Lead Opinion
Petitioner was ordered removed from the United States under § 237(a)(2)(A)(iii) of the Immigration and Nationality Act of 1952 (“INA”), codified at 8 U.S.C. § 1227(a)(2)(A)(iii)(2000), as an alien convicted of an “aggravated felony” based upon his New York State felony conviction for operating a vehicle while intoxicated (“DWI”).
The principal question on appeal is whether a felony DWI conviction under New York State law constitutes a “crime of violence” under 18 U.S.C. § 16(b). We conclude that it does not and accordingly vacate the deportation order.
BACKGROUND
I. Factual Background
Thomas Anthony Dalton, a native and citizen of Canada, has been living continuously in the United States as a lawful permanent resident since 1958, before he was one year old. His parents and siblings reside in the United States as well. Dalton has been convicted several times under New Yоrk Vehicle and Traffic Law (“NYVTL”) § 1192.3 for operating a vehicle while intoxicated. He pleaded guilty to his most recent DWI offense on January 15, 1998, and due to two previous convictions within ten years preceding the third, his crime and sentence were enhanced under NYVTL § 1192.1(c)(ii) to become a class D felony with an accompanying 0 to 43i years’ imprisonment term.
II. Statutory Background
Under 8 U.S.C. § 1227(a)(2)(A)(iii), “[a]ny alien who is convicted of an aggravated felony at any time after admission is deportable.” An “aggravated felony” is defined in 8 U.S.C. § 1101(a)(43)(F) as “a crime of violence (as defined in section 16 of Title 18 ... ) for which the term of imprisonment [is] at least one year.” A “crime of violence,” in turn, is a term of art defined in 18 U.S.C. § 16 as:
*203 (a) an offense that has as an element the use, attempted use, or threatened use of physical force against the person or property of another, or
(b) any other offense that is a felony and that, by its nature, involves a substantial risk that physiсal force against the person or property of another may be used in the course of committing the offense.
III. Procedural Background
In April 1999, while Dalton was serving his prison sentence, the Immigration and Naturalization Service (“INS”) initiated removal proceedings against him, charging that he was removable as an alien convicted of an aggravated felony resulting from a felony DWI conviction in violation of NYVTL § 1192.3.
During two telephonic removal hearings, Dalton admitted that he was сonvicted under NYVTL § 1192.8, but denied the ground for removal, namely, that he had committed an “aggravated felony” as defined under 8 U.S.C. § 1101(a)(43)(F) or a “crime of violence” as defined under 18 U.S.C. § 16(b).
In December 1999, the Immigration Judge (“IJ”) rejected Dalton’s argument and ordered him removed to Canada without the opportunity to request relief.
DISCUSSION
As an initial matter, we note that the scope of our review in this case is limited jurisdictionally under 8 U.S.C. § 1252(a)(2)(C)(2000), which precludes judicial review of final orders of removal against aliens who are removable by reason of having committed, inter alia, an aggravated felony. We do retain jurisdiction, however, to review the question whethеr, as a matter of law, Dalton committed an “aggravated felony” under 8 U.S.C. § 1101(a)(43)(F), as defined by 18 U.S.C. § 16. See Bell v. Reno,
We also note that while we apply Chevron deference, see Chevron U.S.A., Inc. v. Natural Res. Def. Council, Inc.,
I. Application of Categorical Analysis to “Crime of Violence”
Under the language of the statute, a § 16(b) “crime of violence” is analyzed “by its nature.” We believe that this language compels an analysis that is focused on the intrinsic nature of the offense rather than on the factual circumstances surrounding any particular violation. See United States v. Velazquez-Overa,
In this Circuit, we have long endorsed categorical analyses of criminal statutes in the context of deportation orders for crimes of moral turpitude. See United States ex rel. Guarino v. Uhl,
Based upon the language of the statute requiring analysis of the “nature” of the crime, as well as by analogy to this Circuit’s law regarding moral turpitude, we believe that the categorical approach is appropriate for determining whether an offense is a crime of violence under § 16(b) in the context of deportation proceedings.
II. Categorical Analysis of NYVTL § 1192.3
In the instant case, upon a de novo review of the relevant criminal statute, we conclude that not all violations of NYVTL § 1192.3 are “by their nature” “crimes of violence” because risk of physical force is not a requisite element of the New York DWI offense.
