Thomas v. ChadwickThomas v. Chadwick
Opinion
Appellants Linda Thomas and Harvey Thomas, individually and as guardian ad litem for Latoya Thomas, appeal from the judgment entered in favor of respondents David L. Chadwick and Children’s Hospital and Health Center following an order granting respondents’
1. Factual Background
The facts presented 1 are undeniably tragic. On January 17, 1986, appellants’ two-month-old child, Harvey, was transferred from a hospital in Brawley, California to Children’s Hospital and Health Center in San Diego, California. The infant was examined by Dr. Chadwick, a physician employed by Children’s Hospital, who failed to recognize the infant was suffering symptoms attributable to a congenital defect (i.e., a subdural hematoma caused by an arteriovenohs malformation of the brain); Instead, Dr. Chadwick diagnosed the child was suffering from injuries of a nonaccidental nature which could only have resulted from a violent shaking or a fall. Because of the suspicion of child abuse, respondents filed a report pursuant to the state Child Abuse and Neglect Reporting Act. (Pen. Code, 2 § 11164 et seq.) Appellants alleged this report (the initial report) was filed without knowledge or reasonable suspicion abuse had occurred, and further alleged respondents had recklessly misdiagnosed the infant’s true condition. 3
The infant died from his condition four days later, and his remains were transferred to the San Diego County Coroner for an autopsy. The autopsy originally described the cause of death as hypoxic encephalopathy due to a subdural hematoma caused by a blunt injury to the side of the head. Appellants claim the autopsy was negligently performed and was subsequently relied upon to support criminal and judicial proceedings against appellants.
On February 18, 1986, respondents sent a letter (the subsequent report) to the Imperial County District Attorney’s Office, informing the district
As a result of the initial report, the subsequent report and the autopsy, the district attorney recommended to the probation department that dependency proceedings under Welfare and Institutions Code section 300 et seq. be commenced with respect to Latoya. Based on the district attorney’s recommendation, the Brawley police department removed Latoya from her parents’ custody on February 21, 1986, and dependency proceedings were commenced. The hearing on the Welfare and Institutions Code section 300, subdivision (a) petition was timely held.
Appellants contested the legal proceedings,
4
obtained an attorney and also hired their own medical expert to review the autopsy and the infant’s remains to determine the true cause of death. Appellants’ expert apparently convinced the county coroner the true cause of death was a
2. Procedural History
Appellants, after being relieved of the claims-filing requirement under Government Code section 910, sued respondents on a host of theories. In appellants’ first amended complaint, they alleged causes of action against respondents for medical negligence, negligent and intentional infliction of emotional distress, and civil rights violations under
Appellants’ second amended complaint was limited to damages for alleged civil rights violations under
Respondents subsequently moved for judgment on the pleadings, arguing (among other things) there was no “state action” or “acts under color of state law” by respondents, or alternatively, that respondents’ acts were protected by absolute immunity under state and federal law. The trial court granted respondents’ motion. 6
Appellants’ appeal raises several contentions. First, appellants urge the immunity provisions of section 11172, subdivision (a) only apply to reports based on a “reasonable suspicion” of child abuse, and do not protect reports made negligently or recklessly. Second, they argue the immunity protects only the initial report, and does not extend to the subsequent report made by respondents to the Imperial County District Attorney. Finally, they argue that even if the state law immunities bar their state law claims, they have adequately stated a claim for damages for civil rights violations which may not be barred by state law immunities. We address their claims seriatim.
4. The Immunities Provided by Section 11172, subdivision (a) to Mandated Reporters Protects Negligent, Reckless or Even Intentionally False Reports
Appellants first argue section 11172, subdivision (a) 7 only extends immunity to reporters when the suspicion of abuse is “reasonable,” because said section only immunizes reports “required or authorized” by section 11166, and section 11166 only requires reports when there is a “reasonable suspicion” of abuse. When the suspicion is not reasonable, appellants argue, reports are not shielded by the privilege.
The precise contention advanced by appellants has already been evaluated and soundly rejected in two recent well-reasoned cases. In
Storch
v.
Silverman
(1986)
We subscribe to the reasoning of
Starch
and
Krikorian.
The plain language of the statute grants absolute immunity to mandated reporters. While the Legislature placed some limits on the immunity enjoyed by
voluntary
reporters (i.e., forfeiture of immunity for knowingly false reports or reports made with reckless disregard for the truth or falsity of the report),
it omitted placing any similar limitations on the immunity enjoyed by mandated reporters.
