Thomas v. The Regents of the University of Cal.Thomas v. The Regents of the University of Cal.
*1 Filed 11/29/23
CERTIFIED FOR PUBLICATION
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIRST APPELLATE DISTRICT DIVISION TWO
RENEE THOMAS, Plaintiff and Appellant, A164550 v. (Alameda County
THE REGENTS OF THE Super. Ct. No. RG20073375) UNIVERSITY OF CALIFORNIA et al.,
Defendants and Respondents.
Renee Thomas was recruited to play on the women’s soccer team at the University of California, Berkeley (UCB), played on the team during her freshman year and, in the spring of that year, was released from the team. She sued UCB, the head coach of the wom en’s soccer team, and the Director of Athletics (collectively, defendants), first in federal court and then in state court. The present appeal is from the judgment in favor of the defendants entered after the trial court sustained demurrers to all Thomas ’s causes of action without leave to amend. As we will explain, we conclude Thomas sufficiently pleaded a cause of action for sexual harassment in violation of Civil Code section 51.9 against the head coach and UCB and should have been granted leave to amend her complaint to clarify the statutory basis of this claim. In all other res pects, we will affirm the trial court’s decision.
BACKGROUND
I .
Factual Background
The following is the factual background as alleged in Thomas’s first and second amended complaints.
Thomas is a “well - regarded soccer player” who was recruited by head coach Neil McGuire to play in the 2018-2019 season. McGuire knew at the time that Thomas had already committed to play for the University of Colorado, which had offered her a scholarship. At a meeting with Thomas and her mother in February 2018, McGuire “assured” Thomas that she would be on UCB’s women’s soccer team for four years. McGuire told Thomas she was “the missing piece that their staff had overlooked during recruitment that year” and he “diagrammed for her and her mother the ways in which h e would utilize a player like her.” McGuire knew at the time that he had “allowed women who were not qualified athletes to become part of the team, which would put [Thomas’s] spot on the team in jeopardy, ” and that factors beyond her performance and compliance with the program’s expectations “would impact her continued status as a team member.” He failed to disclose that Thomas “could be removed from the team for reasons beyond her failure to play competently and in accordance with his instructions and meet his standards of behavior.” McGuire represented that he was “a coach who was kind and encouraging and who valued his athletes for both their athletic and their academic dedication,” and “intentionally” kept from Thomas that his coaching style “included hostile berating of young women, inquiry into their sex lives, and psychological abuse.” McGuire had become “enraged with *3 women athletes and behaved erratically and abusively towards his team in documented incidents since at least 2009. ”
Thomas turned down her scholarship to the University of Colorado to accept a non-scholarship spot on UCB’s team based on McGuire’s “assurances that she was joining a four-year soccer program, that she would play on the team as long as she met the reasonable performance expectations of the program, and that she would be coached in a caring and encouraging manner.” She reasonably relied on McG uire’s representation that “nothing outside of her performance and her compliance with the expectations of the progra m would result in her dismissal,” and she had “every reason to trust” McGuire would keep his commitment since “[p]layers are not commonly released from University- level athletic teams” and “there is no external limit on team size for the women’s soccer team , so even under-performing players do not need to be released to create room for other, stronger performers.” McGuire’s failure to disclose that factors beyond Thomas’s performance and compliance with the program’s expectations “would impact her continue d status as a team member” induced her to join the team “ at the expense of her commitment to the University of Colorado or any other program in which she could have participated. ”
Thomas joined the team as one of six non-scholarship players, performed well, complied with the expectations McGuire laid out for her and “participated in every opportunity available to her to improve her performance.” [1] McGuire told her she was “promising enough to rival the *4 best- performing forward on the team” and she was honored at the team’s annual banquet as the most improved player. In the spring of 2019, McGuire instructed Thomas to show potential recruits around campus and told her a new recruit would be her teammate the next year, which reassured Thomas “that she had performed well, was still a valued member of the team, and could look forward to playing during the 2019- 2020 season.”
During the 2018-2019 season, Thomas “experienced and witnessed” abusive behavior by McGuire. McGuire lost his temper at the athletes “on many occasions,” “[i]n fits of rage, he singled out athletes and berated them in front of the team, sometimes nonsensically, to make an example of them and strike fear in the witnessing athletes,” he “called youn g female athletes names, cursed at them, and degraded them with personal insults both related and unrelated to athletic performance,” and he “tormented them psyc hologically and punished them with grueling workouts.” His “behavior was described to [UCB’s] athletics administration as creating a culture of fear and intimidation.”
Thomas was present for “tirades” in which McGuire “degraded the entire team.” He “belittled the physique of one player in front of the team and called her ‘weak’ despite her compliance with the training program,” “made unwelcome and inappropriate comments about players’ bodies,” and “berated a young woman for having what he perceived as a hickey on her neck.” He “tormented the athletes psychologically” and on one occasion told them they “needed to perform better or his children and the children of other coaches would suffer.” Once, after a pre - season loss, “without provocation,” McGuire stopped practice to yell at Thomas in front of the team, then kicked her off the field and told her she did not belong in the program; on another occasion, he “berated” her for not being disciplined “despite her commitment *5 at practices and her initiative to perform supervised drills after practice.” His “outbursts” made Thomas feel she had to be “absolutely perfect” and “any error would cause him to turn his back on her.” She and others would try to “tread extremely lightly” around McGuire “ to avoid drawing his anger or retaliation ,” which caused them “extreme stress and anxiety.”
Players and their parents complained about McGuire’s conduct to Jim Knowlton , UCB’s Athletic Director, and other administrators. In March 2018, McGuire’s assistant athletic trainer made a complaint about his behavior in “physically and psychologically abus[ing] his team following what he perceived as a moment of disrespect.” In 2019, the mother of a women’s soccer team player documented “th e abuses suffered by her daughter and other female athletes” in a lengthy letter to Knowlton’s “second in command,” Jennifer Simon- O’Neill, and subsequently attempted to meet with the UCB Chancellor, but was ultimately told by Knowlton that the complaints were “not validated.” In April 2019, three women’s soccer team players met with Knowlton and Simon- O’Neill and were told “there was nothing they could say that would result in [ McGuire’s ] termination.” In December 2019, the Office for the Prevention of Harassment and Discrimination (OPHD) reported a complaint by a UCB employee regarding McGuire’s “harassment of his pl ayers,” which “confirmed that McGuire’s inappropriate comments about young women’s bodies and about ‘ hickeys on the young women’s necks had been reported to them” ; the subject player was offered support services, but nothing was done to intervene with McGuire. Knowlton and other athletic department administrators “disregarded and ignored” athletes’ complaints and allowed McGuire to “continue his ill treatment,” causing Thomas and other athletes “extreme despair.”
On April 29, 2019, “without warning or explanation,” McGuire released Thomas and four others from the team. It was “rare” for McGuire to release players from the team and “quite unusual that he released five players at once.”
T his occurred “just after the public exposure of the national admissions scandal that was discovered to have exploited athletic teams at prestigious universities to enroll students who lacked the athletic skills to achieve enrollment to the universities as student athletes.” A player on the women’s soccer team “recalled two young women from two years prior who were recruited to the women’s soccer team, admitted to the university because of their recruitment as student athletes, but who did not play,” and she reported her suspicions that this related to the scandal to the Federal Bureau of Investigation. In 2020, the State Auditor of California (Auditor) released a report concluding that UCB had “wrongfully admitted students using athletic teams as the point of entry.”
II.
Legal Proceedings
A. Federal Action
Thomas initially filed a complaint in federal court alleging disparate
treatment of the UCB men’s and women’s soccer teams in violation of United
States Code title IX (
After the district court dismissed the complaint with leave to amend three of the causes of action, [2] Thomas filed a first amended complaint again alleging Title IX, Unruh Act and negligence claims and adding a new claim against McGuire for breach of fiduciary duty. Thomas added factual allegations describing abusive conduct by McGuire, complaints by players and parents and failure to intervene by Knowlton and UCB as detailed in the background facts above, as well as further allegations related to the Title IX claim that are not relevant to the present case.
The district court dismissed the first amended complaint without leave to amend, finding Thomas failed to state any of her claims and leave to amend would be futile. The court subsequently amended its order to decline supplemental jurisdiction over the state law claims after Thomas asked it to reconsider the dismissal of her state claims with prejudice so as to allow her to pursue the claims in state court.
B. The Present Case
1. Complaint and First Amended Complaint Thomas filed her complaint in superior court on September 11, 2020, alleging claims against McGuire and Knowlton for violation of the Unruh Act and negligence, and against McGuire for breach of fiduciary duty and fraud. She subsequently filed a first amended complaint adding that UCB was liable pursuant to Government Code section 815.2. The defendants demurred.
The trial court sustained the demurrer with leave to amend only the
fraud claim against McGuire. The court held that Thomas failed to state
*8
causes of action for violation of the Unruh Act or Civil Code section 51.9
(which Thomas argued was actually the basis for her Unruh Act claim),
negligence or breach of fiduciary duty, and that the fraud claim against UCB
was barred by governmental immunity (
Thomas’s second amended complaint, filed on July 6, 2021, added to her fraud claim allegations that McGuire “knew that the statements he made to induce [her] to join the team were false at the time that he made them,” “had a duty to disclose this information to [her] because he wa s actively concealing the information,” “made partial disclosures to induce her attendance” and “had exclusive knowledge of the facts he was concealing.” Thomas also added a new claim of negligent misrepresentation (Civ. Code, *9 § 1710(2)) based on the same allegations (minus the allegation that McGuire knew the statements were false at the time he made them).
