Lead Opinion
Public education in America enables our nation’s youth to become responsible participants in a self-governing society. To perform this critical function effectively, professional educators must be accorded substantial discretion to oversee properly their myriad responsibilities. But our willingness to defer to the schoolmaster’s expertise in administering school discipline rests, in large measure, upon the supposition that
I
Granville is a small, rural community located some sixty miles north of Albаny, in upstate New York. In this quiet town, Donna Thomas, John Tiedeman, David Jones, and Richard Williams, all students in the Granville Junior-Senior High School,
In mid-January, Mager first noticed a draft of an article in the students’ papers and immediately informed Granville’s Assistant Principal, Frederick Reed, of his discovery. Shortly thereafter, Reed summoned Tiedeman and discussed with him the “dangers” of publishing material that might offend or hurt others. Specifically, he told Tiedeman that a similar publication several years before had culminated in the suspension of the students involved. Accordingly, Reed cautioned Tiedeman to refrain from mentioning particular students and to keep the publication off school grounds.
In response to Reed’s admonition, Tiedeman and his young associates deleted several proposed articles and excised students’ names from others. Moreover, they assiduously endeavored to sever all connections between their publication and the school. A legend disclaiming responsibility for any copies found on school property was affixed to the newspaper’s cover. Indeed, all 100 copies of the paper were produced by the faсilities of a community business. Once completed, the publication was stored, with Mager’s permission, in his classroom closet. At the end of each school day, the students retrieved a number of copies and sold each one for twenty-five cents to classmates
The publication, entitled Hard Times
At the meeting, Butler summarized the results of his investigation and distributed copies of the publication. Later, Miller and Butler, following consultation with the Board of Education, decided to impose a number of penalties: (1) five-day suspensions to be reduced to three days if the student prepared an essay on “the potential harm to people caused by the publication of irresponsible and/or obscene writing”; (2) segregation from other students during study hall periods, throughout the month of February and possibly longer if an acceptable essay were not submitted; (3) loss of all student privileges during the period of suspension; and (4) inclusion of suspension letters in the students’ school files. These sanctions took effect on February 1, when Butler personally informed each student of the punishment and then telephoned their parents to explain the decision. At the same time, he prepared a letter to the parents describing Hard Times as “morally offensive, indecent, and obscene,” and outlining the penalties imposed.
On February 6, the students brought this suit under 42 U.S.C. § 1983 in the Northern District of New York seeking injunctive and declaratory relief from alleged deprivations of their First and Fourteenth Amendment rights. The Granville Board of Education, Butler, Miller, Reed, Tatko, and the other individual board members were named as defendants. That very day, Judge Foley heard oral argument on the plaintiffs’ application for an order temporarily restraining all punishment. The able district court judge enjoined the essay requirement,
Judge Foley denied plaintiffs’ motion on May 2, ruling there had been an insufficient showing of likely success on the merits to warrant a preliminary injunction. In support of this conclusion, he noted that Beverly Tatko’s professed “shock” at the paper’s
The district court later consolidated the proceedings on the merits, and denied the plaintiffs’ request for a permanent injunction. The plaintiffs have filed timely appeals from the orders denying both temporary and permanent relief.
II
The proper resolution of this appeal requires us to measure the sanctions imposed by Granville school officials against the yardstick of our constitutional commitment to robust expression pursuant to the First Amendment. It is appropriate, therefore, to review the fundamental principles that buttress our deeply held preference for free discourse over enforced silence, fully mindful of Judge Newman’s concurring opinion.
A.