Such omission indicates the Legislature intended that
even intentionally false
reports by a mandated reporter are immunized. (See
Balboa Ins. Co.
v.
Aguirre
(1983)
“Had the Legislature intended to [limit] immunity for false and reckless reports in the case of mandatory reporters, it would have done so expressly, as it did in the case of voluntary reporters. [Citation.]”
(Krikorian
v.
Barry, supra,
5. The Absolute Immunity Extends to Both the Initial and Subsequent Reports by Respondents
Appellants next argue the Legislature only intended the absolute immunity to protect the initial report,
9
and did not intend to protect any
Our review of the statutory scheme convinces us the Legislature intended section 11172, subdivision (a) to immunize mandated reporters from civil or criminal liability for both the required initial report and subsequent reports. The fundamental goal of statutory interpretation is to ascertain the Legislature’s intent to effectuate the purpose of the law, focusing not only on the words used but also the objectives of the statute, the evils to be remedied and the legislative history of the statute.
(People
v.
Aston
(1985)
We are not left to guess at the legislative purposes of the state act, since there is a wealth of material providing guidance as to the Legislature’s intent. (See generally,
Storch
v.
Silverman, supra,
186 Cal.App.3d at pp. 679-681;
Krikorian
v.
Barry, supra,
196 Cal.App.3d at pp. 1215-1222.) The fundamental purpose of the statutory scheme is to protect children from abuse. (§ 11164, subdivision (b).) To facilitate that purpose, the state act implements numerous duties, immunities and procedures to ensure suspected child abuse is reported and investigated as expeditiously as possible.
(Storch
v.
Silverman, supra,
Contrary to appellants’ contention, the absolute immunity is not limited to the “required” initial report. Instead, it explicitly protects reports “required
or
authorized” by the state act. (§ 11172, subdivision (a), italics added.) The state act contemplates that mandated reporters may be involved in communications beyond the initial “required” report. In
Ferraro
v.
Chadwick
(1990)
Appellants have cited no authority to undercut the analysis of Ferraro. 11 Accordingly, we conclude the immunity protects both initial and subsequent reporting activities required or authorized by law.
The more perplexing issue is whether the California immunity statute validly immunizes respondents against appellants’ claim under
However, the touchstone of preemption is congressional intent: Does the state law stand as an obstacle to achieving the federal purposes?
(Shaw
v.
Delta Air Lines, Inc.
(1983)
Respondents urge, and we agree, that the challenged immunity statute does not frustrate the purposes and objectives of Congress. To the contrary, Congress is empowered to restrict the scope of
It is undisputed that Congress called for states to create statutory immunities to bar damage claims against reporters of suspected child abuse. (See
Congress intended the federal act to facilitate state programs whose objective is to prevent, identify and treat victims of child abuse. (See, e.g.,
Because fear of civil liability was the impediment to reporting Congress sought to remove, it would be incongruous to construe the federal act as permitting avoidance of immunity (thus resurrecting the impediment to reporting) merely because the injured party pleads federal rather than state causes of action premised on the same operative conduct. If immunity is not applied to
This interpretation of the statute effectuates its primary purpose—encouraging more extensive reporting—in light of the evils of inadequate reporting which Congress sought to rectify. This interpretation also accords with the canon of statutory construction that to the extent two statutes appear to conflict, a later enactment which more specifically treats the subject should be construed as superseding the more general provisions of the prior statute covering the same subject. (See, e.g.,
Callahan
v.
United States
(1932)
Thus, while the more general remedy provided by
7. Conclusion
The judgment is affirmed. By this affirmance we preclude appellants from any relief or compensation for the grievous injury which we must assume,
Kremer, P. J., and Benke, J., concurred.
On November 14, 1990, the opinion was modified to read as printed above.
Notes
The standard for reviewing an order granting judgment on the pleadings is the same for an order sustaining a general demurrer. We examine only the face of the pleading, accepting as true all material facts properly pled, regardless of the difficulty of proving such facts, to determine whether such facts give rise to a cause of action.
(Hughes
v.
Western MacArthur Co.
(1987)
All statutory references are to the Penal Code unless otherwise specified.
