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Thomas v. Commonwealth
864 S.W.2d 252
Ky.
1993
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*1 THOMAS, Grayson Appellant, Alfred Kentucky,

COMMONWEALTH

Appellee.

No. 88-SC-375-MR. Kentucky.

Supreme Court of

May 1993. Sept.

Rehearing Denied 1993. *2 felony burgla- underlying first-degree

ry. gruesome provided

Morton details slaying. pretrial In his he statement Thomas, only instigator blamed not as the crimes, person these but also as the sole against wielding knife the victim. At persisted trial he his claim that Thomas malefactor, principal was the but he now participating acknowledged slashing Mrs. Nevertheless, Back. Morton testified was her,” gotta stated that “we kill Thomas who Back, caught up to fleeing who first Mrs. Finally, and who slit her throat. Mor- first “just crazy ton that Thomas on testified went her, just cutting carving her and her.” trial, but, testify Thomas did at based statements, pretrial theory his the defense Thomas, throughout the trial was who had claimed was too drunk to what he know happened, spe- too was intoxicated to have a burglarize ring- cific intent to or to be the episode. criminal leader in this Larry Marshall, Namkin, H. Julie Asst. Advocates, Department Public of Public Ad- assign- appeal separate includes 34 Frankfort, vocacy, appellant. for error, as ments of follows: Gorman, Gen., Atty. Chris Elizabeth A. 1) Unduly restricting Witness Morton’s Myerscough, Abby Jones, Attys. Dina Asst. cross-examination. Gen., Frankfort, appellee. for 2) juve- identify to Failure Morton’s two adjudications burglary nile for

LEIBSON, Justice. phase. 1, 1987, Back, 75-year On March Grace 3) trial, provide, prior to Failure details living Sugar old widow alone on Branch in of the deal Commonwealth’s with Morton. Redfox, County, Kentucky, Knott 4) testimony on Morton’s cross-examina- body slashed death. Her mutilated polygraph” tion that he would “take a his lying in the yards found road 150 from her testimony. house. Her house burglarized had been and 5) burned. court’s The trial instructions and prosecutor’s argument ju- suggested to the appellant, Thomas, Grayson Alfred only rors verdict was that their a recommen- Morton, and David William sixteen dation, there was an appeal. and automatic time, charged were separately with murder, 6) first-degree her and with arson testimony part Morton’s was in first-degree burglary. Shortly the tri- of a before tainted fruit violation of the marital confederate, Morton, guilty al pled privilege. communication He then murder. testified as Common- 7) Testimony witness, Ron- from another key wealth’s witness at trial in ex- Thomas’ Thomas, nie constituted both marital commu- change the Commonwealth’s recommen- hearsay nication violations. 30-year of a dation in his case. sentence 8) indepen- provide Failure funds for an guilty Thomas was found of wanton murder psychiatrist. dent first-degree burglary; guilty of ar- 9) psychiatric son. He was sentenced to death for wanton Denial of examination years’ and to imprisonment murder for Morton.

10) and remanded a new Accomplicetestimony corrobo- the case reversed was not (1) are: issues 19-23 with trial. These issues rated. selection, issue references support evidence to a ver- Insufficient being only a to the verdict with reference “felony” murder. dict of wanton re- regard to the recommendation. With *3 12) predicat- A wanton murder instruction error, Majority maining assignments of theory appellant assisted another ed on the unpreserved has concluded that some are charged improper the indictment since worst, error, no or and rest involved committing the crime alone. Thomas with necessary it error. we deem harmless Since 13) on the occurring Failure to instruct defense for errors dur- to reverse this case jury intoxication. the term “rec- ing and use of selection ommend,” detail which will be discussed 14) second-degree on Failure to instruct Opinion, unnecessary it is to address manslaughter. if arguments being rejected, would do as we 15) tres- instruct on criminal Failure to judgment. intended affirm we pass. 16) inflammatory photographs. Use I. OF JUROR SPECIFIC CLAIMS 17) sympathy Evidence used elicit ERRORS SELECTION the victim. implied or ISSUE 19: Jurors who stated 18) closing Prosecutorial misconduct they imposition would automatic favor guilt penalty phas- argument at and both guilt. penalty upon finding a death es. jurors challenged on this There three were 19-23) disqualified Failure to strike Martin, Short, and Marvis ground: Madison for cause. Davidson. Walter 24) grant change venue. Failure to them, Madison Martin Marvis Two of

