*1 is DISMISSED. appeal shall issue forthwith. The mandate a/k/a, Askari
Thomas KNIGHT Muhammad,
Abdullah
Petitioner-Appellant, and Tom
Richard L. DUGGER*
Barton, Respondents-Appellees.
No. 86-5610. Black, Furci, P.A., Roy Marisa Black Appeals, Furci, Mendez, Miami, States Court Black and United Tinkler Fla., Fla., Gainesville, Circuit. Cary, Eleventh G. Rich- Susan Zuckerman, Strafer, Taylor Spaeder, & ard Dec. Gables, Fla., Evans, petitioner-ap- for Coral pellant. Fox, Smith, Gen., Atty. Calvin Susan
Jim Gen., Miami, Attys. Asst. Hugentugler, Fla., respondents-appellees. RONEY, Judge, Chief Before CLARK, Judges. Circuit TJOFLAT RONEY, Judge: Chief of a the denial appeal is an This case, capital corpus in a writ of habeas referred to tragic which have been facts of and bizarre.” as “unusual (Fla.1981). On State, 394 So.2d Muhammad, 17, 1974, Abdullah July Askari Knight, Thomas abduct formerly known as Gans, wealthy Miami business Sydney ed work, him to way forced man on his Lillian held his wife his home and return to $50,000 Af demanding ransom. hostage, money, notifying law ter Gans obtained Mu process, officers enforcement a se- to drive to Gans hammad instructed * DUGGER, Secretary Department of Florida L. pursuant to Fed.R. caption has been altered 43(c) RICHARD Corrections. App.P. to reflect succession
706 1980, 15, area, August fatally shot ment of new counsel. On
eluded
where Muhammad
offi
court,
Gans and his wife. Law enforcement
trial
sua
dismissed the
sponte,
the
cers, hot Muhammad’s trail after Gans’
on
petition.
just
tip,
upon
crime scene
as
came
the
appointed
Muhammad was
new counsel
Muham
running away.
Muhammad was
appeal
and an
was taken from the dismissal
half
apprehended four and a
mad was
appeal
petition.
his
of
While
later, hiding
2000 feet
hours
in the brush
Court,
pending
Supreme
before the Florida
away from the
He had blood
crime scene.
First,
12,
happened.
things
two
on October
standing atop a
pants
his
and was
stains on
1980,
fatally
prison
Muhammad
a
stabbed
$50,000.
containing
and a bag
rifle
buried
Muham
guard
his cell on death row.
19, 1974,
awaiting
September
while
On
ultimately convicted and sen
mad was
murder,
first-degree
trial on two counts of
crime, and the
tenced to death for this
massive,
escaped
jail.
A
Muhammad
and
affirmed on
judgment
sentence were
and Muham-
nationwide manhunt ensued
State,
appeal.
494 So.2d
Muhammad v.
31, 1974.
recaptured December
mad was
on
(Fla.1986),
1101,
denied,
969
cert.
479 U.S.
1975,
tried, con-
April
Muhammad was
1332,
(1987).
107
3. The court noted
witness; (4)
previously adjudi
grounds
had
to instruct
for relief
failure
sion of defense
cated,
appeal and the
(5)
the first two on direct
underlying felony;
on
failure to instruct
on
petition for writ of
two in Muhammad’s
second
guilty
consequences
of not
reason
of verdict
(1)
impar
corpus:
denial of
to an
habeas
(6)
insanity;
process
due
at sentenc-
of
denial of
(2)
theory
jury;
right to notice on state’s
of
tial
jury
ing phase
inadequate
instructions
based on
(3)
jury
prosecution;
failure to instruct the
on
circumstances,
mitigating
non-statutory
im-
offense;
(4)
underlying
the elements of the
argument,
proper prosecutorial
non-unanimous
appellate
The court
denial of effective
review.
imposition
dispro-
jury
of
recommendation and
proce
had
found that Muhammad
committed
sentence; (7) discriminatory impact
portionate
(1) exclu
dural default as to these two issues:
victim; (8)
penalty
race of
of the death
based on
witness;
(2)
testimony of defense
sion of
counsel; (9)
appellate
inade-
ineffectiveness
consequences
on the
failure to instruct
review;
(10)
quacy
appellate
Florida Su-
insanity.
guilty by
reason of
of a verdict of
preme
of non-record evi-
Court’s consideration
summarily rejected two issues on the
The court
dence; (11)
process
post-convic-
denial of due
(1) arbitrary application
the death
merits:
(12)
proceedings;
assistance of
ineffective
tion
case;
(2) discriminatory
penalty in this
(13)
guilt-innocence phase;
inef-
counsel at
imposition
penalty on black offend
of the death
sentencing
of counsel
fective assistance
State,
535-36
ers. Muhammad v.
426 So.2d
phase.
only
the court found to
claim which
(Fla.1982),
denied,
104 S.Ct.
cert.
464 U.S.
challenging
procedurally
was that
(1983).
barred
argument during
prosecutor’s
propriety of the
court
district
4. The claims
before the
raised
sentencing phase.
(1)
because
trial
were as follows:
denial of fair
(2) right
no-
pervasive
pretrial publicity;
however,
claim,
adopted
case-by-case approach
this
eval-
Muhammad’s last
claim,
concerning restrictions
the consideration
uating
Lockett
albeit
Hitchcock’s
non-statutory mitigating
evidence
than were reached in
with different results
dis
presents more
difficult issue.
Court,
appear that
it would
the Su-
this
prior to the
court decided this case
trict
of Hitchcock on the
preme Court’s reversal
Supreme
decision
United States
Court’s
viability
does not affect the
merits
393, 107
Dugger, 481 U.S.
Hitchcock v.
approach. Compare
case-by-case
Hitch-
(1987).
7H
denied,
BACKGROUND report Sorrentino issued a in the instant Thereafter, for the Judi- matter. Petitioner Circuit Court Eleventh filed his ob- County jections report 6,1985. cial Circuit in and for Dade ad- to that on December (f/k/a judged Askari Abdullah Muhammad Each of Petitioner’s several bases for is- Knight) guilty Thomas of two counts of suance of the writ will be discussed hereaf- degree him first murder and sentenced ter.
death. Petitioner’s execution was to occur
3, 1981,
on March
at 7:00 a.m. On Febru-
I. PRETRIAL PUBLICITY
24, 1981,
ary
Petitioner
filed his Petition
Evidentiary
A. Need for
Hearing
Corpus
for Writ of
in this district
Habeas
Petitioner Muhammad contends as
application
court. Petitioner
filed
for
one of
grounds
Stay
following day,
granting
for
of Execution on the
Writ Habe-
26, 1981,
February
Corpus
February
pretrial publicity gener-
1981. On
Judge
United States District
Joe Eaton
pervasive
ated
the news media was so
granted
stay
Petitioner’s motion to
his exe-
prejudice
ability
to his
a fair
receive
9, 1981,
By
cution.
of March
Order
impartial
County
trial
Dade
should
jurisdiction
retained
over the matter.
Court
presumed.
Petitioner also claims that
the trial court made two errors at the end
1. State action —exhaustion
state
voir dire.
first was the trial
remedies
change
court’s denial of his motion for
filing
request
venue. The second was his
Prior to
his Petition
this district
court,
appealed
peremptory challenges.
his conviction to
additional
Supreme
By
the Florida
Court.
Order of
Supreme
The Florida
ad-
twice
30, 1976,
September
the Florida
contentions,
petitioner’s
denying
dressed
Court affirmed the Circuit Court’s convic
ap-
relief each time. On Petitioner’s first
*7
Knight
See
tion and death sentence.
conviction,
peal of his
noted that
Court
State,
(Fla.1976).
of the articles
defense,
general
insanity
articles on the
extensively regarding
prospective jurors
allegedly
other crimes
committed
may
pretrial publicity
influence the
defendant, etc.),
figures
and the circulation
had on them.
newspapers.
spe-
of the
Defense counsel
State,
(Fla.
Muhammad v.
Petitioner has
explore
pretrial
they
give
could
the defendant a fair
hearing to
the merits of his
publicity
governing
claim. The standards
impartial
trial and that the court was
district court must
whether
federal
relying
only upon their
not
answers
voir
evidentiary hearing to determine
hold an
dire,
expressions
but their
and mode of
corpus petition of a
the merits of a habeas
answering. The court also noted that there
custody
person in state
are set forth
great
press
had not
discussion in the
Sain,
Townsend v.
In a newscast of 17th it was teenage that boys ed “a few said Thomas Coverage B. The Media nuts, mostly dumb ... but Television 1. spent people said he time on his car.” first The Court examines television 18th, July reported a news that On brief by petitioner. The scripts submitted news suspect in the Gans is kidnap murder “[t]he coverage July aired on initial picked lineup arraigned.” and The out of a murders, day of the Gans cannot mentioning same news show concluded prejudicial unduly said to Attorney that “Florida General Robert She- primarily of factual it consisted because kidnap today, vin reacted to the murder ... reporting. was referred to news calling on the Court to reinstate “alleged” “suspect.” One killer or as death penalty.” suspect’s neigh- clip, originating from the July p.m. A 18th newscast show 6:00 10, shown on Channel borhood and affiliate, on Channel the NBC focused on station, that the sus- local mentioned ABC arraignment and stated that sus- “[t]he Opa pect from a section “black” appeared pect rather nonchalant as he was problems, but re- and had marital Locka Knight ap- cell escorted back to his ... suspect was liked ported also that the lineup according peared police in a clip reported neighbors. same his Safety positive- Metro Public officials—was neighbors by his suspect was described ly driving the man around identified as The clip loved con- one who children. (sic) yesterday in the auto.” town Gans’ stating reporter cluded with on-scene reported also same newscast I “[ejveryone to said same talked “Knight’s say basically co-workers he was do T he would some- thing: can’t believe neigh- loner also in the ... he was known ” thing like this.’ guy. quiet Knight’s arrest borhood as on film that was shown Channel Another extensive, dating back to quite record p.m., p.m., July 17th at 6:00 11:00 10 on placed years five 1965 when he was on charged jail that a man is in with reported breaking entering con- probation for a slaying.” machine-gun a “brutal (sic) had with His another bout viction. he when was arrested police last month July on story which aired on 17th A news charged grand larceny.” affiliate, reported local NBC Channel meekly” suspect “surrendered coverage remainder television showing the sus- that “WCKT newsfilm 20, 1974, re- has been September until pect’s has at the re- face been withheld any- I find do not viewed the Court. Department Safety the Public ... quest of thing unduly prejudicial the defendant try identify can him in a witnesses until period coverage, as what- of television police lineup.” coverage focused on the ever scant existed upon aspects of the crime and factual July referred to Another 17th newscast guilt innocence Petitioner. “wealthy as a Miami industrial- the victims broadcast, his wife.” Later ist and newsworthy again Petitioner became as an “un- petitioner was referred to he, prisoners, ten along with other when abductor,” man,” “the “the Sep- black County identified Dade escaped from the Jail Describing killer.” kidnapper,” and “the newsclip A that aired tember mentioned that capture, p.m. reported the broadcast September at 6:00 20th young searching black man with hair eleven for nine of police were “[t]he *9 relatively County seemed uncon- escaped numerous braids from the Dade men who Jail, times even smiled a few as he men considered cerned and and that trip to put dangerous. into a car for a Jackson was Hospital.”
