Lead Opinion
Thomas Moran, a St. Louis city police officer, sued various police department officials in their individual and official capacities alleging they violated his federal substantive due process rights and maliciously prosecuted him under state law. After a storied, lengthy, and racially-charged history, this case ended with the jury finding in favor of the defendants. Moran appeals, arguing the district court
I. Background
This case arises from the aftermath of the notorious 1997 beating of Grеgory Bell, a mentally-impaired black teenager, by St. Louis police officers. The incident catalyzed racial tensions in the community. Moran’s lawsuit alleged that city officials, several of whom are black, made him a scapegoat for Bell’s beating because he is white. Moran contended no evidence linked him to the beating. The factual and procedural history of this case is well-documented. Moran v. Clarke,
In the most recent district court proceeding, the matter went to trial. During voir dire, Moran moved to strike for cause two of the four black members of the venire, Juror Norman-Cook and Juror Greene. In response to questioning, both jurors expressed strong feelings about the Bell incident. However, both Norman-Cook and Greene also indicated that they could be fair and impartial, despite the fact that doing so would be difficult. The district court denied the challenges for cause.
Moran then attempted to strike all four black members of the venire with peremptory challenges. In response, the defendants challenged the proposed strikes under Batson v. Kentucky,
Second, Moran’s race-neutral reasons for excluding Juror Greene were Greene’s recollection of emotion and anger surrounding the Bell incident and belief that he would have trouble being impartial. Third, Moran noted Juror Tate’s unemployment and that he appeared hostile and antagonistic
Following trial on the merits, the jury found in favor of the defendants. Moran then moved for a new trial, alleging error in the denial of his for-cause challenges and peremptory challenges. In its published order denying the motion, the district court reaffirmed its disbelief that the reasons for the peremptory challenges werе race neutral. The court noted that “Mr. Greene was hardly the only member of the venire panel who recalled the Bell incident, yet he was the only venire person [Moran] chose to strike because of his memory.”
II. Discussion
A. Challenges for Cause
Moran appeals the district court’s denial of his challenges for cause against Jurors Norman-Cook and Greene. We review denial of strikes for cause under an abuse of discretion standard. United States v. Amerson,
Both Norman-Cook and Greene expressed that their recollection of the Bell beating affected them emotionally. Both acknowledged difficulty being impartial, given their strong emotions. Nonetheless, both consistently stated that they could be impartial. The district court accepted the genuineness of the jurors assufances and denied Moran’s motion to strike these two jurors for cause. Given the district court’s superior position to gauge the jurors’ credibility, we cannot say that the district court abused its discretion.
B. Peremptory Challenges
Moran also appeals the district court’s denial of his attempted peremptory challenges to all four black members of the venire. Specifically, the district court allowed one black juror, Norman-Cook, to be stricken by peremptory challenge but denied the dismissal of the other three, concluding the race-neutral reasons advanced by Moran to be pretextual and therefore prohibited by Batson,
In Batson, the Supreme Court set forth a three-step analysis for peremptory challenges under the Equal Protection Clause of the Fourteenth Amеndment. “First, the opponent of the peremptory challenge must establish a prima facie showing that the challenge is discriminatory.” United States v. Wolk,
Moran directed all of his challenges — both for cause and peremptory— at the four black members of the venire. Thus, the defendants established a prima facie case under Batson, as the attempt to strike all black members of the venire and no one else raises an inference of a discriminatory purpose. Green v. Travis,
Moran proffered race-neutral reasons for the peremptory challenges under the second step of Batson. The standard that a party defending a Batson challenge must meet is extremely low. Purkett v. Elem,
This case turns on part three of the Batson analysis and presents this court with a difficult issue. In a typical case, once the party making the peremptory challenge states a race-neutral justification under the second part of Batson, the opposing party “may then attempt to prove the facially valid reason is mere pretext and that the real reason for the strike was discrimination.” United States v. Elliott,
Yet, in an exceptional case, as here, this principle comes into tension with a more fundamental judicial principle: determinations of credibility, including those surrounding voir dire, are peculiarly within the province of the district court. See Elliott,
Given the extraordinary nature of this case, we cannot say that the district court’s findings were clearly erroneous. Race became a factor in this case at its very inception. The plaintiffs due process claim itself arises from his belief that race influenced the city’s decision-making process in the aftermath of a police incident affecting a racial minority. The racial undertones and tensions permeаting this case would not have escaped the notice of the district court.