25-28) penalty phase Short, sug- instruc- initially Errors in manner responded they firmly tions. gesting were committed conviction, upon fur- penalty upon but death 29) Thom- Improper cross-examination of prosecutor elicited from questioning the ther pastor phase. penalty as’ they suggested could responses that them 30) phase penalty The verdict form options. sentencing Further- all consider imposing the improper required it because more, challenged for cause. they were not penalty aggrava- if the found death by the However, the bias demonstrated ting circumstance. Davidson, juror, the third Walter answers of 31) 532.025(2)(b) an unconstitution- KRS is unequivocal: strong and judicial it infringement power al you I believe “DEFENSE COUNSEL: specifies that be instructed shall you opinion as to that had an indicated penalty arguments after of counsel at the if penalty be appropriate would what the penalty phase of a death case. that? guilty. he’s Was I found 32) The in this case is un- death sentence Yes, I do. DAVIDSON: constitutionally disproportional. that DEFENSE COUNSEL: What 33) Young were uncon- adults women opinion? stitutionally jury pool. unrepresented in the Death. DAVIDSON: 34) The of cumulative errors de- effect you prived appellant of his constitutional be COUNSEL: Would DEFENSE penalty fair to a trial. able to consider other you penalty be the that would would death Majority of this Court has concluded you probably point feel that at this would that error has occurred with reference to two for, you guilty? him vote were find prejudicial issues so substantial definitely I it. judgment verdict and must be set aside and would vote for DAVIDSON: having Hall You defi- Gilbert admitted read DEFENSE COUNSEL: would nitely newspaper story was told vote for death? ... police Mr. after he was Morton Yes. DAVIDSON: He then arrested.” was asked: Honor, I Your DEFENSE COUNSEL: you ... Do think DEFENSE COUNSEL: juror.” maybe you you affect make that would prosecutor attempted a rehabilitation likely to him if he [Morton] more believe juror by eliciting positive response of this again? gets the stand and tells questions further whether Davidson Well, yes. HALL: decide evidence “proper based on responses then to reha- The court elicited you penalty phase.” heard in the bias, expression but bilitate this failure to *4 juror had bias This indicated a so challenge falls far sustain the for cause short strong prosecutor’s questions that did not guaranteeing of the standards we set for disqualification. serve to remove the As Montgomery neutral v. Common- Montgomery stated in wealth, supra, by Gilbert Hall was struck Ky., 819 further S.W.2d challenge, peremptory no because the doubt questions provide a do “not device to ‘reha pretrial publicity prej- defense concluded had bilitate’ a who should be considered opinion. udiced his disqualified by personal knowledge his or his 2) McCray Amburgey: past expressed experience, or his attitude as you DEFENSE What have COUNSEL: on voir dire.” you heard about the case the best recall? by Davidson struck chal- peremptory just I heard that he killed AMBURGEY: lenge, by no doubt one exercised defense up the woman cut her set the prosecutor, rather than although this is guess. I house afire implicit explicit rather than DEFENSE that COUNSEL: Did cause preserved. strike not sheets have been you opinion have an to whether he’s Madison Martin and Marvis Short were likely more to have done it or not? struck, not no doubt because the had defense Well, I AMBURGEY: don’t know. run peremptory challenges out of their you DEFENSE Would COUNSEL: be equivocal leaving somewhat answers made honestly presume this time to him able at these undesirables onerous less point? to be innocent at this others, Davidson, against than like Walter point, peremptories whom No. Not at this no. were used. AMBURGEY: DEFENSE COUNSEL: You understand answers, ISSUE 20: Jurors whose or at pre- that under law now he’s answers, implied least some they could not sumed be innocent? evidence, mitigating consider or cer- at least Yeah, I types mitigating tain AMBURGEY: understand that. evidence: Madison Caudill, Bolán, (supra), Martin James Anna DEFENSE COUNSEL: Because what and Eddie Jacobs. heard, you’ve getting right, you if I’m this you presume don’t think that him to challenged None of these were point? be innocent cause, expressed unequivocal and none an No, opinion AMBURGEY: not now. Not strong so that the trial court’s failure them, this far the case.” sponte, to excuse sua should be viewed However, as reversible error. answers their challenged When defense then were suggests such that common sense cause, Amburgey the court undertook to defense would have found it desirable to by explaining him rehabilitate “under peremptory strike them for cause if chal- defendant, Defendant, any the law lenges had not exhausted. been presumed proven guilty,” innocent until response Amburgey ISSUE 21: Jurors elicited a from that “I formed opinion guilt pretrial based on publicity. that.” understand time, you “In and I for cause was overruled. the interest of asked you my Amburgey peremptory was struck chal- can tell he is married to first lenge, no cousin.” doubt the defense. added, object him He “I would not Amburgey, In addition to Hall and chal- questioning him further on [defense counsel] lenges knowledge for cause based particular certainly aspect. That’s gleaned pretrial publicity from were grounds challenge. for an We are automatic eight made for at least more and overruled no relation.” Dixon, Ratliff,

