MEMORANDUM AND ORDER
Pending before the Court is Defendants’ Motion to Dismiss for Failure to State a Claim (Doc. No. 6). After considering the parties’ arguments and the applicable law, the Court grants the motion in part and denies it in part.
I. BACKGROUND 1
This case arises from events that occurred in Galveston, Texas in the aftermath of Hurricane Ike (“the hurricane”) in September 2008. Plaintiff Kerry L. Thomas and his wife Lisa Weinberger (collectively, the “Thomases”) were residents of Galveston at the time. They chose not to evacuate for the hurricane because their home had been vandalized and looted after they evacuated for Hurricane Rita in 2005.
On September 18, 2008, five days after the hurricane struck Galveston, Weinberger purchased a 15,000 KW generator at Home Depot to power Plaintiffs and her home and to supply power for the
At approximately 10:00 p.m. that evening, the Thomases were awoken by the barking of their dogs. The Thomases looked out the front window and observed what appeared to be flashlights being shined on and around the generator. Plaintiff went to the front door, and through the nearby window observed at least two individuals with flashlights moving around the trailer where the generator was stored. Those individuals were later identified as Defendant Joseph P. Atchley (“Officer Atchley”) and Defendant Joshua Alfred (“Officer Alfred”) (collectively, “the officers”). Through the window, Plaintiff several times loudly requested that the individuals identify themselves, but the individuals did not respond, and remained standing near the generator.
Plaintiff then located his Ruger 225 rifle (which he had with him near the front door) and opened the front door. Then, while standing in the doorway holding his rifle “at port arms” with the safety on, Plaintiff stated something to the effect of “identify yourself or you will be fired upon.” The flashlights then pointed directly into Plaintiffs eyes, and Plaintiff heard a man’s voice say, “Galveston Police, throw down your gun.” Plaintiff slowly bent down and put his rifle on the porch and put his hands in the air with his palms forward. He states that, as a weapons trained veteran, he knew better than to throw down his rifle, which could result in an accidental discharge of ammunition.
Officers Atchley and Allred then rushed towards Plaintiff. One officer grabbed Plaintiff and threw him forward from the porch, down five steps. Plaintiff landed face down on the concrete sidewalk, and witnesses heard him scream in pain. The officers immediately and aggressively placed Plaintiff in handcuffs, excessively tight on his wrists. Plaintiff did not resist.
While Plaintiff was handcuffed face-down on the ground, the officers began to kick him in the shoulders, back, and head. One of the officers kicked Plaintiff squarely in the front part of his head, at which point Plaintiff felt a sharp pain inside his head and began to lose consciousness. One of the officers then grabbed the chain of the handcuffs and picked Plaintiff up from the ground, lifting the weight of Plaintiffs body by the handcuffs alone. Plaintiff screamed in pain as the handcuffs tore into his wrists, breaking the skin and causing severe damage to the wrist joint. Plaintiff then lost consciousness. Weinberger begged the officers not to take Plaintiff away because she did not want to be left alone in the lawless post-hurricane environment in Galveston. One officer 2 responded, “It’s your own fault for not evacuating, you deserve what you get,” and another stated, “Martial law, you know.”
Plaintiff was arrested, taken to Galveston County Jail, and charged with aggravated assault against a public servant. He regained consciousness in jail, and awoke bloody and in severe pain. Due to outages caused by the hurricane, there was no hot water and no toilet facility in the county jail. Plaintiff was offered no immediate medical attention and had no access to a
On September 20, 2008, Plaintiff was seen by a nurse at the jail — the first and only medical attention he received — and the nurse was unable to provide any medication or treatment for his injuries. That day, Weinberger posted Plaintiffs bail of $40,000, and Plaintiff was released. On October 3, a bond hearing was held, and Plaintiffs bond was increased to $100,000, although no reason for the increase was ever provided to Plaintiff. Plaintiff immediately turned himself in and posted the second bond. On October 5, 2009, the Galveston County Chief Prosecutor filed a motion to dismiss all charges against Plaintiff, in the interest of justice. Judge Susan Criss dismissed all charges.
Plaintiff brings this action for several violations of the U.S. Constitution pursuant to 42 U.S.C. § 1983 (“Section 1983”). He alleges that that he was falsely arrested and subjected to excessive force in violation of the Fourth Amendment, deprived of due process, retaliated against for exercising his Second Amendment Rights, and denied adequate medical treatment in violation of the Fourteenth Amendment. He brings these claims against Officers Atchley and Allred in their individual and official capacities, and against the City of Galveston pursuant to
Monell v. Dep’t of Social Services,
II. LEGAL STANDARD FOR MOTIONS TO DISMISS
“To survive a Rule 12(b)(6) motion to dismiss, a complaint ‘does not need detailed factual allegations,’ but must provide the plaintiffs grounds for entitlement to relief — including factual allegations that when assumed to be true ‘raise a right to relief above the speculative level.’ ”
Cuvillier v. Taylor,
Ultimately, the question for the court to decide is whether the complaint states a valid claim when viewed in the light most favorable to the plaintiff. The court must accept well-pleaded facts as true, but legal conclusions are not entitled to the same assumption of truth.
