OPINION
Appellant, Sergeant Howard Mullins (“Mullins”), appeals the district court’s decision denying his motion for summary judgment on the basis of qualified immunity. We reverse.
I. BACKGROUND
Theresa Sheets (“Sheets”) and Roger Montgomery (“Montgomery”) lived together in Gallia County, Ohio, with their baby daughter, Tiffany, and Sheets’s son, Shawn. On Thursday, February 20, 1997, Montgomery shot and killed Tiffany, set fire to his residence, then shot and killed himself.
According to Sheets, the tragic events of February 20th were the result of an incident that occurred four days earlier, on Sunday, February 16, 1997. That Sunday morning, Montgomery threatened Sheets by putting a knife to her side, then pulling a gun on her. At the time, neither Tiffany — who was spending the weekend "with Shirley Lilly, Montgomery’s sister — nor Shawn was at home. Montgomery’s conduct caused Sheets to pack her clothes and leave the residence with her sister, Linda, whom Montgomery had called. Linda drove Sheets to the house of her nephew, Jerry Roach (“Roach”). When Sheets arrived at her nephew’s house, Roach immediately called the Gallia County Sheriffs Department to report that Montgomery had threatened to kill Sheets and her children. Neither Linda nor Roach would agree to take Sheets to Shirley Lilly’s house to pick up Tiffany. Linda said she did not have enough gas in her car; Roach said he did not want Sheets to leave his house because Montgomery was so angry.
Mullins, who happened to be a long-time personal friend of Montgomery’s, was dispatched to investigate Roach’s report of a domestic disturbance. When Mullins arrived at Roach’s house, Sheets told Mullins that Montgomery had pulled a knife on her and that he had a gun in his car. Mullins checked Sheets for injuries but found no evidence of bruises, red marks, or other obvious signs of injury. Sheets told Mullins that Tiffany was not at Montgomery’s house but was staying with Montgomery’s sister for the weekend.
Mullins instructed Sheets that, because Monday was a holiday, she would have to wait until Tuesday, February 18, 1997, to file charges against Montgomery. When Sheets told Mullins that she wanted to get Tiffany from Shirley Lilly, Mullins told her to wait until she could go to court.
Mullins later conceded that he doubted the truthfulness of the report related by *584 Sheets. Mullins explained that, knowing Montgomery as he did, he did not believe that Montgomery would hurt anyone. Sheets herself later admitted that, before February 16, 1997, Montgomery had been a good father to Tiffany, had never threatened or harmed Tiffany in any way, and had given Sheets no cause to think he would kill either himself or Tiffany.
Immediately following his interview with Sheets, Mullins made one unsuccessful attempt to locate Montgomery at his residence. Mullins made no other effort to contact Montgomery, to reunite Tiffany with her mother, or to obtain a warrant for Montgomery’s arrest. Furthermore, at the end of his shift, Mullins did not tell the oncoming deputies or their sergeant that Montgomery had threatened to kill Sheets and her children, although he filed an incident report which included the following narrative:
States her live-in boyfriend of 4 years destroyed the household contents, pulled a knife on her and pushed the knife to her stomach (no injury), brandished a rifle and stated he was going to kill her and her kids. States he has been abusive toward her before, and threatened before he would kill her.
Sheets stayed at Roach’s house all day Monday, February 17. While there, Sheets received a call from Linda, who advised her that Tiffany was still staying with Shirley Lilly and that Montgomery— who was then with Linda — wanted to talk with her. Sheets told Linda that “it was over between me and Roger [Montgomery].” When asked at her deposition why she did not make any effort to go to Shirley Lilly’s house to get Tiffany while Linda was with Montgomery, Sheets replied: “I don’t know.”
Early on Tuesday, February 18, 1997, Sheets filed a criminal complaint against Montgomery in municipal court and initiated proceedings in juvenile court to seek temporary custody of Tiffany. Judge Thomas Moulton of the Juvenile Division of the Gallia County Court of Common Pleas conducted a hearing that same Tuesday and signed an order designating Sheets as Tiffany’s legal custodian.
On Wednesday, February 19, 1997, Sheets met with a lawyer, who accompanied Sheets to the sheriffs department. When they presented the custody order to Sergeant David Martin (“Martin”) for enforcement, they were advised that the custody order, by itself, was insufficient to allow a deputy to pick up a child. Martin told them that a court order directing the department to assist in taking custody of a child was also needed.
On Wednesday night, February 19, Montgomery called Mullins at his residence to ask if a warrant had been issued for his arrest. In fact, a warrant had been issued, but Mullins — who had not been involved in the matter since his initial interview with Sheets — was unaware of what, if anything, had happened since Sunday. Mullins advised Montgomery to check with the court in the morning and to turn himself in if a warrant had been issued.
