*1
Oct. 1984. *6 Jr., Burns, R. Asst. George Michael Braudes and E. Defenders, (Alan Murrell, De- Public Baltimore H. Public fender, Baltimore, brief), appellant. for Rosenblatt, Gen., (Ste-
Richard B. Asst. Baltimore Atty. Sachs, Gen., Baltimore, brief), H. for phen Atty. on the appellee. MURPHY, C.J.,
Argued ELDRIDGE, COLE, before DAVIDSON,* COUCH, JJ., RODOWSKY and AL and W. *7 (Retired), BERT MENCHINE Specially Assigned Judge. MURPHY, Judge. Chief
The appellant, Thomas, Donald guilty by was found jury the Circuit Court for Baltimore of the first County degree murders of Spurling wife, Donald and his Sarah. He was also found guilty raping at the same trial of Noel Wilkins, committing of degree two first sexual offenses upon fellatio), Ms. (cunnilingus robbing Wilkins and of her at knife point of earlier having given State $20. requisite the notice it statutory that would seek the death for the penalty degree murders, two first the ensuing sentencing hearing resulted in imposition the of the death murder, penalty for Sarah’s a life sentence for Donald’s murder, concurrent terms imprisonment rape of life for the offenses, degree and first sexual twenty-year and a consec- sentence utive for the armed Thomas robbery. appealed, challenging both the verdicts guilty and the death sentence imposed upon him. purposes
For the of appeal, parties agreed have to the following statement of facts:
* Davidson, J., participated hearing in the and in the conference of the decision, regard part case in to its but because of illness did not take adoption opinion. in the of the 2, 1981, of Joseph Bayer
“At 4:41 a.m. on Officer October Police County Department the Baltimore received call Road, a rape Chelwynd to a double at 5643 respond reported later, in Baltimore Five minutes County. residence located Already on arrived at that address. Bayer Officer officers; residence, scene, police were two other outside the thereafter. Of- immediately officer arrived almost a fourth door, through the house the front Bayer ficer enterеd the other officers. followed house, Bayer Officer observed “Upon entering doorway the floor in a Spurling lying Ann body of Sarah Spurling room. Ms. dining the kitchen and between pair of a exception down with nude from waist away. cut torn of which had been panties, crotch blood, and the pool in a Spurling lying Ms. was found multiple subsequently ascertained be cause death was wounds. stab house, encountered two other the officers
“Searching basement, body the officers located the In the persons. of Mr. death Spurling’s The cause Spurling. Donald Lee bedroom, In an upstairs wounds. multiple was also stab identified as an 18-month-old child later the officers found Jennie, unharmed. daughter who was Spurlings’ Ann Wilkins. was Noel principal “The witness State’s from the who rented a room Ms. was a student Wilkins *8 testified the homicide. Ms. Wilkins at the time of Spurlings p.m. 11:00 on October approximately to at that she went bed Ms. she was awakened night, 1981. Later that alarm; cut off. cry in was then out Spurling crying bed, remained in where she awake, Ms. Wilkins Not fully noises’ from the downstairs ‘strange to hear continued of the house. portion that testimony, point at some to Ms. Wilkins’
“According door, a man her pass by she saw the silhouette evening close. open bedroom and door to Jennie’s and then heard the man she and a whom opened, door then Her own was her Threatening her room. entered Appellant identified as knife, appeared what to be a the man tied her with butcher her hands and forced in various activities. engage sexual area, Specifically, placed genital he his on her en- mouth gaged vaginal intercourse, to kiss and forced her He penis. lampcord then her asked for bound with and money. dish, She him candy told that there was in a $20.00 and he took the $20.00.
“Ms. Wilkins on to testify Appellant went that she told Spurling home; that Donald would coming Appellant be responded T taken have care him.’ He her asked about and him guns, she told about rifle case in the basement. left guns. He to loоk for the By point, this the bonds on loose, her hands had come she through and exited her window, bedroom climbed a drainpipe, down and ran for help.
“Kelly Gramm, who at living time was at 5638 Chelwynd Road, testified that 4:30 approximately or 5:00 a.m. she calling October heard Ms. Wilkins for help. in, invited She Ms. Wilkins the latter the police, and called stating that had been raped, she that there still a child house, in the and that T he think has killed Sarah.’ “The dispute Appellant defense did not had stabbed Spurlings. The defense theory was that he killed Don- Spurling ald him; self-defense the latter when attacked killed Sarah Spurling a frenzied attempt escape; and that the sexual encounter with Ms. Wilkins was consensual.
“Appellant testified on his behalf. own He related that during evening of October he was in downtown Baltimore video playing games. From a distance half a block, he observed a minor traffic accident in which Donald Spurling was involved. asked him Spurling to remain until police arrived as a behalf, witness on his he com Thereafter, plied. Spurling stated he wished to pay Appellant for but staying money had no with him. Spurling him asked him accompany home obtain some money, Appellant agreed. way, On the they stopped at the Houseman, residence of one where Spurling Sam demanded *9 Houseman was unable to of a debt. repayment $20.00 and ground and latter threw him to repay Spurling, him.1 beat Arbutus, and Appellant Spur- a in stopping
“After at bar casti- Spurling to home. Sarah ling proceeded Spurling’s and up for her work failing pick her husband gated Spurling and upstairs, leaving Appellant ultimately went there, stated that he Spurling in kitchen. While alone developed to do. It Appellant ultimately for ‘job’ had kill someone for a ‘hit-man’ to who looking Spurling great money. Appellant him a deal of had cost apparently someone, willing fight that he would be but responded kill. not to basemant, Spurling to the where proceeded
“The two knives, and indicat- guns his collection of Appellant showed the ‘hit.’ weapon They he for ing provide would in the television and throw darts base- to watch proceeded ment, and ate a meal they prepared after which and then returned to the basement. kitchen impression this was under point, Appellant “At if had he acting speaking strangely, and Spurling was returned to the Quaaludes. The conversation using been [Spurling] someone had ‘cost topic Appellant killing who Spur- he did not like money.’ Appellant a lot of decided him, that he wished to attitude and stated ling’s toward get some go upstairs said he would Spurling leave. so that he could give Appellant from his wife to money return home. returned, that he Appellant he informed Spurling
“When money, him because his wife was still give any could not him giving him In lieu of give any. and refused to angry upstairs him a ‘chick’ Spurling told that there was money, Wilkins) sex black (Noel ‘indulged having with who her, willing and she was He had checked with guys.’ up to Noel’s Appellant sex went Appellant. have with room, relations. engage sexual they proceeded *10 “Appellant Spurling then returned to the re- basement. cabinet, moved a knife from a gun again and raised the ‘hit subject job.’ Appellant that he could responded not kill anyone go point, and wanted to home. At that Spurling ‘toyed apparent with the knife and no reason for in my leg.’ he stuck me After Spurling Appellant, stabbed Spurling held the his own pointing knife inward toward chest,’ chest. Appellant ‘pushed it to his and knife fell onto Appellant a sofa. it ran grabbed steps and toward the leading upstairs him, from the Spurling grabbed basement. and Appellant, fear because had Spurling already stabbed himself, him and much than larger slashed continually him with the knife. room, then
“Appellant ran stating back Noel’s that he was in trouble and for He then asking money. ran down- stairs, saw Sarah’s and he had killed body, realized that her. (He testified that he had ‘blanked after subsequently out’ the fight Spurling with did encountering and not remember all.) Mrs. at Spurling He returned to Ms. Wilkins’ room for a time; third she voluntarily gave pair him and a $20.00 his jeans replace pants. up He then tied bloody her fled. rebuttal, a,
“In requested the State court call as Thomas, court’s witness Michael Appellant’s brother. The proffered 11, 1981, State that on October Assistant State’s Attorney Thomas Basham had telephoned the witness to him questions case, ask about the that he but had refused to cooperate. On October the witness a recanted state- given ment investigating officers on during October which he Appellant related what told him had after the basis, crime occurred. On this the prosecutors stated that they were unable to vouch for the witness’s credibility. Over objection, the court called Michael Thomas its own witness. During his testimony, read his witness state- ment to the jury. That statement indicated that on October 2, Appellant told his brother that he had to kill Mrs. Spurling because she had attacked him. The statement also included admission Appellant’s pair that he had stolen a chains, contradicting and some earrings gold
diamond the house. anything had not from testimony that he stolen statement, trial recanted the again “Michael at Thomas be- officers statement given he had testifying that time long held at the station for police cause he had been released. something them order to be needed tell all. Appellant not strike Houseman "1. testified he did altercation, during Appellant fact did in Houseman testified punch him." (1) (Hormes, trial appellant judge first contends that the *11 J.) cross-examining him from two improperly precluded allegedly Donald concerning Spurling’s State’s witnesses chief, in called During its case the State violent character. Bortle, the for the Spurling neighbors, solely David of one weapon. the identifying of murder On cross-exam- purpose ination, the witness Donald’s appellant questioned about inquired “ex- “temperament” and whether victim was “crazy” or acted at times. court sustained plosive”. day line of On next of questioning. to this objections trial, testify Sarah’s the State called Naomi.Ward about cross-examination, of her On night activities on the death. lot into a appellant “getting asked whether Donald objection time to time.” the State’s fights Again, from raised that because he Appellant argues was sustained. argument, evidence during opening the issue self-defense prove of the victim’s violent character was admissible aggressor. which of them was the properly issue of has When the self-defense been case, in a character of victim is raised homicide Annot., 571, 1 A.L.R.3d purposes. admissible for two See § (1965); 1 236 596-603 Wharton’s Criminal Evidence § (Tillers (13th 1972); ed. 1A Evidence 63 rev. Wigmore on 1983). First, may prove be introduced to the defendant’s it killed. Specifically, the victim was state mind when may prove character be used to defendant evidence had to believe that he was grounds danger. reasonable Jones 659, (1944). State, 653, A.2d 916 The accused v. 182.Md. 35
307
introduce
may
evidence of the
previous
deceased’s
violent
prove
acts to
that he had
perceive
deadly
reason to
motive
purpose
in the overt acts of the victim. To use charac-
(1)
ter
way,
prove:
evidence
this
the defendant first must
knowledge
violence;
(2)
of the victim’s
prior acts
an overt act demonstrating
deadly
the victim’s
intent
to-
State,
ward the defendant. Gunther v.