At the heart of the First Amendment is the ineluctable relationship between the free flow of information and a self-governing people, and courts have not hesitated to remove the occasional boulders that obstruct this flow. See, e. g., Garrison v. Louisiana,
At the same time, we have frankly recognized that not all expression enlightens the body politic, and that some words are capable of perpetrating grievous harm. Thus, when experience has clearly revealed that the value of a species of expression is thoroughly exiguous, but its potential for harm is great, courts have defined narrow categories of words that the state may pun
In defining these limited enclaves of unprotectеd speech, however, we have taken great pains to preserve ample breathing space in which expression may flourish. See New York Times Co. v. Sullivan, supra,
Moreover, the subtle calculus we employ to weigh the quantum of chilling effect a free people can tolerate rests upon a fundamental axiom — speech may not be suppressed nor any speaker punished unless the final determination that specific words are unprotected is made by an impartial, independent decisionmaker. See, e. g., Southeastern Promotions, Ltd. v. Conrad,
B.
These principles presuppose a democratic and free society. Yet we recognize that granting the fullest measure of individual freedom in every corner of the polity would, in certain settings, necessarily obstruct fulfillment of vital social functions. Accordingly, although soldiers and prisoners, for example, enjoy many First Amendment privileges, it is beyond cavil that their rights of expression may be curtailed in a manner that would be intolerable in the outside community. See, e. g., Parker v. Levy,
Nowhere is this delicate accommodation more vital than in our nation’s schools. Obviously, education would be impossible if teachers were forbidden to sanction incorrect responses or substandard essays with failing grades. Realistically, our children could not be educated if school officials supervising pre-college students were without power to punish one who spoke out of turn in class or who disrupted the quiet of the library or study hall.
These cases, therefore, are not easy of solution and much depends on the specific facts before us. For example, we have consistently maintained that students and teachers enjoy significant First Amendment rights even within the school itself. Thus, in West Virginia State Board of Education v. Barnette,
But even the Tinker line of cases recognizes that expression in school may be curtailed if it threatens to “materially and substantially interfere with the requirements of appropriate discipline in the operation of the school.” Tinker, supra,
Perhaps the most useful illustration of the delicate balance we have endeavored to strike between institutional needs and individual rights is our decision in Eisner v. Stamford Board of Education,
Ill
The case before us, however, arises in a factual context distinct from that envisioned in Tinker and its progeny. While prior cases involved expression within the school itself, all but аn insignificant amount of relevant activity in this case was deliberately designed to take place beyond the schoolhouse gate. Indeed, the appellants diligently labored to ensure that Hard Times was printed outside the school, and that no copies were sold on school grounds. That a few articles were transcribed on school typewriters, and that the finished product was secretly and unobtrusively stored in a teacher’s closet do not alter the fact that Hard Times was conceived, executed, and distributed outside the school. At best, therefore, any activity within the school itself was de minimis.
Thus, the limited abrogation of First Amendment guarantees appropriate in Trachtman and Eisner is wholly out of place here for in those cases all activities were conducted on school property. Here, because school officials have ventured out of the school yard and into the general community where the freedom accorded expression is at its zenith, their actions must be evaluated by the principles that bind government officials in the public arena. Thus, wholly apart from the ultimate constitutional status of the wоrds employed, these punishments could only have been decreed and implemented by an independent, impartial decisionmaker. Because the appellees do not satisfy this standard, we find that the punishments imposed here cannot withstand the proscription of the First Amendment.
In the last analysis, a school official acts as both prosecutor and judge when he moves against student expression. His intimate association with the school itself and his understandable desire to preserve institutional decorum give him a vested interest in suppressing controvеrsy. Accordingly, “Under the guise of beneficent concern for the welfare of school children, school authorities, albeit unwittingly, might permit prejudices of the community to prevail.” James, supra,
It is not difficult to imagine the lengths to which school authorities could take the power they have exercised in the case before us. If they possessed this power, it would be within their discretion to suspend a student who purchases an issue of National Lampoon, the inspiration for Hard Times, at a neighborhood newsstand and lends it to a school friend.
The risk is simply too great that school officials will punish protected speech and thereby inhibit future expression. In addition to their vested interest and susceptibility to community pressure, they are generally unversed in difficult constitutional concepts such as libel and obscenity.