McGuire demurred and moved to strike the misrepresentation claim as well as certain “immaterial allegations” and the prayers for injunctive relief (reinstatement), attorney fees and punitive damages.
2.
The C ourt’s Ruling
On December 9, 2021, the trial court adopted its tentative ruling
sustaining the demurrer without leave to amend, finding that Thomas failed
to allege all the required elements of a cause of action for fraud and McGuire
was entitled to public employee misrepresentation immunity (
The court filed its judgment on January 25, 2022. Thomas filed a timely notice of appeal on February 16, 2022.
DISCUSSION
I.
Standard of Review
“A demurrer is properly sustained when ‘[t]he pleading does not state
facts sufficient to constitute a cause of action.’ (
“When a demurrer is sustained without leave to amend, it is the duty of
the reviewing court to decide whether there is a reasonable possibility that
the defect can be cured by amendment. If it can, the trial court has abused
its discretion and we must reverse. If it cannot be reasonably cured, there
has been no abuse of discretion. [Citation.] It is the plaintiff s burden to
show the reviewing court how the complaint can be amended to state a cause
of action. [Citation.] ” (
Michaelian v. State Comp. Ins. Fund
(1996)
II.
The First Amended Complaint Stated a Cause of Action for Sexual Harassment.
A. Background
The first cause of action in Thomas’s first amended complaint alleged
violation of the Unruh Act. Civil Code section 51, provides: “All persons
within the jurisdiction of this state are free and equal, and no matter what
their sex, race, color, religion, ancestry, national origin, disability, medical
condition, genetic information, marital status, sexual orientation, citizenship,
primary language, or immigration status are entitled to the full and equal
accommodations, advantages, facilities, privileges, or services in all business
establishments of every kind whatsoever. ” (
In her opposition, Thomas argued that “[t]he Unruh Act also prohibits
sexual harassment,” citing Civil Code section 51.9. As relevant here, Civil
Code section 51.9 provides: “(a) A person is liable in a cause of action for
sexual harassment under this section when the plaintiff proves all of the
following elements: [¶] (1) There is a business, service, or professional
relationship between the plaintiff and defendant . . . . [¶] (2) The defendant
has made sexual advances, solicitations, sexual requests, demands for sexual
compliance by the plaintiff, or engaged in other verbal, visual, or physical
conduct of a sexual nature or of a hostile nature based on gender, that were
unwelcome and pervasive or severe. [¶] (3) The plaintiff has suffered or will
suffer economic loss or disadvantage or personal injury, including, but not
limited to, emotional distress or the violation of a statutory or constitutional
right, as a result of the conduct described in paragraph (2) .” The non-
exclusive list of “business, service, or professional” relationships to which the
statute applies includes “teacher” and “[a] relationship that is substantially
similar to any of the above.” (
Civil Code
As in the trial court, on this appeal Thomas does not argue she can
state a cause of action under Civil Code section 51. The question whether
UCB is a business establishment within the meaning of the Unruh Act is
therefore irrelevant to our consideration of the case.
[6]
Neither the defendants
nor the trial court appear to have questioned the existence of the “business,
service or professional” relationship required for a Civil Code
B. Analysis
1.
Governing Principles of Substantive Law
As noted, a plaintiff claiming sexual harassment in violation of Civil
Code
[6]
Thomas argues in her opening brief that she could plead and prove
UCB is a business establishment if required to do so, due to distinctions
between universities and public school districts. Her primary argument,
however, is that her claim is under Civil Code
when it was enacted in 1994, “ the Legislature intended to conform Civil Code
As developed in the employment context, federal and state law
generally recognizes “ ‘two theories of liability for sexual harassment
claims . . . “ . . . quid pro quo harassment, where a term of employment is
conditioned upon submission to unwelcome sexual advances . . . [and] hostile
work environment, where the harassment is sufficiently pervasive so as to
alter the conditions of employment and create an abusive work
environment.” ’ ” (
Hughes, supra,
“[T]he existence of a hostile . . . environment depends upon ‘the totality
of the circumstances.’ ” (
Hughes, supra,
In the employment context, “ ‘[t]he plaintiff must prove that the
defendant ’ s conduct would have interfered with a reasonable employee's work
performance and would have seriously affected the psychological well-being of
a reasonable employee and that she was actually offended. [Citation.] [¶] The
factors that can be considered in evaluating the totality of the circumstances
are: (1) the nature of the unwelcome sexual acts or works (generally, physical
touching is more offensive than unwelcome verbal abuse); (2) the frequency of
the offensive encounters; (3) the total number of days over which all of the
offensive conduct occurs; and (4) the context in which the sexually harassing
conduct occurred.’ ” (
Singleton v. United States Gypsum Co.
(2006)
“The plaintiff must show that the harassing conduct took place because
of the plaintiff ’ s sex, but need not show that the conduct was motivated by
sexual desire. (
Singleton v. United States Gypsum Co.
[
supra,
]
140 Cal.App.4th [at p.] 1564; see also
Oncale v. Sundowner Offshore Services,
Inc.
(1998)
In
Accardi
, for example, some allegations were overtly sexual, but
many were neither explicitly sexual nor explicitly gendered. The misconduct
plaintiff alleged included, among other things, “spreading untrue rumors
about her abilities, deliberately singling her out for unfavorable work
assignments and work shifts, making unsubstantiated complaints about her
performance, . . . stuffing her shotgun barrels with paper so that the weapon
would explode if fired, . . . and threatening to disrupt her wedding.” (
Accardi
,
supra,
Defendants attempt to distinguish
Accardi
on the basis that it is an
employment case and does not mention Civil Code
2.
Pleading Requirements and Demurrers
A complaint must contain “[a] statement of the facts constituting the
cause of action, in ordinary and concise language.” (
“ Under this doctrine of less particularity, less specificity is required in
pleading matters of which the defendant has superior knowledge. ” (
Foster,
supra,
“ The scope of review for a general demurrer sustained without leave to amend is governed by established principles: Our review is de novo. We accept as true, and liberally construe, all properly pleaded allegations of material fact, as well those facts which may be implied or reasonably inferred from those allegations. [Citation.] Because such factual allegations ‘ however odd or improbable [citation], are to be accepted, ‘ “ ‘ the question of plaintiff's ability to prove these allegations, or the possible difficulty in making such proof does not concern the reviewing court.’ ” ’ [Citation.] ‘ [A]ny particular count which is well pleaded will not be affected by defects in a separate cause *19 of action, so long as inconsistent or antagonistic facts are not pled. ’ [Citation.]
“ On the other hand, we do not accept contentions, deductions, or
conclusions of fact or law. [Citation.] Similarly, although we permit some
latitude to ‘ “ the accuracy with which [the plaintiff] describes the defendant's
conduct ” ’ [citation], we are not bound to respect a pleader ’ s ‘ legal
characterization ’ of events or transactions. [Citation.] Our sole consideration
is an issue of law — whether the plaintiff ’ s complaint is sufficient ‘ to state a
cause of action under any legal theory. ’ [Citations.] Stated another way, the
complaint ‘ survives a general demurrer insofar as its states, however
inartfully, facts disclosing some right to relief. [Citations.]” (
O ’ Grady v.
Merchant Exchange Productions, Inc.
(2019)
3. Thomas Sufficiently Pleaded Sexual Harassment by McGuire.
The elements of a cause of action for sexual harassment under Civil
Code
The parties dispute whether Thomas sufficiently alleged conduct of the required nature and pervasiveness or severity. In our view, she did.
As earlier explained, Thomas claims sexual harassment in the form of a
hostile environment — that McGuire, in the words of Civil Code
These allegations unquestionably describe pervasive bullying behavior
toward the young women on the soccer team that created a hostile
environment. The defendants argue (and the trial court concluded) that they
do not allege pervasive
sexual
harassment because the alleged conduct and
comments were not of a sexual or hostile gender-based nature. We disagree.
As we have explained, “there is no legal requirement that hostile acts be
overtly sex- or gender-specific in content, whether marked by language, by
sex or gender stereotypes, or by sexual overtures.” (
E.E.O.C., supra,
422 F.3d
at p. 844.) Even with no express reference to sex or gender, harassment
*21
creating a hostile environment may constitute sexual harassment if the
plaintiff can prove “ ‘ “ she would not have been treated in the same
manner ” ” if she were a man . (
Accardi, supra,
The required showing —“that the harassing conduct took place because
of the plaintiff's sex” (
Pantoja, supra,
E.E.O.C., supra,
The present case is not directly analogous; because McGuire was the coach of a women’s team, Thomas did not allege facts suggesting any *23 disparity between McGuire’s behavior toward women and his behavior toward men. This kind of disparate treatment in the context of a single- gender sport’s team is necessarily more difficult to prove than in a mixed- gender workplace; McGuire was not the coach of the men’s soccer team (or, as far as we know, any other men’s sports team). But inability to compare the defendant’s behavior toward women with his behavior toward men does not defeat a claim of sexual harassment. It simply requires that bias or discriminatory intent be established by some other route.