404, 410,
228 Md.
State,
v.
(1962);
Appellant maintains that the testimony about Don ald’s violent character which he sought to elicit on cross-ex amination was to be introduced for the second purpose. However, he acknowledges that no evidence supporting his self-defense claim was introduced until he took the stand Thus, defense. own no foundation laid was for the introduction of during character evidence the cross-exami nation of the State’s witnesses. Consequently, the trial court did not err in sustaining the State’s objection to his line of questioning.1 laid,
1. unnecessary Because no foundation was it is to decide whether appellant’s testimony alone a would be sufficient foundation. 1 Jones 308
Moreover, the questions asked of the two witnesses
concerned
far
subjects
beyond
scope of their direct
It is
testimony.
accepted
well
that cross-examination ordi
narily may only be used to
matter
explore
subject
covered
witness
his direct examination and for
impeachment purposes.
Md.
Williams v.
Graff,
(1950).
A.2d
See also Comm’n on Med. Disci
Stillman,
(1981);
v.
291 Md.
435 A.2d
pline
Shupe
238 Md.
(2) next Appellant claims that trial court erred when it expert admitted the of an F.B.I. improperly testimony agent chief, case on In its case in during State’s rebuttal. presented Spurling State had evidence that Sarah had been sexually During assaulted either or after she died. before Henry Wysham, cross-examination detective who su- pervised police investigation, appellant questioned him collected at the crimе scene and physical about evidence F.B.I. for At analysis. appellant’s request, sent to the reports containing analyses F.B.I. of this evidence were Among the in the findings reports admitted as exhibits. that a hair re- uniquely shaped public conclusion combings pubic region from of Sarah’s “could have trieved from No the con- originated” appellant. testimony about time. reports tents of the was introduced at this *13 464; Annot., A.L.R.3d, Evidence, 4(b); supra, supra, 4:40 at 1 § § Homicide, supra, 40 Am.Jur.2d 303. §
309 During rebuttal, its case on the State offered the testimo- ny of the F.B.I. agent prepared who on the report pubic comparison. hair After qualifying expert, as an the witness explained the process by which pubic hairs of the appellant and the victim were compared repeated and he conclusions outlined in the report. Appellant timely made objection to this testimony, claiming that it was improper rebuttal evidence. The objection ap- was overruled. On peal, the appellant contends that the admission of the agent’s testimony was prejudicial error requiring a new trial. disagree. We
Rebuttal evidence includes any competent evidence
explains,
which
contradicts or replies to any new matter
raised
by
defense.
It
inis
the trial court’s discretion to
decide whether particular testimony
proper
constitutes
re
evidence;
buttal
the court’s ruling will not be reversed
unless it is shown to be both “manifestly wrong and sub
stantially injurious.”
State,
1,
Huffington
14,
v.
295 Md.
310
§
(Chad
677-78
Wigmore
VI
on Evidence
1873 at
See
rev.1976).
the agent’s
of
Additionally,
impact
bourne
so
mass
direct
testimony
insignificant
light
was
of the
that we
against
appellant
and circumstantial
evidence
a
doubt that the
beyond
can “declare
belief
reasonable
way
error in no
influenced
verdicts.” Huffington,
16,
295 Md.
(3)
Appellant contends that
the trial court erred in
for
jurors
to strike a number of
cause.
refusing
prospective
result, he
that the
tried him
jury
As a
claims
which
was
impartial
to render an
verdict.
unable
dire
Voir
was conducted
counsel
chambers over
made
six-day period. Both sides
numerous motions
cause,
granted.
for
of which
Of
jurors
many
strike
were
appellant
impanelled,
twelve
and three alternates
jurors
sixteen
only
only
to strike for cause
three. He used
moved
him
challenges
by Mary-
twenty peremptory
provided
of the
1,
jury
Rule 753 a
and he stated that the
as constituted
land
acceptable to the defense.
was
appellant’s argument is
in the
The short answer to
composition
to the
any objection
of this case
circumstances
talesmen
when he
was waived
jury
panel
acceptable
to him.
jury
indicated that
was
unequivocally
State,
719,
(1984);
481
Md.
A.2d 201
Calhoun
v.
300
White
579-80,
(1983); Glover,
State,
Md.
311 § (1960); (1969); 50 C.J.S. Am.Jur.2d Jury § (1947).2 Juries
(4) Appellant next claims trial its court abused it discretion when called his brother Michael Thomas as a court witness at the request State’s during rebuttal phase the State’s case. The sought State elicit testi- from mony concerning incriminating Michael admissions *15 made to him by appellant the the day the after Spurlings were killed. given Michael had a contemporaneous written police statement to the describing this incriminating conver- sation; however, he its He subsequently disavowed truth. police claimed that the extracted statement by the threaten- ing to incarcerate him he until talked.
Under the
against
witness,
rule
a
impeaching party’s own
the State could not vouch for
veracity
the
Michael’s
testimony and could not call him aas witness. Over appel-
objection,
lant’s
the court called Michael as its witness and
examination,
conducted the
during
direct
Michael
which
denied that
of the incriminating
some
statements attributed
to
appellant
the
were
made. Both
ever
and the
State
appellant
permitted
were
to
cross-examine
witness.
cross-examination,
its
During
to
prosecution attempted
impeach
reading
Michael by
jury
prior
to the
written
gave
inconsistent statement that he
to the police. Subse-
on
quently,
court
its own motion
admitted
written
statement
objection
without
from
In
appellant.
its instruc-
the jury,
tions to
the court said:
will recall on one
I
occasion
did indeed call a
“[You]
him
questions
my
witness
ask
some
You
own.
appellant
2. A review of the record reveals no indication that
was
by
impartial jury.
a fair
jurors
denied
trial
an
All of the
indicated in
they
lay
any
might
preconceptions they
voir dire that
would
aside
only
presented
have and render a verdict based
on the evidence
in the
State,
125,
(1978),
case. See
denied,
v.
Couser
282 Md.
(6) Thomas’ sixth claim of error concerns part court’s instructions to the jury wherein it was stated: return
“The of the indictment aby Grand raises Jury no presumption whatsoever on the part the Defendant. It is a mere formal charge place necessary the Defend- upon ant trial. Any person who is accused of a crime comes into this with presumption Court of innocence. presumption That remains with him throughout the trial. It is incumbent upon you the State to offer proof to show that the Defendant guilty is of the crime with which he’s charged, and the degree proof is necessary for offer you State to is Defendant is guilty beyond a reasonable and to a doubt moral certainty.
“Each and every element of the crime charged must be proven by the beyond State a reasonable to a doubt and *17 moral certainty. does That not mean the must State prove person a guilty beyond all and doubt to a mathe- matical certainty. A reasonable doubt is not very a difficult term to explain, and I will make this explanation of reasonable you. doubt to you facts, all the can that
“If, considering you say after such abiding guilt have of the Defendant's an conviction an willing upon as be to act without hesitation you would affairs, relating your you matter to own then important have reasonable doubt. no differently: a The evi- thing the same little
“Stating a it to remove reasonable when dence is sufficient doubt ordinarily prudent of an judgment person convinces of a force he or proposition of truth with such in upon she act that conviction without hesitation would his affairs. is the important or her own most That in degree proof produce of that the State must a criminal guilty. case to a verdict of justify in order presumption due to the you give “As must force jurors, proceed in the evi- cautiously weighing of innocence to and to dence, you are not commanded be naive every glib suggestion, whether scrutiny without believe or An from the from the Defense. emanating State as ingredient judgment, Court as well indispensable it, is a of common sense. out of modicum only “I burden carried you instruct production, is a in a murder trial burden accused some evidence mitigating and means simply it blood, I hot which will comment circumstances such as excuse, or later, justification self-defense, or such later, either present comment on must be which I will to case in order State’s case or Defense’s determination. jury a justify himself herself is entitled decide for juror “Each he or have is reason- any may or not doubt she whether are not convinced doubt you beyond able. If reasonable Defendant, duty then have you guilt acquit him. required prove innocence.