Memorial 4, the on An editorial shown Channel 20th, affiliate, September com- July on 17th on A aired CBS newscast which jail security the lax at Knight plained “was found about reported that Thomas prisoners escape. money.” eleven allowed weapon and the with September On 25th a brief mention was made of a reward any- $500.00 offered to The editorial mentioned that still on “[0]ne one Knight. who turned in Thomas charged the loose is with murder of September On it was twice Sidney and ago Lillian Gans two months briefly reported “[t]oday Dade State frightening ... one of the most crimes in Attorney Richard Gerstein announced a re- history.” recent local ward for information leading Knight’s September Another 20th newscast de- says anonymous arrest. Gerstein donor escape, reporting pris- scribed that “5 2,500 promised has dollars for information oners are still large, including Thomas leading Knight’s arrest.” Knight, alleged killer of industrialist 16th, reported On October it was at 11:00 Sidney Gans and his wife. All are de- p.m. Knight subject had been the of an extremely dangerous.” scribed as intensive day manhunt that after he was newsclip A September which aired on reputedly spotted in South Dade. The 20th p.m., at 11:00 “Knight mentioned that reported “Knight newscast is the most might have been the coordinator of the sought-after man in County. Dade He’s jailbreak.” wanted to stand trial slaugh- for the brutal ter wealthy of a Miami couple.” September A newsclip 21st which aired On p.m. reported at 11:00 on November 13th it was reported Channel 7 on the 6 o’clock news that Miami FBI “[a]mong the 3 missing inmates still is “[t]he 23- office slayer wants accused Knight Thomas year Knight old Thomas Opa Locka. placed on the 10-most-wanted list ... He’s Knight charged with two counts of mur- now wanted the FBI flight for unlawful der in the kidnap-slaying wealthy busi- prosecution. to avoid Georgia officials Sydney nessman Gans and his wife. Police Knight want in connection robbery say Knight may have been the leader of accomplice homicide. An Knight’s escape. hour, At police have set captured was in that case ... ”. up perimeter in the area of N.W. 27th Knight Avenue as positively was identified On reported December Channel 4 by 15 customers as the up man who held a Knight’s capture, stating Knight “[w]hen food store in the area.” escaped County from the Dade in Sep- Jail tember, he cunning was described as September Another 20th newscast re- today, vicious. But at a federal court hear- ported that jailbreak] “the leader [of ing Orlando, he seemed confused and one, sought-after most Knight, Thomas caught in simple report error.” The police predicted continues follow his be- also mentioned that says Knight FBI “[t]he havior: elusive and smart.” The newscast is wanted slaying Georgia for a and for briefly then holdup described a in which robberies, several all of which occurred Knight allegedly involved earlier that while he fugitive.” was a day. 2, 1975, January On reported Channel 7 September Another 21st newscast which Knight on the transfer of from Orlando to p.m. aired at 11:00 gave Channel 7 a Miami, “Knight and stated smiled and description holdup that Knight alleg- gestures made obscene to newsmen as he edly committed. entered the Knight Dade Jail. was held in Knight large, While there was solitary confinement in jail, the Orlando coverage of escape which featured on jail attendants said he went in a ram- pictures occasion “Wanted” Knight and page night up last ... tore and he be[ds] updates reported sightings brief of him. attempted to set the mattress in his e[ell] coverage Some of this pass- mentioned in on fire.” report mentioned one line ing murders, the Gans but the Gans mur- the murder of the reported Ganses and also guilt ders and the innocence of Cordele, that “he is also Georgia, wanted in therein was not made the focus of the police say where liquor he shot and killed a *10 Knight escape reporting. during store clerk robbery.” a
Suspect on Bond.” The article Was Out surrounding the crime. rehashed events coverage of the television The remainder mainly burglary It also consisted remarkable. Knight’s proba- charges. former One Knight “arrogant, as tion officers recalled Newspapers A former chip a on his shoulder.” with a ran front July 18 the Miami Herald On Knight employee “hothead.” described as a The on the murders. headline page article Knight’s neigh- that reported The article Kidnapped Couple “Dade reported quiet him “as a man who bors described portrait were two To Death.” There Shot Plymouth.” liked to tinker with picture a which photos the Ganses and ducking he was Knight’s head as showed July appearing A in the Miami 19 article article contained a police into car. The a Giving Liked News was headlined “Gans of the crime. factual account detailed The Man With Record Second Chance.” Knight’s article described crime article which ran Miami Herald Another previous problem Gory Associated work headlined “Good July page on 18 on 28 was alleg- Industries, he was after where fired The article men- Worker, But Emotional.” The edly stealing a truckload of roof tile. hat, co-workers said tioned that Knight picked Knight found in the article related that had been belonged to had been Sidney lineup police lot Gans’s parking police busi- out of a several executive reported “Knight witnesses, positive The article ness. but others could not be a Fort prison time in for Pierce had served in their identification. awaiting trial conviction and was
burglary July Another 19 Miami article was News larceny ar- County on a Dade June Suspect Faces “Murder-Kidnap headlined quoted Knight’s one of The article rest.” crime Jury.” That article described the Knight stating was “a as co-workers factually. very He good good worker ... worker—a “Slay- JulyA article was headlined 27th lot, witty laughing pretty joked was —he Held; ing Suspect Knight Trial Heads reported The all time.” article briefly de- article Circuit Court.” complained to his co-workers Knight often Knight’s preliminary scribed the crime racism, Knight felt about because "... hearing. a lot of Another there were anti-blacks.” quoted stating spate newspaper was as important co-worker The next very “a good was “a worker” with Knight Knight’s es- generated upon publicity was character,” he strong but could be very Sep- On cape County from Dade Jail. co-worker said that “very emotional.” The local sec- page front tember danger- could Knight told him he once headlined tion of the Miami Herald was ex- ous mad since he was a karate when Smart, Tough, Free.” Knight “Thomas by noting pert. concluded The article briefly jailbreak The article described Knight’s neigh- as well as “[c]o-workers Knight’s feelings reported and then shock that he Opa expressed Locka bors re- neighbors The article and his mother. murders.” charged had been with “[ajccused kidnap-murderer ported that anything Knight Thomas ‘could have been in the Miami appeared An article which wanted,’ says.” neighbor he a friend A July 18 headlined “8 of 11 News stating Suspect.” quoted I would have Identify Murder article was “[o]nce Knight’s briefly Knight my apartment described the crime trusted Thomas with grand larceny stealing for car, earlier arrest as far as my I don’t trust him [n]ow employer. earlier roofing tiles by stat- spit.” I can The article continued employer reported earlier Knight, ing shock when was a “[i]t hardworking, Knight hot- as a described kidnap-murder July charged last getting trouble tempered person who had and his wife. of a North Miami industrialist along with others. just “I it was the couldn’t believe neighbor for whom Knight, Thomas said Miami Herald front-page A article La- sewing fixed a machine.” “Kidnap-Death once July 19 was headlined *11 work, “Knight was also frustrated about say go a friend said. ‘Thomas used to he’d reported ter in the it article was that “[h]e time, it, to work on do but no matter how (Knight) escape, says chose a friend who did, good he up. he never moved “Some arrest, Knight talked with after his be- diploma, day cracker comes in awith first he cause saw himself the electric chair. job, on the up you,” and moves ahead of one, things were, The that him scared most ” say.’ he’d (State Richard) Attorney prosecut- Gerstein two, ing, publicity about the case. An appeared article which in the Miami thought way Thomas that there to September was no News on 23rd was headlined get County “Everyone, a fair trial in Dade Everywhere Fugitive Flor- ‘Sees’ Knight.” ida.” reported The article numerous sightings fugitive false but did not article, reported The same which is particularly prejudicial contain material depth here it because is one of the main Knight. Knight sources for references to that does solely not focus on the facts of the crime or An appeared Septem- article which in the escape, Herald, many continues felons ber 30th page Miami on the front “[l]ike Knight deep section, had a interest in law. Was a of the local was headlined “Man- Association, graduate Glamorous, of the Raiford Bar Tiring.” hunt: Not Just you might say.’ reportedly He reported wrote from article that detectives who had memory complete transcript helped capture Knight initially his hour- were also pre-trial also, hearing. and-a-half He working recapture gen- him. The article said, source wanted to direct his own trial.” erally described the police manhunt sightings Knight numerous false reported The same article test- “[h]is police. photograph called in to A of a IQ 100,’ average ed was nationally, about — poster Knight “Wanted” was included. student, disadvantaged but for a indiffer- school, likely ent exceptional to indicate continuing The few articles about the ability.” reported Knight’s article manhunt, September ran between mother said “I think something wrong it’s 31st, 30th and primarily December just with his head ... I pray to God the Knight factual. recaptured on Decem- police don’t kill him. If I could tell him 31, 1974, Beach, ber Smyrna New Flor- something it would give be to tell him to Periodically, ida. detailing articles his re- up. Maybe they then mercy would have capture fugitive appeared and his time place and send him get help some some newspapers. ap- An article which about his head.” peared in the 31st December Miami Herald “Fugitive Knight was headlined Seized in reported The article “[njeighbor Art Smyrna.” Raid at New The article was a Doyle, who used to drink beers with police factual account of the cap- and FBI Knight, sharing complaints recalls about a ture of boarding Petitioner in a house in leaking Knight [Knight] roof. fixed it. He Smyrna New Beach. While cars, the article es- nothing knew neighbor about another sentially said, reported capture, it did re- by taking apart but learned beige count murders, the details of the Plymouth.” Gans al- briefly beit factually. also briefly The article mentioned that An Knight's appeared article which appeared life straightening Miami January News on out after arrests earlier in his life. was headlined “Accused Kidnapper Slayer placed in — reported The article “Beatrice Safety Dade photograph Cell.” A of a [Knight’s attractive, Knight jeal- wife] smiling Knight by guards flanked ap- also shortly ous. left him alleg- She before he peared captioned and was “Laughing Gans, edly killed Sydney Sydney owner of by deputies.” escorted Bag wife, Paper, and Gans’ Lillian. left, Lord, My something When Beatrice reported article “Thomas him, must exploded neighbor Knight, laughing inside waving obscenely at said.” photographers, brought has been back in *12 I my
me father’s name and I said for didn’t know. trial County to await Dade Jail the charges.” said, The kidnapping ar- raised I “They you?'
murder
‘well who
in
briefly
two sentences the
ticle
recounted
orphan’s
said I came from an
home.
reported
The
also
murders.
article
Gans
to,
I
they
When
asked what school went
charged
the
“Knight
Octo-
is also
I
Black
I al-
told them
Muslim School.
liquor
Georgia
murder of a
store
ber
ways give
phony
a
name.
quoted
A
as
Georgia
clerk.”
Sheriff was
I can
glad
my
“I’m
use
own name now.
(Knight)
up
him
back
stating
want
“[W]e
I
My
here in Miami.
her
wife is
love
County
very
after
has a
badly,
here
Dade
very
kept
I
to
trying
much.
call her and
at him.”
crack
get through. Somebody
could never
told
article,
January
pre-
An
undated
they
jail.
only
me
had her in
That’s the
4th, appeared
sumably
January
from
3rd or
swung
way.
glad
I
I’m
reason
back this
“Georgia
in the Miami Herald headlined
got caught.
I
I’ll have a chance to see
Knight.” The article re-
Police Also Want
my
got
I
I
real lonesome and
wife.
suspected accomplice
that a
was
ported
see
wanted to
her.”
trig-
the
willing
testify
Knight
to
was
Georgia shooting.
in
arti-
german
the
remaining
appeared
articles which
crimes,
upon
briefly
the Gans
cle
touched
up
Knight’s
began
par-
were
until
trial
not
time,
jailbreak, Knight’s fugitive
ticularly significant. There was
article
in
prior
his
record.
information
alleged shooting
Knight’s
which rehashed
factual,
was
detailed and
ex-
article
rather
Georgia,
similarity
in
an article
about
inquired
a
cept for
section which
brief
in
of the cell
which he was held in at
manage
free
Knight
stay
for
did
to
“[H]ow
escaped
the one he
from in
Orlando to
$3,000
despite a
reward on
three months
Miami,
Knight’s accept-
an article about
notoriety as
his head and nationwide
one
court-appointed attorney, and a
ance of his
FBI’s 10
Wanted
And
Most
Criminals?
robbery charge, against
mention of
brief
robbery
plans
include a future bank
did
Knight,
was
The articles
dismissed.
chief,
police
of a
as
*13
hopes
punishment;
spec-
comments of
Dowd,
717,
vin v.
366 U.S.
6 L.Ed.
[at 722]
(“my
up;”
tators
mind is made
“I think he
755,
(1961).