Iqbal,
Officials sued in their individual capacities are protected by qualified immunity unless the act violates a constitutional right clearly established at the time.
Sanchez v. Swyden,
III. OFFICIAL CAPACITY CLAIMS
Defendants move to dismiss the claims against Officers Atchley and Allred in their official capacities on the grounds that they are duplicative of the claims against the city. “Official-capacity suits ... ‘generally represent only another way of pleading an action against an entity of which an officer is an agent.’ ”
Kentucky v. Graham,
The Court finds that the official-capacity claims against the officers must be dismissed. The Supreme Court noted in
Graham
that “[t]here is no longer a need to bring official-capacity actions against local government officials, for under
Monell,
... local government units can be sued directly.”
Accordingly, Defendants’ Motion to Dismiss is granted with respect to the official-capacity claims.
IV. FOURTH AMENDMENT CLAIMS
A. Excessive Force
The Fourth Amendment to the U.S. Constitution provides:
The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.
The excessive use of force by a law-enforcement officer on an individual “in the context of an arrest or investigatory stop” constitutes an “unreasonable seizure” of the individual, in violation of the Fourth Amendment.
Graham v. Connor,
“To prevail on a Fourth Amendment excessive-force claim, a plaintiff must establish: (1) an injury; (2) that the injury resulted directly from the use of excessive force; and (3) that the excessiveness of the force was unreasonable.”
Carnaby v. City of Houston,
In this case, Plaintiff alleges that one of the officers grabbed Plaintiff and threw him off of the porch, down five steps on to the concrete sidewalk, where he landed on his face and screamed in pain. Plaintiff also alleges that, although he did not literally comply with the order to “throw” his rifle down, he did slowly bend down and put the rifle on the porch, and put his hands in the air with his palms forward. Plaintiff then alleges that, after he was handcuffed and face-down on the ground, the officers kicked him in the shoulders, back, and head to the point that he began to lose consciousness. He alleges that one of the officers picked Plaintiff up by the
At oral argument, Defendants’ counsel conceded that Plaintiff has alleged excessive force in the arrest sufficiently at this stage of the case. Accordingly, Defendants’ Motion to Dismiss is denied with respect to this claim.
B. False Arrest
“[A] warrantless arrest by a law officer is reasonable under the Fourth Amendment where there is probable cause to believe that a criminal offense has been or is being committed.”
Devenpeck v. Alford,
Plaintiff argues that the officers lacked probable cause that Plaintiff had committed any crime, and arrested him merely so they could avoid liability themselves for having attempted to steal Plaintiffs generator. Defendants argue that the officers had probable cause to believe that Plaintiff had violated two laws. First, they argue that Plaintiff violated the emergency curfew law. 5 The law in effect in Galveston at the time of Plaintiffs arrest provided, in relevant part, “It shall be unlawful for any person, without proper authority, to be upon the public streets or rights-of-way located within the City of Galveston between the hours of 6:00 P.M. and 6:00 A.M. the next morning.... ” (Doc. No. 29-1, at 4.) In the complaint, Plaintiff alleges that he was in his doorway and on his porch until he was thrown off of the porch by one of the defendants. Accepting these allegations as true, no reasonable officer could have concluded that Plaintiff was “upon the public streets or rights-of-way” in violation of the curfew law. Thus, Plaintiff has sufficiently alleged that the officers lacked probable cause to arrest him for violation of that law.
Second, in their' reply brief, Defendants contend that there was probable cause to believe that Plaintiff had committed a “terroristic threat” in violation of Section 22.07(a)(2) of the Texas Penal Code, which prohibits “threatening] to commit any offense involving violence to any person or property with intent to ... place any person in fear of imminent serious bodily injury.” Plaintiff acknowledges that, “[sjtanding alone, Plaintiffs words may have satisfied the bare elements for a Terroristic Threat.” (Doc. No. 34, at 1.) Plaintiff contends, however, that because the threat was made in defense of property, there was no probable cause to believe that Plaintiff had committed the criminal act of a terroristic threat. Under Texas law, a threat of force in defense of proper
The Fifth Circuit has explicitly declined to decide the issue of whether there are circumstances in which evidence supporting an affirmative defense is relevant to the probable cause inquiry.