jurors: Larry Helen Marvis back, acknowledged Mr. Dixon was called Short, Craft, Fields, Simon Robert Dean Randy,” “My wife is first cousins to but when Adams, Prater, Gayheart and Paul Paul be- asked, you cause “would that embarrass- positively questions sug- cause answered you ment make tend to lean toward Ran- try impartial gesting they de- be dy’s any,” responded “I he don’t think it side spite previous knowledge. their would.” ISSUE 23: Jurors related to the victim recently examined First-cousin law is most (by affinity, consanguinity). Commonwealth, Ky., Sanborn There, (1988),reversing. 546-47 Juror Steve Hicks stated he was sheriff, witness, key was “the victim’s through his possibly related to victim *5 juror He was related to first-cousin.” also wife: juror’s in that “this was James Snider wife (the “My says if Back vic- wife that Mrs. the sheriffs first-cousin.” We state: tim) any relation to the Reverend I.V. “Juror Snider should have been excused Back, probably then she be related would Pennington authority for of cause under myself.” to Mrs. Back. I don’t know Commonwealth, Ky., 316 S.W.2d juror Pennington held that a his Hicks stated this would not influence prose- a with the decision, on first-cousin basis challenged he for was not key should have been ex- cution’s witness cause. cause, though he disclaimed cused for even jury. Hicks Foreman of the served as bias, probability ‘[i]t is the of suggests Again, common sense Hicks prejudice that is determinative bias or thought been struck because he have Id., ruling cause.’ for part might possibly be of his wife’s victim 224.” family, per- if the defense had had further We state further: nothing provide emptories. But his answers “Ordinarily it of the is within the discretion suggest court should have sua to excuse a first- court to whether for cause. sponte struck Hicks by affinity. Such is not the case cousin 2) juror’s disqualifica- Larry Dixon. This answers here where there were further is an added to the kinship tion based on issue showing probability bias....” leave to file appellant’s motion for case Marsch v. Com- Sanborn then refers to brief, supplemental supplemental with brief monwealth, Ky., 743 S.W.2d attached, juror specifying that this should failing court erred holding “the trial he is been struck for cause because have jurors who were prospective cause excuse for first cousin.” prosecutor’s] [the “married to second or third persons who were married to here, victim, where, as there cousins of dire, initial voir Apparently, on the court’s implying bias.” circumstances were additional relationship to juror acknowledged a Sanborn, supra at 547. At close Andy Campbell, prosecutor. supple- present In case the defense’s Dixon asked that voir dire defense counsel im- circumstances claims further more mental brief get can some called back so we “be voir earlier on responses given plying bias relationship the Common- on this details Mr. when publicity, regarding pretrial re- prosecutor then dire Attorney.” The wealth out he would start asked whether Dixon was plied: considering responsible spouse” Judge Thomas more where the “or his within (Morton). juvenile prohibited degree relationship. case than the Dixon stat- In Sanborn, premise: supra, ed that out with relationship by he would start Marsch and “That’s what the media led me to affinity believe. blood and are treated the same for Then, put way.” I’ll it that prose- purposes juror when the disqualification. Sizemore him, attempted Commonwealth, 637, 276 cutor Ky. to rehabilitate Dixon v. S.W. stated: specifying is an old family “by consanguini relationship, whether was, know, you “The report media like I ty by affinity,” juror disqualifies and is stated, juvenile it was the who was an grounds degree for reversal relation accessory. say, what —like I I Now that’s ship suggests partiality probability was not That is there. what the media resulting therefrom.” said.” Then the court intervened: TO SUMMARIZE: Dixon, you put “Mr. can aside whatever 1) (Dixon) One served who was chal- you try have heard read or the case lenged for cause and who should have been solely you during the evidence hear struck for cause it is obvious the where Com- course of the trial instructions on monwealth knew it error to overrule the given you by the law the Court? previous challenge against ju- cause I DIXON: I believe could. ror because the Commonwealth later offered THE all COURT: That’s we ask and we to excuse him. appreciate your candor....” (Davidson, Hall Three and Am- attempted The Commonwealth to re burgey) cause, challenged who were “magic habilitate Dixon question,” have been struck cause. Subse- contrary Montgomery *6 quently they by peremptory were struck supra. Even if we for purpose assume the challenge. per- Defendant used all of his argument challenge that the for cause based emptory challenges did not ask but for more. knowledge pretrial on publicity prop 3) (Short Ratliff) jurors Two more erly overruled, surely Dixon should have against challenges whom for cause based on been challenged excused when he was later publicity their knowledge pretrial were on when it was revealed that his wife was lodged permitted and overruled were to sit first-cousin prosecutor, to the Mr. Campbell. jury, they on this because disclaimed bias Dixon jury, sat on although common knowledge. from this suggests sense an obviously he was undesir juror. able defense At the conclusion of the (Martin, jurors Bolen, Four other Cau- trial, designate when it was time to the two dill, Hicks, Foreman), the who sat on jurors alternate remaining and send the jury obviously jurors were undesirable case, twelve back to decide the the Common they gave because of the on answers voir wealth offered “agree” to with defense coun dire, contemporaneous but there was no chal- “prior Larry sel’s challenge to Dixon and let lenge unpre- for cause. the error is Thus him be the removed.” But defense counsel served, they perempto- but the fact survived declined. Whether would have cured the ry challenge provides reason to believe the throughout trial, error for Dixon to sit the defense peremptories being ran out of before deliberations, but not in ques final is a moot able to strike them. tion. The fact that he sat with the appellant In that this case it is clear the throughout the trial is reversible error. challenges. all peremptory used of his After prosecutor The ruling peremp- misled the trial court the trial court had finished making 29, into tory panel challenges, per- distinction between relation from a 15 ship by affinity. by challenges, blood and peremptory Code of sons were struck (SCR C(l)(d)) seated; Judicial regulars Ethics 4.300 Canon 14 and were 12 and two to Disqualification and the Statute of Judicial be selected later as alternates. Since the (KRS 26A.015) require disqualification both peremptories defense had nine and the Com- cause;’ six, simple challenge for ... ‘their state- arithmetic confirms

