Thomas J. O’Brien, Jr., Respondent, v Port Authority of New York and New Jersey et al., Appellants, et al., Defendants.
Court of Appeals of New York
Argued February 14, 2017; decided March 30, 2017
74 NE3d 307, 52 NYS3d 68, 29 NY3d 27
POINTS OF COUNSEL
Shaub, Ahmuty, Citrin & Spratt LLP, Lake Success (Christopher Simone, Robert M. Ortiz and Gerard S. Rath of counsel), and Fabiani Cohen & Hall, LLP, for appellants.
OPINION OF THE COURT
Chief Judge DiFiore.
The issue on appeal is whether the Appellate Division properly determined that plaintiff Thomas O’Brien was entitled to summary judgment on liability on his
Plaintiff was an employee of DCM Erectors (DCM), a subcontractor at the 1 World Trade Center construction site. Defendant Port Authority of New York and New Jersey was the owner of the premises and defendant Tishman Construction Corporation of New York was the general contractor.
On the day of the accident, plaintiff was working a 6:00 a.m. to 11:00 p.m. shift, maintaining two welding machines located on ground level at the site. It had been raining periodically during the day. At around 8:00 p.m., plaintiff headed downstairs to DCM’s shanty, one level below ground, to get his rain jacket. Plaintiff used a temporary exterior metal staircase—also referred to as a temporary scaffold. He testified at his examination before trial that the metal staircase was wet due to exposure to the elements, that his foot slipped off the tread of the top step and that he fell down the stairs, sustaining injuries. Plaintiff testified that the stairs were “steep, slippery and smooth on the edges.” He also stated that his right hand was on the handrail, but he was unable to hold on because the handrail was wet.
Plaintiff commenced this Labor Law action and, as relevant here, sought partial summary judgment on his
Konon claimed that the stairs showed signs of longstanding wear and tear. According to Konon, the only anti-slip measures in place at the time of plaintiff’s fall were “small round protruding [metal] nubs,” which offer “limited anti-slip protection”
“[a]ll of these conditions coupled with the fact that the stairs were wet due to rain and that the workers were allowed to work and use the stairs despite the rain and the wet stair treads, created a dangerous condition that was not in compliance with good and accepted standards of construction site safety and created a significant risk of slipping on the stairs and of thus falling down the stairs.”
Plaintiff also submitted an affidavit from a coworker, who stated that the stairs were slippery when wet and that “[a]lmost everyone was aware of the slippery nature of the stairs.”
Defendants submitted two affidavits from their construction safety expert, David H. Glabe. Glabe is a licensed professional engineer and a consultant to the construction industry, specializing in scaffolding and staircases at construction sites. Like Konon, in his first affidavit, Glabe based his opinion on photographs of the staircase. He opined that the staircase was designed for both indoor and outdoor use and was “designed and manufactured so as to provide traction acceptable within industry standards and practice in times of inclement weather.” He found “no evidence” that the perforated steel treads had been worn down by foot traffic. He further observed that the staircase provided both perforated holes to allow rain to pass through and raised metal nubs for traction, and opined that these anti-slip measures were sufficient. Glabe also disputed that the staircase was smaller, narrower or steeper than usual—rather, based on his experience, training and familiarity with this type of staircase, “the tread depth and width met good and acceptable construction industry standards.”
In a subsequent affidavit, Glabe described his inspection of a staircase of the same make and model as the one at issue. He confirmed that there was adequate space on the tread surface of the steps so that a person descending the stairs could avoid contact with the “nose or front of the step.” He characterized Konon’s opinion that the stairs had a decreased coefficient of
Supreme Court denied the cross motions for summary judgment on plaintiff’s
The Appellate Division modified the order, on the law, granting plaintiff’s motion for partial summary judgment on the
One Justice dissented in part and would have affirmed the denial of summary judgment on the
The Appellate Division granted defendants leave to appeal by certified question, asking “Was the order of the Supreme Court, as modified by this Court, properly made?” (2015 NY Slip Op 93137[U] [1st Dept 2015]). We answer the certified question in the negative.
To the extent the Appellate Division opinion below can be read to say that a statutory violation occurred merely because plaintiff fell down the stairs, it does not provide an accurate statement of the law. As we have made clear, the fact that a worker falls at a construction site, in itself, does not establish a violation of
Here, by contrast, there are questions of fact as to whether the staircase provided adequate protection. As noted above, defendants’ expert opined that the staircase was designed to allow for outdoor use and to provide necessary traction in inclement weather. Moreover, defendants’ expert opined that additional anti-slip measures were not warranted. In addition, he disputed the assertions by plaintiff’s expert that the staircase was worn down or that it was unusually narrow or
Although the dissent places great weight on Zimmer v Chemung County Performing Arts, the holding in that case was that “in light of the uncontroverted fact that no safety devices were provided at the worksite, it was error to submit to the jury for their resolution the conflicting expert opinion as to what safety devices, if any,” should have been employed (65 NY2d 513, 523 [1985] [emphasis added]). By contrast, here, the experts differ as to the adequacy of the device that was provided. Notably, both of these experts framed their opinions in terms of whether there had been compliance with industry standards. We agree that such compliance would not, in itself, establish the adequacy of a safety device within the meaning of
Accordingly, the order of the Appellate Division, insofar as appealed from, should be modified, without costs, by denying plaintiff’s motion insofar as it sought summary judgment on the issue of liability on his
Rivera, J. (dissenting). The majority’s conclusion that triable factual issues preclude summary judgment for the plaintiff reflects a misunderstanding of the legislative intent and statutory mandates of
Under our established case law the Appellate Division properly concluded that plaintiff is entitled to summary judgment on his
I.