Moreover, we cannot overlook the fact that the short duration of most sanctions imposed by school officials — e. g., a five-day suspension — insulates the entire process from effective review. See Southeastern Promotions, Ltd., supra,
In a system of free expression premised in part on the availability of an impartial arbiter, such an unreviewable sanction must be confined to a rigidly restricted area. When school officials are authorized only to punish speech on school property, the student is free to speak his mind when the school day ends. In this manner, the community is not deprived of the salutary effects of expression, and educational authorities are free to establish an academic environment in which the teaching and learning process can proceed free of disruption. Indeed, our willingness to grant school officials substantial autonomy within their academic domain rests in part on the confinement of that power within the metes and bounds of the school itself. See Eisner, supra,
IV
On the record before us, we are unable to ascertain the current status of the sanctions imposed against these students. Moreover, we are uncertain of the precise nature of the relief requested.
Notes
. Approximately 1100 children attend Granville Junior-Senior High School, ranging in age from eleven to eighteen, in grades seven through twelve. The four appellants were all Senior High School students.
. The editors sold their paper to older classmates, refusing to disрense it to junior high school students. Indeed, Judge Foley subsequently found there was no evidence that seventh and eighth graders ever secured copies of the newspaper.
. The paper’s contents are aptly described by the banner across its cover as “uncensored, vulgar, immoral.” Its thirteen pages are saturated with distasteful sexual satire, including an editorial on masturbation and articles alluding to prostitution, sodomy, and castration.
. In granting injunctive relief from the essay requirement, Judge Foley noted that the Supreme Court itself has experienced much difficulty in writing on the question of “irresponsible and/or obscene” expression.
. One day before the hearing, plaintiffs filed an amended complaint in which they abandoned their procedural due process claims.
. Judge Foley also found that some of the composition and ultimately storage of the newspaper had occurred in school, and that there was “some evidence some issues may have been sold” on school grounds. But see note 12 infra.
. On May 21, plaintiffs moved the district court for a final injunction or, in the alternative, consolidation on the merits pursuant tо Fed.R. Civ.P. 65(a)(2). Thereafter, plaintiffs filed a notice of appeal pursuant to Fed.R.App.P. 3(a). Although uncertain whether the notice of appeal worked to divest him of jurisdiction to entertain the May 21 motion, Judge Foley ordered the proceedings consolidated on the merits and denied plaintiffs’ motion for a permanent injunction.
Although filing of a timely notice of appeal in the district court normally divests that court of further jurisdiction, an appeal from an interlocutory order granting or denying preliminary injunctive relief does not strip the district court of jurisdiction to proceed with the action on the merits. Ex parte National Enameling & Stamping Co.,
. We recognize, of course, that these cases arose in the context of prior restraints on expression. Nevertheless, the principles they expound also illuminate the resolution of cases involving subsequent punishment. This is all the mоre true in informal administrative settings such as we are faced with here. See Part III infra.
. Where practicable, courts have required the state to make clear the classes and methods of expression which it deems irreconcilable with a
. We have also recognized that school officials can, consistent with the First Amendment, select volumes for inclusion in the school library. See Presidents Council v. Community School Board,
. Because we feared the substantial intrusion into the educational process that would accompany a requirement that school officials seek judicial review before prohibiting distribution of a student publication, see Eisner, supra,
. It may be suggested that appellants’ sparse on-campus conduct constituted insubordination, a basis for discipline wholly independent of the students’ off-campus expression. See N.Y. Educ. Law § 3214, subd. 6(1). Indeed, we note that Judge Foley concluded that the students’ conduct could be punished as insubordination. The official suspension letter sent to the students’ parents, however, clearly indicated that appellants’ suspensions were premised upon their publication of an allegedly “morally offensive, indecent, and obscene” tabloid, not acts of insubordination. Where First Amendment rights are involved, we are obliged to make an independent and careful examination of the record before us. See New York Times Co. v. Sullivan,
Moreover, we recognize, as does Judge Newman, that throughout the judicial proceedings in this case, appellees have consistently disclaimed any desire to punish students for off-campus expression. Nevertheless, by premising the imposition of discipline on their evaluation of the content of an off-campus publication rather than on in-school conduct, appellees have, perhaps inadvertently, overstepped the boundary line they claim to have created.