See United States v. Craig,
All other circuits to consider the issue appear to have held that evidence of an affirmative defense is relevant to the probable cause inquiry in some circumstances.
Hodgkins ex rel. Hodgkins v. Peterson,
Defendants do not point to any case holding that there are no circumstances in which evidence of an affirmative defense is relevant to the probable cause inquiry. For example, in
Finigan v. Marshall,
The Court agrees with the other circuits that, “under certain circumstances, a police officer’s awareness of the facts supporting a defense can eliminate probable cause.”
Jocks,
Jocks disconnected [Tavernier’s] call by pressing down the hook of the telephone. Tavernier then threw the receiver at Jocks. Tavernier attempted to get out of his vehicle, but he was unable because the phone stand blocked the door. Tavernier drove the car forward 15 to 20 feet. Jocks began dialing 911 when Tavernier charged him and screamed at him, “[I]f I can’t use the phone — you can’t use the phone.” Tavernier pushed Jocks out of the way and hung up the phone. Jocks and Tavernier yelled at each other briefly, and Jocks reiterated that the situation was an emergency. Tavernier then said, “[W]hy don’t I blow your fucking brains out,” and drew his service pistol. Jocks threw the phone handset back at Tavernier, striking him in the mouth, and ran towards the gas station. Tavernier ran him down, said “freeze, police,” and pressed the gun into the back of Jocks’s head as he walked him into the gas station.
Id. Shortly thereafter, “a uniformed police officer arrested Jocks based on Tavernier’s account of the events.” Id. at 133. The Second Circuit held that “a reasonable jury could have concluded that Tavernier should have known that Jocks was acting in self-defense” and “could therefore find that the arrest lacked probable cause.” 8 Id. at 136.
In this case, Plaintiff has alleged that the officers were lurking outside of his house attempting to steal his generator; that Plaintiff only came out of his house after hearing his dogs barking, seeing flashlights, and seeing at least two individuals moving near the generator; and that prior to making any threat Plaintiff loudly requested several times that the individuals identify themselves. As in
Jocks,
Plaintiffs actions were allegedly provoked entirely by the conduct of the officers, so the officers would have known that Plaintiff only made a threat of force in defense of his property and had those done nothing wrong. “[I]n assessing probable cause to effect an arrest,” they could not “ignore information known to [the]m which proves that the suspect is protected by an affirmative legal justification for his suspected criminal actions.”
Painter,
Defendants’ argument for qualified immunity also fails. First, “[t]he right to be free from arrest without probable cause is a clearly established constitutional right.”
Mangieri v. Clifton,
V. FOURTEENTH AMENDMENT CLAIMS
The Fourteenth Amendment provides, in relevant part, that no state shall “deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.” Plaintiff alleges that Defendants violated his Fourteenth Amendment rights in several ways.
A. False Charges
First, Plaintiff argues that the officers violated his due process rights by filing false police reports and submitted an affidavit containing false information, which led to Plaintiff being charged with a crime. Plaintiff further contends that they did so in order to protect themselves from prosecutions for attempting to steal Plaintiffs generator.
“[T]he substantive component of the Due Process Clause is violated by executive action only when it ‘can properly be characterized as arbitrary, or conscience shocking, in a constitutional sense.’ ”
County of Sacramento v. Lewis,
Nowhere in his Amended Complaint does Plaintiff mention false police reports or false affidavits, or make any other reference to Officers Atchley and Allred taking improper actions so that Plaintiff would be charged with a crime. The closest thing to such an allegation is a passing mention that the charges were “brought falsely against him.” (Doc. No. 4, ¶ 40.) Instead, Plaintiff makes these claims only in his response to the Motion to Dismiss.
{See, e.g.,
Doc. No. 21, at 9 (“Officer Atchley and Officer Allred filed false police reports and submitted an affidavit containing false information”);
id.
at 9-10 (“Plaintiff alleges in his Complaint that the charges against him were unreasonable and false, effectively asserting that the facts contained in the police reports were similarly false.”).) The Court may not consider these statements as allegations.
See Car Carriers, Inc. v. Ford Motor Co.,
In the alternative, Plaintiff has requested leave to amend his complaint to include additional factual allegations with respect to this claim. The Court finds it appropriate to grant that motion to amend. See Fed.R.Civ.P. 15(a)(2) (“The court should freely give leave [to amend] when justice so requires.”).