monwealth ments, leading peremp- given response ques- their exercised all of to that both sides tory argues tions, challenges. they disregard previ- all Commonwealth that information, not proof appellant is the did opinions relationships that there no ous jurors he claims willingly leave on whom now taken should not have been value.’ face cause, rather have struck for should been objective juror legally ... bias renders a just running peremptories. It is than out despite impartiality.” partial, his claim of so, likely, if more there were not original] [Emphasis jurors panel the than those chal- other Next, the Commonwealth contends who, lenged for some cause for reason because, preserved with the the error is cause, challenge rising to the level of Larry Dixon possible exception of Juror only appellant’s attorney, to were the known ready agree whom the Commonwealth was the even more undesirable than ones trial, juror partici- no to excuse at end have for cause. should been excused challenged pated in verdict who been prongs There are two Common- cause, request appellant’s nor did counsel against failure excuse wealth’s defense challenges on the ba- peremptory additional jurors: disqualified failed to excuse dis- sis court qualified jurors cause. The Common- First, suggests the Commonwealth language in argument is based on wealth’s expressing disqualifying opinions that after Commonwealth, Turpin Ky., 780 S.W.2d jurors by were rehabilitated answers appel- wherein we stated they leading questions asking whether lant, prejudice “Turpin can no demonstrate (based on put opinions they held aside jurors or constitutional violation coverage, relationship vic media news by by peremptory removed were tim, family prosecutor, or the the victim’s defense,” language Dunbar etc.) notwithstanding. In impartial and be Ky., 809 S.W.2d view, once the Commonwealth’s (1991), stating to be defendant’s “[a] agree accept responsibility to decide infringed only impartial tried an impartially, any previous suggested bias unqualified juror in the deci- participates Montgomery is harmless. v. Com answers have monwealth, .... Even if a been sion Ky., 819 cause, error does not vio- removed for such respect: the law in this clarifies impartial to an late constitutional *7 ‘magic’ ‘magic ques- is in the “There no actually sit on the person if did not question just It is another where tion.’ jury.” may bearing on the answer have some juror deciding particular a is dis- whether language Turpin This and Dunbar is qualified prejudice, or from what- bias provided procedural rights conflict with source, including pretrial publicity. ever and RCr a criminal defendant RCr 9.36 message trial from this decision to the The 9.40, misunderstanding premised a is and pro- ‘magic question’ court is the does Supreme decision States Court United juror a a device to ‘rehabilitate’ who vide 81, Oklahoma, 487 U.S. S.Ct. in Ross v. disqualified by his be considered (1988). 2273, 101 L.Ed.2d 80 personal knowledge past experience, or his pertinent part: provides in RCr 9.36 expressed on dire. or his attitude as voir ground is to be- “When there reasonable concept is of ‘rehabilitation’ We declare the juror ren- prospective a cannot lieve that choosing a in the misnomer context impartial verdict on der fair and qualified jurors judges and direct evidence, quali- excused as he shall be it thinking strike remove it from their and fied.” from their lexicon. pertinent part: provides “[i]f jurors RCr 9.40 It makes no difference that the felony ... the defen- charged is a they give the offense claimed the defendants (8) trial_‘[i]t eight peremptory probability [‘is to’] is of bias dant entitled fair jurors ruling challenges,” [alter- and if “additional prejudice or that is determinative called, peremptory are right peremptory challenges nates] number of their cise challenges allowed each side challenges and each defen- per cause. While the for (1).” dant shall be increased one emptory challenge challenge for end, securing cause serve the same that of premised Ross Oklahoma was impartial jury, they parties offer the long “a settled principle of Oklahoma law distinct, although complementary, two that a defendant disagrees with the trial challenging jurors. methods of biased ruling must, challenge court’s on a for cause types challenges important Both are (1) error, preserve” in order to exercise a the effort to a fair obtain tribunal.” Ber peremptory challenge juror, to remove the Practice, Philipps, Kentucky telsman & peremptory all challenges,” “exhaust (Civil Rules) 47.01(2) Ed., 7, 4th Vol. Rule (3) prove that “an incompetent juror [was] (1984). added.) (Emphasis upon 81, 89, forced him.” 487 U.S. 108 S.Ct. 2273, 101 L.Ed.2d 80. Ross held that object of voir dire is to start Oklahoma law did not violate federal consti- field; playing the trial on a level not a is rights tutional impartial jury to an proce- playing jurors level field there are on the dural process. Kentucky due always law has panel predisposed way who are to decide one contrary, been to prejudice pre- is or the other. A defendant has been denied sumed, and the defendant is entitled to a peremptory challenges proce number of reversal in those cases where a defendant is durally allotted to him when forced to use forced to peremptory exhaust his challenges peremptory challenges jurors who should against prospective jurors who should have have been excused for cause. been excused for cause. Unlike Oklahoma Olympic Realty As stated in Co. v. law, procedural Kentucky procedure rules Kamer, Ky. 141 S.W.2d require neither the perempto- “exercise of [a] (1940), challenge given num ry challenge[]” to juror remove the chal- ber showing without cause is one of cause, lenged proof incompe- nor that “an important rights litigant; any the most ato (Ross, tent upon [was] forced him” system empaneling pre of a supra) prejudice presumed. before is full, vents or embarrasses the unrestricted long-standing rule in Kentucky requires only exercise of the must be that: specifying condemned.” The rules num party “A must all perempto- exercise of his peremptory challenges ber of are not mere ry challenges in order to sustain a claim of technicalities, they rights are substantial prejudice due to the failure of the court to fully are to- be enforced. See also Penker grant requested challenge for cause.” Company Finley, Ky., Construction Abramson, Practice, (Criminal Kentucky (1972), denying S.W.2d 244 reversed full Rules) Vol. Sec. 25.50 peremptory challenges exercise of When a defendant per- does exhaust all his prejudice presumed; Ky. Farm Bu emptory challenges, he has been denied the Cook, Ky., reau v. 590 S.W.2d 875 *8 full of peremptory use challenges by having holding improper that the per allocation of required been to use peremptory challenges emptory challenges constituted er reversible jurors who should have been excused for notwithstanding opposing party ror the failed cause. prejudice. to actual demonstrate “The voir plays dire examination a critical in securing right Commonwealth,