2d 751 at
ing the selection contained Investigation Bureau of as Georgia of the sympathy material which evoked for the stating evidence the circumstantial quota- The same article featured victim. against suspects overpower- four of the chief detective case tions point looking for ing, and no “[t]here’s assuring prosecution’s readers that the ex- anybody else.” Id. speak would for the victim and tell hibits leading paper quoted An in a local article story. her Id. at 611 [at L.Ed.2d] (where County of Seminole Sheriff White S.Ct. at 1514]. [86 place): the murders took stand, Sheppard Cap- on the While it, me a my way If I about I’d have had Kerr of the Bureau issued a tain Homicide large precook I’d them for sev- oven and press allegations po- denying statement keep and let days, just eral them alive press statement lice mistreatment. The I punish And think that Liar, them ... don’t the headline “Bare-faced Kerr carried satisfy me. Id. at would Says of Sam.” [at L.Ed.2d] 1515], S.Ct. * * * * * * Supreme Court observed “[f]or them, go- protecting I’m I’m Whenever publicity Shep- about months the virulent court, ing my job bring them to to do pard had made the case and the murder get justice. hope they’ll and I 349, 16 at 615 Id. notorious.” L.Ed.2d] [at 1515]. [******] page
A appeared front article which quoted suspect stating Coleman a that he they put up I don’t see where any could Pennsylvania shot and killed a youth dur- plea mercy for ... The acts of men these ing spree they same crime because are lower than [the animals. suspects] did not “want witnesses.” gets If a citizen out of hand starts Id. at 1503. shooting people up, only way there’s one to arrest and shotgun. Any that’s with a front-page A editorial referred to the capi- man that believes in God believes suspects “sorry, as people” shiftless of the punishment tal ... I could throw the people kind for whom the community switch to the electric chair and never lose have never had much use. sleep. a minute’s It was noted another article that the
Id. at 1501. newly penalty enacted state death law reported A news article Georgia official applied could be suspects. four stating that there was ballistics evidence appeared An editorial began by suspects had killed the victims. lauding police rapidity for the Id. suspect’s capture. The editorial later com- quoted Sheriff White was in another place mented on the society lack of a article, stating: news *15 “... place individuals who no value on the boiling There’s blood all over the nation life of other individual with they whom about this. You name me a state where come in contact.” The editorial concluded they captured if suspects] broke [the by comparing rattlesnakes, killers to mad loose, people wouldn’t to hurt them. want dogs animals, or other opining rabid that place There’s no other for it to [the trial] individuals become as these lower “[w]hen except be held County. Seminole animals, they lose their to human Id. at 1519. treatment.” Id. at 1493. front-page A appeared article headlined appeared Several articles which featured They “Deserve What Slay Get: Mother of complaining quotations court-ap- from the Suspects.” The mother of three of the pointed attorneys suspects. accused for the quoted stating murderers was as “[t]hey respect that had no family lawyers for their extreme reluctance of repre- to people and those Georgia. How can sent the repeatedly reported accused was they expect any from us?” Id. at (“I 1502. it, despise whipping, I’d rather take a Judge appointed but the me and I to One article described two of suspects my do job.”) Id. at 1522. “hav[ing] as been involved with homosexu- ality.” quoted Another article the son of particularly prejudicial One ap- editorial of the murder stating, one victims as “I peared specifically which called for the ought think the killers killed.” Id. at penalty Alday death in the case: 1519. persons ... Three of the charged with Georgia Director of Safety Public style killings, execution escaped from quoted saying killings that “the prison preparing that was them for life horrifying were the most crime that has They the outside. were to be released ever been committed in our state.” Id. society. soon back into It seems clear quotations Sheriff again White’s found that there are some just criminals that way print. their into An reported article cannot be rehabilitated and should not be stating him that not a doubt in “[t]here’s society destroy returned to the lives of my mind that lynching has crossed the innocent, hard-working people like the everybody. mind of try I’d like to ’em in Aldays. court this afternoon if I had them down there.” Id. way. Look at it this person
Another article When a suspect mentioned Dun- is gee’s naming suspect convicted beyond as the courts Coleman a reason- killer of the victim Mary Alday. Id. able doubt of a crime like slaughter
Having examined the nature and the ex- pretrial publicity tent of the in the cases me Alday family, it seems to granted the writ pre- where due society It is nothing is else can do. there prejudice defendant’s right sumed to a to a argument accept that such absurd trial, pretrial produced fair made to the error a criminal can be see cause, I pretrial instant conclude ways. long a of his As such a criminal publicity generated in Petitioner Muham- lives, If society. he is a threat to indeed (Knight’s) mad’s case does not warrant the put prison, opportu- he has the he is into sought. relief exe- nity escape parole. for If he is cuted, nothing fear society has more to proceedings The Court notes that “[t]he such a criminal. Rideau, Irvin, Sheppard and Cole- [the at 1494. Id. entirely lacking man cases] solemnity sobriety to which defend- reprinted article a letter written
One
system
ant is entitled in a
judge
attorney
one of the
subscribes
the trial
to an
attorneys
any notion of
suspects.
rejects
The letter warned the
fairness
“trifling
They
courts” because
of a
cannot
about
verdict
mob.
be made to
change
attorneys had filed a motion for
proposition
juror expo-
stand for the
of venue.
Id. at 1496.
sure to information about a
defend-
state
prior
ant’s
convictions or to news accounts
newspaper
reported
The crime was
charged
the crime
he
is
alone
story
year
the “No. 2”
to have been
presumptively deprives the
defendant
Georgia.
appeared describing
Articles
Florida,
process.” Murphy
due
Georgia
slayings
crime in
as the worst
was
outrageous statements as to the need for
any
er to
of
vengeance, retribution,
the crimes for which he was
capital
punish
”
damaging impact
convicted. The
ment,
of a
all in the
‘justice.’
name of
heavily publicized confession or admission
judice,
In the
re-
case sub
record
cannot be underestimated. Such an inclu-
flects that
were two
there
instances
pretrial
sion in the
publicity has been held
publicity.
official
In one instance
At-
then
to have
exposed
infected an
community to
torney
kid-
General Shevin “reacted to the
such an extent that a fair trial there was
calling
nap-murder
on the
...
possible. See,
Rideau,
not
e.g.,
supra [373
penalty.”
the death
reinstate
atU.S.
at 665
S.Ct. at
[83
L.Ed.2d]
other
While a statement like this cannot be
1419];
Irvin, supra
see also
U.S. at
suspect yet
than
murder
to be
adverse to a
725-26, 6
1644];
L.Ed.2d]
tried, the
that this statement
record shows
supra,
v. Kemp,
Coleman
at 1539-40
any
any
(“[t]he explicit
way upon
was not influential
details
the inculpatory
eyewitness testimony
subsequent press coverage.
It
not
Coleman’s
did
half-brother, Billy, together
own
with
spearhead
It
a rash of similar sentiments.
publicity
case, approaches
other
in the
day
peti-
appeared
or
within a
two
prejudicial impact of the televised confes-
capture
repeated or
tioner’s
and was not
Rideau”).
sion
Several
ap-
sentences
short,
featured
after that.
while
peared in two articles concerned
peti-
made,
statement
indeed
it
not
was
does
alleged shooting
tioner’s
Georgia
demonstrate
official
concerted
involvement
liquor store clerk
said
Knight’s
pretrial publicity.
with or
on the
influence
suspected accomplice
alleged
crime
During
suspect Knight
the time
willing
was
to testify
was the
escape,
was free after his
a reward for
triggerman. However,
reporting
was
leading
capture
of-
information
was
exploited heavily,
factual,
not
(later
Attorney
fered. State
Gerstein
repeated. Further,
the voir dire in the
case)
prosecutor
chief
announced the
case does not reveal
mention or recol-
reward. While
announcement
by any prospective juror
lection
prosecution,
made
it did not
focus
Georgia allegations.
petitioner’s guilt or innocence as to the
Second, “...
there
no evidence of
Gans
and cannot
said
murders
record of official misconduct ...
in infuene-
publicity
public opinion
influenced
*17
the
ing
publicity given the case.” Patton
vis-a-vis those crimes. The announcement
Yount
F.Supp.
v.
v.
537
873
[Yount
Patton]
legitimate
ap-
only
purpose
was
for the
of
(W.D.Pa.1982), rev’d,
(3d
tions Gans Petitioner Muhammad claims that he was reduced, eventually accounts with process due and a fair trial due to denied time, or sentence passage of one two to of wheth- the failure the state announce tag-lines. made of mention There was also arrests; proceeding theory of previous of these er it was under Petitioner’s none may
evidence
be introduced and de-
may
either on the
fendant
be convicted
murder.
premeditated
or
felony murder
theory
killing
out
was carried
in this cause twice moved
The defense
design
premeditated
as a result of a
theory
other
state elect one or the
have the
theory
felony
or on the
of
effect death
motions were denied.
prosecution;
of
both
State, 104
Larry
murder.
v.
So.2d
ham-
claims that his defense was
Petitioner
(Fla.1958)”
rights
process
to due
and fair
pered and his
(Fla.
State,
Hargrett v.