We emphasize the rare nature of this case and the importance of making detailed findings on the record in support of a ruling on a peremрtory challenge under Batson. U.S. Xpress Enterprises, Inc., v. J.B. Hunt Transp., Inc.,
Indicating these findings on the record has several salutary effects. First, it fosters confidence in the administration of justice without racial animus. Second, .it eases appellate review of a trial court’s Batson ruling. Most importantly, it ensures that the trial court has indeed made the crucial credibility determination that is afforded such great respect on appeal.
United States v. Perez,
In conclusion, we affirm the district court’s denial of Moran’s motion for a new trial. The district court did not abuse its disсretion by denying Moran’s challenges for cause, and it did not commit clear error by denying three of Moran’s peremptory challenges given the peculiar racial backdrop of this case.
Notes
. The Honorable Robert W. Pratt, United States District Judge for the Southern District of Iowa, sitting by designation. See Moran v. Clarke,
. At the end of voir dire, and on his own initiative, Tate expressed his belief that the attorneys had not been clear about what the case was about. Moran claims that this statement was hostile and that Tate was also slightly antagonistic during voir dire. Defendants dispute both claims.
. As a related matter, the district court's failure to strike Norman-Cook for cause is moot. Norman-Cook was subsequently dismissed by the court after Moran's successful peremptory challenge. Therefore, the denial of the motion to strike her for cause is moot, especially since Moran had unused peremptory challenges remaining at the end of voir dire, i.e., it could not be said that he suffered any prejudice by having to use a peremptory challenge to strike Norman-Cook. See United States v. Ortiz,
. Indeed, the district court began its discussion by acknowledging that race "played an enormous role in this case.” Moran,
Dissenting Opinion
dissenting.
While this case has gone on far too long without a resolution, the matter nonetheless required the selection of a jury that was fair to all parties, not just the defendants. Since that did not occur, I respectfully dissent.
While I believe both juror number 21, Ms. Norman-Cook, and juror number 4, Mr. Greene, should have been stricken for cause, the district сourt more clearly committed reversible error in refusing to grant Moran’s peremptory challenge of Greene. Explanation of this conclusion requires the elucidation of a few important facts and the repetition of some of the court’s own observations.
Plaintiff/Appellant Moran, a Caucasian police sergeant, alleges that defendants/ap-pellees, St. Louis City officials, the majority of whom are African-American, made him a scapegoat in their effort to diffuse the public indignation, especially within the African-American community, resulting from Mr. Bell’s beating. Ante at 649.
Although, as noted in my opinion in Moran v. Clarke,
The court correctly notes that “[t]he ra'cial undertones and tensions permeating this case,” ante at 653, were enormous. In this regard, the court quotes the first assigned trial judge from his opinion of recu-sal who said, “[tjhis case starts with race, becomes embroiled with race and climaxes with race.” Ante at n. 4. Unfortunately, this may have been an understatement.
Thus, it was within this framework that the voir dire, jury selection and trial was to be undertaken. For clarity, I set forth, in part, the record of what was said by and about juror Greene and several of the other venirepersons of both races during voir dire:
Mr. Goldstein [plaintiffs attorney]:
Juror No. 4, Mr. Greene, do you remember the incident that I started to ask about?
Juror No. 4: Very vaguely.
Mr. Goldstein: Do you remember that-an occasion, two officers answered the burglar alarm and that what had happened was that a melee ensued and that a young man was injured? Do you remember anything further about that case?
Juror No. 4: Do you want me to recall what I remember?
Mr. Goldstein: Sure, absolutely.
Juror No. 4: I remember officers responded to a burglary in progress, and apparently there was a — from my recollection again — there was a mentally-challenged man on the roof, and apparently he lived there and the officers didn’t know that, but since he was mentally impaired, he was unable to explain the situation to the officers. That’s all I remember.
Mr. Goldstein: Do you remember that Tom Moran, the Plaintiff in this matter,*655 was indicted for criminal offenses on account of that incident?
Juror No. 4: No, I wasn’t aware of that.
Mr. Goldstein: And you are aware that that event had media coverage?
Juror No. 4: Yes. That’s how I heard of it.
Mr. Goldstein: Both the written press and television coverage?
Juror No. 4: Yes.
Mr. Goldstein: Do you remember any of the press coverage?
Juror No. 4: No.
Mr. Goldstein: Is there anything about what you remember that would keep you from giving a fair trial to Tom Moran and the claims that you’ve already been told that he has made concerning malicious prosecution and abuse of process? Juror No. 4: Absolutely not.
Mr. Goldstein: Thank you.
Voir Dire Tr., Vol. I at 72-74.
Mr. Dunne [Defendants’ Attorney]:
Anybody else? Could you raise your hands again, those of you who recall the incident?