. Our ground for decision makes it unnecessary to address appellants’ assertion that school officials are powerless to inflict punishment unless they promulgate detailed regulations governing student expression. See Shanley v. Northeast Independent School District,
. There is evidence in the record that Stewart’s, the local store at which Hard Times was distributed, also regularly sold National Lampoon to Granville students.
. In fact, contemporary scholarship has been severely critical of excessive state involvement in essentially family affairs as a matter of pub-lie policy. See e. g., Institute of Judicial Administration — American Bar Association, Juvenile Justice Standards Project, Standards Relating to Non-criminal Misbehavior 12 (Tent. Draft 1977).
. This understandable lack of sophistication in constitutional litigation is amply illustrated in the record before us. In the official letter to appellants’ parents explaining their actions, school officials earnestly claimed that their power to punish rested on the fact that Hard Times was “morally offensive, indecent, and obscene.” Apparently, the appellees believed these three descriptive words to be virtually synonymous, and, therefore, of equivalent legal significance.
. We can, of course, envision a case in which a group of students incites substantial disruption within the school from some remote locale. We need not, however, address this scenariо because, on the facts before us, there was simply no threat or forecast of material and substantial disruption within the school. Indeed, school officials were content to do nothing at all for six full days, until called to action by the school board president. Even after their investigation, school officials imposed punishment only because they believed Hard Times was “morally offensive, indecent, and obscene,” not because they feared disruption. No forecast of possible interference with the operation of the school was made until litigation had commenced. The evidence presented by appellees consisted merely of Board President Tatko’s professed “shock,” and the after-the-fact “predictions” of three school administrators from surrounding communities that Hard Times could conceivably imperil academic discipline. These predictions are convincingly repudiated by uncontradicted evidence that Granville Junior-Senior High School continued to operate normally after all but seven of the one hundred copies of Hard Times had been sold, and that schоolwide examinations were held without incident. Thus, the school officials’ “undifferentiated fear or apprehension of disturbance,” Tinker, supra,
. Specifically, although appellants’ amended complaint sought an injunction permitting on-campus distribution of Hard Times, they appear to have abandoned this claim on appeal. See Brief of Appellants at 51. Thus, we have assumed, for purposes of this opinion, that appellants do not seek to distribute their newspaper on the grounds of Granville Junior-Senior High School. Moreover, if the appellants were to renew their claim, we would require development of a more complete record relating to whether portions of Hard Times are unprotected by the First Amendment because they are not suitable for distribution to children in school. See Ginsberg v. New York,
Moreover, we have difficulty with Judge Newman’s footnote suggesting that school officials can regulate allegedly “indecent” expression by students in the general community. We do not doubt that the state can appropriately legislate a state-wide “variable” standard of obscenity with respect to children, see Ginsberg, supra, or that, in some circumstances, expression that is suitable for adults can be suppressed because of its potential effect on children, see FCC v. Pacifica Foundation,
Equally disturbing is the unavoidable interference with the proper role of parents contemplated by Judge Newman’s approach. Both Ginsberg and Pacifica premise their analysis on a recognition that “the custody, care and nurture of the child reside first in the parents, whose primary function and freedom include preparation for obligations the state can neither supply nor hinder.” Ginsberg, supra,
Concurrence Opinion
concurring in the result:
The issues in this case concern both off-campus and on-campus distribution of an unofficial student nеwspaper containing numerous examples of language that is, beyond dispute, indecent, though the publication as a whole may well not be obscene. These issues arise in a case where the school authorities have consistently disclaimed any interest in disciplining students for activity off school property and the students have demanded, but not yet exercised, the right to distribute their publication on school property.