725 mitted) not did contribute to Petitioner’s ample since there was evidence conviction criminal (1948) proposition for the that a to conviction ei- upon which base a under constitutionally spe- to is entitled defendant theory. Chapman ther v. See charges him. against notice of cific California 705 U.S. [87 824] [386 procedural process due principal “No of (“harmless rule). (1967) error” that no- clearly more established than is charge, specific of the and a chance tice heard trial of the issues raised to be in a III. EXCLUSION OF desired, among the by charge, that if are DEFENSE WITNESS rights every of accused constitutional Petitioner contends that his Fifth courts, proceeding in all state a criminal right process Amendment to due and Sixth or federal.” Amendment to fair trial were violated Cole, at at supra 92 L.Ed.] by the trial court’s exclusion of the testimo- S.Ct. at 517]. witness, Lt. Pat of the ny of defense Duval does principle of the stated Consideration County Department, Lucie St. Sheriff’s help here. Petitioner was
not Pierce, Fort Florida. notice, given through the indictment testimony Petitioner asserts that Duval’s premeditated charges of murder testimony to impeach needed of was bringing against him. state was Mutter, a psychiatrist expert Dr. state trial, Florida the time of Petitioner’s At Dr. pretrial Mutter stated witness. does) (and to permitted still the state law hearing he competency had based his felony premeditated or prosecute under sane, Knight opinion defendant indictment murder theories when the Knight’s appropriate expressions part, Therefore, premeditated charged murder. Further, for Peti- of affection his father. denials of the defense’s the trial court’s testimony tioner contends that Duval’s particulars motions statements crucial because it would bolstered proper under state law. testimony of the defense’s witnesses. One rate, by grant anyAt a refusal court to psychiatric witnesses testi- of the defense’s particulars only is reversible error bill Knight paranoid fied that had fantasies if it can be shown that defendant involving fear and hatred his father. surprised thereby actually at trial and suf- psychologist defense Another testified rights. prejudice fered to his substantial concept difficulty had See, Cole, e.g., v. 755 F.2d United States in a test. “father” word-association (11th Cir.1985); United States Cir.1982) Williams, (5th F.2d to attempted The defense introduce Colson, (citing 662 F.2d United States provide to testimony of Lt. a back- Duval (11th cause, Cir.1981)). In this expert’s opinion for the ground defense seriously sur- Petitioner has not claimed Knight’s mental difficulties could be prise. perceptions of and re- illustrated his Further, Petitioner has demonstrated prosecution ob- sponse to father. prejudice him to resulted from testimony proposed to Lt. jected Duval’s court’s denials of his motions. trial appear Duval did not on the wit- because premed- prosecuted primarily state under a provided the state the de- ness list design theory though itated even evidence permitted court the de- fense. trial showing felony-murder was introduced proffer testimony out- Lt. Duval’s fense simply The trial court refused trial. if presence jury, ruling that side the theory prosecution limit the state to one relevant it be admitted. it were would prosecution permitted state law where proffer, hearing After Lt. Duval’s theory. If there proceed under a dual objections judge trial sustained the state’s court, was error the trial this Court competency. its as to of a convinced error was not that such he Duval would have testified that Lt. *20 constitutional dimension. The benefit Knight past. (if com- had arrested Thomas the state from was any the error 726 witness, Lt. Duval. He was not an expert insanity on the issue. He would proffered Lt. that Petitioner first Duval not, by proffer, as indicated his have testi- came to his attention when he arrested him knowledge Knight’s fied as to his direct age proffered ten or eleven. Duval sanity. Allowing the introduction of sum- generally Knight
he was familiar family background Knight, maries of because Mrs. conversations between Duval mother, occasionally spoke Thomas’s Knight Mrs. would have violated the rule (Du- family problems. him about various against hearsay evidence without a show- val admitted that he did not know the other ing hearsay fell into well.) Knight siblings Duval about knew recognized hearsay exceptions. Duval’s involving the incest incident the father and knowledge Knight in was remote time. Knight, sister Thomas for which the showing There proffer was no made Knight eventually imprisoned. elder was especially that Duval’s recollections were Lt. in Duval also would have testified that See, e.g., accurate or reliable. R. at 3121. 1970, he Knight jail had seen Thomas in a nothing proffer There was that relat- Knight’s cell after an arrest and that con- directly question ed to the of Thomas rambling vaguely versation was threat- Knight’s sanity, nothing prof- was ening. hearsay ferred that did not involve or non- After Lt. had his Duval indicated that authenticated evidence. testimony general was to be in the area present The witnesses one’s described, objected the state to the testimo- own defense in a criminal trial lies at the ny objec- and the trial court sustained the core of the Fifth and Fourteenth Amend- tion. guarantee ments’ process of due of law. Petitioner raised the issue of the exclu- 14, Texas, Washington v. 388 U.S. 19 [18 sion of this defense witness in his state 1920, (1967). 87 S.Ct. 1923 1019] corpus petition, part larger habeas of a reviewing evidentiary determination appellate ineffective assistance of counsel judge, of a state trial the federal court does Supreme claim. The Florida Court ad- “ ‘super’ not sit as a state Court.” point: dressed the 528, (11th F.2d Boney, Shaw v. 695 530 The third by appellate asserted omission Cir.1983). general rule is that a feder- counsel concerns the failure to raise as al court will not review trial court’s ac- error the exclusion testimony by wit- respect ness Pat tions with to the testimony Duval. of this admission of evi- proferred Id.; witness was at trial to show dence. Wainwright, Nettles v. 677 that, given family history of (5th Cir.1982) F.2d (citing Lisenba abuse incest the father of the California, v. 314 U.S. L.Ed. petitioner, feelings professed by (1941)). 62 S.Ct. Before habe- petitioner expert witness were in may granted as relief because of a state “inappropriate.” fact proposed wit- court’s evidentiary ruling, erroneous expert ness Duval was not an witness violation must rise to the level of a denial and our review the record reveals that Nettles, of “fundamental fairness.” supra ruling judge clearly of the trial Id. [414]. within his discretion and proper un- Fundamental fairness is violated when der the circumstances of this case. The the evidence is material in the excluded failure to appeal raise the issue on crucial, critical, sense of a highly signifi- deficiency by not a substantial appellate cant factor. Boykins Wainwright, counsel, and there was prejudice. no (11th Cir.1984). F.2d State, (Fla. 394 So.2d 1981). Petitioner has cited several cases to the support Court in of his contention
I that his have reviewed the entire trial record rights process to due and fair submitted this cause. As to the trial were instant issue, judge I find that the trial violated acted the state evidentiary with- court’s excluding testimony discretion ruling. The Court has reviewed the cited
Washington, 18 L.Ed.2d at U.S. S.Ct. at 1925]. they finds that are distin- and authorities Mississippi, 410 In Chambers v. case at bar. from the guishable (1973), 93 S.Ct. Texas, Washington supra, the Su- In Mississippi the Court considered two state Washing- Court held that defendant preme evidentiary rulings petitioner’s in case. right com- to have ton’s Sixth Amendment police The facts showed that officers obtaining process pulsory witnesses Woodville, Mississippi, had tried to arrest a by a procedur- was state his favor violated pool A youth hall. skirmish ensued charged providing persons al statute prevent attempted when onlookers to or principals, accomplices, accessories melee, officers, In arrest. one of the not be introduced as the same crime could died, Liberty, was Before the officer shot. trial for each other. The Texas witnesses fire, hitting he returned the a man who was permit perpetra- refused convicted judge to running alley. down wounded man co-perpe- testify Fuller to on behalf of tor was Chambers. Chambers was taken to testimony Washington trator when hospital by persons three and subse- (Fuller exculpated Washington have would charged Liberty’s quently with murder. Washington tried have testified would One men who took Chambers to crime persuade him not to commit the to hospital was McDonald. McDonald la- Washington ran the fatal and that before gave a sworn to ter confession Chambers’ fired.) was shot attorneys Liberty. that he shot McDonald conviction, Washington’s reviewing already that he stated had told another States, on Rosen v. United the Court relied man, Williams, that he had used his own 245 U.S. 62 L.Ed. 38 S.Ct. pistol. He also stated that his confession Reid, (1918), overruling States v. United voluntary. jailed after was McDonald was (1852) (which L.Ed. 1023 12 How. making the confession. jointly had held that one of two defendants repudiated McDonald later the confes- high indicted for murder on the seas could Rev. sion. He stated that one Stokes had witness). not call the other as a This rule confess, him persuaded saying to that he thought it had been followed because was go jail that he not to and would would persons charged if two the same proceeds against in the of a suit share testify oth- crime were allowed to on each repudiation McDonald’s Woodville. behalf, try each er’s would to swear he accepted and was released. charge. out of The rule rested other premise present to ap- McDonald to The trial court ordered witnesses was subordinate to the Court’s state, however, did pear at trial. in preventing perjury. interest In Rosen him. called McDonald not call Chambers note of “the took conviction had his confession read to the sworn likely our time the truth more to be cross-examination, the elic- jury. On state by hearing testimony of all arrived repudiated had ited the fact McDonald understanding persons competent who then prior confession. McDonald testified knowledge may seem to the facts have Liberty explained had not that he shot case, leaving in a involved the credit why given he had a false confession. weight testimony of such to be determined attempted then to Mc- Chambers examine the court....” witness, trial Donald as an but the adverse (and upheld appeal) court ruled had Washington The Court held that since McDonald was adverse rights denied his Amendment been Sixth sense, accusatory he could not be called as “right had denied him the because state witness, though even his testi- an adverse put on the stand witness who mony to Chambers. was hostile mentally capable testify- physically ing personally sought he had ob- then events that Chambers introduce testimony served, testimony persons Mc- would of three whom whose shooting. had admitted the material defense.” Donald relevant and *22 728 hearsay a statement
cluded as inadmissible
exculpating
by co-indictee Moore
made
any
to let the
hear
trial court refused
The
refused to allow
Green.
trial court
hearsay grounds (up-
testimony
of their
on
Pasby, a confidant of Moore to whom
one
appeal).
held on
Moore,
by
was made
to testi-
an admission
shooting
Chambers was convicted of the
fy
co-perpetrator
on behalf of the
Green.
prison.
sentenced to life in
Supreme
The
Court held that
this case
Court,
reversing
the con-
The
supporting
corroborating the
the
evidence
viction,
the essential and funda-
balanced
ample
admission was
since the State used it
against
right
mental
of cross-examination
cer-
to convict Moore.
statement was
Mississippi
party may
that a
rule
In
tainly against
interest.
these circum-
impeach
The rule rested
its own witness.
stances,
held,
hearsay
“the
rule
Court
presumption
party
on the
that a
who calls a
may
applied mechanistically
not be
to de-
credibility.”
for his
witness “vouches
justice.”
(citing
feat the ends of
Id.
Cham-
rejected
present usefulness of
Court
284, 302,
Mississippi,
bers
410 U.S.
35
v.
rule,
such a
which had been condemned as
(1973)).
L.Ed.2d
ny related FELONY MURDER by court erred the trial also Chambers the excluding “hearsay” statements of the raises Petitioner Muhammad as one witnesses; were the excluded statements granting for the writ ground of habeas interest made one against confessions corpus failing the error the trial in of court There exculpating another. co-perpetrator jury underlying instruct the the ele- on no as to the critical can be doubt the kidnapping ments of felonies It was crucial nature of these exclusions. robbery. claims that the trial Petitioner the certainly to conclude that reasonable jury court instructed the verdict changed direction the trials first guilty degree of murder in the could Each of the defendants these exclusions. premeditated either a returned under of these prejudiced by the exclusion theory felony-murder theory. murder or a directly exculpatory statements. requiring granting of the writ Error the cause, it In the instant is difficult contends, occurred, Petitioner because the proffered Duval’s testi- conclude that Lt. court failed to instruct trial bearing mony had direct on either un- constituting of the crimes elements being crime for which the defendant was issue was raised on derlying felonies. The question tried or the defendant’s Florida, appeal Supreme Court of testimony sanity. concerned various held, denying appeal Petitioner’s de- loosely organized recollections grounds: on the stated family youth fendant as a and of his back- record the instant cause reflects police ground by sympathetic officer. As gave general judge the trial jury’s need to hear that defend- far as but definitive instructions homicide feelings for ant harbored his father upon ele- specifically not instruct did feelings of affec- were inconsistent underlying felony of kid- ments of tion, spoken that was in Dr. Wells’s napping robbery. or There no re- fears of the father held remarks petitioner’s trial quest objection by Knight. Nothing in Lt. Mr. R. 2981-82. give in- failure to these counsel proffer testi- contemplated Duval’s or his structions. mony approaches the for the massive need Green, testimony excluded Chambers Washington. is suffi- We conclude that where there the fail- premeditation, cient evidence of testimony is Boykins The excluded underlying give felony instruc- ure distinguishable readily
likewise tion, requested, it not been is expert where has was not an instant case. Lt. Duval ab- respon- error which mandates a reversal had professionally never been Indeed, very trigger
tive “or.”
of a
Stromberg
presence
attack is the
of a list-
showing
See Frazi-
prejudice.
sent
ground upon
jury might
ed
which a
convict
State,
er
(Fla.1958).
So.2d 16
constitutionally
invalid.
State,
Knight v.
(Fla.1981)
The abominable and de approach Florida Court’s deciding against testable Stromberg claim petitioner’s the crimes nature had was incorrect. proper approach The declared peti is to unconstitutional before the only examine trial). the trial court’s instruc- The Adams court was con tioner’s verdict, jury’s tions and the not the suffi- proper cerned with the approach to exam ciency of support the evidence to ining propriety sufficiency jury and Stromberg suggest verdict. does not a instructions where the instructions created harmless error standard based on over- possibility might that a defendant whelming guilt evidence of under been convicted of crime a that did not exist portion jury charge. valid under state law or under a previ statute Adams, supra at 1362. ously held to be unconstitutional. Stromberg portion case and the of Adams Petitioner claims that the Adams holding upon by relied Petitioner are not concerned ruling shows that by the Florida Su- with the preme jury failure to instruct on the cannot be determinative as it employed legally underlying elements of the In erroneous standard of felonies. stead, A review. close reading they deal with Adams instructions which case and Stromberg California, v. 283 contain misstatements of the law (certainly 1117, U.S. 359 L.Ed. (1931) 51 S.Ct. [75 in jury charge inclusion 532] of a constitu shows that Petitioner’s reliance on these tionally ground qualifies invalid as a mis Stromberg held that misplaced. cases is law). statement of the “a conviction upheld (1) cannot be if In Petitioner Muhammad’s case the trial jury was instructed guilty that a verdict court’s charge jury to the did not set forth could be respect returned with one ground as a for conviction the violation of a grounds, (2) several listed impossi- it is previously statute held unconstitutional. It ble to determine from the record on which crystal is clear from the record that when ground jury conviction, based the prosecution or the trial court referred (3) one grounds the listed was constitu- to underlying felonies committed tionally Adams, invalid.” supra at 1361 Defendant, the references were robbery (citing Stromberg California, v. 283 U.S. kidnapping. Both exist under Florida 359, 368 532, L.Ed. 57 S.Ct. 535 law. Neither was declared unconstitution- (1931)) (emphasis Court). added this prior al petitioner’s Therefore, trial. prong third of the Stromberg enunci- Petitioner’s reliance on Stromberg required ation is for a Stromberg attack Adams is inappropriate. upon a conviction; its inclusion Stromberg language preceded by is This Court is faced instructions conjunctive disjunc- “and” rather than the omissions, which contained or incomplete
731
However,
cause,
record
S.Ct.
incomplete instruction is
the entire
Kibbee
400].