role impartial the to an Ky., Sanders v. 801 jury.... (1991) principal purpose of voir explains S.W.2d 665 the difference probe dire is to prospective juror’s each principles, between two constitutional tri state of mind to judge by and enable the trial impartial jury by al an and trial due to law, determine actual bias to process allow coun concepts of as these factor into suspected sel to assess prejudice. bias or denying challenges for cause. Sanders ex voir, Thus, a dire plains examination must separate be these two issues are and dis Sanders, conducted in a manner that allows the In any tinct. we asked whether parties effectively to intelligently juror exer participated biased in of the decision 260 did, Concluding case. that none held of the death rests else we ateness defendant’s Id., 328-29, by impartial jury at 105 S.Ct. at 2639. right

that the to be tried where.” requires any infringed. Caldwell reversal when action was not That did not end the however, prosecutor “mislead[s] the court or inquiry, as the Commonwealth jury sentencing process as to in the Secondly, its role it. would have we treated way jury in a feel less jurors allows the to length unsuccessfully the three chal- responsible sentencing than for the cause, it should lenged of none whom tried Wainwright, v. 477 decision.” Darden U.S. had case. We concluded the trial court 168, 184-85, 2464, 2473, 15, 15, n. n. S.Ct. refusing not erred in to excuse them for 91 L.Ed.2d Our Court al cause, and therefore we did not consider ready in reached a result Ice v. Com similar whether, occurred, had error such error monwealth, (1984), Ky., 667 S.W.2d deprived the would have defendant of sub- stating penalty improper in a death right provided stantive state law—the convey by instructions comment to or against peremptory qualified strikes message jurors’ responsi that the awesome jurors. procedural is not an “im- This bility by the fact that deci is lessened their partial jury” question, process” but a “due applied sion is not the final one.” Our Court Oklahoma, supra, recog- v. question. Ross reasoning reversing a death this same Dunbar, Turpin nizes distinction. penalty verdict in Ward Oklahoma, misapplying Ross do not. Ky., 695 S.W.2d 404 a Concur case, present In the the trial court ring Opinion stated: two Justices challenges present failed to sustain for cause “Further, that, prospec- order we should grounds so failure ed substantial that the tively, provided the forms verdict disqualify for cause must be jury upon guilty finding use appel as an abuse viewed of discretion. The provide punish- ‘and fix the defendant’s peremptory all chal lant exercised of his at_,’ using ment rather than ‘and rec- Therefore, lenges. process deprived him ” of_’ punishment Id. at ommend peremptory challenges. In such circum 409. stances, the conviction of a defendant must Commonwealth, Ky., In Tamme v. regardless be reversed of whether that, exactly we did proved disqualified actually dire be voir prospectively banning use of the word participated in the final decision. jury’s to a sen- “recommend” “with reference tencing dire, responsibilities in voir instruc- II. IN THE AND THE ERROR COURT closing argument.” Tamme tions was THE PROSECUTOR USING WORD this case rendered until a few months after RATHER THAN “RECOMMEND” tried, handwriting on the but the “FIX” TO THE DESCRIBE JURY’S wall when this case was tried. THE FUNCTION IN SETTING during Despite penal- forewarning, DEATH PENALTY stage, asking ty rather than for the sentence This case was tried March death, prosecutor jury urged the controversy highly publi in the of a midst Judge Morgan “recommend” legal profession cized over the use within death, instruction of the word “recommend” to describe the jury’s duty penalty phase reinforced that handing of the down a death role “recommend,” concept only to and this sentence. The decision of the United States by repetition in the instruc- was reinforced Supreme Mississippi, Court Caldwell v. *9 penalty burglary fixing tions related 472 U.S. 86 L.Ed.2d 231 S.Ct. and arson. controversy. initiated this In Cald well, might dif- recognized Notwithstanding, the consti there be some Court “that is tutionally ficulty impermissible deciding sen in whether this case rest death in by a the standard enunciated tence on a determination made sentenc be reversed under Ward, supra, were it not for the er who has been led to believe that the Ice and colloquy juror Larry and the responsibility determining appropri the between Dixon court, during prosecutor which the told the I. CHANGE OF VENUE juror appeal” there was “an automatic from involving This is gruesome another case penalty returned, death verdict the sparsely populated, murder in a county, rural openly agreed, stating “any court high visibility coverage with of the details. in penalty given case which the death is grisly stabbing “The 75-year death of a old automatically by Supreme reviewed neighbor” front-page news in the local Kentucky.” colloquy Court With this Times, newspaper, the “Troublesome Creek mind, question jury fully whether the County.” complete Voice of Knott A account responsibility” shouldered the “awesome of Morton’s statement police blaming {Ice, deciding Thomas, the death supra) is in quotations, with extensive pub- doubt, serious day indicted, the verdict is unreliable. they lished on the were press coverage progress followed the of the preserved, This error was and the subse- through ease the courts. quent juror admonition that the was “not to 28, 1988, January On the Petition for be anything might hap- concerned Change of pretrial pub- Venue based on this pen” later juror could not cure it. The licity required was overruled. The affidavits message, and carried it with him to the stated the accused could not be afforded a jury room. fair trial. Seven articles from the Trouble- some Creek Times were attached to the mo- III. CONCLUSION argument tion. The was that the newspaper upon accounts relied Morton’s version of foregoing reasons, For the the trial court’s happened, jurors what would be more vacated, judgment is and this case is remand- they inclined to believe it to be true when ed to the trial court for proceedings further story repeated heard the at trial. The court Opinion. consistent with this stated counsel could renew the motion after voir dire examination. STEPHENS, C.J., COMBS, LAMBERT, The voir dire revealed that all but two of REYNOLDS, JJ., LEIBSON and concur in jurors prospective questioned who were reversing this case on claims of on the knowledgeable record were about this selection errors and the use of the term case: had read or through heard about it “recommend” to jury’s describe the function. media or community, talk or both. issues, On all other the trial court is prospective juror One “every- stated that affirmed. body” had heard about the case and another By separate opinion, LEIBSON, J., joined many thought he had talked to the two COMBS, J., dissents on three issues as Larry defendants “had done it.” Juror Dix- STEPHENS, C.J., stated joins therein. repeated crime, details a com- reverse the second and third of plete picture, from what he had heard and these issues. read. prospective jurors, Of the 67 the trial court WINTERSHEIMER, J., by sepa- dissents they struck for cause because admitted opinion SPAIN, J.,