“The Defendant is not in his favor every is entitled inference Defendant from evidence. reasonably which can be drawn facts, from the same may be drawn Where two inferences inno- and one consistent with guilt one with consistent *18 315 cence, inference the Defendant is entitled to the which is supplied.) consistent with (Emphasis innocence.” Later, court appellant instructed that the could jury beyond not be convicted unless the State a reason- proved doubt that he had acted in self-defense. able not
Appellant contends that the italicized instructions unconstitutionally shifted him of proving the burden that he acted in self-defense of principles violation enunciated in Mullaney Wilbur, v. 684, 1881, 421 U.S. 95 S.Ct. 44 (1975). note, however, L.Ed.2d 508 We appellant did object not at trial to the instruction and his objection is waived, therefore absent a finding “plain error” under State, See also Tichnell v. 695, Rule 757 h. 287 Md. 415 Hutchinson, (1980); State v. 198, A.2d 830 287 Md. 411 (1980). A.2d 1035
It is well settled that
objection
“when
is raised to
instruction,
a court’s
attention should not
focused on
be
particular portion
context,
lifted out of
but rather its ade
quacy is
by viewing
determined
it as a whole.” State v.
Foster,
388, 397,
(1971),
263 Md.
denied,
cert.
(7) improperly court that the trial Appellant complains next it during which scope closing argument, his restricted find no We statements. objections sustained two *19 reversible error. is the permissible
The law of clear: Maryland the is a matter for sound discre closing argument scope court, will not consti the exercise of which tion of the trial and to clearly prejudicial error unless abused tute reversible 404, 413, A.2d State, 272 Md. the accused. Wilhelm of defense counsel’s extensive Our review or prejudice no abuse of discretion closing remarks reveals appellant. (8) chief, Rudiger the called Dr. part its case in State As of Noel Wil- testify his examination Breitenecker to about the In connection with kins after the assault. shortly of her examination, aspects disclosed certain Ms. Wilkins the report in a which were recorded history medical stand, Breitenecker took Before Dr. examination. from appellant to preclude a motion limine State made in in the victim’s medical to certain items referring at trial inquiry sought prohibit history. Specifically, State (2) (1) virgin Ms. was a and whether into Wilkins whether In accordance with control device. she used a birth (1982 law, Maryland Repl.Vol.) shield Code Maryland rape § 27, 461A,3the conducted an camera review Art. court provides: 3. This section "(a) relating chastity. to a relating to victim’s Evidence —Evidence relating chastity reputation opinion for and evidence victim’s any prosecution chastity commis- are not admissible for victim's degree. rape first or second or sexual offense sion of a prior specific conduct instances of victim’s sexual Evidence of only may judge evidence is relevant and finds the be admitted if inflammatory case that its is to a fact in issue in the material value, outweigh probative prejudicial and if the nature does not its is: evidence Appellant of the argued history evidence. medical relevant to and contention Ms. probative him Wilkins consented to intercourse with and that she “liked sex with black men.” The appel- court ruled that proffer lant’s failed to demonstrate that the evidence was relevant and granted the State’s motion. The court indi- cated that change ruling it its if would evidence was presented which made victim’s subsequently prior sexu- activity al relevant. us,
Before appellant does not contend the trial court § § A. misapplied Nor he does claim that 461A is Rather, unconstitutional its face. he argues that the law, case, shield in this applied violated his sixth amend- ment right to confront cross-examine the witnesses against effect, him. In appellant claims that the exclusion of this deprived evidence him of the ability present an effective defense and that he consequently is to a entitled *20 new trial. We disagree.
Decisions on the relevance of evidence rest in the
sound
of
discretion
the trial court and will not be reversed
showing
absent a
that such discretion was clearly abused.
State,
445, 453,
See Durkin v.
284 Md.
397
(1979);
A.2d 600
City
Zеll,
23, 28,
Baltimore v.
279 Md.
318
is well
(1973).
find
of discretion here.
It
194
We
no abuse
prior sexual
accepted
specific
that evidence of the victim’s
not
than the defendant
is
relevant
persons
acts with
other
with the defend
prove
that she consented
intercourse
Johnson,
State,
v.
199, 206,
Md.
192
506
Jr.
232
A.2d
ant.
State,
370,
(1962),
v.
380,
A.2d
Giles
(1963);
229 Md.
183
359
dismissed, 372
767,
1102,
83
10 L.Ed.2d
appeal
U.S.
S.Ct.
See
149,
(1885).
Shartzer v.
(1963);
63 Md.
152
137
Annot.,
94
257
That
not to
A.L.R.3d
is
generally
however,
prior
sexual acts of the victim
say,
specific
27,
See
Art.
purposes.
relevant
for other
may not be
§ 461A(a)(1)-(4).
sought
But
to of
appellant
the evidence
concerning
relevance. Evidence
clearly
fer
was without
of a
does
virginity
Ms. Wilkins’
or use
birth control device
liked sex with
prove
disprove
not tend to
she
black
appellant.
with the
This
men and consented
intercourse
irrelevant and
excluded.
properly
evidence was
correctly
court ruled
Since
trial
exclusion
not violate
irrelevant,
appel
its
did
evidence was
course, rape
Of
shield laws
rights.
lant’s constitutional
evidence
may
probative
used to exclude
violation
be
rights
constitutional
of confrontation
defendant’s
Harrison, 670
(6th Cir.1982).
Bell v.
656
process.
due
F.2d
right
present
has no constitutional
But
defendant
States,
Doe v.
United
666 F.2d
irrelevant evidence
trial.
Parratt,
(8th
(4th Cir.1981);
F.2d
Pratt
43
615
486
denied,
cert.
Cir.1980),
101 S.Ct.
449 U.S.
Kasto,
(1980);
United States v.
584 F.2d
L.Ed.2d 64
denied, cert.
(8th Cir.1978),
99 S.Ct.
U.S.
*21
State, 267 Ark.
345,
v.
(1979);
590
Marion
L.Ed.2d 486
McKenna,
v.
367,
People
(1979);
196 Colo.
585
S.W.2d 288
Arenda,
1,
People
v.
(1978);
Mich.
P.2d
416
330 N.W.2d
275
v.
31,
Fortney,
State
(1982);
301 N.C.
(9)
Next, appellant claims that the court improperly admitted
evidence tending
prove
good
victim,
character of the
Spurling.
Sarah
The State called Naomi Ward to testify
about Sarah’s
prior
activities just
to her death. During
examination,
direct
the witness was asked to describe Sarah
“from your relationship with her.” Appellant’s
objection
inquiry
overruled,
after which the witness describ-
ed Sarah as “a very
person,”
vivacious
nurse,
a dedicated
and a friendly person, liked by all who knew her. Asked
whether Sarah
child,
ever talked
witness,
about her
over
appellant’s
said, “Yes,
objection,
she talked about her a lot.”
Appellant’s
Schockley
(Tenn.
reliance on
320
new trial because
Appellant argues that he is entitled to a
disagree.
this
We
prejudicial.
evidence was
irrelevant
that,
true
the character of
generally,
It is
unless,
earlier,
discussed
is
as we
homicide victim irrelevant
1
of self-defense. See
the defendant raises a claim
Whar
§
(13th
1972).
ed.
236 at 510
ton’s Criminal Evidence
plead
not
in the death of
Appellant did
self-defense
Sarah
Nevertheless,
challenged
if
testimony
even
Spurling.
irrelevant,
inconsequential
meaningless
it was so
of the
upon
as to
had no
the outcome
case. Of
impact
have
course, “the
of irrelevant evidence will not re
admission
it
that
not
quire
if
the evidence was
appears
reversal
State,
489, 499-500,
Md.
69
prejudicial.” Hopkins v.
193
(1949),
dismissed,
940,
A.2d
339
70
appeal
U.S.
S.Ct.
find that appellant
(10) there was insufficient evi Appellant alleges degree for the first sexual dence conviction support him. perform upon fellatio forcing offense of Ms. Wilkins § Code, 554, as interpreted He Art. argues (1976), A.2d 90 re Md.App. Gooch v. the mouth. organ penetrated quires the sexual proof trial indicated that Ms. Wilkins presented The evidence no penis. “kiss” Since there was was forced to appellant’s argues he that the penetrated, that the mouth was showing degree first sexual support evidence was insufficient n conviction. offense 554 pertains meritless. Section Appellant’s contention is sexual perverted practices”; of “unnatural or crime Rather, violating appel- this law. charged he was not with as set degree sexual offense lant was convicted of a first § 464(a) provides: forth in which Art. degree in the person
“A offense first guilty is of a sexual if act: person in sexual engages (1) person With another force by force or threat of against the will and without other the consent *23 person, and:
(i) Employs or a displays dangerous weapon or deadly or an article which the other person reasonably concludes is a dangerous or deadly weapon; or
(ii) suffocation, Inflicts strangulation, disfigurement, or serious physical injury upon the person upon other or in anyone offense; else the course of committing the or (iii) places Threatens or in victim fear that victim or any person known to the immi- victim will be nently death, subjected suffocation, stangulation, dis- figurement, serious physical or injury, kidnapping; or
(iv) The person commits the offense aided and abetted
by
persons.”
one more other
act,”
The term
section,
“sexual
as used in this
is defined by
§27, 461(e)
Art.
to include “fellatio”—a
in
word not defined
the statute. We think that the legislature
give
intended to
common,
“fellatio” its
ordinary and well-accepted meaning.