At the demurrer stage, Thomas was not required to prove anything,
only to allege facts showing or supporting an inference of sexual harassment.
Because the intent and motivation behind McGuire’s boorish treatment of his
student soccer players are uniquely within his knowledge, Thomas was not
required to allege these matters with particularity. (
Doe, supra,
42 Cal.4th at
pp. 549-551;
Foster, supra,
Further, some of Thomas’s allegations do support a reasonable inference that the harassment was based on gender, as they describe McGuire referring to players’ sexual activity (berating a young woman for having a hickey on her neck) or making comments that implicate gender- based stereotypes and expectations (comments about young women’s bodies ; “calling out” a young woman’s physique and calling her “weak”). [8] Defendants *24 (and the trial court), considering each of these allegations in isolation, dismissed them as not “sexual in nature” and not pervasive or severe. The conclusion that calling a player weak was not “of a sexual nature in the context of athletic coaching” was a factual determination that should have been made on the basis of whatever evidence Thomas eventually presented, not decided as a matter of law on demurrer. The trial court ’s description of Thomas alleging that McGuire “commented on players’ bodies because he called a player ‘ weak ’ ” inaccurately conflated an allegation of a single specific example (“[h]e called out the physique of one player in front of the team and called her weak”) with an allegation of on- going behavior (“[h]e made unwelcome and inappropriate comments about players’ bodies”) , thereby minimizing the extent of the alleged conduct. The trial court dismissed Thomas’s allegation that McGuire berated a player for having a hickey on her neck because Thomas did not allege she was present for the incident or aware of it while she was on the team, but Thomas addressed this point in her second amended complaint , which expressly alleged she was “ present for this tirade.”
Although most of Thomas’s allegations describing harassment did not expressly refer to sex or gender, even a small number of gender-based actions or comments may cast light on unexpressed implications in or motives for other more gender-neutral harassment. The defendants ’ (and the trial court ’s ) focus on specific allegations in isolation is contrary to the principle & Steinbach, Intercollegiate Athletics Unique Environments for Sexual Harassment Claims: Balancing the Realities of Athletics with Preventing Potential Claims (2003) 13 Marq. Sports L. Rev. 173, 175, 178.) Coaches inappropriately focusing on athletes’ bodies, including weight, and “ ‘ subject[ing] them to public ridicule about their diets and bodies ’ ” have been noted as among the behaviors that may give rise to claims of sexual harassment. ( Id . at pp. 178-179.)
that “t he existence of a hostile . . . environment depends upon ‘the totality of
the circumstances.’ ” (
Hughes, supra
,
Defendants further argue the allegations are insufficient because Thomas alleged only two incidents in which McGuire’s behavior was specifically directed at her. But the fact that much of the harassment Thomas alleged was not directed at her individually does not undermine her hostile environment claim.
A plaintiff may be the victim of hostile environment sexual harassment
“ ‘even though no offensive remarks or touchings are directed to or
perpetrated upon’ ” her. (
Lyle, supra,
The first amended complaint satisfied this standard. It describes an
environment permeated by McGuire’s bullying and abusive conduct, with
individual players berated in front of the whole team “to make an example of
them and strike fear in the witnessing athletes,” “creating a culture of fear
and intimidation” in which Thomas and her teammates tried to “tread
extremely lightly” to avoid “drawing [McGuire’s] a nger or retaliation .”
Thomas alleged that she “experienced and witnessed” McGuire’s abusive
behavior and “sat through tirades” in which McGuire’s hostility was directed
at the entire team as well as at individual players. In effect, she alleged a
*26
hostile environment in which sexual harassment of individual young women
on the team was intended to be, and was, perceived and experienced by all.
[9]
The only reasonable inference to be drawn from the allegations is that the
behavior complained of was “a pattern of continuous, pervasive
harassment[,] ” not just “isolated instances[,] ” and that it occurred in
Thomas’s presence. (
Fisher, supra,
The context of the present case is entirely different from a case like
Fisher,
in which the allegations of a hostile environment due to sexual
harassment of women other than the plaintiff were insufficient to establish
*27
“the nexus between the alleged acts and [the plaintiff’s] work environment.
(
Fisher, supra,
We do not know whether Thomas will be able to prove that McGuire
harassed her “because of” her gender— that the behavior she alleged, if it
occurred, was not just a gender-neutral function of his coaching style. But
“[t]he question of [a] plaintiff s ability to prove [the] allegations, or the
possible difficulty in making such proof does not concern the reviewing court” in evaluating the sufficiency of a complaint to withstand demurrer. (
Alcorn v.
Anbro Engineering, Inc.
(1970)
4. Thomas Sufficiently Pleaded Her Claim Against UCB But Not Against Knowlton.
As to Knowlton and UCB, Thoma s’s theory of liability is that Knowlto n
was aware of and failed to act on complaints about McGuire’s misconduct ; his
failure to act constituted ratification of the misconduct; and his ratification is
properly imputed to UCB as his employer. Defendants argue the demurrer
was properly sustained as to Knowlton because Thomas has provided no legal
authority for imposing liability on him under Civil Code
Ratification is a principle of agency law. (
8 Cal.3d 67, 72 [ratification as “traditional principle of agency law”];
C.R. v.
Tenet Healthcare Corp.
(2009)
According to Thomas’s allegations, there had been “documented incidents” of McGuire behaving “erratically and abusively” toward the women on his soccer team since “at least 2009” ; McGuire’s “behavior was described to the [UCB] athletics administration as creating a culture of fear and intimidation” ; and players and their parents complained about McGuire’s conduct to Knowlton and “others in the [UCB] administration,” but Knowlton and other administrators “disregarded and ignored” the complaints and “allowed [McGuire] to continue his ill treatment of the wom en athletes on the soccer team.” More specifically, as earlier described, the complaint alleged that McGuire’s assistant athletic trainer reported that McGuire “physically and psychologically abused his team”; a four -page letter from a team member’s mother documented “the abuses suffered by her daughter and other female athletes”; three team members, at a meeting with Knowlton and Simon- O’Neill , “voice[d] their concerns” about McGuire’s “mistreatment”; and a report by the OPHD confirmed it had received a r eport about McGuire’s “inappropriate comments about young women’s bodies and about ‘hickeys’ on the young women’s necks.” Thomas alleged that the players who voiced their *31 concerns were told “there was nothing they could say that would result in [ McGuire’s ] termination,” the parent who wrote the letter and subsequently attempted to meet with the Chancellor was told the complaints were “not validated, ” and the OPHD offered “support services to the player” but did not “intervene” with McGuire.
An employer’s “ failure to investigate or respond to charges that an
employee has committed an intentional tort ” or “ failure to discharge the
employee may be evidence of ratification ” by the employer. (
Samantha B. v.
Aurora Vista Del Mar, LLC
(2022)
Thomas alleged that Knowlton ignored and disregarded the complaints
about McGuire’s conduct and that Knowlton, as head of the athletics
department, was acting as the agent of UCB. These allegations were
sufficient to state a claim for employer liability based on ratification.
(
Samantha B., supra,
Defendants argue Thomas failed to state this claim against UCB because she did not allege that UCB ratified McGuire’s alleged misconduct. By alleging that Knowlton ratified the misconduct while acting in the course and scope of his employment and agency for UCB, however, Thomas did in effect allege UCB ratified it. Moreover, an allegation that UCB ratified McGuire ’s conduct would be conclusory. What matters is whether Thomas alleged the ultimate facts showing ratification, which she did through her allegations that Knowlton, acting as UC B’s employee and agent in his capacity as director of the athletics department, was informed of the misconduct but disregarded it.
Defendants also assert that Thomas “concede[d]” in her opening brief that “it is the person who is liable for their actions, because generally, an employer is not liable for the sexual torts of its employees.” Read in context, Thomas does not appear to have “conceded” anything more than that an employer’s liability for sexual torts or sexual har assment is vicarious — based on its employee’s misconduct. Samantha B., the case Thomas cites in support of the quoted statement, explained that under respondeat superior principles, while empl oyers “generally” are not liable for sexual assaults committed by their employees, the employers may be vicariously liable if — as in that case — the sexual assault is deemed “within the scope of employment” because “ ‘its motivating emotions were fairly attributable to work-related events or conditions.’ ” ( Samantha B., supra, 77 Cal.App.5th at pp. 107-108.) *33 Samantha B. went on to discuss ratification as an alternative theory of liability and to find substantial evidence that the employer ratified the employee’s misconduct— the theory of liability Thomas pursues here.
Thomas’s attempt to impose personal liability on Knowlton for ratifying McGuire’s alleged misconduct is a different matter. There is no allegation that McGuire was acting as Knowlton’s agent, only that McGuire and Knowlton were each the employee and agent of UCB. Knowlton’s ratification of misconduct by McGuire may be the basis of UCB’s liability as employer , but Thomas did not allege that Knowlton was McGuire’s employer or had an agency relationship with him, and the facts do not support any inference to that effect. [13]
The cases Thomas cites support her theory that UCB may be liable due
to Knowlton’s ratification of McGuire’s conduct but do not support imposing
personal liability on Knowlton. (
Mathieu v. Norrell Corp.
