eiland, 738 F.3d 338, 359 (D.C.Cir.2013) (vacating conviction for Continuing Criminal Enterprise under 21 U.S.C. § 848 due to insufficient evidence to sustain finding that appellant managed five or more individuals in drug conspiracy, but remanding for imposition of judgment on lesser-included offense of narcotics conspiracy); United States v. Hickman, 626 F.3d 756, 770-71 (4th Cir.2010) (vacating conviction for conspiracy to distribute one kilogram or more of heroin due to insufficient evidence as to quantity of drugs, but remanding for imposition of judgment on lesser-included offense of conspiracy to distribute 100 grams or more of heroin); United States v. Rojas Alvarez, 451 F.3d 320, 328-29 (5th Cir.2006) (vacating conviction for drug activity within 1000 feet of a playground in violation of 21 U.S.C. §§ 841 and 860 due to insufficient evidence to establish playground element, but remanding for entry of judgment on lesser-included offense of distribution of controlled substance).
. I leave the door open to the possibility that a statute and jury instructions on the greater offense may, in some hypothetical case, include the specific-intent finding required for criminal attempt offenses.
. The Texas Code of Criminal Procedure provides,
An offense is a lesser included offense if:
(1) it is established by proof of the same or less than all the facts required to establish the commission of the offense charged;
(2) it differs from the offense charged only in the respect that a less serious injury or risk of injury to the same person, property, or public interest suffices to establish its commission;
*319 (3) it differs from the offense charged only in the respect that a less culpable mental state suffices to establish its commission; or
(4) it consists of an attempt to commit the offense charged or an otherwise included offense.
Tex.Code Crim. Proc. art. 37.09.
. Texas Rule of Appellate Procedure 43.2, from which an appellate court derives its authority to reform a judgment, provides:
The court of appeals may:
(a) affirm the trial court’s judgment in whole or in part;
(b) modify the trial court's judgment and affirm it as modified;
(c) reverse the trial court’s judgment in whole or in part and render the judgment that the trial court should have rendered;
(d) reverse the trial court's judgment and remand the case for further proceedings;
(e) vacate the trial court’s judgment and dismiss the case; or
(f) dismiss the appeal.
Tex.R.App. P. 43.2.
. Other courts have, under similar circumstances, declined to modify a judgment to a criminal attempt when the attempt statute would require proof of a specific-intent element not found in the greater offense. See, e.g., People v. Bailey, 54 Cal.4th 740, 143 Cal.Rptr.3d 647, 279 P.3d 1120, 1122 (2012) (declining to reform judgment from prison escape to attempted prison escape because “attempt to escape contains a specific intent element not present in escape” and was, therefore, under California law, not a lesser-