This duty has its roots in a nineteenth century legislative “concern over unsafe conditions that beset employees who worked at heights” (Blake v Neighborhood Hous. Servs. of N.Y. City, 1 NY3d 280, 285 [2003], citing L 1885, ch 314). “In promulgating the statute, the lawmakers reacted to widespread accounts of deaths and injuries in the construction trades” and, “tellingly, . . . fashioned [that] pioneer legislation to ‘give proper protection’ to the worker” (Blake, 1 NY3d at 285, quoting
In accordance with those rules, the Court has steadfastly held that it is for the courts, not for those responsible for providing worker protection under
“[t]o determine an owner or contractor’s liability for a violation of section 240 (1) by reference to whether safety devices customarily are used, and, if so, which ones give ‘proper protection’ would [be to] allow owners and contractors to diminish their obligations under that statute and to set their own standard of care for the protection of workers at the worksite” (Zimmer, 65 NY2d at 523-524).
To vest owners, contractors, and their agents with the authority to promulgate their own protective standards “would [be to] clearly contravene the legislative purpose of placing ‘ultimate responsibility for safety . . . on the owner and general contractor’” (id. at 524, quoting 1969 NY Legis Ann at 407). Indeed, the Zimmer Court echoed this cogent observation from the Appellate Division: “‘[i]f the state of the building art is such that no devices have yet been devised to protect workers operating at such heights in dangerous work, it is illogical to conclude, given the purpose of the statute, that the responsibility of owners and contractors is then negated’” (Zimmer, 65 NY2d at 524, quoting Zimmer v Chemung County Performing Arts, 102 AD2d 993, 995 [3d Dept 1984, Mikoll, J., dissenting]; see Bland v Manocherian, 66 NY2d 452, 459 [1985] [noting that Zimmer’s “interpretation of the . . . provisions (of Labor Law § 240 [1]) is . . . binding precedent upon (this) (C)ourt”]).
For at least 30 years both our jurisprudence and parties litigating
II.
A. Summary Judgment Standard
It is well settled that “the proponent of a summary judgment motion must make a prima facie showing of entitlement to judgment as a matter of law, tendering sufficient evidence to
“cases involving ladders or scaffolds that collapse or malfunction for no apparent reason, we have (ever since Stewart v Ferguson, 164 NY 553 [1900] . . . ) continued to aid plaintiffs with a presumption that the ladder or scaffolding device was not good enough to afford proper protection. Once the plaintiff makes a prima facie showing the burden then shifts to the defendant, who may defeat plaintiff’s motion for summary judgment only if there is a plausible view of the evidence—enough to raise a fact question—that there was no statutory violation and that plaintiff’s own acts or omissions were the sole cause of the accident” (Blake, 1 NY3d at 289 n 8 [citations omitted]).
Although the court must carefully scrutinize the motion papers in a light most favorable to the party opposing the motion and must give that party the benefit of every favorable inference (see Negri v Stop & Shop, 65 NY2d 625 [1985]), bald, conclusory assertions are insufficient to defeat a summary judgment motion (Stonehill Capital Mgt. LLC v Bank of the W., 28 NY3d 439, 448 [2016]). If, in the
B. Plaintiff’s Motion and Defendants’ Rebuttal1
Plaintiff Thomas J. O’Brien, Jr. sued defendants, amongst others, the Port Authority of New York and New Jersey, and Tishman Construction Corporation of New York, for injuries sustained as he was descending a scaffold tower staircase on the World Trade Center construction site where he was working as a crane operator and mechanic. As relevant to this ap-
After discovery, plaintiff moved under
Plaintiff described the steps as “metal, steep, slippery and smooth on the edges,” including the treads. The steps had holes throughout and the staircase had a metal railing on each side. Plaintiff saw the steps were wet, put his right hand on the handrail, and attempted to descend the staircase. When he stepped on the first step, his foot slipped off the tread and he fell down the rest of the staircase, approximately eight steps, to the platform below. The handrail was wet and so plaintiff was unable to get a grip as he fell.
As a result of the fall, plaintiff suffered various injuries, initially extending down his entire right side from where his head hit the scaffolding to his right ankle, and later including his back and neck. Following the accident plaintiff had cervical spine surgery, was prescribed pain medication for his neck, arm, and hand, and was scheduled to have ankle surgery at the time of his deposition.
