With the decision in
Monell
v.
Department of Social Services,
FACTS
During the early evening hours of September 18, 1971, two City of West Haven police officers, Christopher Columbus Skeens and Robert J. Weber, responded to a call involving an altercation between two teenage girls. As the girl alleged to be the “attacker” was being escorted to the police car a 15-year old teenage boy, Thomas Turpin, came to her rescue. According to Turpin’s version of the ensuing moments, he was grabbed by Skeens and clubbed on the back of the head. The resulting laceration required six stitches. According to the officers, Skeens merely threw aside Turpin, who injured his head as he fell. Turpin was arrested and subsequently prosecuted for breach of the peace, though the Juvenile Court later declined to convict.
On December 10, 1971, Turpin filed a complaint with the City of West Haven Board of Police Commissioners requesting that the Board investigate the incident and take disciplinary action against Skeens. On June 13, 1972, however, Turpin withdrew that complaint and instead instituted a federal action against Skeens in the District of Connecticut, claiming that he had been unlawfully arrested, prosecuted and subjected to excessive force, all in violation of his civil rights under 42 U.S.C. § 1983. In a decision rendered February 20, 1975, Judge Newman, then оf the district court, held that plaintiff’s arrest and prosecution were constitutionally proper but that Skeens had used excessive force in effectuating the arrest. Turpin was awarded $3,500 in damages.
The decision of the district court was one of several issues taken up on April 8, 1975, at a regular meeting of the Board of Police Commissioners, which had received a letter from Skeen’s attorney, hired by the City, to the effect that he thought Skeens was blameless and that the district judge’s decision was erroneous. The Board declined to tаke any action against Skeens. Thereafter, the Board received a letter from plaintiff’s father, dated April 9, 1975, and from plaintiff’s attorney, dated May 1,1975, criticizing the Board for failing to discipline Skeens.
The incident giving rise to the present lawsuit occurred on May 6, 1975, when City of West Haven police officer Joseph Mailet *198 arrested Turpin on a charge of disorderly conduct. Within a month the charge was nolle pressed by the assistant prosecuting attorney. On July 15, 1975, Officer Skeens was promoted to the Detective Bureau.
On July 25, 1975, Turpin, claiming that his arrest on May 6, 1975, violated his civil rights, commenced suit for damages against Officer Mailet under 42 U.S.C. § 1983 and 28 U.S.C. § 1343(3) on the ground that Mailet acted with malice toward Turpin as a result of Turpin’s successful suit against Skeens. The complaint also sought to hold the City of West Haven liable in damages under the Fourteenth Amendment on the ground that the City’s failure to discipline Skeens had encouraged members of the West Haven Police Department to believe, in light of the widespread animosity generated against Turpin as a result of his lawsuit against Skeens, that they сould violate Turpin’s rights with impunity.
The district court dismissed the complaint against the City, holding that under the circumstances presented, a right of action could not be implied directly from the Fourteenth Amendment. In
Turpin v. Mailet,
One day after our
Turpin I
decision the Supreme Court in
Monell v. Department of Social Services,
The matter was then tried to a jury by District Judge Newman. One disputed issue was whether there was probable cause for Mailet to arrest Turpin on a charge of disorderly conduct. Mailet testified that Turpin was obstructing pedestrian traffic at the time of the arrest, which Turpin, supported by other witnesses, denied. Turpin testified that he was arrested simply because he questioned Mailet’s order tо “get going.”
Plaintiff’s theory at trial was that the City’s failure to discipline Skeens, in light of the publicity given to the earlier lawsuit and the animosity generated among members of the police department by that lawsuit, encouraged Mailet to harass Turpin. In support of that theory, plaintiff introduced two newspaper articles, respectively dated April 9, 1975, and May 5, 1975, discussing the failure of the Board to discipline Skeens. As evidence of animosity on the part of police officers toward Turpin he showed that Mailet and others were awаre of the lawsuit against Skeens, that when Mailet arrested him Mailet called him by name, and that when he was brought to the police station he was verbally harangued by some members of the department, including one officer who commented that Turpin’s occupation was “hanging around corners and suing police officers.” All of this was disputed by Mailet and the City.
As part of its defense that its decision not to discipline Skeens did not encourage harassment of Turpin, the City attempted to show that Turpin’s withdrawal of the formal complaint agаinst Skeens in 1972 *199 barred a Board investigation of Skeens. However, on cross-examination the City’s own witnesses testified that the Board had the right to institute disciplinary proceedings against an officer without a citizen complaint.