On Thursday morning, February 20, 1997, Montgomery voluntarily appeared in the Gallipolis Municipal Court on an initial appearance with regard to the domestic violence complaint filed by Sheets. The municipal court judge released Montgomery on his own recognizance, subject to the provisions of a temporary protective order in favor of Sheets. The municipal court refused to order Montgomery to give up physical custody of the child, finding that the issue was one within the exclusive jurisdiction of the Gallia County Juvenile Court. The Juvenile Court, through Judge Moulton, entered an order later that day directing the Gallia County Sheriff *585 Department to accompany and assist Sheets in getting possession of Tiffany. Unfortunately, before that court order was executed, Montgomery shot and killed Tiffany as well as himself.
Sheets filed suit against Mullins, among others, on February 18, 1998. She alleged that, by his acts, Mullins violated Tiffany’s and her rights to due process of law and equal protection. Mullins moved for summary judgment, arguing that there is no constitutional right to protection from violence perpetrated by a private citizen and, even if there were, Mullins enjoyed qualified immunity from suit under the particularized circumstances of this case. The district court granted Mullins’ motion with regard to the claims for procedural due process and equal protection but denied his motion with respect to the substantive due process claim. The district court rejected Mullins’ qualified immunity defense as to the substantive due process claim, finding that “a reasonable official in the position of Sergeant Mullins should have known that a party’s right to substantive due process is violated by a public actor whose conduct significantly increases the risk of injury from a third party.” Mullins now appeals the district court’s decision regarding his qualified immunity defense. Sheets argues that we have no jurisdiction over the appeal.
II. DISCUSSION
A. Jurisdiction
Sheets argues that jurisdiction over this interlocutory appeal is lacking because the trial court found that there was a genuine issue of material fact as to whether Mullins rendered Tiffany more vulnerable to danger through his actions. Indeed, a defendant may not appeal a district court’s order denying a claim of qualified immunity “insofar as that order determines whether or not the pretrial record sets forth a ‘genuine’ issue of fact for trial.”
Johnson v. Jones,
In this circuit, it is well established that, for appellate jurisdiction to he over an interlocutory appeal, a defendant seeking qualified immunity must be willing to concede to the facts as alleged by the plaintiff and discuss only the legal issues raised by the case.
Shehee v. Luttrell,
*586 B. Qualified Immunity
Qualified immunity is an affirmative defense that shields government officials performing discretionary functions from liability for civil damages insofar as their conduct does “not violate clearly established statutory or constitutional rights of which a reasonable person would have known.”
Harlow v. Fitzgerald,
The Supreme Court has said that, in deciding whether an official is entitled to qualified immunity, the first step in the analysis is deciding whether there has been a violation of a constitutional right in the first instance.
Siegert v. Gilley,
In January of 1982, when Joshua De-Shaney (“Joshua”) was three years old, the Winnebago County Department of Social Services (“DDS”) received a report that Joshua was being physically abused by his natural father. DDS investigated the abuse charges against Joshua’s father but took no action to remove the boy from the father’s home. In January of 1983, after Joshua was admitted to a hospital with multiple bruises and abrasions, custody was temporarily withdrawn from the father. Joshua was returned to his father’s custody when a team of county officials determined that there was insufficient evidence of child abuse. A month later, Joshua was treated at the emergency room for suspicious injuries. During monthly visits in the next six months, the DDS caseworker assigned to monitor Joshua’s situation observed suspicious injuries on the boy’s head. In November of 1983, Joshua was again treated at the emergency room for injuries believed to be caused by child abuse. For two visits thereafter, the caseworker was told that Joshua was too ill to see her. Despite the evidence of suspicious injuries and possible child abuse, no attempts were made to remove Joshua from his home. In March of 1984, when Joshua was four years old, his father beat him so severely that he sustained severe brain damage and fell into a life-threatening coma.
Joshua and his mother sued DDS, the caseworkers, and other officials, claiming that DDS and its employees failed to intervene to protect Joshua against a known risk of violence. Affirming the trial court’s dismissal of the claim, the Supreme Court held that, as a general rule, “a State’s failure to protect an individual against private violence simply does not constitute a violation of the Due Process Clause.”
DeShaney,
A number of circuit courts of appeals— including the Sixth Circuit — have relied on this passage in
DeShaney
to acknowledge that liability may exist where the state creates a dangerous situation or renders citizens more vulnerable to danger.