(4th
1968)
Black’s Law
743
Dictionary
ed. rev.
defines
fellatio as an “offense committed with the male sexual
organ and the mouth.”
Sohmers,
See also
v.
People
55
925,
714,
Misc.2d
286
(Crim.Ct.1967);
N.Y.S.2d
v.
State
McParlin,
742,
422 A.2d
2 (R.I.1980).
743 n.
Webster’s
Third New International
gives the
Dictionary
following
practice
definition: “the
of obtaining sexual
satisfaction
oral stimulation of the penis.”
view,
Under
general
proof of penetration
required;
is not
all that must be shown
is some contact
between
mouth and the male organ.
Carter v.
122 Ga.App.
(1970);
elude that is not issue.
Sentencing Issues (a) admitting judge contends that the trial erred Appellant expert, of the testimony report psychiatric State’s of sentencing phase proceed- Dr. Michael at the Spodak, He that the admission of this evidence violated ings. claims fifth, rights. amendment his sixth and fourteenth that Dr. of the Spodak, The record discloses member in the Hospital, T. Perkins State participated staff Clifton 4, 1982, appellant February evaluation pretrial following insanity incompetency to stand plea Earlier, January Spodak Dr. conducted trial. *24 hospi- appellant one-on-oneexamination of at the psychiatric At workup full case “psychiatric report.” tal and filed a (a Judge jury Hormes deter- sentencing hearing before waived), that Spodak Dr. testified having mination been he him that examination of told prior appellant, to his initial confi- he would not be held in “any information revealed re- or in might testimony dence and be used written seeking penalty “the was death and that State ports”; me anything him that that he discussed with advised [I] might subsequent found used in guilty he to be were be testimony sentencing proceeding.” Asked whether at testified that explanation, Spodak understood that appellant seeking they he that “said did understand were appellant and that he told me anything the death would penalty fol- .Spodak further testified that held in confidence.” be willingly proceeded with lowing explanation, appellant this the interview.5 evidence, report, he Spodak’s also reflected that
5. written received any seeking penalty; appellant the death "that told that the State sentencing might phase of be testified to at a information he disclosed outcome"; prior psychiatric depending and that his trial on the evaluation, clearly that he understood "the defendant indicated might purpose." any be used for information he disclosed appellant After trial, had guilty been the State found petitioned the court for permission to conduct a “Presen- tence psychiatric appellant. evaluation” of the The State’s petition referred to the psychiatric earlier of the evaluation appellant at the Hospital appel- Perkins found that which lant was criminally responsible and competent stand trial. petition also stated that it was to supplement desirable appellant’s original insanity evaluation with further interviews “to develop material presentation for at sentenc- ing”; that Dr. Spodak, who participated in the insanity evaluation, could conduct the further psychiatric examina- tion; and that appellant’s counsel had no objection evaluation. The approved court petition the State’s and Dr. Spodak thereafter appellant interviewed on November 1982 at the jail, telling him at that time that he had been “retained the State’s Attorney’s Office ... to evaluate him on certain issues about the death penalty, depending on what he said and depending my findings, I might very well be called as a witness to testify at the sentencing phase.” Dr. Spodak appellant testified that indicated that he understood the explanation and was will- ing to be interviewed at that time.
At the sentencing hearing, sought the State to introduce Dr. Spodak’s report and testimony concerning post-trial psychiatric examination of appellant. Appellant’s coun- sel objected on the ground that he was under the impression Spodak that “Dr. would see appellant] as a member of [the *25 the staff of while, Clifton T. Perkins” in actuality, he conducted the examination as “a paid doctor by State’s Office”; Attorney’s that had he fact, known of this he would not permitted have the examination and would have advised the appellant “not to discuss any matters with Dr. Spodak so long as he then in was the employ of the State’s Attorney’s Office ... longer Doctor is no a [because] pure objectionist, but paid person is a whose views obvious- ly more than likely reflect the sought by views his employ- er.” The court objection, overruled the stating that Dr. Spodak qualified was a psychiatrist forensic and “it makes and no nobody pays who him ...
no difference
[since]
change his
him to
going
is
to cause
money
amount of
testimony
Thereafter,
and
Spodak’s report
Dr.
opinion.”
evidence;
the existence of
negated
they
received
were
27,
under Art.
circumstances
mitigating
possible
two
§
and
(7), i.e.,
murders of Donald
and
413(g)(4)
capacity
not committed “while
Spurling were
Sarah
his conduct or
criminality
appreciate
the defendant to
requirements
of law was
conform his conduct to
to
incapacity,
a
of mental
impaired as
result
substantially
intoxication”;
disorder,
mental
emotional disturbance
engage
defendant will
“unlikely
that it was not
that the
and
constitute
continu-
activity
in further criminal
would
ing
society.”
threat to
State, 292
that under
Appellant acknowledges
Johnson
(1982),
are
psychiatrists
Perkins’
Md.
In
the issue was “whether
respon-
sentencing phase
at the
testimony
of psychiatric
danger-
his future
murder trial to establish
capital
dent’s
451 U.S.
rights.”
violated his constitutional
ousness
trial,
There,
to
sua
judge, prior
the trial
“That respondent questioned by psychiatrist desig- was a nated the trial court to conduct a neutral competency examination, officer, by police government rather than informant, prosecuting attorney, is immaterial. When psychiatrist] beyond simply went to the reporting [the court on the issue of competence and testified for the prosecution phase at the on the crucial issue of penalty future respondent’s dangerousness, changed his role like that essentially agent became of an of the State recounting statements made in a postarrest unwarned setting.” custodial Id.
Further on in its said: opinion, Court defendant,
“A criminal
who neither initiates a psychiat-
attempts
any psychiatric
ric evaluation nor
introduce
evidence, may
compelled
respond
psychia-
be
to a
trist if his statements can be
him
against
capital
used
at a
sentenсing proceeding.
respondent
Because
did not vol-
pretrial
consent to the
untarily
psychiatric examination
being
right
after
informed of his
to remain silent and the
statements,
possible use of his
rely
State could not
findings
only
competency
been used
determine defendant’s
to stand
criminally responsible.
trial or whether he was
what he said to
future
psychiatrist] to establish his
[the
dangerousness.”
at
Id.
The Court concluded that the defendant’s statements to psychiatrist “could be used penalty as the State did at the phase if only respondent apprised rights had been of his had knowingly decided to waive them.” at Id. S.Ct. 1876.
As to the sixth amendment right counsel, the Court said that the issue was whether right abridged when the defendant was not given prior opportunity to consult with counsel about his participation in the pretrial *28 psychiatric examination. The Court held that as counsel was not notified psychiatric examination would encompass the issue of future dangerousness, and because the defendant was denied the assistance of counsel in making significant decision of whether to to the submit examination, and to what end psychiatrist’s findings used, could be the sixth right amendment to counsel was 471, violated. Id. at 101 S.Ct. at In 16, 471, 1877. n. id. at 1877, 101 S.Ct. the Court indicated that a waiver of the constitutional right the assistance of counsel could be found where there was a voluntary, knowing and intelligent relinquishment or abandonment of the known sixth amend- ment right.
We think it clear
appellant’s
objection to Dr.
Spodak’s testimony and report was not based on constitu
tional principles enunicated in Estelle but
predi
rather was
cated solely on a
basis, i.e.,
non-constitutional
that in con
ducting the post-trial evaluation, Dr. Spodak was not a
neutral expert, as appellant’s counsel thought when he
interview,
consented to the
paid
but was
prosecution;
and because the psychiatrist was biased against the appel-
13,
469,
8.
