Two appeals arising from the same criminal conviction are before the court. In 2008, an indictment was filed charging appellant with two counts of sexual abuse. Prior to trial, appellant filed a motion to dismiss one of the counts as violative of the Ex Post Facto Clause of the United States Constitution. He also filed a motion under Superior Court Rules of Criminal Procedure 8(a) and 14 to sever the two counts into separate trials. Both motions were denied. The case proceeded to trial and appellant was convicted of both counts of sexual abuse. Appellant filed a direct appeal, raising the same arguments he made in his two pretrial motions. Several months later, while the direct appeal was pending, appellant also filed a motion to vacate his sentence, under D.C.Code § 23-110 (2001), claiming ineffective assistance of counsel. This motion was denied without a hearing, and appellant has also appealed this denial. We conclude that appellant has suffered no deprivation of his constitutional rights under the Ex Post Facto Clause or the Sixth Amendment, and that the trial court did not abuse discretion in trying both counts in the same trial. We, therefore, affirm appellant’s convictions.
I. Facts
Appellant was charged with two counts of first-degree sexual abuse, with aggravating circumstances (force), in violation of D.C.Code §§ 22-3002 and -3020(a)(5) (2001). The counts related to sexual assaults against two different women; the first occurred in 2000, and the second in 2005.
In the first incident, a woman (C.M.) was waiting at a bus stop on the afternoon of July 17, 2000, when she was approached by a man whom she did not know. The man told her that he had drugs with him, and asked her whether she would like to “get high” with him nearby. C.M., a heavy user of crack-cocaine and heroin, agreed, and she followed the man to an apartment inside an abandoned building. They crawled through a hole and entered a room that was empty except for a mattress and
A.M.H., the victim of the second incident, testified that she was home alone in her apartment on the evening of November 29, 2005, when appellant rang her doorbell and asked to see her “sister,” “Nikki.” A.M.H. recognized appellant from having smoked crack-cocaine with him once about a year before — at that time, she had met appellant on the street and invited him into her apartment to “smoke[ ] ... crack cocaine”; he “propositioned [her] ... to exchange sex for drugs,” which she declined to do. A.M.H. allowed appellant into her apartment and offered to get Nikki’s phone number for him while he waited. Appellant told A.M.H. that he was “going to purchase some crack” and she responded that she “no longer used” the drug. After giving appellant Nikki’s phone number, and letting appellant use her bathroom, A.M.H. escorted appellant to the door. On the way to the door, appellant grabbed A.M.H. by the throat and threw her on to a bed in the living room. A.M.H. screamed. She then grabbed a broken T.V. antenna and stabbed appellant in the face with it. As the fight continued around the room, appellant attempted to choke A.M.H. several times. Appellant told A.M.H. to “shut up” and threatened to kill her if she did not submit to him. She eventually complied, and appellant sexually assaulted her, penetrating her vaginally and ejaculating inside of her. A.M.H. ran outside without any clothes on, and waited for appellant to leave her building. As appellant left the building, he walked by her and said, “Shut up, [b]itch, I don’t know what you [are] crying for. I paid you.” A.M.H. testified she “didn’t know” what was meant by his statement. A.M.H. was let back inside her building by her neighbor’s son and immediately went and knocked on the door of a neighbor’s apartment. Upon opening the door, the neighbor saw A.M.H. naked, injured, and visibly shaken up. From the neighbor’s apartment, A.M.H. phoned her husband, who returned home and called the police. He observed that their apartment was in total disarray, with a lamp broken and the T.V. knocked off of its stand. The police arrived and A.M.H., who was crying and upset and held a washcloth with ice on her cut lip, was taken to the hospital for a sexual assault examination. A nurse noted that A.M.H. had “bruises on [her] face and lip, scratch
About two years later, on December 20, 2007, A.M.H. was eating at a Wendy’s restaurant with her husband when she saw appellant enter the Wendy’s. She recognized appellant as the person who had assaulted her in 2005 and told her husband, who went outside to inform a police officer. Appellant was formally interviewed by the police later that day and denied knowing A.M.H. He gave a blood sample to the police on December 27, 2007. The resulting DNA analysis matched the semen samples from the sexual assaults in 2000 and 2005. Appellant was charged with two counts of first-degree sexual abuse on April 9, 2008, and was arrested on June 4, 2008. A grand jury indicted appellant on August 27, 2008, and the two counts were joined for a single trial.