B. Retaliation
Second, Plaintiff alleged that his right to equal protection of the law was violated because Defendants retaliated against him for exercising his Second Amendment right to keep and bear arms. However, Plaintiff now acknowledges that he has not stated a claim on this basis. (Doc. No. 34, at 20-21.) Accordingly, Defendants’ Motion to Dismiss is granted with respect to this claim.
C. Denial of Medical Care
Third, Plaintiff argues that he was improperly denied medical care while in jail, in violation of his right to due process. The Due Process Clause protects pre-trial detainees, including those who have “been arrested, processed by the police department, and spent several hours in jail” at the time the alleged misconduct occurs.
Gutierrez v. City of San Antonio,
“[I]n order to maintain a viable claim for delayed medical treatment there must have been deliberate indifference, which results in harm.”
Mendoza v. Lynaugh,
Plaintiff alleges that he was injured by the officers and lost consciousness before being taken to jail. He alleges that he was offered no immediate medical attention, that he only saw a nurse two days after sustaining the injuries, and that the nurse was unable to provide any medication or
The Court finds that Plaintiff has sufficiently alleged a due process violation through denial of medical care. He alleges that Officers Atchley and Allred injured him during the course of his arrest to the point that he became unconscious and bloody, and that he did not regain consciousness until he was in jail. Thus, assuming the allegations to be true, the officers knew that Plaintiff was unconscious, yet did not ensure that he received medical care when he arrived at the jail. This meets the standard of deliberate indifference: the substantial risk of harm from denying medical attention to a person who has been knocked unconscious from being thrown on the sidewalk and kicked in the head, back, and shoulders would be obvious to any reasonable person, and it can be inferred that the officers knew of that substantial risk.
See Easter,
The Court also finds that qualified immunity does not bar the medical care claim at this stage of the case. At the time of the events at issue, it was “clearly established that officials will only be liable for episodic acts or omissions resulting in the violation of a detainee’s clearly established constitutional rights if they ‘had subjective knowledge of a substantial risk of serious harm to a pretrial detainee but responded with deliberate indifference to that risk.’ ”
Jacobs v. West Feliciana Sheriff’s Dep’t,
Accordingly, Defendants’ Motion to Dismiss is denied with respect to the claim for denial of medical care.
VI. MUNICIPAL LIABILITY
Plaintiff alleges that the City of Galveston is liable for the constitutional violations because 1) there was an unconstitutional policy, custom, or practice conduct by the city; and 2) the city failed to adequately and properly hire, train, supervise, discipline, and control its police officers, including Officers Atchley and Allred.
A. Legal Standard
Municipalities are considered “persons” who may be sued directly under Section 1983.
Monell v. Dep’t of Social Services,
The failure to train municipal employees may also constitute a “policy,” but only when it “reflects a ‘deliberate’ or ‘conscious’ choice by a municipality.”
City of Canton v. Harris,
Finally, to hold the city liable on the basis that a policymaker improperly hired the officer, Plaintiff must allege deliberate indifference, which in this context means that the constitutional violation was a “plainly obvious consequence” of the hiring decision.
Brown v. Bryan County,
B. Pleading Standard for Municipal Liability
In
Leatherman v. Tarrant County Narcotics Intelligence and Coordination Unit,
Other courts have treated
Twombly
and
Iqbal
as dramatically altering the pleading requirements for municipal liability claims.
See, e.g., Wright v. City of Dallas,
The Court believes that
Leather-man
and
Iqbal
may be reconciled, without allowing boilerplate allegations, on the one hand, or requiring plaintiffs to plead specific factual details to which they do not have access before discovery, on the other.
Iqbal
instructed that “[d]etermining whether a complaint states a plausible claim for relief’ is “a context-specific task that requires the reviewing court to draw on its judicial experience and common sense.”
Still, a plaintiff suing a municipality must provide fair notice to the defendant, and this requires more than genetically restating the elements of municipal liability. Allegations that provide such notice could include, but are not limited to, past incidents of misconduct to others,
11
multiple harms that occurred to the plaintiff himself,
12
misconduct that occurred in the
This balance, requiring more than boilerplate allegations but not demanding specific facts that prove the existence of a policy, is in line with the approach of other courts post-Jg&ai.
16
Where a plaintiff pro
C. Plaintiffs Allegations
First, Plaintiff alleges that there is “a pattern of brutality and excessive force in the Galveston Police Department.” (Doc. No. 4, ¶ 81.) He alleges that the city “participated in and was aware of systemic violations of individual rights by Galveston police officers,” including “the habitual use of excessive force, unlawful searches and seizures, groundless and unlawful arrests and reports, intimidation, cruel and unusual punishment and denials of due process and equal protection.” (Id. at ¶ 82.) He alleges that the city “ha[s] a policy or custom of failing to properly investigate, reprimand, discipline, and punish officers” for misconduct, and that the policy “encouraged, condoned, and permitted” the officers’ violation of Plaintiffs rights. (Id. at ¶ 83.) He also alleges that the city had actual or constructive knowledge of the pattern of misconduct, and that the policy directly and proximately caused Plaintiffs injuries. (Id. at ¶¶ 84, 86.)