I concur in the judgment remanding to vacate the sanctions imposed because I agree that school discipline was improperly imposed upon the students for their essentially off-campus activity. The students endeavored to keep their publication and distribution activities off the campus and, for all practical purposes, succeeded. The school authorities had explicitly informed the students that no disciplinary action would be taken if the students kept their publishing activities off school property.
It is not disputed that the student publication “Hard Times” contains more than isolated examples of language that is, by contemporary standards, indecent and vulgar for school-age children. The pages of the federal reports will not be enriched by their repetition. The students responsible for the publication proudly labeled it “vulgar.” This was not false advertising.
There is no question that student expression enjoys First Amendment protectiоn. Tinker v. Des Moines Independent School District,
In Cohen v. California,
Cohen also considered the sensitive issue of whether, apart from time, place, and manner regulation, government has any legitimate interest in regulating the public use of indecent language out of concern for the sensibilities of those who might be offended. Though he had previously identified “protecting the sensibilities of passersby” as a state interest worthy of consideration, Street v. New York,
In Federal Communications Commission v. Pacifica Foundation,
From these decisions, it is clear that speech that is indecent though not obscene can be regulated in some circumstances. Broad regulation that threatens to delete certain words from the language faces First Amendment barriers likely to be insurmountable, but limited regulation concerned with special places, special times, and special audiences may well be valid depending on the precise circumstances involved. Such limited regulation is well within the time, place, and manner authority recognized in Cohen,
Justice Harlan was quite right to caution in Cohen that regulation of particular language runs some risk of regulating the expression of ideas. Justice Stevens in Pacifica may have discounted that risk too easily. But whatever the risk in the context of adult communication, it does not warrant an interpretation of the First Amendment that forbids school authorities from trying to regulate the distribution of indecent language to its students. Nor does the validity of such regulation depend on whether the use of such language will predictably lead to disruption.
School authorities can regulate indecent language because its circulation on school grounds undermines their responsibility to try to promote standards of decency and civility among school children. Thе task may be difficult, perhaps unlikely ever to be more than marginally successful. But whether a school condemns or tolerates indecent language within its sphere of authority will have significance for the future of that school and of its students. The First Amendment does not prevent a school’s reasonable efforts toward the maintenance of campus standards of civility and decency. With its captive audience of children, many of whom, along with their parents, legitimately expect reasonable regulation, a school need not capitulate to a student’s preference for vulgar expression. A school’s authority to condemn indecent language is not inconsistent with a student’s right to express his views. In short, the First Amendment gives a high school student the classroom right to wear Tinker’s armband, but not Cohen’s jacket.
School authority to regulate indecent language aimed at school children can of course be abused, but school officials are not the final arbiters of their authority, nor do they have limitless discretion to apply their own notions of indecency. Courts have a First Amendment responsibility to insure thаt robust rhetoric in student publications is not suppressed by prudish failures to distinguish the vigorous from the vulgar.
The District Court properly rejected the students’ demand for the right to distribute their publication on school property. The extent to which school authority might be asserted for off-campus activities need not be determined, since the school has disclaimed such power.
. In the District Court the students abandoned all contentions that they were denied procedural due process in connection with the disciplinary proceedings themselves. Thus no claim is made that notice of those proceedings was in any way deficient. But there has been no abandonment of the basic due process claim that discipline may not be imposed for off-campus activity when the school had announced its toleration of such activity.
. In agreеing that the discipline was imposed for activity that, as we assess it, occurred almost entirely off campus, I make no accusation that the school authorities have sought to extend their dominion beyond the school house gate or have ventured into the general community. They have sought to do precisely the opposite, i. e., exercise authority only for on-campus activity. They thought the on-campus activity was significant. We disagree. We are entitled, with constitutional issues at stake, to disagree with their assessment of the facts, but they are entitled to be spared criticism for seeking power they have explicitly disclaimed. In light of the school’s announced policy to discipline only for on-campus publication, the discipline imposed in this case is properly vacated for failure of proof.