U.S. 145
S.Ct. 396
instructions,
neous
violates
er “the
ous or even
at
completeness when the
stantively incorrect. See Henderson
dice the defendant
did
414 U.S.
particularly remote
not
ailing
at 1737.
elements. The
Henderson v.
[Kibbe], supra
object
38 L.Ed.2d
instruction is
due
[at 154]
[141]
[400] [
trial that the
instruction
[at 1737]
‘universally
rather than misstated
process,” Cupp Naughten,
Moreover,
to the instructions’
at
(1973)
147,
than one which is sub-
(1977).
368,
standard
where
Kibbee
undesirable, errone-
]
431 U.S. at
resulting
38 L.Ed.2d
claima
less
opportunity arose.
condemned,’
itself
94
merely
likely
Further,
the defendant
S.Ct.
[Kibbe],
so
conviction
at
“whether
prejudice
infected
or erro-
368,
396
lack of
155, 97
wheth-
preju-
” Id.,
“[a]n
431
[at
94
Henderson,
murder
turned
97 S.Ct.
Knight,
stressed
fied
premeditated
particular, the
mentioned
demonstrates
failure to
was not
gued
man v.
sufficient but
The record reflects that
record
beyond
injects speculation into finding pro- the fact cess: way premeditated instructions rate, premeditated
murder. The
murder
But at
jury,
instruc-
as a
no matter
given
specific
tions
fully
detailed.
evidence, you
what
disregard
can
Thus,
R. 3573-75.
this case is unlike
you
that evidence if
wish and turn that
Glenn v. Dallmann [Dallman], 686 F.2d
loose,
man
him
walk
out of this court-
(6th Cir.1982),
418
where the harmless error
though nothing
hap-
room as
had ever
inapplicable
rule was held
because the in-
pened
nobody
stop you.
can
incomplete
structions were
only
as to the
R. at 3464.
Adams,
charged.
crime
supra at 1364.
Cf.
Respondent
contends that
Florida Su-
The omissions in the instructions did not
preme Court decided this issue as a matter
jury guessing
leave the
as to the elements of
resting
adequate
on an
foundation of state
only
petitioner
crime with which
State,
substantive law Muhammad
charged.
Winship,
See In Re:
397 U.S.
358, 364,
(Fla.1982).
426
argu-
25 L.Ed.2d
So.2d
This
S.Ct.
[1072]
(1970).
carefully
in-
ment assumes that federal
habeas review
varying gradations
structed on the
and re-
is barred
the doctrine set forth in Wain-
spective
homicide, focusing
elements of
wright
Sykes,
[433
80-81]
premeditated murder.
(1977). However,
Florida
Accordingly, I am convinced that the tri-
Court reviewed the merits of
al
Petitioner’s
court’s omission as to the elements of
along
claim
underlying
regard-
felonies
with Petitioner’s claim
was harmless be-
yond
Chapman,
ing
a reasonable doubt.
appellate
See
ineffective assistance of
coun-
25-26,
supra
U.S. at
context,
sel. In that
argued
L.Ed.2d]
*26
711
at
Here there was
828].
appellate
his
by
counsel was ineffective
ample
premeditation
evidence of
aside of
failing
preserve
to
this issue
appeal.
the
also,
evidence of the
e.g.,
felonies. See
Thus, this Court’s habeas review is not
Pinder,
(Fla.1979)
State v.
preme
ap-
that Roberts
not
Court held
did
Knight
ply
appellate
because Petitioner’s
consequences of
jury
instruct
preserve
ap-
did not
counsel
issue on
insanity.
guilty by
not
reason of
of
verdict
peal. Effectively, this decision meant that
Supreme Court decided Rob
The Florida
(Fla.
State,
McClure
instructions
jury’s
restricted the
considera- penalty should not be recommended be-
*28
mitigating
tion of
only
circumstances
to
cause
proof
there was no
that
it was a
those listed in the statute. The state court
deterrent to future crimes. R. 3633. De-
rejected
ground
this claim on the
that it
fense counsel also discussed the failure of
presupposed that
expected
counsel was
to
society
underlying
to deal with the
causes
anticipate
Ohio,
decision Lockett v.
of crime.
we
remarks were so
improper
prejudicial
as to
re
facts,
having
being
You
heard the
best
quired declaring
a mistrial.
such in
acquainted
kind of
with the
trauma that
stances,
attorney may
decide that it is
upon people
is inflicted
are
who
the vic-
object
better not to
to the remarks and
kidnapping,
pain
tims
kind of
instruction,
ask for a curative
because to
upon
is inflicted
a man who knows his
only
jury's
do so would
further call the
being
hostage,
wife is
held
the kind of
pain
upon
that is inflicted
attention to
improper
a woman who
remarks.
being
gun point
forced at
to drive
object
Whether to
is a matter of trial
to me indicated
pened in this situation.
various doctors who interviewed him that
talks
defendant
You are in the best
whether the kind of
fifty thousand dollars ransom for her.
around while her husband
There is
sorrow
[*]
about is involved
sj:
during
nothing
for
any
anything
:}:
his interviews with the
reflection or remorse
position
cruelty
s}:
that had
this case.
gets together
to determine
that the law
said
s}!
sjs
hap-
v.
State,
5th DCA
rehearing
remarks. See
is within the
sel’s not
therefore find no
reasonably competent
1982);
tactics which are left to the discretion of
State,
attorney
Ferby v.
There is
you
can do appeal.
speak
that will
anything
louder than
I
objection
prosecutorial
Where no
com
say
can
carry
and in a voice that will
far
ments is made at trial or raised on direct
weight
more
than the voice I have
appeal, a federal
usually
court will
through my
office or in
way,
other
reviewing
barred from
a claim of error
and that
you
is that
can announce
based thereon.
generally Engle
See
v.
through your advisory recommendation
people
the victims will forfeit his life.
the course of that kidnapping murders
commits a
to the
hear about
your feeling
people
of this
kidnap
it or know about it
of this
State,
is that
ransom and
community,
anyone
people who
anywhere
during
to the
who den.
S.Ct. 2976
(1982); Wainwright
456 U.S.
Isaac,
L.Ed.2d
[457
456 U.S.
U.S.
(1982);
reh.
71 L.Ed.2d
... actual lawyer that his prejudice can be shown to objecting ineffective in not have been to certain remarks worked on the prosecutor made in clos defendant the failure to ing argument says object, appellant a federal court will not be barred *30 improper. record, reviewing the reviewing After from Frady, claim. supra;
737
light
the overwhelming
of
evidence
trial,
presented
at
Court cannot but
Estelle,
supra; Washington v.
su
Sykes,
conclude that
if
even
defense counsel had
pra.
objected
challenged prosecutorial
re-
allegation
An
of ineffective assistance of
aggravating
marks the
of
balance
and miti-
satisfy
counsel is not sufficient
gating circumstances would have been
cause requirement. Washington Estelle,
v.
(The
unaffected.
Court has taken into ac-
supra; Lumpkin v. Picketts [Ricketts], 551
count the efforts of defense counsel at
(5th Cir.1977),
denied,
F.2d 680
cert.
434
trial, including
to,
but
limited
the tena-
485;
957
98 S.Ct.
U.S.
[54
316]
dire,
cious voir
resulted
the excu-
Wainwright,
v.
In
evalu-
impact
improper argument
ating the
Court,
has not been made.
“cause”
prosecutor
penalty
the
used
the
preju-
then,
“actual
need not consider the
phase of Caldwell’s trial concluded:
is
of Petitioner
question;
dice”
claim
say
we
that this effort
Because
cannot
by Sykes and
by the lack of “cause”
barred
jury’s responsibility
minimize the
for
However,
[to
as-
from federal review.
Engel
determining
appropriateness
the
of the
could
suming arguendo that Petitioner
the
penalty]
no effect on
sen-
death
had
(the
prejudice
cause and actual
show both
decision,
tencing
does not
that decision
overwhelming
against Petitioner
evidence
reliability that
meet the standard of
the
circumstanc-
multiple aggravating
the
mitigate
Eighth
requires.
Amendment
strongly
the
es found
court
the
finding),
is of
against such
this Court
Although
dissenting opinions
the
in sev-
complained
the
opinion that
remarks
opine
eral cases
the Strickland v.
sought by
warrant
relief
would not
the
Wainwright
[WashingtonJ/Brooks
v.
Petitioner.
is
Kemp
incompatible
test
with
different
has concluded
The Eleventh Circuit
standard,
from the Caldwell
see Bowen v.
test, re
Washington
v.
“the Strickland
Cir.1985)
(11th
(Judges
F.2d
Kemp, 778
errors to deter
quiring an assessment of
Kraviteh,
Clark, dissenting);
Johnson and
proba
there
mine whether
is a reasonable
Kemp,
Brooks v.
739
1983);
State,
see Mills v.
calculated
inflame. United States
(11th Cir.1984),
Bascaro,
a similar remark. The instant remark must be viewed in context. The defense you. Thank counsel’s comment to the that “there’s Mr. Gerstein: I very have a brief re- nothing figurative about the blood of sponse to make about some of things Knight Thomas being your hands” was said, my have been and it is even “clearly an prosecutor invitation to the responsibility respond and it will be protest to contrary.” United States v. very brief. Bascara, (11th Cir.1984) F.2d 1335 Hutchinson, As I listened to Mr. I (quoting United Eley, States v. 723 F.2d help could not plea but wonder what 1522, 1526(11th Cir.1984)). When pros Sidney Lillian and Gans must have made goes ecutor no further than to take defense morning Thomas on the up invitation, counsel on his *34 his conduct July afternoon of 1974. What were regarded will not be impermissibly as cal they saying to day this defendant on that culated to incite passions the jury. they right asked for their inalienable Id. to That live? occurred to me and I think it needs to be in said this courtroom. any event, In prosecutor the followed the things. Just two other IAs said and I remark with an admonition jury to the that say you again, to you we want to decide the case must be decided only based this case solely justice. based Lillian justice. counsel, Different defense who Sidney and people Gans and the of the was not in embroiled the interchange, fol- State of Florida justice. have a to lowed prosecutor and told jury Finally, in order for evil to flourish in only to be emotional considering when society our only necessary good it is that verdict. Finally, judge later told the people nothing. do You have a chance to jury that their recommendation should be something. do only upon based the evidence. in Viewed Mr. May please Matthews: it the context of the proceeding, entire Court, Gerstein, Carhart, Mr. Mr. ladies prosecutor’s response to defense counsel’s gentlemen jury, the Court has objectionable argument was, error, if harm- provided that the defendant could have less error under Chapman Caldwell, opportunity this last to make a rebuttal which instantly corrected both anything to that may the State have said prosecutor and the defense. in argument. rebuttal to our only Petitioner is not entitled to relief based thing that Mr. Gerstein really has said to upon any prosecutorial remarks in this you, I and assume I that will necessarily cause under either prejudice” “cause and it, be limited to is in effect he has told analysis or upon based the merits of his you you go be emotional when consider claim. your verdict. I simply only say can to This Court concludes that none of the you that the Judge going is to instruct prosecutorial complained remarks of were you contrary you are not to prejudicial so as to have rendered the en- you be emotional when your consider sentencing proceeding tire fundamentally verdict. We all have emotions. We have unfair. absolutely way no Wainwright, supra; to erase them Johnson v. your the rest of personality. They Kemp, Brooks v. play supra.