rate joins. which they fair, expressed could not opin- be pre-trial ion publicity. based on Defense LEIBSON, Justice, concurring in unsuccessfully counsel moved to strike ten part/dissenting part. jurors grounds they more for cause on they admitted had read the details of this I concur in Majority Opinion as re- paper. This included two gards jury using selection errors and error in actually case, sat on this Marvis jury’s word “recommend” to describe the Short and Helen Ratliff. setting role in penalty. the death I dissent insofar as it holds there were no other sub- Notwithstanding that voir dire confirmed requiring stantial errors reversal. pervasive There are pre-trial publici- nature of the assignments four other of error ty, venue, which should change and the need for a when have been sustained. defense counsel renewed its motion for a

262 dire,

change guarantee of voir the stitutional of a neutral means of venue end point in was overruled. is the one that the case on the motion What will decide evidence telling the it renew motion open defense can the than presented court rather the dire, if, voir after voir when the answers on opinions jurors bring knowledge and the venue, change need for a of court, dire confirm the in with them to even if the are the motion is nevertheless overruled? willing knowledge and opin- to disclaim such ions. change to an of

Failure venue was abuse discretion the circumstances. The change We should direct a of venue ground should be reversed retrial of this case. grant change to a of trial court directed venue for the next trial. II. LIMITING CROSS-EXAMINATION Dowd, 1639, 717, Irvin v. 366 U.S. 81 S.Ct. MORTON, OF THE KEY PROSE- (1961), jury per- 6 751 involved a L.Ed.2d CUTION WITNESS by newspaper publicity meated in circum- Cross-examination was limited two remarkably present stances similar to the (1) ways: court to trial refused allow Supreme The re- one. United States Court identify previous to defense counsel Morton’s to versed a criminal conviction failure juvenile adjudications burglary convic- venue, grant stating change a of the defen- tions, unduly the trial court restricted his to an dant was denied constitutional into defense counsel’s cross-examination jury. The held fact that impartial Court surrounding plea circumstances Morton’s of ultimately possible it seat of is to a guilty. knowing citizens disclaim intentional First, suppressing to with reference problem, does resolve the nor cure bias previous two evidence Morton had on occa- the error: burglary: of sions been convicted conception. “Impartiality is not a technical 724, Obviously impeachment grounds pri- mind.”

It is a state of 366 U.S. at felony nothing of a has do or conviction to at 1643. S.Ct. before us. See KRE 609 and with issue Texas, Estes v. 381 U.S. S.Ct. Richardson, Ky., Commonwealth showing recognizes 14 L.Ed.2d 543 a (1984). Indeed, unlike Federal prejudice unnecessary “pro- if the actual 609(d), Kentucky Rule Evidence evi- employed by the a cedure state involves such adjudications juvenile dence of are inadmissi- probability it is prejudice will result that impeach to a witness even if the crime is ble inherently lacking process.” in due deemed equivalent felony. a Constitution, Kentucky See. re- Our However, point of this cross-examina- and, impartial jury,” quires by “trial an to credibility impeach to Morton’s tion it, assembly requires general it insure felon; by proof it he was convicted change may provide by general for a law disprove facts asserted' in Morton’s critical county in ... most venue convenient testimony, to wit: that Thomas took lead fair can which a be obtained.” enterprise in this Morton was a relative- Assembly provided has in KRS General so ly juvenile accomplice. blameless Since Mor- 452.210-.220, past for us and the time is due identify having had from ton been shielded seriously provision take constitutional adjudications, prosecutor argue, his Certainly, it is and insist be carried out. argue, planned Thomas and did these one much easier now to move cases from principal perpetrator; crimes and was the ago years than county to another it was only boy Thomas that Morton was whom “impartial jury” to trial when astray. juror might had led A reasonable guaranteed Kentucky Con- first our significantly im- have received different anything, If there is more reason stitution. reason, credibility, and now, pression of Morton’s to demand trial rather than less participation, counsel of his been judges community move from a where extent a ease adju- identify previous permitted been Morton’s the circumstances of the offense have con- widely reported dications. discussed.