. The claim to on-campus distribution has not been abandoned by the appellants in this Court. The conclusion of their brief requests this Court to direct the District Court to grant relief requiring the school authorities to “(1) Cease all seizures and punishments for student publication unless and until constitutionally adequate guidelines regulating student publications are adopted.” (Appellants’ Brief 51) (Emphasis added). This requested prohibition against any regulation, without prior guidelines, is explicitly stated earlier in the brief to be a demand, as expressed in the amended complaint, to “sell ‘Hard Times’ on school grounds . . (Appellants’ Brief 14). As the brief further states, “Plaintiffs contend that any regulation of their free speech, such as regulation of ‘Hard Times’ on or off school grounds, must be based on specific written regulations . . . .” Ibid. It was this contention that the District Judge rejected when he ruled that plaintiffs are not entitled to the permanent injunction they seek.
. Tinker was concerned with school efforts to regulate the expression of a particular opinion — opposition to the Vietnam War. The case can be read more broadly, but not unreasonably, to protect against regulation of all expressions of opinion.
. Other courts have applied the Tinker test of a predictable disruption to school authorities’ attempts to regulate student publications because of the content of the ideas being expressed. Shanley v. Northeast Independent School District, Bexar County, Texas,
In Jacobs v. Board of School Commissioners,
Scoville may also suggest that the Tinker standard applies to language in a student publication. The Court observed that “students in high school are not insulated from shocking but legally accepted language . .
. When Justice Fortas in Tinker formulated the predictable disruption test to safeguard a student’s expression of an opinion, he was not facing any issue concerning on-campus distribution of indecent language to children. Lаter, when the Court explicitly upheld state power to punish distribution to children of publications not obscene by adult standards, Ginsberg v. New York,
. See also the concern expressed by Justice Powell about “the willful use of scurrilous language calculated to offend the sensibilities of an unwilling audience.” Rosenfeld v. New Jersey,
. In the interim between Cohen and Pacifica the Court invalidated several convictions for public use of indecent language on the ground that the statute or ordinance under which the conviction had been obtained violated First Amendment standards because of overbreadth. Lewis v. City of New Orleans,
. It must be acknowledged that this is not traditional time, place, and manner regulation, which is “applicable to all speech irrespective of content.” Erznoznik v. City of Jacksonville,
. In authoring Cohen, Justice Harlan could not have intended to create First Amendment protection for use of indecent language on a high school campus. He had dissented in Tinker when protection was extended to the entirely respectful display of an armband.
. In this respect this case is unlike Papish v. Board of Curators of University of Missouri,
. The Granville Junior-Senior High School, at which the plaintiffs seek the right to distribute their publication, is a single building for students in grades 7 through 12, the youngest of whom are age 11.
. I agree that school authority may be exercised for off-campus student activity, consistently with the First Amendment, whenever publication or other speech-related activity satisfies the Tinker test of creating a reasonable basis for forecasting interference or disruption of school activities. But there is no need to determine whether the Tinker standard was met in this case because discipline for off-campus activity was disclaimed by school authorities and therefore cannot be imposed consistently with the Due Process Clause.
Equally unnecessary for decision is the issue of whether the Tinker test is the only standard for determining whether school discipline may be imposed upon students for off-campus publication. I have expressed the view in the text, supra, that on-campus distribution may be regulated by student discipline when a publication containing clearly indecent language is circulated to an audience of high school students. Though the issue need not now be decided, it may be seriously doubted whether, unless the Tinker standard is met, school authority to discipline students for circulating vulgar material to high school students ends at the perimeter of the school grounds. Other courts have upheld school discipline for distribution occurring just off school grounds, where circulation on school property was intended and predictable. Sullivan v. Houston Independent School District,
Whatever may be the reach of a school’s power to regulate off-campus publication of indecent school-related materials, such issues need not be decided until a school asserts such authority.