In n.
lant, is, It the evidence was inadmissible. an delineated for specific grounds settled that “where are grounds to those the one will be held objection, objecting not grounds deemed to have waived ordinarily and will be State, 191, 196, 416 A.2d 288 Md. specified.” Jackson v. 548, 554, (1980). State, 283 Md. 391 278 v. Mays See also 32, 39, A.2d (1978); Kidd, 429 281 Md. 375 A.2d State v. State, Md. 368 A.2d (1977); von v. Lusch going one appellant’s objection We think was Spodak’s of Dr. weight, admissibility rather than the find no error testimony report; accordingly, we admission of this evidence. constitu
Assuming objection that the arguendo Estelle, in the we neverthe tionally grounded principles of this case. Mary less find no error the circumstances statute, statute land’s unlike the Texas capital penalty Estelle, the defendant’s future involved in takes account of of a circumstance— dangerousness only by way mitigating dangerous it is that the defendant will be unlikely whether the burden of in the future. The State does bear circumstances, mitigating Tich proving nonexistence 830; thus, appel A.2d nell 287 Md. against upon him on a matter lant’s words were not used which, Estelle, held the prosecution as in burden *29 Moreover, during appellant’s original psychiatric proof. any Dr. he told that information by Spodak, evaluation held in psychiatrist he to the would be which revealed subsequent capital used at a sen confidence but could be Estelle, in law appellant’s counsel tencing hearing. Unlike by Spodak examinations Dr. prior had notice of both yer appellant to confer with before opportunity and had warnings given to Miranda-type each examination. The wholly initial examination were absent appellant prior to his feature between that and distinguishing in Estelle—another appellant’s is the fact that Equally case. clear present to the evaluation that agreeing priоr counsel was advised Dr. intended by Spodak was post-trial examination at the sentencing hearing. develop presentation material for circumstances, In the even if counsel was hon- appellant’s in estly Spodak mistaken the belief that Dr. would evaluate in his as Perkins’ appellant capacity psychiatrist, a require principles fact alone would not reversal under the of conclude, case, in Estelle. We thus on the record this fifth, appellant’s rights sixth and fourteenth amendment were by not violated the admission into evidence of Dr. Spodak’s report and testimony.
(b)
The State called two witnesses to
at the
testify
sentencing hearing
appellant’s prior
about
crimi
unrelated
nal activity.
appellant
prosecuted
Because
was not
occasion,
either
this
testimony related
crimes for which
there were neither
pleas
convictions nor
or nolo
guilty
Thus,
contendere.
appellant argues that this evidence was
§27, 413(c)(l)(iii),9
inadmissible under Article
interpreted
in
Scott v.
297 Md.
Baltimore Police Bruce Tyler Officer testified about shooting July appellant 1981. He said that had become store, involved at a liquor disturbance as a result owner; of which he was from ejected the store appellant thereafter threatened the owner pulled who pistol shot; out a warning fired a and that because the warning appellant, shot did not deter the the owner fired another appellant shot which struck the in the Ap- chest. pellant charged was not with crime. He any objected to the witness’ testimony ground on the that it was hearsay. The objection was overruled. provides:
9. The section “(c) Evidence; (1) argument; following type instructions. — proceeding: evidence is admissible this (0 ... (ii) ... (iii) convictions, any prior pleas guilty Evidence of criminal *30 contendere, prior pleas, nolo of such absence convictions or sentencing procedures.” to the same in other extent admissible
330 observed, plain that already
As we have
our cases make
party
specific grounds
objection
given,
where
for an
are
speci
others not
objecting
grounds
is held to those
and all
Here,
on the
appellant
objection
fied are waived.
based his
testimony
hearsay. Any objec
claim that the witness’
was
§ 413(c)(1)(iii)
to the
as
under
tion
evidence
inadmissible
was
Thus, this issue
properly preserved
waived.
was not
563, 601,
A.2d
297 Md.
appeal. See Calhoun
later,
Several minutes
after most of the details about
disclosed,
had
stated to
liquor
appellant
store incident
been
case,” referring
necessary
try
the court that it was
“to
this
by stating
incident. The court
again
responded
to the same
so,
only
no intention of
rather
doing
that it had
but
would
indicated, the
appellant’s objections.
already
rule on the
As
§ 413(c)(1)(iii)
grounds
for
objection
specify
failed to
Calhoun,
this
We said in
excluding
supra,
evidence.
Md. at
“In the absence of Scott, the evidence here was admissi- before the Court §27, 413(c)(l)(v), introduc- permits under Art. which ble of, other evidence that the court deems of ‘Any tion sentence, provided value and relevant to probative opportunity any defendant is accorded a fair to rebut ” statements.’ Later, proffered called Carol Alston and that she State in March of testify appellant attempted would counsel “to the whole purse. Appellant’s objected steal her go give.” line of ... that this witness is called questioning get that it had “to objection, stating The court overruled a time.” later indicated in a Appellant into one item at the court that the basis for the colloquy objection with “I testimony relevance. court said: don’t think this value at all other than at most any probative minimally has a little of cumulative stuff as to Mr. Thomas’ back- bit statement, supplemented The court its “I ground.” saying hesitant,” just get something really don’t want to into that’s appellant responded: why to which the “That’s I objected
331
Thus,
that the evidence
initially.”
appellant did not contend
§ 413(c)(1)(iii).
based
objection
under
An
was inadmissible
§
413(c)(1)(v)
does
testimony
to the relevance of
§ 413(c)(1)(iii). Scott, supra,
under
objection
constitute an
1126; Johnson,
supra,
245,
(c) Appellant twenty-three years age was when youthful committed. He contends that his murders were mitigating ness should have been found to constitute a sentencing hearing, circumstance at the and that the trial court’s failure to so find was error. sentencing au- 413(g)(5) of Article 27 directs the
Section
evidence,
determine,
thority
by
preponderance
a
of the
time of
age
whether
of the defendant at the
youthful
“[t]he
Stebbing
v.
mitigating
a
circumstance.
the crime” was
Tichnell v.
331, 361,
(1984);
Md.
473
A.2d 903
State, 287 Md.
695, 730,
first
Like the instant it failed to find youthful court erred when sentencing age years circumstance. nineteen mitigating She was old at the time the crime committed. observed that We meas- mitigating youthful age
“the circumstance of is not As- age. Had the General solely by chronological ured at or which sembly age meant to establish an below it could have so imposed, death could not be penalty specified.” age, Stebbing’s In her extensive chronological addition to record, IQ, and her mar- prior average criminal her below ruled that riage seven months before were considered. We *32 in to find that failing youthfulness there was no error was 369, Md. at 473 proved mitigating as a circumstance. 299 A.2d 903. case,
In
introduced evidence that he
appellant
the instant
IQ
had suffered a serious head
had a
normal
below
teens;
a
early
product
that he was
injury during
abuse;
had
a victim of child
that his
broken home and
been
appellant
died
mother
a chronic alcoholic who
when
was
the family early
and tht his father deserted
teenager;
was a
children
appellant
fathered two
on. It was also shown
Prior to the
and alcohol abuse.
history
drug
and has a
murders,
robbery.
convicted
1976 for
appellant had been
the court considered
upon appellant,
In
sentence
passing
family background
that his
all of
factors.
It found
these
§ 413(g)(8).11
under
circumstance
mitigating
was a
claim,
during closing
made
accepted appellant’s
court also
of fourteen or
age”
he had a “mental
argument,
fifteen,
presented. Upon
no such evidence was
though
it, the court found
weighing
presented
all of the evidence
legislature
rejected
Stebbing
had
one amend-
that the
10. We noted in
penalty
prohibiting imposition of the death
on
ment to
412-14
§§
application
precluding its
to individuals
those under 18 and another
9,
Stebbing, supra,
Md. at 367 n.
473
years
younger.
old or
(1978).
Maryland Senate Journal 984-85
A.2d
See 1
903.
sentencing authority to consider
provision requires the
11. That
specifically
jury or the court
sets
"[a]ny
facts which
other
writing
mitigating circumstances in the
as
that it finds
forth in
case.”
as a
youthfulness
mitigating factor did not exist. We
find no error in the court’s ruling. See Trimble v.
300 Md.
Appellant contends that
455 U.S.
Eddings
(1982),
102 S.Ct.
“[I]t
in mitigation
evidence
and find it
as a
wanting
matter of
fact; rather he found that as a matter
he was
lawof
unable even to consider the evidence.”
(emphasis
original).
(d) next contends that the Appellant misap trial court § that, 413. The plied provisions the of record reveals with murders, the respect statutorily to both court followed establishing In the procedures. appropriate mandated sen murder, the court found beyond tence for each a reasonable § factor, aggravating by 413(d)(9), doubt the as authorized “committed more than one offense of appellant degree arising in the first out of the same incident.” murder murder, the court With to Donald’s did not find the respect statutorily of the enumerated presence any mitigating of kill,” “motive to demographic factors. It did find that background the defendant were miti characteristics and § killing in Donald’s under gating 413(g)(8) circumstances circumstance; and that they outweighed aggravating murder, life imposed. Regarding sentence was Sarah’s again statutorily court found that none of the enumerated mitigating proved factors had preponderance been It found that appellant’s family background evidence. demographic mitigating characteristics constituted fac- § 413(g)(8) under concluded that did not they tors but outweigh Accordingly, factor. statutory aggravating § that, 413(h)(2), under proper the court concluded sen- findings writing tence was death. The court’s made in were find no error in the trial signed. application We court’s §of 413.