On April 5, 1979, the jury found the City and Mailet jointly liable for $800 in compensatory damages and the City liable for $8,000 in punitive damages. The City filed a motion for a judgment notwithstanding the verdict, which was denied by the district court on June 22, 1979. From the resulting judgment the City now appeals.
DISCUSSION
In
Monell
the Supreme Court held that municipalities may be sued for damages under § 1983 when “thе action that is alleged to be unconstitutional implements or executes a policy statement, ordinance, regulation or decision officially adopted and promulgated by that body’s officers” or is “visited pursuant to governmental ‘custom’ even though such a custom has not received formal approval through the body’s official decisionmaking channels.”
At issue here is whether the action taken by the City of West Haven after the trial of Skeens constituted an “official policy” within the meaning of
Monell
and whether that policy caused Turpin to be subjected to a denial of his constitutional rights. This case is therefore unlike
Monell,
where the challenged official policy and conduct was embodied in a municipal regulation, leaving for the fact finder only the questions of whether the policy caused the injury to the plaintiff there and whether the municipality was entitlеd to some sort of qualified immunity, an issue left unanswered by
Monell.
See
Owen v. City of Independence, Mo.,
Nor is this a case where plaintiff has alleged a persistent pattern or practice by municipal officials which amounted to a “custom or usage” within the meaning of
Adickes v. S.H. Kress & Co.,
*200
The City’s first objectiоn to the decision below is that the district court erred by adopting our language in
Turpin I
to charge the jury that a municipality may be held liable when it “authorizes, sanctions or ratifies unconstitutional action taken by one of its police officers.”
2
However, we find no significant difference between the district court’s instructions here and the principles announced in
Monell.
We must therefore reject at the outset appellant’s suggestion that an “official policy” within the meaning of
Monell
cannot be inferred from informal acts or omissions of suрervisory municipal officials. Indeed, by holding that a municipality can be held liable for its “custom”
Monell
recognized that less than formal municipal conduct can in some instances give rise to municipal liability under § 1983. To require that senior officials must have formally adopted or promulgated a policy before their conduct may be treated as “official” would for present purposes render
Monell
a nullity, exalting form over substance. Moreover, in formulating a standard in
Turpin I
for determining municipal liability we looked for guidance to those cases that had addressed the liability of a municipal supervisor under § 1983, notably the Supreme Court’s decision in
Rizzo v. Goode,
Appellant, howеver, contends that § 1983 does not authorize recovery where municipal inaction — in this case failure to discipline Skeens — causes the subsequent unconstitutional conduct. Although a number of courts have held that a supervisor may not be held liable unless he affirmatively participates in, encourages or directs the commission of illegal acts, e. g.,
Coffy v. Multi-County Narcotics Bureau,
The allegations here clearly meet that standard.
4
We see no reason why an official policy cannot be inferred from the omissions of a municipality's supervisory officials, as well as from its acts. The issue of authorization, approval or encouragement is generally one of fact, not law. For example, where senior personnel have knowledge of a pattern of constitutionally оffensive acts by their subordinates but fail to take remedial steps, the municipality may be held liable for a subsequent violation if the superior’s inaction amounts to deliberate indifference or to tacit authorization of the offensive acts. See
Smith v. Ambrogio,
Appellant next contends that, even if a policy can be inferred from omissions of
*202
a municipality, such as where it acquiesces in a pattern of illegal conduct, such a policy cannot be inferred from the failure of those in charge to discipline a single police officer for a single incident of illegality. We agree that, absent more evidence of supervisory indifference, such as acquiescence in a prior pattern of conduct, a policy could not ordinarily be inferred from a single incident of illegality such as a first arrest without probable cause or with excessive use of forсe. See, e. g.,
Smith v. Ambrogio, supra; Schramm v. Krischell,
Applying these principles here, Turpin alleged not merely a first unlawful arrest, which might properly be dismissible against the City, but a second arrest (May 6, 1975) claimed to have been caused by a policy of the City to harass Turpin in violation of his constitutional rights. Unlike the “first arrеst” cases, which' struggle with whether a single episode can suggest a policy, his claims were sufficient to entitle him to a trial. 7 Indeed, we so held in Turpin I.