Would anybody answer that question differently than Miss Lynch answered it? In other words, is there anything about what you recall about the incident that I’ve just described that coming into court his morning, you don’t believe it’s possible for you to listen to the evidence that you’re going to hear in this case and base a verdict on the claims being brought by Mr. Moran against the Defendants in this case on the evidence that you hear here and give each side to this case a fair and impartial trial which is what your obligation as jurors is and what we’re entitled to receive from you, frankly? Is there anybody who would have a hard time doing that, questions whether they can do that, or are simply prepared to tell me that you can’t do that?
Is there anybody who feels that way? Mr. Greene?
Juror No. 4 [Mr. Greene]:
Just being honest. Now that we’re talking about the case more, -
Mr. Dunne: Right.
Juror No. 4: — I’m remembering the images that were shown on TV and how badly this young man was beaten. And going on that information and what I’m remembering, it would bе hard because those images stick with you.
Mr. Dunne: It was a vivid and painful incident at the time.
Juror No. 4: Exactly.
Mr. Dunne: Mr. Bell’s an African-American person. Do you recall that?
Juror No. 4: Yes.
Mr. Dunne: All right. You know, you say, “I’m just being honest.” Well, to be perfectly frank with all of you, we’re entitled to that from everyone. Okay? It’s like somebody saying, ‘Well, I could be sort of fair.” There’s no such thing as being sort of fair. We need jurors who can be fair, be completely fair, fair to Mr. Moran. That’s what he’s entitled to. Fair to the Defendants; that’s what we’re entitled to.
Is there anybody that feels the same way as Mr. Greene that what they recall about the incident is painful for them and that regardless of what the evidence in this case were, they couldn’t give a fair and impartial trial to both sides? The Court: Mr. Dunne, I think Miss Norman-Cook has her hand raised.
Id. at 93-94.
Mr. Dunne: We’ve heard from some of you who have told me that it would be difficult for yоu to [be impartial], that this just isn’t the case for you, so to speak.
*656 Is there anybody else who has not expressed those thoughts who feels them? (Silence)
Thank you.
Mr. Greene, I want to be very clear about something with you, sir. I don’t mean to pick on you by talking to you again. Are you telling me that based on your recollection of the case, that you could not set your feelings aside, your memories aside, and listen to the evidence in this case and return a verdict based on the evidence you hear?
Juror No. 4: I’m not saying it would be impossible. I’m just saying it would be difficult because that did stir a lot of emotions in me which I’m sure it did in a lot of people because, like I say, you just can’t erase that. And I’m sure that information is going to be brought up, and it’s going to rekindle some memories. Like I said, it’s not impossible but it would be difficult.
Mr. Dunne: And I don’t want tо assume anything is true, but let’s face it. This was something that made you angry at the time it happened. Am I right about that?
Juror No. 4: Oh, by all means.
Mr. Dunne: I mean it’s possible to stir emotions of pleasure or happiness, but that’s not what we’re talking about here. This is something that made you angry. Juror No. 4: Oh, definitely.
Mr. Dunne: And although you’re saying it could be difficult, could you?
Juror No. 4: Yes.
Mr. Dunne: And, if chosen, would you?
Juror No. 4: Yes.
Id. at 99-100.
Mr. Dunne was, of course, one of the defendants’ attorneys and his job was, in part, to attempt to rehabilitate any venire-person his client might wish to have on the jury. And, as I will later demonstrate, it is apparent that the defendants wanted Mr. Greene and all other African-American venirepersons on the jury, while Moran, to the contrary, wanted all Caucasian venirepersons as jurors, if possible.
At completion of voir dire, Mr. Karsh, one of Moran’s lawyers, moved to strike for cause several venirepersons, including Greene. Karsh explained specifically that “Juror No. 4, Mr. Greene, and Juror No. 21, Miss Norman-Cook [also an African-American venireperson]
Karsh then sought to peremptorily challenge jurors numbered 4 (Mr. Greene), 8, 17 (Mr. Tate)
The defendants then peremptorily challenged jurors 10, 11, 14 and 16, all Caucasian venirepersons, and all potential jurors with lower juror numbers than Mr. Tate, juror number 17, one of the African-American venirepersons sought to be challenged by Moran.
Of course, when reminded by Karsh that Edmonson v. Leesville Concrete Co.,
According to the record, the reasons advanced by Dunne and the district court’s response to the showing were as follows:
Mr. Dunne: Your Honor, Juror No. 10 is employed as a professor. He had 32 years as a teacher and principal in the secondary Mehlville School District and*658 then works as a college professor now. He also teaches a class in Business Law. It’s my belief that such a person tends to have stronger opinions which I prefer not among juries that I select in the school teaching profession.