263 defense,” Sparks As in complete stated in 193 ent as discussed 180, 767, Ky. Kentucky, S.W. the fact Crane v. U.S. 106 S.Ct. 2142, 2146, these offenses could not be identified 90 L.Ed.2d 636 under impeachment the rule related to “exempt[] conviction of a crime does not III. IN PER- ERROR REFUSING TO interrogation regard witness from in to cir- MIT IDENTIFY THOMAS TO MOR- which, developed, cumstances and facts when TON’S PRIOR JUVENILE ADJUDI- controversy, will disclose his interest in the CATIONS FOR BURGLARY AT THE prejudices, his motives and with the view of PENALTY STAGE enabling jury place proper estimate This evidence was offered to show that testimony.” on his Morton was a seasoned criminal in the same key case on this issue is Davis v. Thomas, i.e., prior burglary context as two Alaska, 415 U.S. 94 S.Ct. 39 convictions, got and since Morton a deal for (1974), holding L.Ed.2d 347 that refusal to years, penalty the death for Thomas key allow defendant to cross-examine a represent disparity sentencing. in prosecution probation witness to show his argued Defense counsel that the identifica- following adjudication juvenile status juvenile adjudications tion of Morton’s as delinquency denied the defendant his consti- burglary necessary prosecu- was to rebut the witness, tutional to confront the not- closing argument guilt phase tion’s withstanding policy protecting state’s an- that these crimes never would have occurred onymity juvenile question offenders. The appellant if the “led Morton into this reliability here is the of the witness’ testimo- burglary” young and had not led “this man ny regarding specified certain facts. This astray.” argued Counsel further that since evidence was relevant to discredit specific “going to receive evidence testimony regarding culpability the relative prior burgla- Mr. Thomas committed two of Morton and regard Thomas without to its ries,” should know that Morton also admissibility under the rule related to im- previously burglaries. committed two While peachment by proof of conviction of a crime. disproportionate sentencing statutory is not a reasons, For similar the trial court erred mitigating specifically factor enumerated in excluding cross-examination as to the de- 532.025(2)(b), KRS when the evidence relates tails of the discussions between Witness Mor- co-defendant, to a such evidence should be attorney ton and his regarding plea nego- First, reasonably implied admitted. it is a tiations his pled guilty case. Morton be- corollary statutory mitigator # 5: tried, fore Thomas was question “The accomplice defendant was an in a to what extent Morton testifying out of capital per- offense committed another conscience testimony and to what extent his participation capital son and his

was influenced the deal he had made. minor_” relatively offense was testimony Morton’s was that his reason for 532.025(2), Secondly, covering KRS miti- confessing, testifying, and then was remorse gating jury may circumstances which the escaping punishment. rather than Evidence consider, mitigation does not confine regarding attorney’s the details of his rather circumstances, mitigating enumerated but plea negotiations extensive conveyed as “any mitigating calls consideration of cir- may Morton well have tended to refute this cumstances.” claim. The counsel he had received mak- 532.075(3)(c) ing may bearing Finally, deal have had a direct the fact that KRS testimony Court, on the against requires Supreme he now offered on review of a Thomas, case, plea guilty and his obviated death to consider “whether the need for further consideration of the dispropor- attor- sentence of death is excessive or ney/client privilege. legitimate This was penalty imposed tionate to the in similar Alaska, cases,” cross-examination strongly suggests under Davis v. su- probity of evi- Also, pra. qualifies having sentencing disposition denied the dence of the of a con- meaningful defendant “a opportunity pres- mitigating federate as evidence. *12 penitentia- THE TRIAL ed of IV. COURT’S sentence confinement in the ry probation VERDICT FORM life without benefit of or death,” parole years a of 25 or for minimum Although preserved, this error was not it is (2) separate, and two more different forms one should because that be addressed this jury if they for the to elect either execute being and reversed remanded for a or death. new trial. LWOP/25 only place on the forms of verdict jury the has into Otherwise been funnelled provided jury penalty phase to the to the fixing aggravated penalties, one of rather finding “aggravating write in its that circum- retaining option pen- than to fix a lesser the stance or circumstances in this exist case” alty. (Nos. was on the same verdict forms 3 and COMBS, J., joins opinion. STE- which, provided completed, when for confine- C.J., PHENS, joins III parts II and of this (1) penitentiary ment in the for either life opinion. probation parole without benefit of or until the served defendant has a minimum of WINTERSHEIMER, Justice, dissenting. (25) (LWOP/25) (2) twenty-five years or the majority I respectfully dissent from the way death sentence. There was no to com- opinion represents because I believe it a