(2004)
We conclude the trial court properly sustained Knowlton’s demurrer to
the Civil Code
III. Negligence
A. Background
Thomas’s cause of action for negligence alleged that McGuire and Knowlton, as her coach and athletic director, had a “special duty of care” to “avoid subjecting her to discrimination based upon her gender and the injuries she would suffer as a result of s uch discrimination” and breached that duty of care by releasing Thomas from the team “despite her high quality performance.” Thomas alleged that UCB was liable for the “unlawful actions of its employees” pursuant to Government Code section 815.2.
In sustaining the demurrer, the trial court found that there is no common law cause of action for negligent gender discrimination; in any case, Thomas did not adequately allege gender discrimination; and Thomas failed to explain how any “special relationship” created a duty for McGuire to keep her on the team, how the defendants breached any such duty or the decision to release her from the team was negligent.
B. Analysis
1. Thomas Failed to State a Negligence Claim Against McGuire.
As defendants point out, Thomas’s opening brief on appeal appears to abandon her negligence claim against McGuire, arguing only that “[t]he superior court’s dismissal of [her] negligence claim against Knowlton and [UCB] was in error.” Thomas then argues in her reply brief that “[t]here is no question that McGuire owed [her] a duty of care” which he “violated . . . when he mistreated her while she was a freshman member of *35 the soccer team.” Her cursory argument advances a new theory that McGuire’s sexual harassment violated his duty of care under Civil Code section 1714 (“[e]veryone is responsible . . . for an injury occasioned to another by his or her want of ordinary care or skill in the management of his or her property or person”) and there is “no barrier for [her] to recover for emotional distress resulting from his negligence.” [14] She does not argue McGuire breached a duty of care to her by releasing her from the team, which is the theory she alleged in the first amended complaint.
Thomas offers no explanation for reversing her previously stated
limitation of the negligence claim to Knowlton and UCB, and “[r]aising a new
theory in a reply brief is improper and unfair to defendants.” (
Simpson v.
The Kroger Corp.
(2013)
2. Thomas Failed to Sufficiently Plead a Negligence Claim Against Knowlton and UCB.
Thomas argues that Knowlton and UCB owed her a special duty to
protect her from foreseeable injury by a third party. (
Regents of Univ. of
California v. Superior Court
(2018)
Defendants argue Regents and C.A. are distinguishable, largely based on defendants’ view that Thomas failed to plead that the risk of McGuire sexually harassing her was foreseeable to Knowlton or UCB. We have rejected defendants’ arguments that Thomas failed to plead she was sexually harassed by McGuire and failed to plead that Knowlton received complaints informing him that McGuire was sexually harassing his team. Nevertheless, we are not convinced that Regents and C.A. support finding the duty Thomas seeks to impose on Knowlton and UCB in the circumstances here.
a. The “ College-Student ” Special Relationship
The “ ‘special relati o nship’ doctrine” is an exception to the rule that
“t here is generally no duty to protect others from the conduct of third
parties. ” (
Regents, supra,
C.A. explained that “a school district and its employees have a special relationship with the district ’ s pupils, a relationship arising from the mandatory character of school attendance and the comprehensive control to argue a claim she did not plead and did not address its substance, and the trial court did not comment on the matter. But in determining the sufficiency of a complaint against a demurrer, the question is whether “ ‘ the factual allegations of the complaint are adequate to state a cause of action under any legal theory. The courts of this state have . . . long since departed from holding a plaintiff strictly to the “ form of action ” he has pleaded and instead have adopted the more flexible approach of examining the facts alleged to determine if a demurrer should be sustained. [Citations.]” ( Quelimane Co. v. Stewart Title Guaranty Co., supra, 19 Cal.4th 26, 38.)
over students exercised by school personnel, ‘analogous in many ways to the relationship between parents and their children.’ [Citations.]” ( C.A., supra, 53 Cal.4th at p. 869.) The special relationship imposes “obligations beyond what each person generally owes others under Civil Code section 1714,” including “the duty to use reasonable measures to protect students from foreseeable injury at the hands of third parties acting negligently or intentionally.” ( Id. at p. 870.)
Regents recognized a “similar special relationship . . . in the college setting, ” concluding “ postsecondary schools do have a special relationship with students while they are engaged in activities that are part of the school ’ s curriculum or closely related to its delivery of educational services. ( Regents, supra, 4 Cal.4th at pp. 624-625.) “ Although college students may no longer be minors under the law, they may still be learning how to navigate the world as adults. They are dependent on their college communities to provide structure, guidance, and a safe learning environment. [¶] . . . [¶] The college- student relationship thus fits within the paradigm of a special relationship. Students are comparatively vulnerable and dependent on their colleges for a safe environment. Colleges have a superior ability to provide that safety with respect to activities they sponsor or facilities they control. Moreover, this relationship is bounded by the student ’ s enrollment status. Colleges do not have a special relationship with the world at large, but only with their enrolled students. The population is limited, as is the relationship s duration. ” ( Id. at pp. 625-626.)
The plaintiff in Regents was a student who was stabbed by another student during class in a chemistry laboratory. ( Regents, supra, 4 Cal.4th at p. 617.) As the court stated, “[e]ducation is at the core of a college’s mission, and the classroom is the quintessential setting for curricular activities. *39 Perhaps more than any other place on campus, colleges can be expected to retain a measure of control over the classroom environment.” ( Id. at p. 627.) With respect to the existence of a college-student special relationship, the athletic team setting is not meaningfully different. As Regents noted, one of the “unique features of the colle ge environment” is that “[a]long with educational services, colleges provide students social, athletic, and cultural opportunities.” ( Id. at pp. 624-625.) “[A]thletic competition is often an important part of the college environment, benefiting both the students who participate and the schools they represent .” ( Id. at p. 624.) Thomas alleged that McGuire subjected her and her teammates to sexual harassment during practices and training sessions.
Regents appears to compel a conclusion that the coach of a university sports team has a special relationship with an undergraduate student athlete on that team. It does not necessarily follow, however, that the existence of this special relationship entails the particular protective duty Thomas seeks to impose.
b. Scope of the Duty As Regents explained, “ [w]hether a new duty should be imposed in any particular context is essentially a question of public policy. ‘ The existence of “ ‘ “ [d]uty ” is not an immutable fact of nature “ ‘but only an expression of the sum total of those considerations of policy which lead the law to say that the particular plaintiff is entitled to protection. ’ ” ’ ” [Citation.] ’ [Citation.]” ( Regents, supra, 4 Cal.5th at pp. 627-628.) Additionally, a number of factors “may, on balance, justify excusing or limiting a defendant’s duty of care. These include: ‘ the foreseeability of harm to the plaintiff, the degree of certainty that the plaintiff suffered injury, the closeness of the connection between the defendant s conduct and the injury suffered, the moral blame *40 attached to the defendant ’ s conduct, the policy of preventing future harm, the extent of the burden to the defendant and consequences to the community of imposing a duty to exercise care with resulting liability for breach, and the availability, cost, and prevalence of insurance for the risk involved.
(
Rowland v. Christian
(1968)
As defendants point out, unlike the present case,
Regents
and
C.A.
involved schools’ failure to protect students from physical injury.
C.A.
held
that “a public school district may be vicariously liable under section 815.2 for
the negligence of administrators or supervisors in hiring, supervising and
retaining a school employee who sexually harasses and abuses a student.”
(
C.A., supra,
The plaintiff in Regents was a student who was stabbed during a chemistry lab by a fellow student who school administrators knew was experiencing auditory delusions and believed other students, specifically including the plaintiff, were harassing him. ( Regents, supra, 4 Cal.5th at pp. 613-617.) Regents held that “universities have a special relationship with their students and a duty to protect them from foreseeable violence during curricular activities.” ( Id. at p. 613.)
Thomas alleges she was harmed not physically but psychologically and emotionally by being subjected to a hostile environment due to sexual harassment. She argues that the absence of physical injury does not distinguish her claim from those in Regents and C.A. but engages in none of the analysis those cases employed to determine whether the institution owed a duty to protect against the harm inflicted. Thomas asserts that “[a]lthough [ Regents ] and [ C.A. ] dealt with shocking physical conduct as well as, in the case of C.A., sexual harassing conduct, both cases support the conclusion that a special relationship exists between a student and her University where she in engaged in school activities, ” then appears to assume this special relationship necessarily supports a duty to take reasonable measures to protect students against any foreseeable injury or harm inflicted by a third party.
Regents
and
C.A.
both analyzed the
Rowland
factors in determining the
scope of the duty arising from the school-student special relationship they
recognized,
Regents
in considerable depth. (
Regents, supra,
4 Cal.5th at
pp. 628-634;
C.A., supra,
53 Cal.4th at pp. 877-879.) The type of harm at
issue was an obvious factor in these analyses.