(e)
Proportionality Review
§27,
414(e)(4),
Article
next consider
required by
As
we
question
[imposed upon
“whether the sentence of death
for
is excessive or
appellant
disproportion-
Sarah’s murder]
cases,
imposed
considering
ate to the
similar
both
penalty
and the defendant.”
the crime
of a
principles governing proportionality
review
death sentence in
have been stated
a number
Maryland
State,
299 Md.
The appellant’s case is the only one within the relevant inventory capital cases in sentencing authority which the found, circumstance, as the aggravating sole that the de- fendant had “committed more than one offense of murder degree the first arising out of the same incident.” § 413(d)(9). Hormes, Judge the sentencing authority, was unable to conclude that aggravating the other circum- stances upon by relied robbery attempt or to rob State — Donald Spurling and the attempted commission or commis- sion of rape sexual degree offense the first upon (§ 413(d)(10)) Sarah been beyond established a reason- —had doubt, able even though the jury had convicted the appel- lant both of premeditated murder, and felony the latter upon findings based aggravating these factors had In proved. been imposing a life sentence for Donald’s murder, Judge Hormes found the of several non- existence statutorily enumerated mitigating factors under the “catch- § provisions all” of 413(g)(8),i.e., “demographic characteris-
tics and background of defendant” and “motive to kill.” In Hormes, this latter finding, Judge in his sentencing re- marks, stated that the victim had the appellant invited to his night home on the of the crime and that the evidence that appellant attempted robbed or to rob Donald convincing beyond In imposing reasonable doubt. a death murder, sentence for Sarah’s Hormes Judge again found the existence of “demographic characteristics and back- ground of defendant” as mitigating In circumstances. remarks, sentencing Judge Hormes said that Sarah had been sexually appellant, molested but he could not find, doubt, beyond a reasonable that she had been raped or was the victim a sexual offense in the first degree while However, found, she murder, was alive. he as to Sarah’s *35 outweigh circumstances did mitigating circumstances. aggravating im that the death sentence
The
contends
appellant
excessive and
him
murder was
upon
for Sarah’s
posed
of
a number
penalty imposed
to the
disproportionate
life sentences
only
where
were
repugnant
other more
cases
that his death sentence was
imposed. He also contends
the two murders were not sub
because
disproportionate
inequitable
it
to sentence
different and thus was
stantially
for one murder and life for the other.
him to death
time of
years old at the
appellant
twenty-three
The
Earlier,
The
robbery.
had
сonvicted of
the crime.
he
been
violence,
by
of
as demonstrated
great
crime scene was one
Spur-
in the case. Donald
pictorial
numerous
exhibits
times; one
wound
twenty-two
had
stabbed
stab
ling
been
through
inches
his heart. Sarah
penetrated six
seven
parts
fifteen times over various
Spurling had been stabbed
except
from the
for
her
She was nude
waist down
body.
away.
had been cut or torn
panties,
her
the crotch of which
molested,
Wilkins,
as had Noel
sexually
had
She
been
boarder,
knife
the same
raped
point during
had been
at
who
in the deaths of Donald
episode
criminal
resulted
rejected
sentencing authority
Both the
and the
jury
Sarah.
Donald.
killing
in the
appellant’s claim of self-defense
appellant’s testimony
credence to
Manifestly, they gave no
Indeed,
physi-
killing
that he did not remember
Sarah.
savage
the crime scene attested to
cal evidence at
upon murdering
intent
upon
attack
Sarah
one
violent
from
attempt
escape
the frenzied
Sarah
hardly
her—
argument
before us.
suggested by appellant
inventory
the relevant
carefully
have
reviewed
We
selected a number
sentencing cases and have
capital
appellant, bearing
to that of
which we deem similar
exist
mind,
course,
dissimilarities
simply
because
powerless
that the Court is
cases does not mean
between
contemplated by
process
review
complete
comparative
§ 414(e)(4).
inappropriate-
to so conclude would
Manifestly,
ly ascribe to the
enact
legislature an intention not to
an
operative
Tichnell,
effective or
death penalty statute. See
297 Md.
supra,
John
nineteen
Huffington.
years
almost
crimes,
old at the time of the
and a dealer and user of
drugs,
together
accomplice,
with an
abducted the victim
*36
from his mobile home and shot him
in
five times
the back
head,
and
thereafter stealing drugs from his person. Huff-
ington immediately returned to the victim’s home where he
murdered another individual while she
asleep, by
was
strik-
ing her with a bottle and stabbing her thirty-three times.
The defendant then took money
drugs
and
from the home
and fled. Two statutory aggravating circumstances were
charged
established, i.e.,
and
that the defendant committed
more than one first degree murder arising out of the same
incident and that he committed both
in
murders
the course
of a robbery. The mitigating circumstances were that the
defendant was
youthful
age and had not been previously
found guilty of a crime of violence. A death sentence was
imposed.12 While the sentence has not
yet
as
been reviewed
Court,
by this
it is presumptively correct. See
v.
Stebbing
State, supra,
atMd.
Robert defendant, Brantner. The age forty-one at the offenses, time of the set fire to a home resulting death of three individuals. Two statutory aggravating cir- exist, cumstances i.e., were found to that the defendant committed more than one degree first murder arising out of the same incident and that the murders were committed in the course of an arson. The mitigating circumstances found were that the defendant had prior no record and committed the crimes while his mental capacity was sub- stantially impaired. Life sentences were imposed. offenses, Huffington At an earlier trial for the same was found
12.
guilty
aggravating
and sentenced to death where
mitigat-
the same
ing
Finding evidentiary
circumstances were established.
error at the
trial,
Huffington
See
we reversed these convictions.
295 Md.
452 A.2d
the time
defendant,
at
age forty
The
Green.
Willie
murdered two
crimes,
accomplice,
an
together with
The
robbery.
of a
in the course
of a restaurant
employees
had his
death;
victim
one
stabbed
victims were both
aggra-
Two
him
his throat was slit.
tied
hands
behind
exist,
namely,
found to
vating circumstances were
degree
in the first
more than one murder
committed
Green
murders were
incident and that the
of the same
arising out
The miti-
robbery.
of a
the commission
during
committed
was not the
that the defendant
were
circumstances
gating
and that it
of the deaths of
victims
cause
proximate
sole
engage
that he would
age,
of his
unlikely,
view
was
court,
sentencing
The trial
activity.
criminal
further
evidence
preponderance
found
authority,
factors.
outweighed
aggravating
factors
mitigating
imposed.
were
Life sentences
defendant,
old
years
Evans,
thirty-three
Jr.
Vernon
Grandi-
crime,
by Anthony
employed
the time of
against
appear
scheduled to
to murder two witnesses
son
*37
an automatic
Utilizing
trial.
in federal criminal
a
Grandison
silencer,
entered
the defendant
with a
equipped
pistol
worked.
told the witnesses
he was
of a motel where
lobby
he
whom
persons
shot to death two
there
The defendant
statutory ag-
Two
witnesses.
targeted
to be
believed
established, i.e.,
charged and
circumstances were
gravating
pursuant
the murders
committed
an
that the defendant
of
promise
remuneration or
for
or contract
agreement
murders;
that the defend-
and
to commit the
remuneration
arising
murder
degree
first
more than one
committed
ant
circumstance
mitigating
The sole
incident.
out of the same
was
A death sentence
“drug addiction.”
to exist was
found
neither sen-
murder. While
for each
by
jury
imposed
are
us, the sentences
reviewed
yet
been
tence has
State,
supra,
Stebbing
under
correct
presumptively
376,
Howard Hines. college old crime, twenty-two year a accosted time of the forty the victim walking, stabbed she was student while strangled her times, ultimately and sexually assaulted fifty was aggravating circumstance statutory death. The attempt or murder was committed the commission was mitigating circumstance rape; to commit substantially he was Hines committed the offense while report judge’s The trial impaired incapacity. due to mental disorder, bearing schiz- “thought indicated that Hines had a imposed. A life sentence was ophrenic-like characteristics.” defendant, one-half nineteen and Theodore Wiener. crimе, twenty-two year raped old at the time of the a years times, victim, nearly he her 101 old after which stabbed degree rape her First causing her and death. decapitating factor. factors found aggravating Mitigating the only violence, crime of prior a lack of a record of a to exist were youthful age. and impaired capacity, mental substantially mitigat- that the upon finding imposed A life sentence was circumstance. outweighed aggravating factors ing Kevin Horton and John Additionally, the cases Elvis Johnson, appellant, relied bear brief especially upon by offense, Horton, at the time age thirty-six review. year old strangled and to death twelve raped, bludgeoned Johnson, the offense was age twenty-six when victim. year thirteen committed, and sodomized a kidnapped, raped her victim, death and threw and thereafter shot her to old sentencing In each of these cases bridge. over a body deadlocked, findings on matters preventing any thus jury one or mitigation’ suggesting aggravation As we observed mercy. determined to show jurors more 473 A.2d the individ- 299 Md. at Stebbing v. does not mean mercy cases to ualized decision those show dispropor- is under review excessive that the sentence tionate. *38 in this appellant the by the crimes committed
Considering himself, light in case, appellant as the well cases, conclude that we cannot “similar” aforegoing or dispro- him excessive upon imposed death sentence way in no convinced are concluding, In we portionate. so for Don- upon appellant life sentence imposed imposed murder sentence be ald’s commands that the same § 414(e)(4). for Sarah’s murder under
(f) Other Contentions Appellant Maryland’s capital punishment argues rea- following unconstitutional for the facially statute is sons: §
(a)
27,
413(d)(10) creates an unconstitutional
Article
murder is not one
felony
factor
aggravating
because
in
of extreme cases” which
of the “small number
appropriate,
Georgia,
is
v.