The fatal weakness in Turpin’s case lies not in his allegations but in his failure to prove any official policy. Viewed most favorably to
Turpin,
see
Mattivi v. South African Marine Corp., “Huguenot,”
*203 The evidence of publicity consisted of two backpage nеwspaper articles, one reporting the Board’s decision and the other reporting criticism by Turpin’s attorney of the Board’s failure to discipline Skeens. Thus the Board’s failure to take action, while perhaps unwise in the light of later events, appears to have been nothing more than an uneventful decision made not in the glare of publicity but rather in the regular course of its business and hardly an indication of any policy authorizing or encouraging police harassment of Turpin. Indeed, Skeens’ conduct had occurred more than three and one-half years earlier and Turpin’s complaint filed with the Board regarding Skeens’ action had been withdrawn back in 1972. Although Judge Newman’s decision finding Skeens liable and awarding $3,500 damages had only recently been handed down, the Board had been advised by the City’s counsel in rather vigorous terms that the decision was clearly erroneous.
Although Turpin apparently concedes that the failure of the Board to discipline Skeens, standing alone, would not constitute official encouragement of police harassment of Tuipin, he seeks to surmount that obstacle by noting that the Board did more than simply fail to discipline Skeens, it promoted him to the Detective Bureau. However, the July 15,1975, promotion postdated Mailet’s unlawful arrest of Turpin which had occurred on May 6, 1975. The promotion therefore played no part in causing the arrest nor would it be entitled to much weight in deciding whether the City had adopted a policy to harass Turpin back in April.
Turpin’s proof of an official policy of harassment therefore boiled down to the Board’s failure to discipline Skeens. In denying the City’s motion for judgment n. o. v. Judge Newman recognized that whether this evidence was sufficient to meet the applicable standard presented a “close question,” which “probably should be reviewed by the Court of Appeals.” Upon this review we conclude that the evidence was inadequate as a matter of law. Although the Board’s failure might suggest a slight disregard for Turpin’s rights,
8
it falls far short of constituting deliberate indifference to those rights or a tacit encouragement of members of the Policе Department to go out and harass Turpin. While it is true that juries are entitled to some latitude in drawing inferences as to the existence of an official policy and that the standard for a directed verdict and a judgment notwithstanding the verdict is a difficult one to meet,
Simblest v. Maynard, supra; Armstrong v. Commerce Tankers Corp.,
In reaching this conclusion we not only give Turpin the benefit of every reasonable inference that might be drawn from the evidence but find the proof here to be significantly distinguishable from that in cases where responsible municipal officials, aware of a pattern of unconstitutional action on the part of the municipality’s officer or officers, authorize or encourage furthеr misconduct by failing to act. See
Lewis v. Hyland, supra
at 101 (obliviousness and insensitivity to citizen complaints, while reinforcing an impression of official indifference, is not enough to establish a causal link
*204
between the hierarchy and the employees). But cf.,
Sims v. Adams,
The judgment against the City of West Haven is reversed.
Notes
. In
Owen v. City of Independence, Mo.,
. The charge reads in relevant part.
“Now, if you find that Turpin was denied a constitutional right by reason of his arrest, then the next question asks you to consider whether the City of West Haven is liable for that denial of constitutional right. And as I indicated, the standards for assessing the liability of the City are different from the standards for assessing the liability of the officer.
“If a police officer denies a person his constitutional rights by making an unlawful arrest, the town or city that employs that officer is not liable for such a denial of right simply because of thе employment relationship. But there are circumstances under which a city is liable for the unconstitutional action of one of the police officers whom it employes [sic].
“This occurs whenever a city authorizes, sanctions, or ratifies unconstitutional action taken by one of its police officers.
“In the circumstances of this case the City of West Haven can be found to have authorized or sanctioned a denial of Turpin’s rights only if the town had a policy of encouraging harassment of Turpin and if that policy was a proximate cause of Turpin’s arrest.
“Plaintiff contends that such a policy existed. He relies on the conduct of the town’s Board of Police Commissioners in the aftermath of the episode involving Turpin and Officer Skeens; that is, the 1971 episode.
“The plaintiff’s claim is that the Board of Police Commiisioners, acting as an agency of the City of West Haven, by its response to the Skeens episode, taking into account whatever it did or failed to do, its total response, encouraged police harassment of Turpin. Thе town disputes that there was any such policy or encouragement of harassment.
“The existence of such a policy is a question of fact for you to determine. The policy, if it existed, need not be expressed in writing; it may be an implicit policy.