Prior to trial, appellant made a motion to dismiss the count relating to the assault that occurred in 2000. He claimed that, because in 2000 the statute of limitations for sexual abuse had been six years, the indictment in August 2008, eight years later, was barred as untimely. The statute of limitations for sexual abuse was extended to fifteen years in 2005, but appellant argued that, to the extent the longer limitations period applied retroactively, the extension violated the Ex Post Facto Clause of the United States Constitution. The trial court denied appellant’s motion at a status hearing on December 19, 2008, ruling that the Ex Post Facto Clause had not been violated because the statute of limitations for the 2000 incident had not yet expired when it was extended in 2005.
Appellant also filed a pretrial motion to sever the two sexual abuse counts, arguing that they had been improperly joined under Rule 8(a), or, in the alternative, that they should be severed under Rule 14 because he would be unduly prejudiced if he had to defend against both counts in the same trial. The government opposed the motion, arguing that the counts had been properly joined, and that they need not be severed because evidence of each crime would be admissible in a trial for the other to prove intent and identity. This motion also was denied at the status hearing.
A trial on both counts was held in January of 2009. At trial, appellant admitted to having sexual encounters with both women on the dates charged, but claimed he did not assault them. He testified that he had sexual intercourse with C.M. in the abandoned apartment building, but alleged that the intercourse had been a consensual money-for-sex transaction. He had said he would pay her $20, but had only given C.M. $10, which angered her and caused her to leave the building and accuse him of sexual assault. Appellant also admitted that he had gone to A.M.H.’s apartment hoping to have sex with her. According to appellant, they had had sex three times at the apartment prior to the day in question, and that on November 29, 2005, he had tried to have consensual sex with her, but had ejaculated on her prematurely before intercourse ever began. Appellant stated that he had then given her $50 to buy crack-cocaine for them to share, and in so doing, had warned her not to cheat him out of his half, as he asserted she had done in the past. This allegedly made A.M.H. angry and resulted in a physical confrontation, which he said explained the apartment’s disarray and A.M.H.’s injuries.
Appellant was found guilty of both counts of first-degree sexual abuse, with aggravating circumstances, and was sen
In his direct appeal, appellant raises the two issues that formed the basis of his pretrial motions: (i) his motion to dismiss the count relating to the 2000 incident because the extension of the statute of limitations for sexual abuse violated the Ex Post Facto Clause; and (ii) his motion to sever the two counts because they were improperly joined under Rule 8, or, in the alternative, because they should have been severed under Rule 14.
On November 11, 2009, while his direct appeal was pending, appellant also filed a motion to vacate his sentence under D.C.Code § 23-110. He claimed that his trial counsel was ineffective for failing to present “a medical expert to serve as rebuttal evidence against the government’s witnesses and their ability to recall due to their state of mind as crack cocaine users.” On June 10, 2009, the trial court denied the § 23-110 motion without a hearing. Appellant’s appeal of that denial was consolidated with the direct appeal of his criminal conviction. We consider the issues raised on the direct appeal first, and then discuss the § 23-110 motion.
II. Extension of Statute of Limitations and the Ex Post Facto Clause
As described above, one of the counts of first-degree sexual abuse arose from an assault that occurred on July 17, 2000. In 2000, the statute of limitations then in effect provided that, for most felonies, including sexual abuse, “a prosecution ... is barred if not commenced within six (6) years after it is committed.” D.C.Code § 23 — 113(a)(2) (1981). Appellant was indicted on August 27, 2008, more than eight years after the offense was committed. See D.C.Code § 23-113(c) (2001) (“A prosecution is commenced when: (1) an indictment is entered; (2) an information is filed; or (3) a complaint is filed before a judicial officer empowered to issue an arrest warrant; ... ”). Appellant argues that the prosecution was therefore viola-tive of the Ex Post Facto Clause of the Constitution.