Gregg
deаth sentence
(1976);
153, 182,
unbounded the discretion (c) unconstitutionally restricts section 413 requiring imposition of sentencing authority by of the circumstances are mitigating if no the death sentence shown;
(d) unconstitutionally places burden the statute mitigating circumstances the existence proving defendant; Articles 16 (e) penalty the death violates imposition of Rights; Declaration of Maryland and 25 of the § 414(e)(4) for (f) provided proportionality review inadequate. is in these Calhoun arguments each of rejected
We
Thus,
606-38,
(1983).
we consider
JUDGMENTS dissenting concurring part ELDRIDGE, Judge, part: cannot this case be the death sentence
Affirmance of
decision in Estelle v.
Court’s
Supreme
with the
squared
Although agree guilty verdicts this case I upheld, should be would vacate the death sentence and remand the for a sentencing proceeding. case new
I.
In order to
appreciate fully
position
defense coun-
case,
sel in this
he
misled
“consenting”
how
into
aji
by
prosecution’s
psychiatrist
examination
hired
for
purposes
capital sentencing hearing,
of the
it is appropriate
Johnson v.
begin
this
opinion
with
Court’s
405, 410-416,
Md.
In the indigent charged defendant was with sought. murder and the death inter- penalty was Johnson posed insanity, defense and the trial court ordered that he T. Hospital be transferred to Clifton Perkins Center for mental examination and evaluation. The Clifton T. Hospital facility, Perkins Center is a state “maintained under the direction” of the Mental Administration Hygiene of the Department Hygiene.1 Health and Mental John- Perkins, son was examined the staff at Clifton T. report finding that, thereafter filed a hospital offense, suffering time of the Johnson alleged “was from a mental disorder caused him to lack which substantial 10-406(a) Maryland (1982), of the Health-General Code Article. § 1. appreciate of his conduct or capacity criminality requirements conform his conduct to the of the law.” 292 A.2d 542. The it report Md. at indicated examining of a of the represented only majority views of the had psychiatrists. examining One staff members *40 the join report. declined to “to attorney petitioned then the trial court
Johnson’s further exam private ‘independent psychiatrist’ a appoint State,” the the trial court expense ine at the but Johnson refused, doctors at T. Perkins holding that the staff Clifton ” “ 411, Md. at A.2d 542. On ‘independent.’ 292 439 were the trial the agreed regarding this Court with court appeal, doctors em Drawing sharp distinction between issue. Hygiene the of Health and Mental by Department ployed hired the expert by prosecution, Judge witnesses (id. 414, for the 292 Md. at Digges emphasis stated Court added, A.2d 542): of Health Department the designated by
“The doctors
to examine Johnson are thus ‘not
Hygiene
and Mental
though
paid by
their fee is
prosecution,
the
partisans of
counsel for the
any
assigned
the
more than is
he is
merely
to the
because
prosecution
defense beholden
purely
Each is
by
given
the State.
compensated
...
the defend
represent
to do—counsel to
job
professional
designated psychiatrists
of his
the
ability,
ant to the best
mental
report upon
into and
the
to examine
impartially
O’Brien, 188 F.2d
McGarty
of the accused.’
condition
Cir.1951),
denied,
(1st
341 U.S.
S.Ct.
cert.
[71
”
(1951).
Following innocence, the trial on the guilt issues prosecuting attorney filed the following petition with court:
“PETITION FOR PRE-SENTENCE
PSYCHIATRIC EVALUATION “Now comes the State of A. Maryland, by Sandra O’Connor, State’s Attorney for Baltimore County, by and S. Brennan, Jr., Thomas Basham and L. Alfred Assistant State’s for Attorneys County, says: Baltimore
“1. That the Defendant evaluated at the Clifton T. Perkins Hospital following plea Center entry his of a of not guilty by reason of insanity;
“2. That the findings Hospital of the Center con- are in a report 4, 1982; tained to the February Court dated “3. That it is desirable to supplement original insanity interview(s) evaluation with further of the De- psychiatrists Clifton T. Mooring Perkins staff who examined unani- mously offense, believed that he was insane at the time of they testified as defense witnesses at the trial. At conclusion of trial, Mooring guilty, agreeing the court found not with the position Mooring’s of the T. Perkins doctors Clifton mental criminally responsible сondition rendered him not for the victim’s (Baltimore), D, 1; p. death. See The Sun October section (Baltimore), 9, 1984, D, 1; Evening p. Sun October section The Sun (Baltimore), 10, 1984, F, p. October section 1. for at sentenc- develop presentation material fendant to ing; Spodak, participated
“4. That Michael who Dr. evaluation, further interview can conduct such insanity County Detention with the Defendant at Baltimore days so a few of a court order Center and can do within evaluation;' authorizing such objection has no to for the Defendant “5. That counsel such an evaluation.
“WHEREFORE, that this Honorable prays the State Spodak Michael directing an order Dr. pass Court the Defendant at the evaluation of conduct a further purpose for the Detention Center County Baltimore sentencing. for use at material developing A. "/s/ O’Connor Sandra A. SANDRA O’CONNOR Attorney for
State’s County” Baltimore nothing defense counsel or attorney said The prosecuting and evalua- that the examination petition intimating in the as capacity done tion would be Spodak Dr. and an Hospital T. Perkins Center staff member Clifton Hygiene. Mental of Health and of the employee Department that Dr. suggest contrary, petition seemed On the as a evaluating Thomas examining and Spodak would be prior it to the staff, as referred hospital’s member of the Center,” Hospital T. Perkins “at the Clifton evaluation in the findings February Center’s Hospital referred Spodak participated one who to Dr. report, referred *42 evaluation, stated and T. Perkins previous in the Clifton evaluation. original the “supplement” that it is desirable to he counsel when and to defense to the court Unknown evaluation, and examination supplemental the consented to hats. He would Spodak changed had that Dr. was the fact “indepen- the Thomas as evaluating examining not and be of Health Department the by psychiatrist employed dent” as the Instead, acting he would be Hygiene. and Mental , witness, paid by prosecuting expert hired prosecution’s attorney’s office to assist that office in obtaining execu- tion Mr. of Thomas.
During sentencing hearing, the prosecution after called Dr. Spodak to the stand acknowledged doctor that at the time of the examination and for the evaluation sentencing hearing “I was retained by State’s Attor- Office,” the ney’s prosecution sought to introduce Dr. Spo- report dak’s and testimony upon based that examination. Defense counsel then objected report to the and to Dr. Spodak’s testimony, as explaining follows:
“MR. KINSLEY I attorney]: object, would [defense Honor, Your not only that but to the Doctor’s testimo- When the ny. Attorney State’s requested an order of Spodak Court have Dr. see again the Defendant 27th, November requested State’s Attorney Order of the Court indicated that counsel for the Defend- Indeed, ant had no I objection. objection had no because I was under the impression Spodak that Dr. would see as him a member T. Perkins. staff of Clifton “I’m mindful of ruling the Court that Appeals staff, Clifton T. Perkins a governmental body, employees of the State is Maryland as Dr. he’s Spodak when Perkins, Clifton T. are neutral or should they be neutral psychiatrists personnel. other medical That the Defense has obligation effect no to employ sepa- psychiatrists accept rate can puritan but this of the view psychiatrists employed by the State is Dr. Spodak, but I my have learned I subsequent agreement had no to Dr. objection Spodak seeing the Defendant he that was employee paid now the by doctor the State’s —he Attorney’s Office. revelation,
“This came to me as a I shocking and had before, known it I I permitted would have it. would have been to the County Baltimore Jail and my would have advised client not to any discuss mat- ters with Dr. Spodak long so as he was then in the I employ Attorney’s suggest the State’s so Office, alleged agreement me of proceed- this whole *43 That I withоut a full candid revelation. ing was done is no to That the Doctor speak. have been taken so paid a whose pure objectionist, person a but is longer sought reflect the views likely more than obviously views Basham, report I move that his Mr. so employer, his testimony suppressed.” and that his be not considered be added.) (Emphasis to opportunity then an gave prosecution
The trial court rebut, prosecuting attorney but the stated respond or The denied the motion court then nothing say. he had a lack of concern- suggested understanding ruling which colloquy objection. defense counsel’s the nature of ing as follows: was from the State? Anything
“THE COURT: No, Your Hon- attorney]: [prosecuting “MR. BASHAM or. Spodak Dr. The Motion will be denied.