Juror No. 11 apparently frequents a tavern near the place where I also live. He objectеd to karaoke, which I happen to enjoy, and so I didn’t like his points of view where those matters were concerned. I also thought that Juror No. 11 had a somewhat, although refreshingly flippant but a somewhat of a flippant sense of humor.
Juror No. 14, Miss Giessing, said that she tended to be or was in the past politically active and also made a comment and — something about what she considered to be trivial lawsuits going to trial. I didn’t like those comments. I realized after voir dire concluded that I know Gail Hadican’s [juror number 16] husband. He’s an attorney here in town, and I didn’t want to be in a position of having Mrs. Hadican serve on a jury that I was trying a ease in front of. The Court: Okay. I think those are all legitimate nondiscriminatory reasons.
Voir Dire Tr., Vol. I at 125-126.
The Caucasian venirepersons were summarily stricken without permitting Karsh to attempt to make a showing of discriminatory animus on the part of Dunne in his making of the challenges of the lower-numbered Caucasian venirepersons.
Thus, it is clear from the record that both sides wanted to use peremptory challenges to racially shape the jury. Only the defendants were allowed to successfully do this in any discernible measure.
Although not material to my dissent, I digress to note that this may have been one of those rare cases in which the intended remedial thrust of Batson does not fully contemplate the deeper issues in a case so permeated with race. That being said, perhaps both parties should have been permitted to use more liberalized bases for “cause” challenges accompanied by the elimination of “peremptory” challenges altogether. See Hon. Theodore McMillian & Christopher J. Petrini, Batson v. Kentucky: A Promise Unfulfilled, 58 UMKC L.Rev. 361, 374 (1989-90); State v. Cromedy,
Assuming, as I must, that Batson fits this case, I turn directly to the district court’s major error. Dunne was, of course, correct in stating that, absent race, age and gender considerations, a peremptory challenge may be asserted “for any or no reason.” Voir Dire Tr., Vol. 1 at 124. He was also correct in lodging a Batson objection for his clients when all African-Americans were challenged. The district court, however, erred by not applying Bat-son even-handedly to both parties’ peremptory challenges, as precedent requires. And, contrary to the court’s analysis, our review is not limited to clear error. We must review not only the trial judge’s conclusions about the reasons given for the strikes, but we must first consider de novo whether the judge correctly applied the law established by Batson and subsequent cases.
More importantly, however, after examination of Karsh’s reasons for the proposed peremptory strikes, the district court obviously recognized that the artiсulation concerning Ms. Norman-Cook was sufficient. The Norman-Cook showing was based upon her own testimony concerning the Bell incident. The challenge was properly sustained. Mr. Greene presented almost exactly the same set of circumstances except that he did not work at an ICU or have a relative with a disability. There was absolutely nothing incredible about Karsh’s recitation of Greene’s testimony. It was straight from the evidence before the court. The Karsh presentation clearly answered, under step two of the Batson procedure, the defendants’ prima facie theory. Accordingly, any presumption of discrimination based upon a prima facie showing totally disappeared from the case. While the substance of the explanations advancеd by Karsh was properly evaluated by the trial court for discriminatory animus, even after the prima facie case was gone, no such animus emerged from the reasons stated by Karsh. Under any reasonable credibility evaluation, the justifications advanced by Karsh as to Mr. Greene were clearly nonpretextual. For instance, no other unchallenged venirepersons of any race who remembered the Bell incident expressed problems with giving Moran a fair trial. Indeed, the evidence tended to run in another direction, that is, toward a possibility that Greene would have trouble giving Moran a fair trial. In fact, the recitation of Greene’s own testimony about his concerns over his ability to be fair to Moran because of his anger over Bell’s beating tended to negate, not establish, an invidious racial reason for the Greene challenge. And, though the defendants were not required to do so, they did not offer any information to the contrary. To be sure, Greene was weakly rehabilitated by Dunne, the defendants’ counsel but, to be fair, only barely so. As the Ninth Circuit has pointed out, rehabilitation is only sparse evidence of ability to fairly serve. “In determining whether a district court has abused its discretion in refusing to remove a juror for actual bias, this court accords significant weight to a juror’s definitive statement that he can serve impartially. Nevertheless, ‘the juror’s assurances that he is equal to this task cannot be dispositive of the accused’s rights.’ ” United States v. Gonzalez,
In any event, the trial judge overruled Karsh’s strike of Greene not because the defendants proved “purposeful racial discrimination” as the law requires, Purkett v. Elem,
[Wjhere the prosecution strikes a prospective juror who is a member of the defendant’s racial group, solely on the basis of factors which are fаcially irrelevant to the question of whether that person is qualified to serve as a juror in the particular case, the prosecution must at least articulate some plausible race-neutral reason for believing those factors will somehow affect the person’s ability to perform his or her duties as a juror.