plete sign of and either the verdict forms ap- reviewing substitution of the view of the finding aggravating an circumstance without pellate discretionary court for the decisions fixing aggravated penalty. an judge regard the voir of the trial to dire 532.030(1) penal- range covers of KRS jurors. examination and of person ties available “when is convicted of jurors, argues potential three offense,” Thomas that capital to and addition death or Martin, Davidson, have LWOP/25, Short and provides sentencing it for lesser they life, been excused for cause because would options of “a sentence of or to a term of (20) automatically punishment fix a of death. He twenty years,” not than less as autho- to did not move strike either Martin Short rized sentences. consequently ground allega- and clear This is at all from verdict properly preserved appellate tion is not provided, although it forms is contradicted Commonwealth, Ky., McDonald v. review. No. Instruction “Authorized Sentences.” was not Davidson potential misled juror. Certainly both Martin selected as verdict form remains unresolved. Cf. appropriateness in the of believed Short State, Ok.Crim., Franks v. 636 P.2d 366- However, punishment. the death as where the court decided “the preconceived any is no of there evidence using act verdict of death sentence form application pen- of the death belief as jury’s] findings could [the indicate have alty Thomas did not chal- to this defendant. fully in a mitigat- resulted failure to consider lenge for cause either Martin or Short be- ing and led an circumstances erroneous automatically they cause he believed recommendation sentence.” death impose a death sentence. The verdict forms used here conformed Martin, Bo- Thomas further contends that Cooper, prescribed Kentucky in 1 In- those lán, properly were not Caudill Jacobs (Criminal), 12.10 structions Juries Sec. jurors they con- (1993 seated ed.), but if the verdict forms are mis- proper mitigating sider evidence. When legal say no it leading, it is answer to explained, mitigating role evidence was book, copied Cooper’s it no out serves recognized jurors duty the four each of purpose perpetuate this abuse. There is such and each to consider evidence why separate no verdict forms should reason respond properly indicated he would select- upon provided: not be one which ques- manner in ed to serve. The which aggravating would write whether what found, presented provided some confu- duly tions were *13 strategy. was a considered trial v. face; neck, Sanders 3 to the front of the wounds Commonwealth, (1991). Ky., 801 S.W.2d 665 deep enough one to cut the voice box or upper artery through and then carotid next Am- Thomas maintains Hall and esophagus; 9 wounds to the back of the burgey opinion had formed an about his case. knee, major artery; one of which severed a 8 person Neither was selected to sit on the knee; wounds 2 back the left jury panel. The record is silent as to wheth- buttocks; wounds to the 6 wounds to prosecution er the or the defense exercised buttocks, the left and 7 wounds to the chest peremptory challenge regard to either of and abdomen. The bowel and other internal event, any these In individuals. Thomas has organs partially were eviscerated as a result complaint. no reasonable basis for through of one of the 21 inch stab wounds improperly The claim that Hicks was seat- the chest and abdomen. There were also juror ed as a is without merit. Thomas injuries fingers three to the thumb and which argues “possible” that Hicks awas first cous- posture. indicated a defensive in to the victim and should have been ex- cused for cause because of the close relation- whole, considering this case When ship potential for bias. As such the there is little that the result would likelihood properly preserved appellate issue is not different, errors, any be and therefore the review. RCr 9.22. There is no evidence in 9.24; any, nonprejudicial. are RCr Aberna support the record to the conclusion that the Commonwealth, thy Ky., v. 439 949 S.W.2d juror “possible and the victim were even first (1969). guaranteed a fair defendant best, only cousins.” At supposition there is perfect trial but that does not mean a trial speculation any relationship. as to Michigan free of all error. v. Tuck judge was within his sound discretion in er, 94 S.Ct. 41 L.Ed.2d U.S. refusing automatically juror. exclude the (1974). it does mean is that a “What challenge Defense counsel did not Hicks. litigant tolerably is entitled to at least one Again, may we assume that the decision not fair trial.” McDonald v. to even was a trial strate- Ky., citing Neely 554 S.W.2d 84 Sanders, gy. supra. (1920); Strong, Ky., S.W. 898 A careful review of this extensive record Commonwealth, Ky., Berning 550 nothing indicates that there is shows which proceed A review of the entire judge that the trial properly failed to exer- ings indicates that Thomas received a funda regard cise his challenges discretion mentally fair trial. jury panel. for cause of the The mere fact I affirm the conviction in all re- peremp- the defendant exercised all his spects. tory challenges provide does not a sound asserting process relating basis for that the challenges automatically cause de- SPAIN, J., joins in this dissent. prived proper him of a perempto- number of

ry challenges. notes, majority victim, opinion

As the

75-year-old living widow alone in rural Knott

County, was slashed to death. Her home burglarized

had been In and burned. addi-

tion, my examination of the record indicates electricity

that the to the house had been cut home;

by tearing circuit breakers outside the circumstances has which notes jurors they ultimately finding sion to the under- aggravating an circumstance but require aggravat- proper did authorizes but does not stood their role. Defense counsel jurors telephone not strike for cause of the four and TV satellite dish wires had However, pursued mentioned. a review of the entire cut victim had been been proceedings beyond voir dire indicates that the de- approximately 150 feet her home numerous chal- brutally inju- fense counsel made other where she was stabbed. The lenges for cause. It would be reasonable to body ries to the victim’s included: 5 stab acceptance four assume these scalp; of the 8 wounds to wounds to the back

Case Details

Case Name: Thomas v. Commonwealth
Court Name: Kentucky Supreme Court
Date Published: May 27, 1993
Citation: 864 S.W.2d 252
Docket Number: 88-SC-375-MR
Court Abbreviation: Ky.
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