NYVTL § 1192.3 provides, in its entirety, that “[n]o person shall operate a motor vehicle while in an intoxicated condition.” Recently, in People v. Prescott,
[T]he breadth of conduct prohibited by Vehicle and Traffic Law § 1192, as interpreted by our courts, is sweeping. Our courts have long recognized that the definition of operation is broader than that of driving and that “ ‘[a] person operates a motor vеhicle within the meaning of [the statute] when, in the vehicle, he intentionally does any act or makes use of any mechanical or electrical agency which alone or in sequence will set in motion the motive power of the vehicle[.]’ ”
Id. (quoting People v. Alamo,
Thus, in New York, a defendant can be found guilty of driving while intoxicated even if he or she is asleep at the wheel of a ear whose engine is not running and evidence is adduced at trial that the vehicle never moved. See People v. Marriott,
The aforementioned case's make clear that a person can be convicted under NYVTL § 1192.3 even when there is no risk that force may be used or that injury may result. We are at a loss to see how this minimum threshold, even if met on three separate occasions, satisfies the stat
The government argues that the requisite minimum conduct required for a DWI conviction under Prescott does аlways present a “substantial risk that physical force ... may be used” because the proscribed conduct focuses on the defendant’s intention, and an intention to drive while intoxicated, the government argues, always poses the risks inherent in drunk driving. We disagree. An intention to drive is not the same as driving. Just as many good intentions are crushed by reality, so too can reality felicitously crush bad intentions. Subsection 16(b) defines a “crime of violence” in terms of real, substantial risks and cаnnot support deportation based upon hypothetical harms.
III. Use of Physical Force
Even if we were to accept the government’s argument that NYVTL § 1192.3 is comparable in scope to § 16(b), we believe the language of § 16(b) fails to capture the nature of the risk inherent in drunk driving. This risk is, notoriously, the risk of an ensuing accident; it is not the risk that the driver will “use physical force” in the course of driving the vehicle. Indeed, in the context of driving a vehicle, it is unclear what constitutes the “use of physicаl force.” The physical force used cannot reasonably be interpreted as a foot on the accelerator or a hand on the steering wheel. Otherwise, all driving would, by definition, involve the use of force, and it is hard to believe that Congress intended for all felonies that involve driving to be “crimes of violence.”
The government likens, at different times, the “use of physical force” with speeding, crashing, harming others and/or possessing an out-of-control car. These interpretations tend to equate “physical force” with an accident. Under this definition, a drunk driver would not be “using” physical force unless he or she had an accident. This interpretation distorts language and our commonsense understandings insofar as an accident, by definition, is something that is neither planned nor foreseen — except perhaps in hindsight. Although an accident may properly be said to involve force, one cannot be said to use fоrce in an accident as one might use force to pry open a heavy, jammed door.
In United States v. Rutherford,
[A] drunk driving accident is not the result of plan, direction, or purpose.... A drunk driver who injures а pedestrian would not describe the incident by saying he “used” his car to hurt someone. In ordinary English, the word “use” implies intentional availment.... No availment of force in order to achieve an end is present in a drunk driving accident. Thus under a pure plain language approach, one would be hard-pressed to argue that Rutherford’s accident involved the use of force.
Id. (footnote omitted).
Indeed, the government struggles to avoid awkward language when describing an accident as the “use of physical force.” The government writes that “it is undeniable that driving while intoxicated greatly increases the likelihood that one will inflict harm on others via the use of force,” and that “the crashing of the drunk driver’s automobile ... constitutes the force that is likely to be used.” The government con
While it may be true that all driving involves some risk of an accident and drunk driving increases that risk,
IV. Bisk of Injury v. Risk of Use of Physical Force
The government argues that the difference, if any, between a “risk of injury” and a risk of the “use of physical force” is negligible. We disagree. There are many crimes that involve a substantial risk of injury but do not involve the use of force. Crimes of gross negligence or reckless endangerment, such as leaving an infant alone near a pool, involve a risk of injury without the use of force. Statutes criminalizing the use, possession and/or distribution of dangerous drugs and other controlled substances also underscore the fact that some criminal conduct may involve a substantial risk of injury or harm without at the same time involving the use of physical force. Other courts have also recognized the logical fallacy inherent in reasoning that simply because all conduct involving a risk of the use of physical force also involves a risk of injury then the converse must also be true. See Chapa-Garza,
The United States Sentencing Guidelines recognized the difference between “use of force” and “injury” when it broadened thе scope of its definition for “crimes of violence” under the career offender provision in § 4B1.2(a)(2). Before 1989, § 4B1.2(a)(2) referred to 18 U.S.C. § 16 for its definition of a “crime of violence.” See Parson,
(a) The term “crime of violence” means any offense under federal or state law, punishable by imprisonment for a term exceeding one year, that—
(2) is burglary of a dwelling, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.
U.S.S.G. § 4B 1.2(a)(2) (2000). We agree with the Fifth Circuit that this change counsels against interpreting “risk of the use of physical force” and “risk of injury” the same way. See Chapa-Garza,
Moreover, our conclusion accords with that of the only other circuit that has reviewed de novo the question whether a felony DWI conviction сonstitutes a “crime of violence” under § 16(b). Analyzing the Texas DWI statute, the Fifth Circuit in Chapa-Garza held that convictions under the statute failed to satisfy the elements of § 16(b). See
Of course, nothing in оur decision today in any way underestimates the toll that drunk driving has taken on human life; it is an urgent, nationwide problem of staggering proportion. But by shoehorning such reprehensible conduct into criminal statutes that were not designed to hold it, we risk an equivalent harm of usurping federal and state legislative roles. We are reminded here of what the Supreme Court said years ago in the context of interpreting an immigration law providing for deportation on the basis of crimеs of moral turpitude:
[D]eportation is a drastic measure and at times the equivalent of banishment or exile. It is the forfeiture for misconduct of a residence in this country. Such a forfeiture is a penalty. To construe this statutory provision less generously to the alien might find support in logic. But since the stakes are considerable for the individual, we will not assume that Congress meant to trench on his freedom beyond that which is required by the narrowest of several possible mеanings of the words used.