On appeal, appellants urge that Chadwick “intentionally misdiagnosed” the infant’s condition and “maliciously, intentionally and fraudulently fabricated false charges of child abuse against [the appellants],” apparently contending Chadwick in fact knew his reports of child abuse were false. Although the second amended complaint does not plead such facts, but alleges the reports were made negligently or recklessly, we assume for purposes of this appeal that if given the opportunity appellants would have amended their complaint to state Chadwick’s misdiagnosis was intentional.
(MacIsaac
v.
Pozzo
(1945)
Based on the facts alleged in the complaint, we question appellants’ ability to state a cause of action under
Where due process is accorded to the injured party, he has no claim under
From all appearances, the statutory procedures followed here are reasonable, and there is no indication appellants were otherwise deprived of due process. However, in light of our conclusion that the immunity statute insulates respondents from
Appellants’
The precise grounds relied upon by the trial court are unclear. Although the trial court did conclude there was no state action, the court also questioned (1) whether there was any showing of “causation” (since respondents merely submitted the reports but the actual “injury” was caused by the judicial proceedings, commenced on the basis of judgments exercised by state agents); (2) whether there was any showing of a constitutional deprivation (because Latoya’s removal was accompanied by sufficient “due process’’); and (3) whether the absolute immunities operated to bar all damage claims, including
Section 11172, subdivision (a) provides in pertinent part: “No child care custodian, health practitioner, employee of a child protective agency, or commercial film and photographic print processor who reports a known or suspected instance of child abuse shall be civilly or criminally liable for any report required or authorized by this article. Any other person reporting a known or suspected instance of child abuse shall not incur civil or criminal liability as a result of any report authorized by this article unless it can be proven that a false report was made and the person knew that the report was false or was made with reckless disregard of the truth or falsity of the report. . . .”
Certain statutorily enumerated classes of individuals are “mandated reporters,” in that they are
required
to report known or reasonably suspected cases of child abuse within a specified time frame (§ 11166, subd. (a)), the failure of which exposes them to potential
Section 11166, subd. (a) provides, in pertinent part, that a mandated reporter who reasonably suspects child abuse “ . . . shall report the known or suspected instance of child abuse to a child protective agency immediately or as soon as practically possible by telephone and
The statutory scheme obviously contemplates “authorized” reports and communications will occur beyond the time frame for the “required” initial report. Thus, for example, while the reporter’s identity and the contents of the report are confidential (§§ 11167, subdivision
Moreover, to foster cooperation and full exchanges of information between reporting medical practitioners and governmental agencies charged with protecting children, the statutory scheme also mandates that child protective agencies disclose to reporting medical practitioners information concerning other suspected incidents of child abuse relevant to the current incident. (§ 11170.) This provision must contemplate the medical practitioner will make some use of the information received after he has already made the initial report, and it would be senseless to assume the Legislature intended that the medical practitioner use the information, but because of fear of civil liability be unable to convey his findings to authorities as a subsequent “authorized” report shielded by immunity.
Appellants rely on several cases for the contention that only the initial report is privileged. These authorities are inapposite. For example, in
People
v.
Stritzinger
(1983)
The trial court accepted respondents’ contention that the appellants’
What we denominate as the
“Adickes/Lugar”
concept is that a private party’s actions can be “fairly attributable” to the state when they are compelled by state law. Since the statutory scheme both imposes criminal liability for failure to submit reports of known or reasonably suspected abuse, and encourages this compulsory reporting by condoning (through immunity) certain negligent or false reports, it can be argued that the making of the report takes on the color of state action.
(See Lugar
v.
Edmondson Oil Co.
(1982)
We do no more, however, than comment on these “state action” arguments. Our conclusion that the complaint must be dismissed is based upon our construction of the effectiveness of the immunity statute. Since we are required to affirm the trial court’s ruling as correct based on the immunity provisions
(see D’Amico
v.
Board of Medical Examiners
(1974)
Although the supremacy clause ordinarily invalidates state laws which purport to limit federally granted rights, where Congress has
specifically authorized
state legislation on a subject, state laws (which would otherwise be preempted) will survive because Congress’s express enabling legislation validates such state laws.
(Silver
v.
Woolf
(2d Cir. 1982)
Congressional concern that prevention of child abuse was hampered by inadequate reporting procedures, based partly on the unwillingness of persons to become involved due to fear of retaliatory lawsuits, was evidenced on several occasions. For example, during the House of Representatives debate over the bill ultimately enacted as Public Law No. 93-247 and codified in
If immunity does not extend to section 1983 claims, such claims will undoubtedly proliferate. Reporting is designed to spur some form of governmental intervention to protect an