Regents
noted, for example,
that while “ ‘the degree of
certainty
that the plaintiff suffered injury’
(
Rowland, supra,
The cases concerning the school- or college-student relationship
discussed in
Regents
and
C.A.
similarly involved claims of physical violence
or sexual abuse. (E.g.,
J.H. v. Los Angeles Unified School District
(2010)
Thomas cites no authority imposing on a university a duty to protect
students from harm of a non-physical nature. She asks us to extend existing
authority imposing a duty of care to protect against foreseeable physical
harm to the harm resulting from hostile environment sexual harassment
without in any way analyzing why this new duty should be imposed and what
parameters should define its scope. In failing to develop her argument,
Thomas fails to meet her burden on appeal. (
Hernandez v. First Student, Inc.
(2019)
3. The Trial Court Did Not Abuse Its Discretion in Denying Leave to Amend.
Thomas argues the trial court did not make a finding that there was no
reasonable possibility the defects in her negligence cause of action could be
cured by amendment and the court’s findings that Thomas failed to allege
certain elements of a negligence claim “demonstrate that denial of leave to
amend was in error.” Again, Thomas ignores the fact that it is her burden to
demonstrate how an amendment would cure the defect. (
Chodosh v.
Commission on Judicial Performance
(2022)
IV.
Breach of Fiduciary Duty
A. Background
Thomas ’s cause of action for breach of fiduciary duty alleged that
McGuire “cultivated a special relationship of trust” with her and agreed to
act on her behalf “for the advancement of her athletic career”; he had “the
power to determine how [her] career as a collegiate soccer player would
proceed based upon his authority over the team”; she entrusted him to
Thomas asserts that defendants, in the trial court, acknowledged they
“may owe a duty” to her. She cites a portion of defendants’ demurrer stating ,
“
“utilize and exercise that power in her interest when she gave up a scholarship at the University of Colorado and accepted his invitation to play at [UCB]; he violated his fiduciary duty “by exercising his power in an arbitrary and discriminatory way”; and he caused her harm by failing to “act as a reasonably careful Coach would have acted under the same or similar circumstances.” She alleged UCB was liable under Government Code section 815.2 for “unlawful actions of its employees.” As described in Thomas ’s opposition to the demurrer, the alleged breach of fiduciary duty was McGuire’s releasing her from the team despite her successful performance and adherence to McGuire’s training demands.
The trial court found that Thomas’s allegations did not reflect a decision by McGuire to voluntarily undertake a fiduciary obligation to her, her allegation that she placed trust in him was insufficient to support finding a fiduciary relationship, and the allegations did not reflect the existence of a relationship imposing a fiduciary duty as a matter of law.
B. Governing Principles
A fiduciary duty is “a duty ‘to act with the utmost good faith for the
benefit of the other party.’ ” (
Persson v. Smart Inventions, Inc.
(2005)
125 Cal.App.4th 1141, 1160.) It can arise from “ ‘ “a recognized legal
relationship such as guardian and ward, trustee and beneficiary, principal
and agent, or attorney and client” or from a “ ‘ “ ‘ confidential relationship . . .
founded on a moral, social, domestic, or merely personal relationship.’ ” ’ ” (
Ibid.
) The “essential elements” of a confidential rel ationship have been
described as “ ‘1) The vulnerability of one party to the other which 2) results
in the empowerment of the stronger party by the weaker which 3)
empowerment has been solicited or accepted by the stronger party and 4)
*46
prevents the weaker party from effectively protecting itself.’ ” (
Richelle L. v.
Roman Catholic Archbishop
(2003)
“ ‘[B]efore a person can be charged with a fiduciary obligation, he must
either knowingly undertake to act on behalf and for the benefit of another, or
must enter into a relationship which imposes that undertaking as a matter of
law.’ ” (
Apollo Capital Fund, LLC v. Roth Capital Partners, LLC
(2007)
158 Cal.App.4th 226, 246.) “The mere placing of a trust in another person
does not create a fiduciary relationship.” (
Zumbrun v. University of Southern
California
(1972)
C. Analysis
1. Thomas Did Not State Claim for Breach of Fiduciary Duty. Thomas uses the terms confidential relationship and fiduciary relationship somewhat interchangeably. She maintains that a confidential relationship exists between student athletes and their coaches based on the hierarchical nature of the coach-athlete relationship and power a coach has over student athletes. She contends she alleged facts sufficient to support the existence of a fiduciary relationship in that she was a college freshman; McGuire was the head coach and recruited her to play on the women’s s occer team; McGuire demanded that his athletes trust his advice and direction; Thomas trusted his representations to her and trusted that he had her athletic career in mind when making decisions and giving her direction; that she was successful in the program, trained as directed and was told by McGuire that she was a promising player; and that despite her successful freshman year, she was released from the team, which was uncommon and “even more inexplicable” in light of her performance.
Neither of the parties offer California cases on point, and we are aware of none. [17] Thomas cites no authority for finding a fiduciary relationship between student-athletes and their coaches, attempts to distinguish authority to the contrary, and likens her situation to cases involving other relationships between students and university officials.
The trial court relied on
Knelman v. Middlebury Coll.
(D.Vt. 2012)
Knelman
also distinguished cases from other jurisdictions that had
“denied dispositive motions in the school context.” (
Knelman
,
supra,
Thomas complains about defendants’ reliance on Knelman ’s explanation of the reasons courts have not found fiduciary relationships in the school context, arguing that Knelman ’s “dicta” addressed only relationships between students and universities, not between student athletes and their coaches. Thomas maintains the latter are “unquestionably distinct” due to the power imbalance between student athletes and their coaches. [18] The alleged fiduciary relationship in Knelman was between a *49 student athlete and his coach; the court applied the reasoning of courts addressing other student-university relationships to the case before it. Knelman ’s point— that imposition of a fiduciary duty would be untenable in the school context because the school, or school employee, would simultaneously owe the same duty to other students with competing interests — is as true for a coach vis-à-vis student-athletes on his team as for other university employees. Thomas fails to explain how McGuire could owe her a fiduciary duty based on their relationship as coach and player that would elevate her interests over those of her teammates, who have the same coach-player relationship, and over the interests of the team as a whole and the university. [19]
and the relationship of other students with the university. Alston involved an antitrust challenge to National Collegiate Athletics Association (NCAA) rules limiting the compensation available to student-athletes. ( Alston, at p. 2151.) Thomas cites portions of the opinion discussing the history of American colleges and universities’ “complicated relationship with sports and money” ( id. at p. 2148) and the power of NCAA and its member colleges over student- athletes’ compensation, which allows colleges and NCAA executives to benefit from the massive revenue produced by student-athletes whose compensation they suppress. ( Id. at p. 2168, conc. opn. of Kavanaugh, J.)
Alston does not discuss student- athletes’ relationships with their coaches. Whatever inferences may be drawn from the opinion’s discussion of the high stakes competitive collegiate sports “market” about the imbalance of power between student-athletes and their coaches as compared to that between students and their teachers or universities generally, we fail to see how Alston furthers Thomas’s argument that the nature of the relationship between a student-athlete and coach supports finding a fiduciary relationship with one player whose interests may diverge from those of her teammates or the team as a whole.
[19] Thomas also attempts to distinguish Knelman on the basis that “unlike California, which recognizes a type of fiduciary relationship created by the exploitation of a confidential relationship, ” Vermont law makes the existence of a fiduciary relationship a question of law. Knelman indeed
Defendants cite several other cases declining to find fiduciary
relationships between athletes and coaches.
Powell v. Seton Hall University
(D.N.J. Apr. 26, 2022)
The cases
Knelman
cited for its statement that the existence of a
fiduciary relationship is a question of law referred to the existence of a
fiduciary
duty.
(
Doe v. Newbury Bible Church
(D.Vt. July 20, 2005)
university or coach and a student- athlete. ‘[I]t is not the role of a federal court to expand state law in ways not foreshadowed by state precedent.’ ” ( Id. at p. *7.) Thomas points out that the court found the breach of fiduciary duty claim duplicative of the plaintiffs’ gross negligence claim, which was permitted to proceed for one of the plaintiffs, but the court’s comments on the duplicative nature of the claim were expressly dicta, prefaced with “though not necessary to resolve Defendants’ motion.” ( Id. at p. *8.)
Cook v. Kudlacz
(Ct.App.Ohio 2012)
Thomas argues the trial court erred in concluding that the single
allegation that McGuire “cultivated a special relationship of trust and agreed
to act on her behalf for the advancement of her athletic career” was
conclusory and that her mere placement of trust in McGuire was insufficient
to create a fiduciary relationship, without considering her allegations about
“the typical relationship between coach and student -athlete and the
relationship with her that McGuire cultivated.” We do not agree. Thomas
does not, and cannot, dispute that a confidential relationship cannot be
imposed unilaterally. (
Apollo Capital Fund, LLC v. Roth Capital Partners,
LLC, supra,
Defendants quote the
McGee
court’s statement that “ ‘not every
relationship involving a high degree of trust and confidence rises to the
stature of a fiduciary relationship.’ ” (
McGee v. Curry, supra,
comment that the allegation “does not reflect a decision by McGuire to voluntarily undertake a fiduciary obligation to plaintiff.” None of the allegations Thomas claims the trial court failed to consider allege facts demonstrating that McGuire cultivated a “special relationship of trust” with her or agreed to act on her behalf to advance her career. The allegations that McGuire recruited Thomas to the women’s soccer team, she followed his training demands and performed well, he told her she was a promising player, and it is uncommon for a player to be released despite successful performance and adherence to training demands might support finding an expectation on Thomas’s part that she would remain on the team. They do not allege facts supporting a conclusion that McGuire agreed to keep Thomas on the team or otherwise act to advance her career and interests above and beyond the potentially conflicting interests of her teammates.