Fong Haw Tan v. Phelan,
V. Additional Arguments
We have considered Dalton’s arguments that under our recent decision in St. Cyr v. INS,
CONCLUSION
For the foregoing reasons, we hold that a felony DWI conviction under NYVTL § 1192.3 does not amount to a “crime of violence” under 18 U.S.C § 16(b) for purposes of defining an “aggravated felony” under 8 U.S.C. § 1101(a)(43)(F). Accordingly, we vacate the deportation order and remand for proceedings consistent with this opinion.
Notes
. By using the phrases "operating a vehicle while intoxicated,” "driving while intoxicated” and "driving under the influence” (collectively "DWI”) interchangeably in this opinion, we do not imply that there are not critical legal differences among them which may arise in the future.
. Certain lawful permanent residents subject to deportation may seek discretionary cancellation of their order of removal. Howеver, under 8 U.S.C. § 1229b(a)(3)(2000), permanent residents convicted of any aggravated felony are expressly excepted from this group.
. See In re Puente-Salazar, Int. Dec. No. 3412,
. See Camacho-Marroquin v. INS,
. The BIA determined that Dalton committed a "crime of violence” within the meaning of § 16(b). It made no finding on whether his conviction met the elements of § 16(a). On appeal, the parties do not dispute that Dalton's conviction fails to satisfy § 16(a).
. We note that our conclusion is in accord with that of other courts. See United States v. Chapa-Garza,
. A felony DWI offense in New York requires two previous DWI convictions within the preceding ten years. Because many first-and second-time DWI convictions arise from guilty pleas, the record before the IJ will often be veiy spare and difficult to develop. See NYVTL § 1193(c)(ii).
. We do not decide today whether a DWI offense fits into the definition of conduct involving a “risk of injury” or a “risk of harm.”
. In Tapia Garcia, the Tenth Circuit addressed the same question under Iowa law, but applied Chevron deference to affirm the BIA’s deportation order. See
In addition to finding Tapia Garcia inapplicable to our case on the basis of its more deferential standard of review, we also remain to be persuaded by the court's reasoning. The Tapia Garcia court cited to United States v. Coronado-Cervantes,
. After this opinion was circulated to the members of this panel, we learned that the Seventh Circuit had handed down a decision which seems to support our position. See Bazan Reyes v. INS,
Dissenting Opinion
dissenting:
Unlike the majority, I believe that New York’s fеlony DWI statute, N.Y. Veh. & Traf. Law §§ 1192.3, 1193.1(c), creates a “crime of violence” as that term is defined in 18 U.S.C. § 16(b), and therefore I believe that Dalton was convicted of an “aggravated felony” within the meaning of 8 U.S.C. § 1101(a)(43)(F) that properly renders him subject to deportation pursuant to 8 U.S.C. § 1227(a)(2)(A)(iii).
First, while I agree with the majority that § 16(b) directs our inquiry to the generic “nature” of the offense in question, and therefore that we must determine categorically whether the offense is a crime of violence without reference to the particulars of the appellant’s conviction, see ante at 204-05(collecting cases) [Draft at 7-9], I do not agree that such categorical analysis compels the conclusion that New York’s felony DWI offense is not a “crime of violence.” Although New York courts have interpreted the DWI statute to allow conviction of one who intends to operate a vehicle that is nonetheless unable to move, see, e.g., People v. David “W”,
Second, I cannot agree with the mаjority’s conclusion that driving while intoxicated does not involve “a substantial risk that physical force against the person or property of another may be used .” 18 U.S.C. § 16(b). Even accepting arguendo that the word “use” implies intentional availment, as the majority contends, driving inevitably involves intentional use of force: the driver necessarily intends to use mechanized force to propel the vehicle to its destination. In an accident, that force does not stop being “used”; but for the driver’s use of force to propel the vehicle, the collision with another vehicle or a pedestrian would not have occurred. Accordingly, all driving involves some risk that “physical force may be used against
Moreover, that the offense requires two prior drunk driving convictions increases the attendant risk. Although the prior convictiоns do not increase the chance that the defendant will cause injury in driving drunk for the third time (they are independent events), the risk that injury will occur on one of three occasions is greater than on any one occasion considered alone. Consequently, the more drunk driving incidents incorporated into a single offense, the greater the risk of harm associated with that offense. Because New York’s DWI statute requires multiple prior DWI convictions, the offense “by its nature” involves a substantial risk that harmful force will be used.
For the foregoing reasons, I respectfully dissent.