A six-year statute of limitations for the charge of first-degree sexual abuse based on the assault on C.M. would have expired on July 17, 2006; however, effective May 10, 2005, prior to expiration of the six-year period, the statute was amended to increase the limitations period to fifteen years by the Felony Sexual Assault Statute of Limitations Amendment Act of 2004, 52 D.C.Reg. 1178 (2004) (the “Felony Sexual Assault Act”). See D.C.Code § 23-113(a)(2) (2005 Supp.) (“A prosecution for the following crimes ... is barred if not commenced within fifteen (15) years after it is committed: (A) first-degree sexual abuse.... ”). The Felony Sexual Assault Act made clear that the new, longer limitations period would “apply to an offense committed before its effective date only if the statute of limitations for the offense has not expired prior to the effective date.” 52 D.C.Reg. 1178 at § 3 (emphasis added). It is this retroactive application of the
The general rule is well-settled. “Under the Ex Post Facto Clause, legislation may not be given retrospective application ‘which imposes a punishment for an act which was not punishable at the time it was committed; or imposes additional punishment to that then prescribed.’ ... [A] law violative of the ex post facto clause may be identified by ‘two critical elements’; ‘it must be retrospective, that is, it must apply to events occurring before its enactment, and it must disadvantage the offender affected by it.’ ” Dean v. United States,
Appellant relies on Stogner v. California,
The Court, in a three-part analysis, agreed with the petitioner and vacated his convictions. First, the Court compared the effect of California’s revival of the expired statutes of limitations against the general types of harm that the Ex Post Facto Clause guards against. Fundamentally, according to the Court, “the Clause protects liberty by preventing governments from enacting statutes with ‘manifestly unjust and oppressive ’ retroactive effects.” Id. at 611,
Second, the Court inquired whether the California law fell into any of the four categories of ex post facto laws identified over 200 years ago in Calder v. Bull, an opinion recognized as providing both “an authoritative account of the scope of the Ex Post Facto Clause,” Stogner,
I will state what laws I consider ex post facto laws, within the words and the intent of the prohibition. 1st. Every law that makes an action, done before the passing of the law, and which was innocent when done, criminal; and punishes such action. 2nd. Every law that aggravates a crime, or makes it greater than it was, when committed. 3rd. Every law that changes the punishment, and inflicts a greater punishment, than the law annexed to the crime, when committed. 4th. Every law that alters the legal rules of evidence, and receives less, or different, testimony, than the law required at the time of the commission of the offence, in order to convict the offender. All these, and similar laws, are manifestly unjust and oppressive.
Calder,
In Stogner, the Court thought that the California law in question clearly fell within the second of Justice Chase’s categories. Prior to the law’s passage, the government of California was no longer able to prosecute the petitioner because the statute of limitations for his crimes had expired long ago. Thus, at that time, the petitioner had not been “ ‘by law, liable to any punishment.’ ” Stogner,
Third, the Court in Stogner observed that the overwhelming weight of “legislators, courts and commentators have long believed it well settled that the Ex Post Facto Clause forbids resurrection of a time-barred prosecution.” Id. The Court identified evidence to support this proposi
Recognizing that it had not yet spoken “decisively” on the matter, the Court held that prosecution under a law that had revived petitioner’s exposure to criminal prosecution after the statute of limitations had lapsed violated the Ex Post Facto Clause. Id. at 620,
Applying the principles the Court recognized in Stogner, we come to a different conclusion here. We note, at the outset of our analysis, that there is one very significant difference between the facts of Stogner and the facts of appellant’s case: the statute of limitations for appellant’s sexual abuse charge was extended before it had expired. In fact, the Court in Stogner distinguished the extension of an expired limitations period from the revival of an unexpired limitations period:
Even where courts have upheld extensions of unexpired statutes of limitations (extensions that our holding today does not affect), they have consistently distinguished situations where limitations periods have expired. Further, they have often done so by saying that extension of existing limitations periods is not ex post facto “provided,” “so long as,” “because,” or “if’ the prior limitations periods have not expired — a manner of speaking that suggests a presumption that revival of time-barred criminal cases is not allowed. E.g., United States v. Madia,955 F.2d 538 , 540 (8th Cir.1992) (“provided”); United States v. Richardson,512 F.2d 105 , 106 (3d Cir.1975) (“provided”); People v. Anderson [53 Ill.2d 437 ],292 N.E.2d 364 , 366 (Ill.1973) (“so longas”); United States v. Haug, 21 F.R.D. 22 , 25 (N.D.Ohio 1957) (“so long as”); United States v. Kurzenknabe,136 F.Supp. 17 , 28 (D.N.J.1955) (“so long as”); State v. Duffy [300 Mont. 381 ],6 P.3d 453 , 460 (Mont.2000) (“because”); State v. Davenport,536 N.W.2d 686 , 688 (N.D.1995) (“because”); Andrews v. State,392 So.2d 270 , 271 (Fla.App.1980) (“if’).