One of the allegations Thomas maintains the trial court failed to consider — the only one expressly referring to McGuire seeking her trust — illustrates this point. Thomas states that her complaint “identifies McGuire’s demand for her trust and her acquiescence to that demand.” In the paragraph Thomas cites, she alleged: “Success on a Division One college athletics team like [UCB] creates opportunities for young women to play professional and international soccer. Each player including [Thomas] strives for athletic and academic success in order to advance her career in athletics. It is part of a coach’s commitment to his or her athletes to foster such opportunities and the success of individual athletes as well as the team as a whole. [McGuire] as the coac h of a prestigious women’s soccer program demanded that his athletes trust in his advice and direction. [Thomas] trusted [McGuire’s] representations to her and that he had her athletic career in mind when making decisions and giving direction about her pe rformance.” *54 Putting aside the fact that much of this paragraph is conclusory, it is clear Thomas alleged that McGuire demanded trust from and assumed a commitment to all of his players. At least with regard to the issue underlying Thomas’s breach of fiduciary duty claim— release from the team — it is evident that McGuire could not simultaneously owe each of his players a fiduciary duty requiring him to put that player’s interests first and foremost.
Thomas’s attempt to liken her situation to that of the students in
Jumbo v. Alabama State Univ.
(M.D.Ala. 2017)
Chou v. University of Chicago, supra, 254 F.3d at pages 1362-1363 held a former graduate student stated a claim for breach of fiduciary duty against her faculty advisor and department chairman, who she alleged named himself as an inventor of her discoveries in patent applications. Chou explained that under Illinois law, a fiduciary duty may arise from “special circumstances of the parties’ relationship, such as when one party justifiably places trust in another so that the latter gains superiority and influence over the former.” ( Id. at p. 1362.) Chou allege d that the advisor “held a position of superiority over her as her department chairman, and that he had specifically represented to her that he would protect and give her proper credit for her research and inventions. Given the disparity of their experien ce and roles, and [the advisor’s] responsibility to make patenting decisions regarding Chou’s inventions, Chou has adequately pleaded the existence of circumstances that place on [the advisor] a fiduciary duty with respect to her inventions. ” ( Ibid .)
Thomas views her relationship with McGuire as similar to those at issue in Jumbo and Chou due to the power and control a coach has over a student-athlete. Those cases, however, involved special circumstances in which “school officials affirmatively exploit[ed] a position of trust or authority over a student to the student’s detriment.” ( Knelman, supra, 898 F.Supp.2d at p. 719 [distinguishing Chou ].) Thomas’s allegations are not comparable. Even accepting the inherent imbalance of power in the student-athlete and coach relationship, Thomas has not alleged facts demonstrating that McGuire assumed an obligation to protect her interest in continuing to play on the *56 women’s soccer team over and above the interests of other players or the team as a whole.
2. The Trial Court Did Not Abuse Its Discretion in Denying Leave to Amend.
As with her sexual harassment and negligence claims, Thomas
maintains the trial court erred in denying her an opportunity to allege
additional facts to demonstrate McGuire breached a fiduciary duty to her. As
with her other claims, she asserts her right to amend but, as in the trial
court, offers no suggestion how she would do so. Thus, as with her other
claims, she has failed to meet her burden to prove “how an amendment would
cure the defect.” (
Chodosh v. Commission on Judicial Performance, supra,
V. Fraud
A. Background
The second amended complaint alleged a cause of action for fraud based on misrepresentation and failure to disclose material facts. According to Thomas’s allegations, McGuire failed to disclose that Thomas “might be removed from the team for other than justified reasons such as deficient play or bad conduct” or that McGuire “would put the interests of unqualified student athletes or himself above her interests”; McGuire “knew that the statements he made to induce [Thomas] to join the team were false at the time that he made them”; McGuire “had a duty to disclose this information to [Thomas] because he was actively concealing the information,” “made partial disclosures to induce her attendance” and “had exclusive knowledge of the facts he was concealing”; and McGuire “intended to deceive [her] when he advised her that she would remain a member of the women’s soccer team at [UCB] as long as she played competently and in accordance with his *57 instructions and met his standards of behavior” and “failed to disclose that he would allow unqualified players to become members of the team and thereby jeopardize her own status as a team member.”
The trial court sustained the demurrer because it found both that
Thomas had not alleged all the required elements of her fraud claim
[21]
and
that McGuire was entitled to immunity under Government Code
or whether McGuire would also be immune under Government Code section 820.2. [22]
B. Governing principles
“ ‘To establish a claim for fraudulent misrepresentation, the plaintiff must prove: “(1) the defendant represented to the plaintiff that an important fact was true; (2) that representation was false; (3) the defendant knew that the representation was false when the defendant made it, or the defendant made the representation recklessly and without regard for its truth; (4) the defendant intended that the plaintiff rely on the representation; (5) the plaintiff reasonably relied on the representation; (6) the plaintiff was harmed; and (7) the plaintiff s reliance on the defendant ’ s representation was a substantial factor in causing that harm to the plaintiff.” ’ [Citation.]
“The required elements for fraudulent concealment are: (1) concealment or suppression of a material fact; (2) by a defendant with a duty to disclose the fact to the plaintiff; (3) the defendant intended to defraud the plaintiff by intentionally concealing or suppressing the fact; (4) the plaintiff was unaware of the fact and would not have acted as he or she did if he or she performed well. Her initial complaint and first amended complaint in state court alleged that she joined the team with McGuire’s “assurances” that she would continue to play as long as she performed well. Her second amended complaint for the first time d escribed the “assurances,” alleging that McGuire told her she would be on the team for four years, she was the “missing piece” overlooked in that year’s recruitment, and she would be his “all -around player for the next four years,” and diagramming how “he would utilize a player like her.”
Defendants see the detailed allegations describing express statements by McGuire that Thomas would be on the team for four years as inconsistent with Thomas’s initial allegations of an “implicit promise.” Thomas maintains she was simply clarifying “any ambiguity” in her pleadings in response to the court’s order finding the fraud allegations in the first amended complaint uncertain. It is not necessary for us to resolve the point, as our decision on the fraud claim turns on immunity and not whether Thomas sufficiently stated the elements of fraud.
had known of the concealed or suppressed fact; and (5) plaintiff sustained
damage as a result of the concealment or suppression of the fact. [Citation.]”
(
Graham v. Bank of America, N.A.
(2014)
Pursuant to Government Code
C. Analysis
1.
Thomas’s Fraud Claim Is Subject to Government Code
Thomas contends Government Code
Michael J.
reviewed the analysis of
Johnson v. State
(1968) 69 Cal.2d
782 (
Johnson
), which held that misrepresentation immunity did not apply in
an action for personal injuries by a foster parent who was assaulted by a
teenager placed in her care and had not been informed of the youth’s
dangerous propensities. (
Michael J., supra,
201 Cal.App.3d at pp. 868-869;
Johnson,
at pp. 784-785, 799-800.)
Johnson
discussed the history of the
immunity provision and determined that the Legislature “must have had in
mind those areas in which private defendants typically face liability for
‘misrepresentation . ’ [¶] . . . [¶] ‘[M]isrepresentation,’ as a tort distinct from
the general milieu of negligent and intentional wrongs, applies to
interferences with financial or commercial interest.” (
Johnson,
at p. 800.)
After considering subsequent cases consistent with
Johnson,
the
Michael J.
court concluded, “The adoption process is not a commercial transaction, such
*61
as leasing and purchasing property or contracting for a pension. The
immunity provided governmental entities and public employees
by
Thomas likens her position to that of the plaintiffs in
Michael J.,
arguing that like them, she alleged that she suffered financial losses due to
McGuire’s misrepresentations but did not allege the type of interference
required for application of Government Code
The reference in
Michael J.
to a commercial transaction “such as
leasing and purchasing property or contracting for a pension” was
*62
illustrative, serving to distinguish the risk of physical harm at issue in that
case from financial interests at issue in cases applying misrepresentation
immunity. (
Michael J.
,
supra,
Courts have applied misrepresentation immunity to cases involving a
variety of financial interests. (E.g.,
County of San Bernardino v. Superior
Court
(2022)
Here, Thomas alleged that McGuire’s misrepresentations caused her to
lose the value of the scholarship she had been offered by the University of
Colorado and incur the cost of attending UCB and harmed her ability to play
soccer at a professional level. These are financial interests sufficient to make
the claims subject to immunity under Government Code
2. Thomas Did Not Plead Facts Triggering the Corruption Exception.
Thomas also argues Government Code
The corrupt motive Thomas attributes to McGuire relates to the “Varsity Blues” admission scandal that came to light in 2019 [26] — as Thomas described it, the “national admissions scandal that was discovered to have exploited athletic teams at prestigious universities to enroll students who lacked the athletic skills to achieve enrollment to the universities as student athletes.” The allegations Thomas points to as showing corruption are that McGuire knew at the time he recruited her that he had “allowed women who were not qualified athletes to become part of the team, which would put [Thomas’s] spot on the team in jeopardy”; that he failed to disclose Thomas could be removed from the team “for reasons beyond her failure to play competently and in accordance with his instructions and meet his standards of behavior”; and that the Auditor had concluded UCB “wrongfully admitted students u sing athletic teams as the point of entry” who “were not recruited *65 for their athletics ability and some [of whom] did not even play on the teams for which they were purportedly recruited to play.” Thomas’s cause of action for fraud alleged that McGuire failed to disclose that he “would put the interests of unqualified st udent athletes or himself above her interests” and that he “intended to deceive” her when he advised her that she would remain on the team as long as she played competently, followed his instructions and met his standards of behavior, and “further deceived” her when he “failed to disclose that he would allow unqualified players to become members of the team and thereby jeopardize her own status as a team member.”