“THE COURT: He has qualified Psychiatrist. Forensic eminently is an knows, but— and he not knows testified are eminent. psychiatrists But all “MR. KINSLEY: me like you Excuse me. Would “THE COURT: Forensic qualified He’s ruling please, sir? my make concerned, it far is and as Court Psychiatrist, him, it as and he knows pays who makes no difference give his person and can professional as I do. He’s a well money going amount of is and no opinion, nobody the Motion will be opinion, so change him to cause denied.” attempted to attorney again explain
The defendant’s of Dr. admissibility Spo- objection of his the basis qualifica- not Dr. testimony Spodak’s was report dak’s the attor- the manner which objectivity but was tions or ney’s “consent” obtained: I don’t Well, simply say, me just let “MR. KINSLEY: addressing my itself to the nub think the is Court known, the Court thinks is, I whether had objection, I I would say immaterial. or not is objective he can be permitted any investigation have subsequent any *44 subsequent conversations the Doctor have had with may I the Defendant had he and employ pay known was of the State’s Attorney’s Office. Well,
“THE I you say. COURT: misunderstand what Irrespective agree agree, of whether or not the Court you denied, here, it on permitted so the Motion will be Mr. Kinsley. Well,
“MR. KINSLEY: maybe permitted Court it it there I interpose objection. becausе saw didn’t an The permit- document that the Court used as a for basis ting it obtained improperly was Attorney’s State’s Office.
“THE All right. COURT: I’ve considered Motion your and denied it Mr. again, Kinsley. Yes,
“MR. KINSLEY: sir.
“THE All right. COURT: Proceed. admitted, “MR. BASHAM: then report The is Your Honor?
“THE COURT: Yes.” Spodak Dr. on to testify length, went with continu- of objections al defense being counsel overruled. His testi- mony devastating was to the regard negat- defense with ing circumstances, mitigating existence of particularly statutory mitigating factors of whether the murder was committed while the appreciate defendant’s capacity of criminality his conduct toor conform his conduct to the substantially law was impaired and whether it unlikely engage defendant would further criminal activity that would society.3 constitute a threat to For example, Dr. (1957, Repl.Vol., Cum.Supp.), 3. Code 413(g)(4) Art. § (7), provide and as follows: "(g) mitigating Consideration circumstances. —If the court or finds, doubt, jury beyond a reasonable one more of these exist, aggravating whether, circumstances it shall then consider evidence, upon preponderance any based following of the of the mitigating circumstances exist: that, “within a opinion set forth his Spodak specifically certainty,” of medical Thomas would degree reasonable a threat further criminal activities would be engage he exam- that when society. psychiatrist testified Thom- sentencing hearing, ined Thomas for purposes the earlier during he was as was “more hostile” than Hospital Center. Dr. at the Clifton T. Perkins examinations opinion for con- grounds in detail the his Spodak reviewed future such as Thomas’s cerning dangerousness, Thomas’s violence, control,” impulse his “poor record of his prior remorse, lack gratification,” “to his inability delay stress,” “to environmental etc. While ac- inability handle a lot debate knowledging that has been “[t]here psychiatrists predict dangerousness can vio- how well *45 view, lence,” regard Dr. reiterated his with to Spodak Thomas, can there’s a certаinly say very that “you behavior, dan- “future criminal future high likelihood” of stated, psychiatrist The and future violence.” gerousness reiterated, “amenable later that Thomas was not to Thomas would Finally, treatment.” when asked whether incarcerated, in if he engage activity future criminal were to cell “I wouldn’t be his mate.” Spodak replied: Dr. want sentencing the Spodak hearing The of Dr. at testimony prosecuting attorney’s a for the principal furnished basis against the of circumstanc- arguments mitigating existence inter hand, alia attorney the other the defense es. On capacity appreciate that Thomas’s to the argued extensively the of his conduct to law criminality his conduct conform likely not to and that Thomas was impaired had been The activity. attorney in criminal defense engage future "(4) capacity the defend- was committed while the of murder appreciate criminality conform of his conduct or to his ant impaired requirements substantially as a of law was conduct incapacity, mental disorder or emotional distur- result mental bance. “(7) unlikely engage It is that the will in further crimi- defendant continuing society.” activity a threat nal that would constitute report relied on the earlier from the Clifton T. Perkins Hospital Center, he contrasted Dr. Spodak’s which with later well as on testimony, testimony as other and evidence. judge, sentence,
The trial in death imposing specifical- ly found that to appreciate Thomas’s the criminali- capacity ty his conduct or conform his to the was conduct law substantially impaired engage and that Thomas “will activity continuing further criminal would constitute In society.” making threat to both of findings, these judge specifically trial relied testimony Dr. Spodak at the sentencing hearing. regard to With future criminal activity dangerousness, Spodak’s Dr. testimony at sentencing was hearing ground the chief for trial finding. court’s
II.
In light
facts,
of the
it
clear
above-reviewed
is
to me
instant case is controlled
Smith,
Estеlle v.
supra.
The issue in
Smith,
case,
Estelle v.
the present
was
“whether the
prosecution’s use
psychiatric testimony at
the sentencing phase of
capital murder trial to
[defendant’s]
dangerousness
establish
future
violated his constitution-
al rights.”
Estelle,
U.S.
ted over
“
there is a
that the defendant
probability
‘whether
issue
acts
consti-
of-violence that would
would commit criminal
”
458,
threat to
Id. at
101 S.Ct.
continuing
society.’
tute a
in
similar
testimony
The
was
psychiatrist’s
at 1870.
Estelle
in
testimony
regarding
the instant
the
Spodak’s
Dr.
case
to
to treat-
dangerousness, amenability
future
defendant’s
459-460,
upon
ment,
at
fringed
right
and his Sixth Amendment
against self-incrimination
Amend-
Regarding
the assistance of counsel.4
Sixth
held that the defendant “was denied
right,
ment
the Court
making
significant
attorneys
the assistance of
the examination and to
of whether
submit to
decision
could
findings
employed.”
be
psychiatrist’s
what end
“that
at 1877. The Court stated
451 U.S.
S.Ct.
important
to resolve such an
should not be forced
defendant
”
guiding hand of counsel.’
Ibid.
issue without ‘the
сlear,
matter is not at all
I shall assume
Although the
holding is not
arguendo that Estelle’s Fifth Amendment
Nevertheless,
case.
present
to the facts
applicable
denied the assistance
obviously
the defendant Thomas
making
decision of whether to submit
of counsel
sentencing
connection with the
Spodak’s
Dr.
examination
examination
attorney’s
His
“consent”
this
proceeding.
a “con-
deception.5
But
prosecution’s
was induced
that,
noteworthy
majority
awhile
of the Court favored reversal
4. It is
grounds,
all nine members of the Court believed
on both
right
Amendment
to counsel had been violated.
defendant’s Sixth
decep-
may
that silence or nondisclosure
constitute
5. It is axiomatic
See,
misrepresentation, depending upon the circumstances.
tion or
e.g., Equitable
410, 424-426,
Co.,
Halsey,
Stuart &
312 U.S.
Co. v.
(1941); Strong Repide,
U.S.
S.Ct.
III. The majority’s reasons for rejecting Thomas’s argument based on Smith, Estelle v. supra, will not withstand analy- sis.
Initially the majority suggests that Thomas’s attorney did
not in the trial court raise the Sixth Amendment issue which
formed the alternate basis for the decision in Estelle. But
the entire thrust of counsel’s objection to Dr. Spodak’s
report and testimony was that defense counsel was misled
into “consenting”
that,
had he known of the doctor’s
change,
role
he “would have advised
not to dis
[Thomas]
cuss any matters with Dr. Spodak.” This was obviously an
objection relating to the right to the assistance of counsel.
I am aware of no principle of
requiring
law
that a trial
lawyer,
order
preserve
issue,
an
must cite
specific
Supreme Court case
point. Moreover,
we have indicated
cases,
death penalty
we shall consider issues
“whether or not properly preserved for review.” Johnson
supra,
3,
Md. at 412 n.
The majority opinion next attempts
distinguish
Estelle
v. Smith
stating that
in Maryland,
Texas,
unlike
430-433,
521, 524-526,
Prosser,
(1909);
29 S.Ct.
“State does not bear the burden “thus, and the appellant’s circumstances” mitigating which, upon used him on a matter against words not were Estelle, prosecution proof.”7 in the held the burden advised Thom- points Spodak then out Dr. majority he could be at as that information which used any revealed sentencing hearing. These factors subsequent capital for purposes or not the case may may distinguish Estelle issue. the Fifth Amendment self-incrimination Neverthe- less, to the Amendment they utterly are irrelevant Sixth I issue, and do not understand that right to counsel majority suggests otherwise. in that, out unlike the situation
Lastly majority points of Dr. Estelle, attorney prior Spodak’s Thomas’s had notice sentencing hearing for of the purposes examination course, fact that agreed entirely ignores to it. Of this Dr. concerning misled role of defense counsel was Spodak’s Dr. role Had defense counsel known that Spodak. have Thomas not changed, may had he well advised to the examination. submit misleading action in this prosecution’s of the
Because case, assistance deprived the defendant Thomas was Dr. submit deciding of counsel whether capital sentenc- Spodak’s examination connection with Smith, Dr. under ing Estelle hearing. Consequently, were admitted testimony improperly Spodak’s report I Thomas’s death would vacate sentencing hearing. sentencing proceeding. a new and remand for sentence me state that he concurs has authorized Judge COLE herein. expressed with views case, however, Maryland, prosecution the instant 7. In as shown matter, capital typically presents, as an initial evidence to cases negate upon mitigating which it believes that the de- circumstances rely. fendant will