Plaintiff’s additional submissions further described the slippery condition of the staircase and its impact on plaintiff’s fall. He submitted pictures of the staircase and climatological data indicating it had rained shortly before he fell. Plaintiff’s Employer’s Report for the Workers’ Compensation Board stated the injury occurred while plaintiff was “descending stair tower
Plaintiff also submitted an expert affidavit from a professional engineer, with an expertise in construction engineering and construction safety, who opined that on the day of the injury the stairs were “not in compliance with good and accepted standards of construction site safety and practice.” He explained that wet steel treads “have a tendency to become slippery and have a decreased coefficient of friction, particularly under the circumstances here, where the stairs were worn and lacked proper and properly functioning anti-slip measures.” Further, “[s]ince these types of stair systems and the stairs in them are smaller, narrower and steeper than typical stairs it is more difficult to maintain safe and proper footing.” He stated, “those front portions of the stairs are what is contacted by the worker’s feet those parts tend to become worn and more slippery as they become older and undergo more use, requiring the use or installation of more significant, effective and additional slip protection.” He concluded that the staircase was unsafe as “the primary friction/anti-slip measure that these stairs were equipped with are small round protruding nubs, which provide limited anti-slip protection, at best, and even less as they became worn down, as they were here.”
Defendants opposed the motion and cross-moved for summary judgment to dismiss plaintiff’s
Supreme Court denied the parties’ respective motions on the
III.
Plaintiff established that while working at the construction site he was exposed to a gravity-related risk based on a height differential as he descended the stairs. He used a temporary staircase provided to permit workers to ascend and descend from one level to another, and the staircase thus constituted a safety device for the risk associated with traversing the height differential. The staircase failed to adequately protect plaintiff from the risk of slipping and that failure was a proximate cause of his injuries (see e.g. Bland, 66 NY2d at 460 [improper placement of ladder a proximate cause of fall]; Koenig v Patrick Constr. Corp., 298 NY 313, 319 [1948] [ladder slipping a proximate cause of fall]).
The burden then shifted to defendants to rebut and present “evidence of a triable issue of fact relating to the prima facie
Instead, defendants maintain, and the majority agrees, that there is an issue of material fact as to whether the staircase met applicable safety standards and was in good condition at the time of the accident. This argument is based on a misunderstanding of the Labor Law. Defendants assert that, contrary to the plaintiff’s expert opinion, their expert opined that the staircase met industry standards, therefore creating a question for the factfinder. However, as this Court stated in Zimmer, “liability is mandated by the statute without regard to external considerations such as rules and regulations, contracts or custom and usage” (65 NY2d at 523). Although industry practices, custom and usage may be relevant to determine a violation of
“would allow owners and contractors to diminish their obligations under that statute and to set their own standard of care for the protection of workers at the worksite. This would clearly contravene the legislative purpose of placing ‘ultimate responsibility for safety . . . on the owner and general contractor’” (Zimmer, 65 NY2d at 524 [citation omitted]).
Defendants’ argument that there is a question of fact as to whether the temporary staircase was kept in good condition is based on the respective experts’ opinions concerning the condition of the metal nubs of that device—which defendants’ expert stated is what provides the steps’ anti-slipping property. Even if the nubs were not worn this is of no moment. First, this is because defendants’ expert relied on the adequacy of the nubs to prevent slipping based on industry standards, which is not sufficient to avoid liability under Defendants’ contention that there is a question of fact as to whether any device would be able to prevent any and all accidents—what the dissent in the Appellate Division referred to as the existence of “a staircase offering superior protection from slipping hazards” presented here (131 AD3d at 825)—is merely an attempt to revive an argument expressly rejected in Zimmer (65 NY2d at 523). Considering the purposes of the statute, it would be illogical to absolve owners of liability because devices have not yet been developed to adequately protect workers from elevation-related risks. The same holds true here. Defendants cannot escape liability under Nor is defendants’ assertion that the injuries are due to plaintiff’s negligence relevant to the “That a person may place his or her foot on a step in such a way as to avoid the nosing does not imply that every person will always do so. What counts here is not whether a person could avoid the defect, but whether a person would invariably avoid the defect while walking in a manner typical of human beings descending stairs” (Hutchinson v Sheridan Hill House Corp., 26 NY3d 66, 82 [2015]). This is not a complex case, and contrary to the majority’s conclusion, there is no factual issue to be resolved by the trier of fact. As the summary judgment submissions establish, plaintiff was injured at his work site when he lost his footing on a slippery wet step of a temporary metal staircase as he descended from one level to another. Defendants failed to provide a safety device adequate to protect plaintiff from this fall. To conclude otherwise is to credit defendants’ contention that compliance with industry standards and practice is equivalent to compliance with Judges Abdus-Salaam, Stein and Garcia concur; Judge Rivera dissents in an opinion in which Judges Fahey and Wilson concur.
IV.
Notes
We rejected the logic of the latter argument in Nicometi, where we stated that “[t]he dispositive question . . . is not . . . whether plaintiff was actively performing a construction task—as compared to retrieving a tool in furtherance of that objective—at the exact moment of [the plaintiff’s] accident” because such distinction “would generally be illogical and inconsistent with the purpose and liberal interpretation of section 240 (1) to protect workers” (25 NY3d at 98). The section is not limited to the exact moments when a worker is engaged in a particular task, but includes elevation risks attendant to the work.