part in all of the decisions that all of us VII. DISCRIMINATORY IMPACT make, OF say you ever but I to and I submit THE DEATH PENALTY THE you ON
to that that and that alone certainly BASIS THE OF RACE OF THE is not to VIC- controlling be the factor. TIM argues prosecutor’s Petitioner challenges Magistrate’s
comments were Petitioner impermissible in they Report alleges invited the engage impermissible in that the Eleventh Cir- speculation cuit about the trauma felt decisions in McCleskey Kemp, v. prior
victims (11th Cir.1985) I their murders. have al F.2d 877 v. Griffin ready covered point (11th this in connection with Wainwright, Cir.1985) 760 F.2d a racial factor existed McCles-
bility that McCleskey, F.2d at 887. key’s case.” grant request for compel this evidentiary hearing to wheth- determine Evidentiary statistical 2. value being penalty er the death Florida establishing ultimate studies applied racially discriminatory manner. in a which control a constitutional facts Specifically, alleges that certain decision disparate applica- show statistical studies recognized use- McCleskey court Florida. penalty tion the death they impact studies as fulness of statistical Circuit, in Recently, the Eleventh Griffin decision-making process. judicial upon the recognized fact that a Wainwright, v. However, statistical studies have inherent Spinkellink rule in v. modification its “explain aiding a court to limitations Cir.1978) (11th F.2d 582 Wainwright, 578 specific specific intent situa- of a behavioral had occurrd in Balkom Smith [Balk Historically, “the ‘Bran- tion.” Id. (5th Cir.1982) com], 671 F.2d technique Brief’ is a déis well-known supra. part, McCleskey Kemp, asking judicial the court to take notice of change arose out of court’s decision problem facts. It does not solve the social cannot read to fore “Spinkellink bring scientific materials to the how Eighth automatically all Amendment close *35 of the court.... Brandéis did attention challenges capital sentencing conducted valid, only data agree that the statute.” facially under a constitutional existed_” Thus, they in as- that Id. F.2d at Instead of McCleskey, 753 891. claim, sessing McCleskey’s court the found McCleskey’s Eighth rejecting Amendment determining main in lay that the obstacle hand, argument out the Eleventh Circuit of of degree the deference the court should analysis to determine undertook detailed light give statistical studies in has impact study the that a statistical on a proof petitioner of that standard needed imposition regarding court’s decision the of prevail in order to on claim. show penalty the the of of death basis race might recognizing While that such studies the discussion of Petitioner’s victim. Our the disparate impact to show tend basis necessarily instant claim follows the com race, general the of court reinforced prehensive outline set forth the McCles disparate impact that evidence of must rule key court. strong only permissible be in- so ference is one of intentional discrimination Study
1.Statistical
against
petitioner.
Adams v.
See
McCleskey
quan-
court considered a
(11th
Wainwright,
F.2d
1449-50
analysis regarding
imposition
titative
Cir.1983); Smith v.
[Balkcom],
Balkom
Baldus, Pulaski,
penalty.
of
death
See
(5th
F.2d
Cir.1982). “Where intent
Kyle,
Compara-
&
Identifying
Woodworth
and motivation
proved,
must be
the statis-
tively
A
Excessive Sentences
Death:
tics have even
utility.
less
However,
...
Quantitative Approach, 33 Stan.L.Rev. 1
statistics, under certain limited circum-
(1980)(hereinafter referred to as the “Bal-
intent_”
might prove
stances
Id. at 889.
study”).
dus
The authors of the Baldus
study conducted several statistical tests on
3. The Constitutional standard
as-
imposition
concerning
data
of sentences
sessing
Eighth
Petitioner’s
and Four-
in
homicide cases to determine
level of
teenth Amendment claims
impo-
disparities attributable
race
Petitioner avers that the Florida death
sition
death sentence.
McCles-
imposed
discriminatory
penalty is
in a
fash-
key court
the different methods
reviewed
Specifically,
alleges
ion.
he
study
as
the dis-
statistical
well as the number
crimination lies in cases where courts
penalties
Georgia
of death
meted
out
applied
penalty
disproportionately
and found that “Baldus
that it
conceded
against impoverished
was difficult to draw
inference con-
black males convicted
cerning
killing
race
overall
effect
these
white individuals. Petitioner al-
leges
there
only possi-
practice
Eighth
cases ...
violates
[and that]
distinguish adequately the few
cases
imposed
many
which death was
from the
to the United
Fourteenth Amendments
which it was not. Id.
U.S. at
[428
Constitution.
States
Later,
at 890
S.Ct. at
L.Ed.2d]
[96
2938].
Eighth Amendment chal-
“A successful
Supreme
approved
improved
Court
lenge requires
the race factor was
facially
Georgia
neutral
death statute in
operating
pervasive
in such a
manner that
accompanying
Gregg Georgia.
opin-
system
fairly
said that the
it could
be
Gregg,
approved
ions to
irrational,
capricious.”
arbitrary and
Id. at
Implicit in a Fourteenth Amendment
constitutionality
of the death penalty
may
prohibition
claim the
that “a state
is
Florida,
.in
statute
Florida. See
Proffitt
as an
‘aggravating’
not attach the
label
appeal of the
Finally, Petitioner
pretrial publicity.
dicial
manner.
operating in a constitutional
writing style and
poor
contends that
a relation-
part,
set forth
the statistics
prejudiced
appellate
brief
quality of
low
perpetrator
ship
the race
between
him.
However, that
the victim.
and the race of
to rise to a level
relationship
not found
Magistrate’s Re-
adopts the
The Court
determinative
could
called
be
require-
waiver of the
port as to the state’s
rejec-
The Eleventh Circuit’s
specific case.
omis-
on the issue of
ment of exhaustion
highly relevant
study is
tion of the Baldus
Mag-
appellate record. See
from the
sions
degree
to this Court’s assessment
49-51;
Thomp-
Report at
see also
istrate’s
Mauro
in the
disparity shown
Gross
(11th
Petitioner would show the court pretrial presented that the omission of the record of unconstitutional ineffectiveness publicity appeal from the record on High Rhay, supra, in v. v. Wilson Supreme ineffective because the Florida (Fla.1985). Wainwright, 474 So.2d Court could not have made an informed Petitioner Muhammad cannot said to be on the merits of this claim decision without functioning appeal on direct as if been publicity. This re- the items of Court has appellate he counsel. The was without pretrial publicity the sum of the and viewed may finds that while there be some Court cumulatively has found that it did not rise question as to whether the Petitioner re prejudice to the level of found of ceived reasonable assistance of counsel on grant- these cases which relief had been appeal, his direct there has no show Accordingly, ed on similar claims. it is ing prejudice appellate per of counsel’s Court’s counsel’s appellate conclusion that pretrial publici- asserted formance. omission as to the Likewise, Supreme
1002.
the Florida
preju-
Court addressed Petitioner’s claim of
ADEQUACY
IX.
OF
resulting from the
dice
trial court’s failure
REVIEW
APPELLATE
jury
consequences
on
of
to instruct the
The Court finds that Petitioner’s conten-
guilty by
not
of insani-
a verdict of
reason
adequate appellate
that he
denied
tion
State,
1004;
ty.
v.
at
Knight
See
394 So.2d
Supreme
is without merit.
review
State,
at 538.
Muhammad v.
426 So.2d
has reviewed this case
of Florida
Court
Thus,
apparent
points
these
it is
opin-
has
separate times and
written
three
courts,
fully
by the appellate
considered
specifically al-
ions each time. Petitioner
inadequate
and
will
find
this Court
appellate
re-
leges deficiency in the
court’s
appellate
simply
the Peti-
review
because
prejudicial pretrial
of his claim of
view
appellate
tioner
dissatisfied
and
that there
inad-
publicity
his claim
court’s adverse conclusions.
aggravating and miti-
equate balancing of
deficiency
gating
Further
circumstances.
poor
that the
Finally, Petitioner contends
occurred,
al-
appellate
Petitioner
review
quality
appeal
his brief on
itself made
of
leges,
appellate
from
court’s failure to
court’s
his case
appellate
of
review
its
omissions in
instructions and
note
inadequate.
whatev-
This Court finds that
acceptance for
of Petitioner’s brief
review
may
deficiency
er
there
have been
poorly
said to
appeal,
which was
presentation
Knight’s
written
brief
drafted.
appeal,
deficiency
way prevent-
such
no
appellate
Petitioner’s
that the
court
claim
Supreme
ed the
from exam-
Florida
Court
properly
prej-
his claim
failed to
consider
ining
legal
raised on
fully all of
issues
pretrial publicity is inaccurate. The
udicial
State,
appeal.
Knight v.
338 So.2d
See
Supreme
examined the issue
Florida
Court
Supreme
Additionally,
201.
the Florida
State,
Knight
in detail. See
v.
338 So.2d
points
Court
four
not raised on
examined
(Fla.1976)
203-04;
at
Muhammad v.
appeal
subsequently
by Petition-
raised
but
(Fla.1982)
State,
747
failing
his trial for
to adequately pre-
pare
insanity
point
his
defense. This
(1981),
may
such
S.Ct.
material
542]
by appellant Knight
raised
in state court
capital
have been considered in other
cases
Knight’s
proceedings,
around the time of
direct
Supreme
wherein the Florida
appeal.
rejected appellant’s
finding
claim
supported
that the record
the trial court’s
of that
was member
class of
seeking
inmates
relief in
“In
Brown.
Ford
conclusions that:
Strickland,
(11th
(en
treatment as a
conviction relief motion
attorney
interroga-
Defense
Meadows
3.850,
under Rule
Fla.R.Crim.P. and then
Rothenberg thoroughly
ted Dr.
summarily dismissed.
(sic).
knowledgably
This was no matter
stay
Petitioner obtained a
of execution in
course,
interrogation.
ho-hum
A read-
court;
federal
the federal court also or-
ing
transcript
makes it obvious
5, 1981,
dered on March
that Petitioner be
thoroughly
that Mr.
pre-
Meadows had
opportunity
afforded the
to exhaust his
pared
psycholo-
the examination of the
litigate
state claims. Petitioner did in fact
gist.
remaining
Accordingly,
his
state claims.
State,
his
deprived
claim that he was
of a state
Muhammad v.
So.2d
537-
pursue
post
forum in which to
convic-
(Fla.1982),
denied,
cert.
tion claims is
objec-
now moot. Petitioner’s
174],
(1984).
78 L.Ed.2d
COUNSEL AT TRIAL tion of his defense was deficient in *40 respect. substantial The evidence that Petitioner alleges counsel that defense was Knight guilt-innocence phase applicable ineffective at the was sane under the may background well
While
information
to
helpful in an academic sense
have been
McNaughten
overwhelm-
standard was
compilation
complete
of
dossier on
a
ing.
fact
counsel at-
The
that defense
defendant,
deprived
defendant was
defense,
tempted
present
insanity
an
adequate
psychiatric
access
evalua-
of
gave
expert
who
presenting
sole
probes
simply
tion
because the examiners’
Knight
opinion
them
favorable
petitioner
psy-
upon the
of
against
battery
psychiatrists,
focused
mental state
of
chologists,
and
who be-
witnesses
the time of the
instead of at an
at
crimes
sane,
him
of their
lieved
is indicative
The
those who
earlier date.
consensus of
extraordinary
Knight’s
efforts on
behalf.
competency
was
evaluated
defendant’s
believe, in
simply
There is
no reason to
para-
sociopathic
he was indeed
with
overwhelming unfa-
the context of the
problems
fully
he
personality
noid
but that
psychiatric testimony in this
vorable
the difference
knew
between
case,
preparation
of the wit-
better
appreciate
wrong and could
the seriousness
Rothenberg
materi-
ness
have
... would
the crimes with
he had been
of
the trial.
ally affected the outcome of
charged.
Report
Magistrate’s
at 34-35.
examining psychiatrists
psychol-
The
Oklahoma,
This case is not like Ake v.
(who
ogists
opined
Knight
sane at
was
68, 84
not to
into
family
prob-
background,
and
childhood
Attorney
attorneys.
to
information
father,
lems
his
and his refusal
to
Petitioner
Hutchinson testified that
became
participate,
or
to
allow his mother
his wife
appeared
vehement
Beatrice
almost
when
pursue
not
other character
Matthews did
pretrial hearing.
at the
The defendant’s refusal made
witnesses.
Moreover,
attorneys
testi-
the lead
each
desperate, but it was decided to
Matthews
not
his
fied that the Petitioner did
want
presentation
penalty phase
build the
background
history explored and
family
or
Knight
anything
around
favorable
that
purposes. The
public
mitigation
made
for
during
guilt phase
produced
had been
not
lawyers testified that Petitioner did
of the trial.
subject
brought
father
out
want the
of his
phase.
lead at-
penalty
at the
Petitioner’s
questions presented
The
this case—
Matthews,
that
torney,
recalled
Petitioner
present
did not
additional
where counsel
history
family’s
not want his
of mental
did
during
sentencing phase—
witnesses
imprisonment
or his
for the
illness
father’s
governed by
seem
the cases of
to be
Mitch
public
matters of
rape incident
become
(11th Cir.1985)
Kemp,
v.