The implication of these allegations is that McGuire was involved in the Varsity Blues admissions scandal and released Thomas from the team to make room for unqualified players admitted to UCB under the guise of playing for his team. But Thomas alleged no facts connecting McGuire to the scandal. The only such connection suggested by her allegations is based on the suspicion of a team member that two women who had been recruited to the team two years before but did not play were related to the scandal. T homas argues her claims that McGuire “acted corruptly in failing to disclose to her how decisions regarding team membership would be made” were lent credence by the Auditor’s 2020 report concluding that UCB had “wrongfully admitted students using athletic teams as the point of entry.” But she did not allege that the Auditor’s report implicated McGuire or the women’s soccer team.
Nor did Thomas allege facts — as opposed to conclusory statements or supposition — showing that McGuire knew at the time he recruited her that she might be removed from the team for unjustified reasons or in order to serve the interests of unqualified players. Thomas does not explain how any involvement by McGuire in the improper admissions process related to his *66 recruitment of her or decision to release her from the team — that is, how such involvement would cause him to falsely represent during recruitment that Thomas would be able to play for UCB for four years. To the extent the allegations support an inference that McGuire failed to disclose that he might dismiss Thomas to make room on the team for an unqualified student improperly admitted to UCB as a soccer player, the inference is contradicted by Thomas’s allegation that “there is no external limit on team si ze for the women’s soccer team, so even under -performing players do not need to be released to create room for other, stronger performers.” Thomas does not suggest any other way in which a connection to the admissions scandal might relate to McGuire’s dec ision to release her from the team. In short, Thomas failed to connect the allegations she sees as demonstrating a corrupt motive to the harm she alleges — unjustified release from the team.
The trial court did not err in sustaining McGuire’s demur rer based on
his immunity under Government Code
VI.
Negligent Misrepresentation
Thomas contends the trial court erred in refusing to allow her to pursue
the claim for negligent misrepresentation she alleged in the second amended
complaint. She contends the claim should have been permitted because a
complaint that pleads fraud necessarily also pleads negligent
misrepresentation. (
Tenet Healthsystem Desert, Inc. v. Blue Cross of
California
(2016)
We need not address these issues. Since Government Code
DISPOSITION
With respect to the first cause of action of the first amended complaint against McGuire and UCB, the judgment is reversed, and the matter is remanded for further proceedings consistent with this opinion.
In all other respects, the judgment is affirmed.
Each party shall bear its own costs.
*68 STEWART, P.J. I concur.
RICHMAN, J.
Thomas v. Regents of the Univ. of California (A164550) *69 MARKMAN, J., Concurring and Dissenting.
I. Introduction
I respectfully dissent from part II.B.3 of the majority opinion regarding
the sufficiency of Renee Thomas’s pleading under Civil Code
The trial court was too quick to sustain the Regents’ demurrer without
leave to amend. Thomas did not get a meaningful opportunity to state a
II. Analysis of
A. Statutory Construction
“ ‘In construing a statute, our task is to ascertain the intent of the
Legislature so as to effectuate the purpose of the enactment.’ ” (
Adolph v.
Uber Technologies, Inc.
(2023)
The plain language, purpose, and legislative history relating to
As originally enacted in 1994,
In 1999, the Legislature enacted Assembly Bill No. 519 to conform
Importantly, the legislative history of Assembly Bill No. 519 confirms
that
B. Case Law
Cases repeatedly warn against the use of sexual harassment laws to
address other forms of misconduct without a nexus to gender. Based on
guidance from the United States Supreme Court, courts have warned that
sexual harassment claims are not intended to enforce a “ ‘general civility
code ’ ” or to broadly police workplace sensitivity. (
Jones v. Department of
Corrections & Rehabilitation
(2007)
Cases also affirm the use of a demurrer as a back-stop against attempts
to expand
T he residence manager’s “ ‘ home invasion ’ ” was profoundly troubling, but the court in Ramirez concluded the plaintiffs were “miss[ing] the point.” ( Ramirez , supra , 188 Cal.App.4th at p. 1487.) While the misconduct “may constitute burglary or other crimes, and may be a severe intrusion into plaintiffs ’ privacy . . . those facts cannot transform [the manager’s] conduct into sexual harassment, which requires ‘ “ a concerted pattern of harassment of a repeated, routine or a generalized nature ” ’ [citation] or, in the case of an isolated incident, ‘ “ a physical assault or the threat thereof. ” ” ( Id. at pp. 1487 – 1488.)
Other cases are in accord. In
Hughes
, the leading case on
Enforcing the requirement of a factual nexus between the harassment
and gender would not change the law or set an artificially high bar to filing
sexual harassment claims. The most expansive of the hostile environment
sexual harassment cases relied on by the majority include facts that link the
alleged misconduct to gender. For example, in
Lewis v. City of Benicia
(2014)
Similarly, the police officer plaintiff in
Accardi v. Superior Court
(1993)
In
Birschtein v. New United Motor Manufacturing, Inc.
(2001)
*76 In short, even Accardi required that the alleged harassment be linked to gender. While proof at the summary judgment or trial stage might well depend on evidence concerning a defendant’s discriminatory intent, the link between the hostile environment and gender at the pleading stage was plainly evident in these cases. The link between harassment and gender is crucial.
California’s pleading rules do not allow us to turn a blind eye to the
failure to allege facts showing a nexus between gender and the alleged
misconduct based merely on speculation that discovery might reveal a
defendant’s secret intent to harass based on gender. There is no denying that
the factual link between gender and misconduct is highly fact-specific. But
even at the pleading stage, courts play a critical role in “ filter[ing] out ” complaints asserting harassment claims that allege only “ ‘ordinary
tribulations . . . such as the sporadic use of abusive language, gender-related
jokes, and occasional teasing.’ ” (
Faragher v. City of Boca Raton
(1998) 524
U.S. 775, 788, quoting B. Lindemann & D. Kadue, Sexual Harassment in
Employment Law (1992) 175;
Ramirez
,
supra
,
These cases focus not on a defendant’s possible intent, but rather on the
facts alleged concerning the defendant’s objective misconduct and the
subjective reactions of a plaintiff (and others) to that conduct under the
reasonable woman standard (in cases involving a female plaintiff). (
Harris v.
*77
Forklift Systems, Inc.
,
supra
,
III. Absence of Facts Linking Bullying to Gender in First Amended
Complaint
Thomas’s first amended complaint alleges bullying by McGuire. It alleges McGuire “behaved erratically and abusively towards his team in documented incidents since at least 2009.” He “lost his temper at the young female athletes on many occasions.” “In fits of rage, he singled out his athletes and berated them in front of the team, sometimes nonsensically, to make an example out of them and strike fear in the witnessing athletes.” Thomas also alleges that McGuire misled her, causing her to think she would get more playing time and would be a central member of the team.
The first amended complaint, however, does not allege a nexus between the bullying and Thomas’s gender. Thomas alleges that McGuire “called young female athletes names, cursed at them, and degraded them with personal insults both related and unrelated to athletic performance,” “belittle[ed] and degrade[d]” Thomas, and “tormented the athletes psychologically,” but the complaint fails to identify any name -calling or cursing, belittling, degrading, or psychological tormenting directed in any way at Thomas’s gender.
When the first amended complaint does provide specifics, the facts have nothing to do with gender. For example, it alleges McGuire “berated Ms. Thomas for not being disciplined, despite her commitment at practices *78 and her initiative,” and “tirades where [the coach] degraded the entire team.” McGuire “tormented them psychologically and punished them with grueling workouts,” but the first amended complaint does not link the torment or punishment to gender.
Thomas focuses on two allegations: that McGuire “called out the physique of one player in front of the team and called her weak despite her compliance with the training regimen” and “berat ed a young woman for having what he perceived as a hickey on her neck.” But these allegations alone, without more, have no nexus with gender.
References in Thomas’s complaint indicate that it might be possible for her to allege the necessary link. For example, the first amended complaint refers to a letter that “documented the abuses suffered” by other team members. In a different paragraph, the amended complaint indicates a December 2019 report from the Office for the Prevention of Harassment and Discrimination of a complaint by an employee about McGuire that “confirmed” his “inappropriate comments about young women’s bodies and about ‘hickeys’ on the young women’s necks.” Facts linking the se comments about bodies to gender, rather than to an athlete’s strength and athleticism in the abstract, if pervasive, could supply the missing nexus between McGuire’s alleged bullying and gender. It may also be possible for Thomas to allege the coach’s use of gender -degrading names, comments directed at embarrassing a female based on body type, or tirades about gender orientation.