Id. at 618,
The extension of an unexpired statute of limitations does not implicate any of the concerns raised by the Stogner Court in the first step of its analysis. In 2005, when the six-year statute of limitations was extended to fifteen years, appellant was subject to prosecution for the crime he committed in 2000; thus, it was never the case that he had “become safe from [the State’s] pursuit.” Falter,
The Felony Sexual Assault Act also does not fall within any of the four categories of ex post facto laws identified in Colder that
Finally, the weight of authority strongly supports the conclusion that the Act is not an ex post facto law. This authority existed prior to the Court’s holding in Stogner.
In sum, unlike the revival of criminal liability after a lapsed statute of limitations considered in Stogner, the extension of the limitations period at issue here, while the previous limitations period was still running, did not result in any of the harms against which the Ex Post Facto Clause was intended to protect, does not fall into any of the four categories of ex post facto laws identified in Colder, and is constitutional according to the apparently unanimous authority from other jurisdictions. Cf. Stogner,
We conclude that the extension of the statute of limitations for sexual abuse effected by the Felony Sexual Assault Act, as applied to the prosecution of appellant for the 2000 offense, did not violate the Ex Post Facto Clause.
III. Joinder and Severance
Appellant argues that the two counts of sexual abuse were improperly joined under Rule 8(a), and, even if they were properly joined, their joinder in a single trial caused him undue prejudice. Thus, he argues, the trial court should have granted his motion to sever the two counts. “Rule 8(a) governs the initial joinder of offenses in an indictment where there is a single defendant. ... Rule 14, in contrast, governs situations where the offenses are properly joined under Rule 8, but where the potential prejudice from joinder is sufficiently great that severance is nonetheless justified.” Roper v. United States,
A. Joinder under Rule 8(a)
Rule 8(a) provides that:
Two or more offenses may be charged in the same indictment or information in a separate count for each offense if the offenses charged, whether felonies or misdemeanors, or both, are of the same or similar character or are based on the same act or transaction or on 2 or more acts or transactions connected together or constituting parts of a common scheme or plan.
B. Severance under Rule H
Rule 14 provides, in relevant part, that: If it appears that a defendant or the government is prejudiced by a joinder of offenses or of defendants in an indictment or information or by such joinder for trial together, the court may order an election or separate trials of counts, grant a severance of defendants or provide whatever other relief justice requires ....
Super. Ct.Crim. R. 14 (2001).
“In the District of Columbia, joint trial of offenses properly joined is favored because it ‘expedites the administration of justice, reduces the congestion of trial dockets, conserves judicial time, lessens the burdens upon citizens who must sacrifice both time and money to serve upon juries, and avoids the necessity of recalling witnesses who would otherwise be called upon to testify only once.’” Arnold v. United States,
The standard of review for the denial of a motion under Rule 14 is well settled:
A motion for severance on the ground of prejudicial joinder is committed to the sound discretion of the trial court. This court will therefore reverse the denial of a motion to sever under [Rule 14] only upon a clear showing of an abuse of that discretion. To meet this burden, the defendant must show the most compelling prejudice from which the court would be unable to afford protection if both offenses were tried together.... It is not sufficient to show that the defendant would have a better chance of acquittal if the charges were tried separately.
Parker v. United States,
When reviewing the denial of Rule 14 motions to sever, we have looked favorably upon efforts by the government to present evidence of different crimes separately. See Arnold,
The record shows that the evidence for each of the two assaults was kept separate and distinct. As noted by the trial court in denying the motion to sever, appellant’s trial involved assaults of two different women, at separate locations, that occurred over five years apart. Factually, therefore, the evidence was different as to each. The court and the parties took care to ensure that evidence of the offenses was presented separately: the court’s preliminary instructions to the jury and the opening statement of the prosecutor emphasized that the charges and the evidence as to each charge were to be
Appellant cites three examples where he claims the evidence as to the two crimes was presented in such a way that the jury is likely to have amalgamated it. Two of these incidents occurred during the cross-examination of appellant. During his testimony, appellant asserted that both sexual encounters had been consensual, alleging that one had been a money-for-sex transaction and that the other had been a drugs-for-sex transaction. At one point, the prosecutor asked appellant about the plausibility of appellant’s claim that the 2000 incident had been consensual, and then asked appellant about his claim that he often bought sex for money or drugs in 2005. Later in the cross-examination, the prosecutor impeached appellant with the fact that he had initially denied having sexual intercourse with either complainant when he was questioned by the police in 2008. Finally, in closing argument, the prosecutor noted that appellant had admitted to engaging (or attempting to engage) in intercourse with both victims. These questions and comments strike us as inevitable in a single trial against a defendant who raises a defense of consent to both crimes. They did not impermissibly amalgamate the evidence “ ‘into a single incul-patory mass,”’ Parker,