F.2d
ell
762
886
knowledge. Petitioner’s reluctance was
787
Thompson Wainwright,
v.
F.2d
based,
recalled,
intensely
on the
Matthews
Cir.1986). Mitchell,
(11th
1447
In
de
(which
personal subject
he
not
matter
had
fendant,
pled
murder,
guilty
who had
life)
to face in his adult
rather
been able
attorney,
instructed his
to leave his father
mere
Matthews re-
than
embarrassment.
family
and his
out
the case.
attor
called that
the defense team considered
ney
only
felt that the father was the
ave
witnesses,
that
could
other
but felt
none
family
nue into the defendant’s
situation.
as well
the mother as far as
have done
Appeals
Eleventh Circuit Court
held
history
eliciting
relating
family
his
preempts
a defendant
at
“[w]hen
from
for
sympathy
Petitioner.
torney’s strategy by insisting
differ
felt
also
that he
Matthews
testified
followed,
disruptive and
it
ent
no claim of inef
defendant would be
make
defense be
if
the courtroom the attor-
unbearable
fectiveness can be made. Foster v. Strick
by putting
neys circumvented his wishes
on
land,
(11th Cir.1983),
F.2d
1343
707
the information themselves. Matthews
denied,
cert.
466 U.S.
847]
mother,
coming
also testified
(1984);
Autrey
At this Court’s Dr. Rothenberg testified that additional details tests on the psychological conducted unhappy of Petitioner’s childhood and his visits, of four over the course defendant history mental would have corroborated 23, 25, 30, 1974. Dr. Rothen- July 26 and opinion gave However, he at trial. Dr. tapes berg recorded the interviews and the jury. During Rothenberg also testified that such infor- played interviews, Knight related desirable, course of these mation not essential in but personal history. some of his competent him order for to render a evalu- ation. He testified that he did not ask for Pierce, Knight said he was raised in Ft. any other additional information from the ageAt nine he was sent to Okee- Florida. attorney reported who hired him when he shoplifting and Boys’ chobee School for ar- fighting. He returned home but was Fi- results interview tests. repeatedly, left school in the ninth rested nally, Rothenberg Dr. testified that he was prison at grade, and was sent to the state gave appropriate satisfied that he evalu- years when he was fourteen old Raiford ation of defendant. breaking into a store. He was trans- presented testimony The defense also Appalachicola, ferred from Raiford Wells, Jr., psycholo- Arthur M. a clinical age eighteen. he was released *45 gist employed Psychology as at Director of Knight age eighteen that at he was said MacClenny. Dr. Wells testified that Thom- girl’s in using snapped gun a a LSD and hospital in Knight was committed to the sent to the Northeast face. He was then 1971, age January, eighteen. at He re- (Mac- Hospital MacClenny at Florida State mained there for three months. a few months. Clenny), where he remained Knight April, Dr. examined in Wells hellish. Knight said that his life had been Knight’s cognitive 1971. He found that or Knight at Rothenberg Dr. interviewed thinking processes generally ade- standard- length and administered several psychopathol- quate, underlying some with psychological tests. He testified ized Knight at the time. ogy, well controlled suffering paranoid from schiz- Knight was trial, displayed hostility. At Dr. Wells also state, ophrenia in chronic both at the that he had found some evidence testified his the offenses and at the time of time of opin- underlying schizophrenic reaction He further testified that in his of an trial. crimes, ion, 17, 1974, July day was, Knight according to Dr. propensity. wrong Knight right did not know from and Wells, He psychotic or less 10% consequences the nature and did not know as much as appeared to have benefited of his acts. hospital at the time of his possible from the release, danger- potentially remained but Rothenberg Knight had Dr. believed long schizophrenia from for a ous. suffered
time, possibly age since nine. He testified 1971, according to Dr. When examined distinguish Knight had been unable Wells, difference Knight understood the right wrong perhaps five and for between wrong and the nature right and between years. Dr. Wells consequences of his actions. Rothenberg that at the time Dr. testified certain stressful situations testified that defendant, knowing history his he saw the pa- in the trigger psychotic behavior could arriving him in not have assisted would Dr. also testified that tient. Wells the defendant was a conclusion whether father could fear of his Knight’s paranoid Rothenberg testified that legally sane. Dr. by killing a manifested psychotically required he to com- he had the data that male. he had plete diagnosis his and that obtained Wells, hospital testifying from Dr. defendant, from the this information records, treating psychia- stated he credibility the doctor testified whose Knight as suf- trist, Calleja, diagnosed Dr. Rothenberg testified at trial believed. Dr. drug poison psychosis fering from history Knight’s he of institu- knew of intoxication, psychotic. He longer no but tionalization. personality disorder. doctor
paranoid more, during him twice examined drinking diagnosed habitual excessive also cooperative. Knight was examinations personality. paranoid examina- second and third Based on the trial, presented the state rebuttal diagnosis tions, changed his the doctor Mutter, M.D., psychiatrist, a B. Dr. Charles sociopathic paranoid personality from the defend- that he examined who testified Dr. Mutter testified disorder. personality 1975, 30, April April March ant on by people irritated provoked or that when three and a approximately for a total of like, sociopath can he does not whom Knight for He examined quarter hours. very hostile and irrationally and act organic impair- psychiatric, neurological or manner, ability he has the belligerent but he had testified that ment. Dr. Mutter change, like a this over and to smooth MacClenny records defendant’s reviewed chameleon, given suit his needs (Dr. Mutter testified the examination. situation. the records after that he reexamined twice.) possibly At the interviews once and Stillman, M.D., psychiatrist T. Arthur hearing, Mutter testified competency Dr. the defendant on behalf who had examined supplied him with the defense defense, the state. Dr. testified for records. July the defendant on Stillman examined 1974. He August August found the defendant able Dr. Mutter wrong compe- and under- distinguish right sane and testified that consequences of his disturbed, the nature and tent, stand although psychiatrically thought Knight compe- He actions. and could tell the difference between his defense preparation tent to aid wrong of the conse- and was aware that he trial. He testified and to stand his actions at the time of quences of changed diagnosis defendant *46 thought the defend- Dr. Stillman offenses. paranoid sociopathic underlying from paranoid condition. At subse- ant was a the defendant’s socio- personality, and that examinations, thought Dr. quent Stillman personality disorder would not pathic try- faking was amnesia and the defendant knowing right prohibit itself him from though he had mental ing to behave as understanding wrong from from testified, had, Knight Dr. illness. Stillman Dr. Mutter testi- consequences of his acts. intelligence. superior person paranoid in a state could fied that a thought he testified that Dr. Stillman wrong. According to right from still know sly responses in his to exami- Knight was Mutter, unpredictable patient was Dr. and used questions, nation but was clever very dangerous. and exceptionally well at the first visit. words personality, Dr. Defining sociopathic a Knight generally second visit was On the that such a disorder is a Mutter testified got the im- unresponsive, and Dr. Stillman ap- longstanding personality disorder which Knight trying feign pression that was usually has a pears in an individual who Knight again unre- mental illness. was average intellect. The doctor more than sponsive Dr. Stillman’s third visit. on person a knows opined that such was asked the defense Dr. Stillman care. wrong does not Such from but environmental problem early what were some of the has a serious from individual usually bring paranoid personality due to as a a childhood that abuse factors that child, family, poor and close alienation from point condition to the where it becomes opined family Dr. Mutter that this ties. it active apparent and where becomes sociopathic personality is able hypothetical had Knight. He answered that he Thomas wrong right from and to under- to know ghetto certainly no situation doubt consequences of his stand the nature and tremendously paranoia because of adds acts. experienced by fear of crime the constant ghetto. Dr. persons living in the Stillman examination, in which the After the first that the de- testified that he was aware uncoopera- Petitioner was obstructive MacClenny having a fendant had been admitted tive, him as diagnosed Dr. Mutter chenberg testified that the psy- defendant’s chological suggests material the de- diagnosed and had there been schizo- impulsive individual, fendant was an a be- phrenic. havior disorder individual. Dr. Reichen- Dr. Stillman that he found no evidence of berg discussed defendant’s fear of his disturbance, upon examination of the de- father, possibly could cause defend- offenses, fendant one after the week ant to kill a inmale a delusional defense kept Knight controlling would have from the murderous onslaught of the fa- his acts one week earlier. If there had ther as disturbance, represented by been such a evidence of it the male. Dr. Rei- later, would have seen one week ac- chenberg been assessed this disturbance as a cording to Dr. Stillman. basis for much of difficulty defendant’s authority figures. with
Finally, Dr. Stillman testified that there past history seemed to be a which would DeMont, Dr. psychiatrist Carlos who analysis enter the of the defendant’s men- Deputy Director of Prison Medical Ser- behavior, past tal condition in terms of his County, vices for Dade testified that he gave examples defendant’s re- spoke briefly with the defendant July peated arrests and earlier conviction. July seeing Knight 1974. After things Dr. Stillman testified that all these July prescribed Dr. DeMont Vali- together begin put to seem as if there is an Knight um upset because angry. antisocial trend much of what the de- later, One week Dr. spoke DeMont saying doing fendant was which lends Knight and ordered him transferred to the sociopathic itself to a flavor. general prison population. Dr. DeMont Reichenberg, psy- Dr. Norman a clinical thought Knight legally sane. chologist, spoke testified that he with the Jaslow, Dr. 31, 1975, psychiatrist, Albert defendant on March testi- and adminis- multiple psychological tered tests. While fied Knight that he examined on March interview, he did not conduct a formal approximately quarter 1975 for one and a was because he chose to let the defendant hours, 5, 1975, April and on 3 and with Dr. freely interruption. converse without Dr. Mutter, for more than two and a half Reichenberg testified that he knew that occasion, hours. On the first Dr. Jaslow boys’ age had school at uncooperative. found the defendant Dr. *47 nine, fifteen, age Raiford at and other testified that Jaslow defendant con- aspects Knight’s respect of home life with very trolled the entire session and was marriage to his first and children. alert, sharp, quite aware of what he of the On basis conversation doing. on, carry primarily was able to on the Dr. Jaslow found that the second inter- material, psychological testing basis of the improvement. view was an He testified Reichenberg Dr. testified that the defend- explained rationally why that the defendant capable knowing right ant was from being cooperative psychia- he was wrong consequences and the nature and visit, trists the second time. On the third his actions at the time of the examination testified, go Dr. Jaslow the defendant did Reichenberg and the 1974 offenses. Dr. fully background, prob- into his own his of schizophrenic pro- found no evidence lems, history. and his Dr. Jaslow found cesses in the test material he Dr. obtained. that, based on the manner which the Reichenberg although testified that he was responded defendant handled aware defendant had been Mac- Clenny Hospital, questions, he was not aware that the doctor’s and the manner diagnosed defendant had schizo- which he carried himself and showed phrenic in 1970 and 1971. understanding, the defendant had full ca- wrong, pacity right and did know from Reichenberg, the According to Dr. de- competent, fully sane and and was ex- approaches fendant to inter- paranoid had sharp top tremely and alert and on personal these were relationships but that range. Dr. Rei- at all times. not in situation schizophrenic the Court cannot upbringing,
Petitioner’s as to some say that this omission he testified that believed Dr. Jaslow that it undermines so defective doctors was to have known difference defendant in the outcome of confidence the Court’s un- wrong and to have right and between Washington, su- the case. Strickland actions at consequences of his derstood did not relate direct- pra. This information The nature of the time of the offenses. history, although the Knight’s medical ly to conclusion, accord- supported this offense certainly raised several of inference is Jaslow, defend- by indicating the ing to Dr. understanding right upbringing as bad as awareness, experts ant’s and concern about to whatever wrong, fear Petitioner’s could contribute ability make deci- consequences, and suffered personality disorders Petitioner governed control behav- and to have sions background information relat- from. The sug- Knight’s testified that ior. Dr. Jaslow largely childhood was ing to Petitioner’s suggest major paranoia did not gestion of assumed, complete (though not in fact was told disorder. Dr. Jaslow mental Mutter, Stillman, detail), Dr. and Dr. by Dr. Thora- he had been on the defendant that testimony Reichenberg. Dr. Mutter’s he saw de- Dr. testified that zine. Jaslow child he knew that abuse as a showed that MacClenny material. fendant’s poor ties to a fami- and alienation from and development, from ear-
ly contribute to childhood, sociopathic personality. ly of a overwhelming The Court first notes Therefore, Petitioner claims much of what experts in this opinion consensus al- legal sanity. provided Not to Dr. Mutter was as to Petitioner’s was not cause sociopathic the conclusion only ready part there consensus on of a is assumed time of the was sane at the that Petitioner Mutter. profile by Dr. trial, at the time of there offenses and if Dr. Mutter had Petitioner claims that similarity among the vari- remarkable also childhood, diagnosis early known of his diagnoses of socio- opinions as to the ous changed paranoid to would not have tinged with a
pathic personality disorder
However, Dr.
sociopathic personality.
personality.
suggestion
paranoid
paranoid personality
Mutter testified
who testi-
importantly,
More
each doctor
the difference between
types can know
DeMont)
(except Dr.
was aware that
fied
and Dr. Mut-
wrong.