In this case, the articulation by plaintiffs attorney was on its face race-neutral, relevant, accurate and nonpretextual. The reasons given were certainly not inherently discriminatory. Rather, the reasons abundantly established that Mr. Greene was a very problematic juror, who would very possibly not be fair to Moran given Greene’s admitted state of mind over the Bell incident.
Karsh’s peremptory challenge of Mr. Greene should have been sustained. It was error not to do so.
Were I able to apply a “harmless” error review to the district court’s error, I would still be inclined to reverse because, as the court stated, “the racial undertones and tensions permeating this case” were enormous. Ante at 653. On the other hand, I likewise agree with the court that the “storied, lengthy” history of the case suggests an ending of some kind would be in order. Ante at 649. But, courts consistently find that the existence of even one juror who should have been either seated or excluded is a structural defect requiring automatic reversal. Becht v. United States,
every' other circuit to address this issue agrees that the erroneous deprivation оf a [party’s] right of peremptory challenge requires automatic reversal. See United States v. Broussard,987 F.2d 215 , 221 (5th Cir.1993) (“The denial or impairment of the right to exercise peremptory challenges is reversible error without a showing of prejudice.”), abrogated on other grounds by J.E.B. v. Alabama,511 U.S. 127 ,114 S.Ct. 1419 ,128 L.Ed.2d 89 (1994); Olympia Hotels Corp. v. Johnson Wax Dev. Corp.,908 F.2d 1363 ,1369 (7th Cir.1990) (“It is reversible error to deny a party to a jury trial the peremptory challenges to which the rules of procedure entitle him .... ”); United States v. Ruuska,883 F.2d 262 , 268 (3d Cir.1989) (affirming the automatic reversal rule described in Sivain, and stating that Batson “does not call into question this aspect of Swain.”); United States v. Ricks,802 F.2d 731 , 734 (4th Cir.) (en banc), cert. denied,479 U.S. 1009 ,107 S.Ct. 650 ,93 L.Ed.2d 705 (1986) (same); Carr v. Watts,597 F.2d 830 , 832 (2d Cir.1979) (impairment of right of peremptory challenge is “reversible error without a showing of prejudice”). Other circuits have recognized the automatic reversal rule in dicta. See United States v. Cambara,902 F.2d 144 , 147 (1st Cir.1990) (“restricting a defendant’s use of the lawful number of peremptory challenges is reversible error if a challenge for cause is erroneously denied”) [abrogated on other grounds by United States v. Martinez-Salazar,528 U.S. 304 ,120 S.Ct. 774 ,145 L.Ed.2d 792 (2000) ]; United States v. Mosely,810 F.2d 93 , 96 (6th Cir.), cert. denied,484 U.S. 841 ,108 S.Ct. 129 ,98 L.Ed.2d 87 (1987) (same).
Here, wе had a venireperson seated, Mr. Greene, who should have been excluded. Precedent rightly demands that invidious racial reasons should never be used to exclude an otherwise qualified juror. But, on the other hand, precedent does not support the seating of a properly challenged juror simply because of his minority racial status. Justice Thurgood Marshall in his eloquent Batson concurrence stated “Our criminal justice system ‘requires not only freedom from any bias against the accused, but also from any prejudice against his prosecution. Between him and the state the scales are to be evenly held.’ ” Batson v. Kentucky,
In my view, the scales were not so evenly held in the jury selection in this case. Accordingly, I dissent.
. One such participant stаted, "only Jesus can count [how many times I hit Bell].” Trial Tr., Vol. Ill at 147.
. Ms. Norman-Cook had testified that she remembered the Bell incident and that it would be difficult to sit as a juror in the case. She also stated that she worked in an intensive care unit and that she had a retarded nephew. Voir Dire Tr., Vol. 1 at 96-98.
. During his response to the Batson objection, Karsh, for his nondiscriminatory showing in support of the peremptory challenge, pointed out that Mr. Tate was unemployed and had expressed some antagonism toward counsel for the parties which was "somewhat offput-ting.” Voir Dire Tr., Vol. I at 120-21.
. The Clerk of Court presented venirepersons numbered one through forty to the district judge for jury selection. All forty venire members were questioned at voir dire. After challenges, both cause and peremptory, were sustained or overruled, the lowest-numbered twelve venirepersons remainmg were seated to hear the case. Jurors 1, 2, 3, 4, 6, 8, 9, 12, 13, 15, 17 and 18 were selected.
. See ante at n. 4.