Second, Plaintiff alleges that the city failed to train officers with respect to “constitutionally appropriate use of force,” “employing safe and constitutionally permissible means of performing necessary police functions when dealing with citizens,” and “the laws of the State of Texas and the rights guaranteed to citizens under the United States Constitution.” (Doc. No. 4, ¶¶ 89-90.) He alleges that this failure to train amounted to deliberate indifference and that it directly resulted in his injuries. (Id. at ¶¶ 91-92.)
Third, Plaintiff alleges that the city “failed to adequately screen and hire law enforcement officers, including Officers Atchley and Allred,” and that, “[a]s a result, the Galveston Police Department included members who, by temperament or prior experience, were inclined to use abusive and excessive force and were highly likely to inflict the injury suffered by Plaintiff.” (Doc. No. 4, ¶ 94.) He also alleges that the improper hiring “resulted in a pattern of unconstitutional application of the use of force and directly resulted in the deprivation of Plaintiffs rights and constituted a deliberate, malicious, and reckless indifference to the rights and safety of Plaintiff.” (Id., at ¶ 95.)
D. Analysis
The Court finds that Plaintiff has provided only generic, boilerplate recitations of the elements of claims against a municipality for an unconstitutional custom or practice, failure to adequately train or supervise, and negligent hiring of officials. Although Plaintiffs allegations are fairly lengthy, they consist only of a list of number of broadly-defined constitutional violations (for example, “excessive force” and “unlawful searches and seizures”) followed by the assertion that there was a pattern of such violations, that there was a failure to train, or that the violations resulted from improper hiring. This does not provide the city with fair notice of the grounds for which it is being sued, or allow the Court to plausibly infer actionable misconduct by the city. As discussed above, Plaintiff must provide at least minimal factual allegations regarding the city’s liability that go beyond generic restatements of the elements of such a claim. Because he has not done so, Defendants’ Motion to Dismiss is granted without prejudice with respect to this claim.
VII. CONCLUSION
For the reasons described in this order, Defendants’ Motion to Dismiss (Doc. No. 6) is GRANTED IN PART AND DENIED IN PART. The Court will allow Plaintiff leave to amend his complaint to attempt to cure the deficiencies identified in this order.
IT IS SO ORDERED.
Notes
. Except as noted, these facts are taken from Plaintiff's First Amended Complaint (Doc. No. 4) and are assumed to be true for purposes of the Motion to Dismiss.
See Johnson v. Johnson,
. By this point, other unidentified officers had arrived on the scene, in addition to Officers Atchley and Allred.
. Plaintiff also alleged, but has agreed to withdraw, claims under the Eighth Amendment and Texas state law as well as claims against the Galveston Police Department. Accordingly, those claims are dismissed.
. Of course, Plaintiff may bring claims on those theories against the officer in their
individual
capacities, as individual-capacity suits are distinct from suits against the municipality.
See Hafer,
. The parties did not provide the Court with the text of the curfew law with their initial briefing, but Defendants did submit it in advance of oral argument.
. The district court’s "broad holding” was that "affirmative defenses do not bear on the probable cause analysis.”
Piazza v. Mayne,
. Defendants also cite two Seventh Circuit cases suggesting that affirmative defenses are not relevant to the probable cause inquiry.
Humphrey v. Staszak,
. The court rejected Jocks's claim that his actions were justified as "emergency measures" and thus defeated probable cause, because, although Jocks claimed there was an emergency, "Tavernier was neither compelled to accept these assertions at face value nor to investigate them.” Id. at 136.
. Plaintiff also asks the Court to refer to the police report and Officer Atchley’s affidavit, which are attached as exhibits to Plaintiff's brief, as “matters of public record” in deciding the Motion to Dismiss. However, those documents do not by themselves create a claim when the Amended Complaint is devoid of any allegation that those documents contain fabricated information or that the officers intentionally made false statements.
.
See, e.g., Williams v. City of New York,
.
See, e.g., Oporto v. City of El Paso,
.
See, e.g., Greenwood v. City of Yoakum,
.
See, e.g„ Michael,
.
See, e.g., Matthews v. District of Columbia,
.
See, e.g., Hobart v. City of Stafford,
.See, e.g., Riley v. County of Cook,