“The policy, if it existed, need not indicate any particular form of harassment. It would be sufficient if from the episode concerning Skeens and the city’s response in the aftermath of that episode there was a policy of harassing Turpin by any improper police bеhavior, including the making of an unlawful arrest.
“If a policy existed it may be found to be the policy of the city if the policy was adopted expressly or implicitly by high level officials of the town functioning at the policy making level.
“So the first issue with respect to the town’s liability is — the city’s liability, excuse me, is whether the City of West Haven did have a policy of harassing Thomas Turpin.
“If such a policy existed, the next issue concerning the city’s liability is whether or not that policy was a proximate cause of Turpin’s arrest.
“To be a proximate cause of an event, such as an arrest, simply means to be one substantial factor in causing the event to occur.
“Plaintiff claims Mailet made the arrest in pursuance of a policy of the city to harass himself, that is, Turpin. The city denies that the arrest was made for such a reason. Again, it is a question of fact for you to determine.
“One further point with respect to the liability of the City of West Haven. If you find that Turpin’s arrest was unlawful, that is, without probable cause, and if you find that Officer Mailet was motivated by his own desire to get back at Turpin bеcause Turpin had won a lawsuit against Officer Skeens, that circumstance alone would not make the City of West Haven liable for an unlawful arrest.
“The city is liable only if it authorized, or sanctioned, or encouraged the arrest by having a policy of harassing Turpin, and if such a policy was a proximate cause of Turpin’s arrest.”
. In Turpin I we relied on the Rizzo standard in part because it involved an injunctive action against supervisory personnel which we reasoned was quite similar to a suit against a municipality itself. The fact that we now proceed under § 1983 rather than the Fourteenth Amendment does not in our view render the Rizzo standard inapplicable.
. Although we have looked for guidance in construing Monell's requirement of an official policy to those cases involving both injunctive and monetary relief for supervisory personnel under § 1983, such as Rizzo and Estelle, we need not decide whether a municipality’s liability for the acts and omissions of its senior officials is always co-extensive with a supervisor’s liability for those same acts and omissions. We need not decide, for example, whether a plaintiff could recover monetary damages against a municipality but not against the suрervisory personnel or whether a municipality is entitled to the same sort of qualified immunity as are supervisory personnel. The latter issue is presently before the Supreme Court. See Owen v. City of Independence, Mo., supra.
. An even stronger case for imposing liability for inaction occurs when the municipality fails to remedy a specific situation, the continuation of which causes a deprivation of constitutional rights. See
Smith v. Ambrogio,
. Indeed, in a separate concurring opinion in
Turpin I,
Judge Oakes identified as a limitation on damage suits against municipalities the requirement that the action complained of must be the sort of abuse of power that raises an ordinary tort to a constitutional violation. According to Judge Oakes, this criterion would eliminate some substantial cases, “such as, for example, those for a first false arrest.”
. As Judge Newman observed in Smith v. Am-brogio, supra at 1134 n.3:
“There is room for inquiry as to whether the Supreme Court intends to recognize a cause of action against a municipality in all circumstances contemplated by the Second Circuit. The focus of Moneli is on deprivations of constitutional rights undertaken pursuant to municipal policy, whether officially promulgatеd or authorized by custom. Turpin [Turpin J] recognizes a cause of action where a specific episode — the arrest of the plaintiff — can be said to have been authorized by official decision-making. Moneli could be viewed as permitting an unarticulated policy to be inferred only where deprivations of constitutional rights occurred so repeatedly as to indicate a pattern of officially condoned unlawful conduct. Turpin, on the other hand, alleged no pattern of unconstitutional deprivations against citizens gеnerally, but a ‘policy’ of unconstitutional action arising out of a single prior episode and its aftermath. Though Moneli was concerned with a general policy enforced against a large class of individuals, it seems reasonable to conclude that its teachings are equally applicable to a specific policy directed at just one individual, as long as the pleaded facts support the inference that unconstitutional action was taken against the individual pursuant to such policy.”
. This case is made difficult principally because the members of the Board, perhaps on the advice of counsel, were reluctant to state the reasoning for the Board’s decision on April 8, 1975, to take no further action against Skeens. Had the witnesses simply stated that they thought that in light of all of the circumstances no further action against Skeens was warranted, a decision would have been facilitated. Nevertheless, we find that the recalcitrance of the witnesses, though suggesting some slight decree of indifference to Turpin’s rights, is simply not enough to support an inference that the members of the Board were deliberately indifferent to those rights.