IV. Ineffective Assistance of Counsel
Appellant’s final claim on appeal is that the trial court erred in denying his motion to vacate his sentence under D.C.Code § 23-110, for ineffective assistance of counsel. In his motion, appellant argued that his trial counsel had been ineffective for failing to present “a medical expert to serve as rebuttal evidence against the government’s witnesses and their ability to recall due to their state of mind as crack cocaine users.” Appellant argues that an expert witness would have undermined the credibility of the complaining witnesses, both of whom were drug-users,
The resolution of a § 23-110 motion requires a hearing “[ujnless the motion and files and records of the case conclusively show that the prisoner is enti-
In order to succeed on a claim of ineffective assistance of counsel, the appellant “must show (1) deficient performance by his trial counsel, and (2) prejudice traceable to his trial counsel’s deficiencies.” Zanders v. United States,
The trial court denied appellant’s motion, concluding that appellant would not be able to meet either prong of the Strickland test. The court noted that (1) “[a] reasonably competent criminal defense attorney, on the facts of this case, would not have attempted to present the kind of expert testimony proffered vaguely in defendant’s motion”; (2) “had the attorney offered such testimony, the court would have excluded it”; and (3) “for a variety of reasons, even if the court had allowed such testimony, it would have made no difference in the outcome of the trial.” Without addressing the other grounds relied upon by the trial court,
Appellant argues that an expert witness could have undermined the credibility of the victims’ recollections of the assaults by bringing to light their past drug use and the effect of such drug use on their
Moreover, the jury was well aware of the complainants’ long history of drug use. Defense counsel brought out at trial that C.M. had used crack-cocaine and heroin for twenty-one years, that she had been on the way to shoplift goods.that she could sell for drug money on the day of the assault, and that at the time she testified in appellant’s trial, she was serving a sentence for distribution of cocaine. It was also revealed that A.M.H. had a long history of drug use and that she had prior criminal convictions for drug possession, drug distribution, and prostitution. Defense counsel was able to impeach both witnesses’ credibility using this evidence during cross-examination.
In light of the evidence presented at trial, which included testimony and medical reports that both women had fresh injuries after their sexual encounters with appellant, and the impeachment of the complainants with their drug use and convictions, appellant cannot make a showing of prejudice resulting from counsel’s failure to call an expert to testify at appellant’s trial ‘“sufficient to undermine confidence in the outcome’ ” of his trial. Zanders,
The judgment of conviction is
Affirmed.
Notes
. "Under the Ex Post Facto Clause, legislation may not be given retrospective application ‘which imposes a punishment for an act which was not punishable at the time it was committed: or imposes additional punishment to that then prescribed.’ ” Dean v. United States,
. The Stogner Court thought that the law could also fall into Calder's fourth category. Because "a statute of limitations reflects a legislative judgment that, after a certain time, no quantum of evidence is sufficient to convict,”
. In Stogner the Court voiced a concern for the loss of reliable evidence due to the passage of time.
. In a pre-Stogner case, People ex rel. Reibman v. Warden of Cnty. Jail at Salem,
. Prior to trial, counsel for appellant informed the court that appellant intended to use a defense of consent for the 2000 incident and to deny that the 2005 incident occurred. At trial, however, he changed strategies and relied on a defense of consent for both counts. In light of the common defense of consent, the government argues in its brief that severance was not required because evidence of each incident would have been admissible in the trial of the other, to show appellant’s assaultive intent. The government also argues that even if the counts should have been severed, any error in failing to do so was harmless. Because we perceive iio abuse of discretion in the trial court’s reason for denying appellant’s pretrial motion to sever the counts, we do not reach the further arguments raised by the government.
. A.M.H. testified that she was not “using crack cocaine” on the night in question and had been "clean” for ten months prior to the incident on November 29, 2005. She conceded that she had relapsed six months before appellant’s trial.
. We do note, however, that appellant neither identified his proffered expert witness or the expert’s relevant qualifications, nor explained exactly what kind of testimony an expert would have given. Such a skeletal proffer of expert testimony may well have been too "vague and conclusory,” Lane, 737 A.2d at 549, so as to justify denial without a hearing on this ground alone. See Strozier v. United States,