The majority suggests that the allegations in the first amended
complaint are sufficient and they “may cast light on unexpressed implications
in or motives for other more gender- neutral harassment.” But w ithout any
allegations that the alleged hostile conduct was based on gender, we ought
*79
not speculate about the intent behind McGuire’s alleged bullying. “[T]he
defendant’s discriminatory mental state is crucial” to establishing a claim
based on hostile environment harassment. (
Pantoja v. Anton
(2011)
In sum, mere speculation about a nexus between the hostile acts and
gender is not enough. (Cf.
E.E.O.C. v. National Educ. Ass’n, Alaska
(9th Cir.
2005)
IV. Leave to Amend
Taken at face value, the first amended complaint did not attempt to
state a claim under
The trial court focused on the fact that Thomas had already filed
multiple complaints in two lawsuits alleging various theories of sexual
harassment relating to a gender-based hostile work environment, and sought
reconsideration of an order concerning one of the federal pleadings. Her only
attempt to articulate a theory under
Rather than give her a chance to articulate a claim under
V. Conclusion
A sexual harassment claim under
_________________________
MARKMAN, J.*
* Judge of the Alameda Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
Trial Court: Alameda County Superior Court
Trial Judge: Hon. Richard Seabolt
Counsel:
Siegel, Yee, Brunner, & Mehta, Dan Siegel and EmilyRose Johns for Plaintiff and Appellant.
Venable, Jean-Paul P. Cart and Amit Rana for Defendants and Respondents.
Notes
[1] Thomas alleged that she played 304 minutes during the 2018-2019 season, which was “far more than any other non -scholarship freshman that year” and “more than several of her upper classmen teammates,” and of 29 offensive players on the team, “ ranked 20th in playing time and tied for eighth in points for goals and assists.”
[2] Thomas conceded she could not state the claims for violation of Education Code section 66271.8 and negligent infliction of emotional distress.
[3] The court noted that Thomas did not allege what McGuire said to provide the alleged assurance that she would remain on the team if she performed well, or when it was said; that later in the complaint she appeared to base her claim on an “omission” theory; and that in her federal complaint had alleged an “ ‘implicit’ promise” that she would remain on the team throughout her undergraduate program.
[4]
Hughes
explained that “Civil Code
[5]
The trial court held Thomas could not establish a claim under the
Unruh Act because she alleged only conduct arising from the UCB athletics
program and UCB is not a business establishment under Civil Code
section 51, and because she did not allege “any specific facts showing
discrimination was the reason for her release from the team.” For the first
point, the court relied on
Brennon B. v. Superior Court
(2020)
57 Cal.App.5th 367, which held that a public school district is not a “business
establishment” under the Unruh Act and has since been affirmed by the
California Supreme Court. (
Brennon B. v. Superior Court
(2022)
[7]
Our colleague contends that Senate amendments to Assembly Bill
No. 519, which added the hostile environment form of sexual harassment to
[8] It has been noted that “[a]thletics breed special opportunities for sexual harassment” in part because “[a]thletics appropriately entail much focus on athletes’ bodies[,]” which can become “excessive.” (Hogshead -Makar
[9]
Thomas argues that the trial court erred in concluding her sexual
harassment claim failed because she could not link her sexual harassment
allegations with her release from the team. She maintains her release was
only one type of harm she suffered and for purposes of her sexual harassment
claim it was sufficient that she alleged suffering emotional distress. The trial
court’s ruling discussed Thomas’s failure to allege facts showing
discrimination was the reason for her release from the team in its analysis of
her claim under section 51; it did not refer to this point in its separate
analysis of sexual harassment under
[10]
Singling out Thomas’s allegation concerning McGuire’s comment
about a player having a hickey, defendants assert that
Fisher
“makes clear
that unless Thomas was present for this alleged isolated incident, it is
irrelevant.” As we have said, Thomas alleged in her second amended
complaint that she was present for the incident. In any event, as noted in
Beyda v. City of Los Angeles
(1998)
[11]
To the extent
Fisher
implies that a heightened pleading standard is
justified in hostile environment sexual harassment cases due to the “ease
with which these claims can be made despite their serious nature” (see
Fisher
,
supra
, 214 Cal.App.3d at pp. 613-614), we disagree. The same logic
was long used to justify the requirement that juries in criminal sexual
assault cases be instructed to “ ‘ “ examine the testimony of the female person
named in the information with caution ” ’ ” because such charges are “ ‘ “easily
made and, once made, difficult to defend against, even if the person accused
is innocent.” ” (
People v. Gammage
(1992)
[12] Defendants argue that between the federal court action and the present one, Thomas has had five opportunities to state her sexual harassment claim, and the superior court emphasized the opportunities Thomas had had to plead her claim in federal court. Thomas complains that the superior court gave her only one opportunity to do so. Thomas’s position is based on the fact that the federal court ultimately refrained from exercising jurisdiction over her state law claims. But it did so on reconsideration, after initially issuing a decision finding Thomas failed to state a claim for violation of the Unruh Act for the same reasons it found she failed to state a claim for gender discrimination in violation of Title IX. Defendants are not wrong in stating that Thomas had more chances to plead her claims than she acknowledges.
[13]
“ An actual agency also may be created by ratification. (
[14]
For this point, Thomas cites
Potter v. Firestone Tire & Rubber Co.
(1993)
[15] Thomas’s theory of liability as to Knowlton and UCB significantly differs from the theory pleaded in her first amended complaint, that Knowlton breached a special duty to avoid subjecting her to gender discrimination by releasing her from the soccer team and that UCB was liable for his action under Government Code section 815.2. On this appeal, Thomas disavows reliance on release from the team as the harm she suffered and argues her negligence claim against UCB is based on Knowlton’s negligence in failing to take action in response to complaints that McGuire was subjecting Thomas and her teammates to a gender-based hostile environment, which caused her emotional distress. She had argued this theory in her opposition to the demurrer; defendants challenged her attempt
[16]
Thoma s also asserts, without elaboration, that “[e]ven absent a
special duty imposed, liability may be imposed upon [UCB] under more
traditional employer liability, where the relationship between head coach and
player in the University setting can easily be seen as an employee-employer
relationship.” Thomas offers no argument or authority to support her
characterization of the college coach-player relationship (
Hernandez v. First
Student, Inc., supra,
[17]
Defendants cite a Court of Appeal opinion that was superseded when
the California Supreme Court granted review and subsequently issued its
opinion in
John R. v. Oakland Unified School Dist.
(1989)
[18]
Thomas cites
National Collegiate Athletic Association v. Alston
(2021)
[20]
The same is true of
McGee v. Curry
(S.D.Tex. Feb. 25, 2011)
[21] The court found that Thomas did not allege McGuire knew at the time he recruited her that “he would release her from the team for any reason, and intentionally misrepresented or concealed that fact from her at the time of recruitment,” that “McGuire himsel f was directly involved in inappropriately recruiting any other players who were unqualified to play, or that he knew that his involvement in such activities would cause her to later lose her spot on the team.”
[22]
Defendants contend the fraud allegations in the second amended
complaint are barred by the sham pleading doctrine. “Under the sham
pleading doctrine, a plaintiff cannot avoid allegations that are determinative
to a cause of action simply by filing an amended complaint which omits the
problematic facts or pleads facts inconsistent with those alleged in the
original complaint.” (
Tindell v. Murphy
(2018)
[23]
Public entities are immune from liability for misrepresentation
pursuant to Government Code
[24]
Defendants describe
Peter W. v. San Francisco Unified School
District
(1976)
[25]
Thomas does not rely on the “actual fraud” or “actual malice” prongs
of the exception to Government Code
[26] See Taylor, College Admissions Scandal , New York Times (Oct. 8, 2021) <https://www.nytimes.com/news-event/college-admissions- scandal#:~:text=The%20federal%20investigation%2C%20known%20as,presti gious%20universities%20in%20the%20country> (as of Nov. 28, 2023).
[1] Undesignated statutory references are to the Civil Code.
[2]
The Legislature also eliminated the requirements that a victim ask
the perpetrator to stop and that a
[3]
The majority argues that this quotation from the unanimous 1998
United States Supreme Court opinion in
Oncale
sets up a “straw man” that
“misses the point” and is “trivializing the allegations of plaintiffs and other
women athletes who have been treated especially harshly by coaches in a
manner perceived as based on their gender.” (See maj. opn.,
ante
, at p. 21,
fn. 7.) The same quotation has appeared in over 2,100 cases in the
intervening years (including in at least 12 California appellate decisions,
three of which were precedential). Far from a straw man,
Oncale
cautions
against the expansion of sexual harassment laws (Title VII of the federal
Civil Rights Act of 1964 (Title VII) in that case) to include verbal and
physical harassment that is not based on gender. (
Oncale
,
supra
, 523 U.S. at
p. 80
.
) Speculative allegations regarding the coach’s possible intent cannot
simply be buttressed by adding similarly speculative allegations about the
players’ subjective perceptions of his conduct. Such an approach would both
ignore the concern expressed in
Oncale
and create new law that, as a
practical matter, would expose coaches of a different gender than their own
players to potential liability under