Dr. Jaslow
patient
at Mac-
the defendant had been
that the Petitioner was
ter each testified
the doctors
Clenny Hospital. Some of
during their re-
cooperative with them
diag-
the defendant had been
knew
The doctors
spective first examinations.
schizophrenic
Only
there.
Drs.
nosed as
jointly
defendant
two times
interviewed the
Rothenberg
given
DeMont and
were not
the de-
the first visits. Each time
after
Hospital
MacClenny
copies of defendant’s
cooperative. Dr. Mutter testi-
fendant was
records;
Rothenberg
that he
Dr.
testified
change
sociopath can
from a
fied that a
*48
directly from the
this information
obtained
given
needs in a
hostile manner to suit his
very
finds that a
defendant.
Court
happened
This reflects what
situation.
background information as
piece
crucial
among
the course of the examinations
over
history
the fact
mental
to Petitioner’s
Jaslow, and
Petitioner and Drs. Mutter and
MacClenny commitment. As the
of his
explanation why Dr.
provides a reasonable
only
shows that
Dr. DeMont was
record
diagnosis changed.
Mutter’s
information, this Court finds
without this
by psy-
prejudiced
Petitioner
not
that
experts
Most of the
examined the defend-
opinions
because
chiatric
made unreliable
(Dr. Reichenberg
three times
ant two or
crucial infor-
given without the benefit of
once.)
experts
only
examined
None of the
knowledge
lack of
mation. Dr. DeMont’s
testified that he was unable to render
merely
testimony was
was minor since his
opinion
to the defendant’s
competent
experts.
of the
state
cumulative
other
sanity
background
of a lack of
because
say
information. The Court is unable to
psychiat-
it
of the
While is true that some
many
examinations of the defend-
details
experts
ric
did not know
Further,
before the trial
nothing
court.
suggests
the record
that the Petitioner’s
ant,
usually accompanied
which were
bizarre, during
period
was so
behavior
testing,
neurological
were
psychological or
recapture
finding
between his
and the
fundamentally inaccurate or unfair to
psychological report,
Dr.
Corwin’s
simply because the doctors were
defense counsel should have been alerted
every
of the Peti-
provided with
detail
not
to
disputed
insanity
It cannot
to the need
raise the
defense.
past.
tioner’s
Oklahoma,
seven doctors who testified Compare
supra.
six out of the
Ake
At
previous-
aware that
had been
torney Matthews testified at the evidentia
hospital.
a mental
ly committed to
ry hearing
thought
that he
Petitioner was
competent
in fact
to stand trial and to
that his trial
The Petitioner claims also
assist
his defense. Under the circum
by failing
provide
psy-
counsel erred
time,
relating
defense
testi
experts with information
stances at
counsel
chiatric
family.
mental illness
they
they
They
to incidents of
fied
did the best
could.
might
such information
have been
While
rendered,
Court,
opinion
of this
rea
information does
experts,
useful to the
sonable assistance to Petitioner.
directly
the mental condition
not relate
mitigation presentation,
As to the
attor-
Petitioner,
trial
either at the time of
of the
ney
evidentiary
Meadows testified at the
Therefore,
the offenses.
or at the time of
hearing
put
he did not want to
proba-
say
cannot
that there is
the Court
psychiatric experts
repeat
their testimo-
infor-
bility
experts
if the
had had this
ny. Attorney
did not
Meadows
recall
mation,
the Petition-
their assessments of
experts
information that
could
new
would have been ma-
er’s mental condition
brought
sentencing
out at
that was
terially different.
mitigation
not
at trial. At the
covered
counsel
Although Petitioner’s defense
argument,
(primarily
defense
counsel
prepar
perfect
did not render
assistance
Meadows)
specifically reminded the
experts, the
*49
quired
planning and instant deci-
advance
attorney
given to
Mat
the file when it was
police offi-
sionmaking.
request
His
report
Upon finding that this
exist
thews.
upon capture
him
reflects
cer to not shoot
ed,
immediately started
defense counsel
consequences of
understanding of the
insanity
There was
preparing an
defense.
Moreover,
of the
a review
his offenses.
accomplish
little time left to
this before
during
by
made
the Petitioner
comments
evidentiary
trial. Matthews testified at the
intelligence and
the trial shows Petitioner’s
hearing
brought
in
the
this Court that he
proceedings.
of the
reports
awareness
recognition
psychiatric
late
of the
state levels and in this
different
Court.
presented
While the mass of evidence
sum,
In
in
the Court does not find error
against Petitioner must not obscure the
preparation
the insani-
defense counsel’s
of
raises,
points he
neither must
detail of the
ty
there
defense at the trial. Neither was
points presenting,
they
as
these several
sentencing phase
in
error
defense counsel’s
—
do, counsel’s after the fact view of what
cognizant
presentation.
fully
The Court is
more that
the
the
of the fact that
there was
should have been done —obscure
prepar-
in
defense counsel could have done
weight
presentation against
the
Petition-
defense,
ing
insanity
and that addi-
for the
guilt
sentencing.
er
both
preparation
probably have
tional
would
points already
I will not belabor
However,
helped the Petitioner at trial.
except
that a
made
to note
review
that defense
the Court
is also mindful
closing arguments
guilt-inno-
in both the
burdened,
through no real
counsel were
sentencing phases
cence and
is instructive.
own,
discovery
by the late
fault of their
Attorney
on the evidence
Meadows built
di-
psychological reports
made at the
(R. 3526)
presented during the trial
public
rection of the Petitioner’s
defenders.
advised the
of the different standards
expend
valu-
Defense counsel also had
relevant
to defendant’s mental condition
preparing for the defense.
able time
applicable
stage.
at each
R. 3635.
requires
finds no error which
by
decisions made
counsel and the circum-
in
granted, bearing
mind
writ be
surrounding
decisions have
stances
such
totality
of the circumstances surround-
Any
been discussed in detail.
further
re-
insanity
sentencing
ing the
defense and the
compound
probable imposi-
view would
found,
phase. Even if error were to be
already pressed upon
parties and a
tion
however,
resulting
prejudice
I find no
length
reviewing
by
court
of this mem-
probability
there is a
Petitioner such that
many points presented
orandum. Yet
of a different outcome had the errors
by
required
full consideration.
Washington,
occurred. See Strickland v.
supra. guilt
developed
to ineffec-
of the defendant and the While the issues
by
aggravating circumstances
found
sentencing required
tiveness at
close and
strongly supported by
judge
trial
are
decisions,
determined,
I
difficult
mitigating
record. Even if the
circum-
reasons,
instance,
foregoing
that in this
capacity
or mental
stance
diminished
points
the other
raised
Petition-
as with
case,
disturbance were found
er,
petition
must
denied. A
aggravating
still out-
circumstances would
day.
separate judgment will be entered this
circumstances. See
weigh
mitigating
day
DONE AND ORDERED this 27th
Wainwright, supra.
Francois v.
June,
Miami,
Florida.
1986 Chambers at
conclusion,
temptation,
In
there is a
reviewing
type,
a case of this
to substitute
TJOFLAT,
Judge, specially
Circuit
personal
proper preparation
one’s
view of
concurring:
(freely
by hindsight)
nourished
for the tests
Washington
Strickland
directed
judgment.
I concur in the court’s
I write
the various Eleventh Circuit cases which
separately merely
on the re-
to comment
subject
treat the
of counsel ineffectiveness.
spondent’s argument
that we should treat
difficult,
quite necessary,
It is
most
but
Lockett
petitioner’s
procedurally
claim as
every
fully
make
effort
to consider
all as-
barred.
pects
setting
decisions
pre-Lockett
case,
peti-
This is a
in that
effort, espe-
made
trial counsel. That
tioner was tried and sentenced before the
case,
cially
particularly
crucial in this
be-
Ohio,
Supreme Court decided Lockett v.
sentencing
way
cause of the
in which the
438 U.S.
98 S.Ct.
claim without procedural de-
cause for his state court
fault. Id.
CLARK, Judge, specially Circuit concurring: JEAN, al., Marie Lucie et only respect I concur. We reverse Plaintiffs-Appellees, governing issue. The law Hitchcock non-statutory Florida’s instructions on NELSON, al., Alan C. et changed mitigating circumstances has Defendants-Appellants. opinion judg- court since the district ment. This reversal. necessitates No. 86-5887. briefly my reason for I write to state Appeals, United States Court of concluding can no harmless error. there be Eleventh Circuit. XIII, opinion, page
The district court’s Part Dec. was not ineffective at finds that counsel sentencing phase. page At 122 the difficult, quite court states: “It is most but every
necessary, to make effort to consider
fully aspects setting in which all counsel.”
decisions were made trial temporal
That statement of the considera- part judicial a decision
tion must be
making appellant granted mandates that re-sentencing proceeding. Because of
the state of the law in Florida at the time trial, Knight’s attorneys defense could anticipate the conflict the not between
yet decided Lockett decision and Florida’s limiting jury’s consideration of non-
law mitigating mem-
statutory evidence. The differing opinions. had
bers our court 7-5 decision in
See our Hitchcock Wain- (1985) (en banc), F.2d 1514
wright, 770
rev’d 481 U.S. 107 S.Ct. 95 L.Ed. (1987).1
2d 347 reflect the
Because the facts of this case non-statutory mitigating evi-
existence of Knight’s time of trial which
dence at the counsel, developed by defense
had not been sentencing hearing required. This
a new finding by
is consistent with a district not ineffec-
court that defense counsel was
mitigation
capital sentencing proceeding
at a
1. In Hitchcock- our court said:
mitigating
when the evidence fell outside the
summary,
years
the Florida
for six
after
enumerated in the statute.
penalty
factors
death
statute was reenacted in
ambiguity
there
was some
as to whether
Notes
notes ing psychiatric about the lesser standard of diminished required; rea perfect assistance is not repeated capacity. Meadows also made is the stan professional assistance sonable parts psychiatric testi- references performance counsel’s dard defendant, mony favorable to the that were light placed measured. of the burden un- including mentions of the defendant’s them, that defense upon the Court finds early history. way In this de- fortunate reasonably competent counsel did render incorporated what was favor- fense counsel should not be professional assistance. It trial into the sen- to the defendant at forgotten escape directly able that Petitioner’s team’s aware This Court cannot find impacted upon tencing arguments. the defense ability prepare Knight’s ness of and strategy amounted to ineffective that this Defender’s insanity defense. Public representation of counsel. began preparing Knight’s initially office notice, as some Finally, this Court takes escape the insanity defense. After the did, experts of the fact psychiatric repre Defender’s office would Public of the Petitioner’s offenses that the nature (because among conflicts sent Petitioner that Petitioner itself belies the contention clients), and turned the file over to Petition wrong appreci- did not know court-appointed psychiat er’s counsel. consequences of his actions. Peti- ate the Corwin, made at the di report ric of Dr. calculated and re- tioner’s offenses were defender, public was not rection of the