See, e.g., Kallstrom v. City of Columbus,
In an earlier case,
Gazette v. City of Pontiac,
Gazette sued the police, claiming— among other things — that the police had rendered Bandy more vulnerable to the danger created by her abductor. Specifically, Gazette asserted that the police lied about the investigation, that their lies kept Bandy’s family and/or friends from conducting their own investigation, and that, as a result, Bandy was rendered more vulnerable to the danger than she would otherwise have been. While acknowledging that
DeShaney
required it “to ask whether the City or the police officers rendered Bandy any more vulnerable to the danger she was already in by their
*588
actions,”
Gazette,
Just months before
Gazette
was decided, a district court in the Northern District of Ohio considered the case of a woman, Karen Guerrant (“Guerrant”), who was killed by her ex-husband after police officers responded to her call for help but declined to order the ex-husband to leave her house.
Smith v. City of Elyria,
In this case, Sheets claims that Mullins rendered Tiffany Montgomery more vulnerable to danger by preventing Sheets from engaging in “self-help.” He did so, she says, primarily by telling her that she should get a court order before she tried to regain physical custody of Tiffany. Sheets also suggests that she might have obtained custody of Tiffany, thus preventing the child’s death, if Mullins had secured the child the day Sheets called for help, if Mullins had arrested Montgomery that same day, or if Mullins had communicated the situation to other officers in the department, who themselves might have arrested Montgomery. According to Sheets, if Mullins had acted in any of those ways, she might have been able to regain custody of Tiffany without fear of, or interference from, Montgomery.
Assuming the facts to be as Sheets maintains, we find that Mullins did not violate the Substantive Due Process Clause by his conduct on February 16. We also find that Tiffany’s death was too remote from Mullins’ allegedly wrongful acts to support a finding of proximate cause. Tiffany was killed four days after Mullins responded to Roach’s call about Montgomery’s threats of violence to Sheets. When Mullins arrived to talk with Sheets, he found her secure in Roach’s residence and showing no signs of physical abuse. He learned that Tiffany was not *589 present when Montgomery threatened Sheets but was staying with an aunt. Tiffany was still alive days later, after Sheets had obtained an attorney, after the situation was reported to the city solicitor’s office, after a juvenile court judge signed an order awarding custody to Sheets, after a sheriff’s department sergeant — not Mullins — explained to Sheets that the sheriffs department could not help her get physical custody of her daughter absent a court order directing the department to do so, and after a municipal court judge conducted an initial appearance on the criminal complaint against Montgomery, then released Montgomery on his own recognizance. Under these circumstances, we find no merit to the substantive due process claim against Mullins.
In denying relief to Mullins, the district court wrote: “Based upon the state of the law in February 1997, this Court concludes that a reasonable official in the position of Sergeant Mullins should have known that a party’s right to substantive due process is violated by a public actor whose conduct significantly increases the risk of injury from a third party.” We think the district judge described the right that Muhins allegedly violated too broadly. As the Supreme Court explained in
Anderson v. Creighton,
The district court determined that it was clearly established in February, 1997, that an officer would violate the substantive due process clause by significantly increasing an individual’s risk of injury from a third party. To be sure, in 1989 in DeSha-ney, the Supreme Court suggested, but did not hold, that state actors may be liable if they help create the danger that causes an individual’s injury by a private party or if they render an individual more vulnerable to injury by a private party. The DeSha-ney Court did not specify how a state might create the danger causing an individual's injury, what actions of a state would render an individual more vulnerable to danger, or by how much the state must increase an individual’s risk of injury from a third party before that individual’s substantive due process rights are violated. Although it could be said that the state actors in DeShaney increased the risk that Joshua would be harmed by his abusive father, the Court, in fact, found no substantive due process violation under the particularized circumstances before it. Those circumstances involved state actors, faced with strong evidence of abuse, removing Joshua from the custody of his father, then returning Joshua to his father, then — despite continued evidence of abuse — -failing to again remove Joshua from the father whose abuse ultimately killed him.
Before February of 1997, this circuit had decided only one
yyost-DeShaney
case involving a substantive due process claim in the context of a private act of violence.
Gazette v. City of Pontiac,
In
Kallstrom,
decided in February of 1998, a year
after
Muhins responded to the call about Sheets, we noted that no court within the Sixth Circuit had yet held the state or a state actor liable for private acts of violence under the state-created-danger theory. Indeed, before
Kallstrom
was decided and before Mullins acted in February of 1997, there was only one reported decision from a court within this circuit that had even allowed a private-act-of-violence case to survive a motion for summary judgment.
Smith v. City of Elyria,
While each of these cases generally suggests that an officer might be liable if he renders a victim more vulnerable to danger, not one of them convinces us that, in February of 1997, Mullins should have known that he would violate the substantive due process rights of Sheets by acting as he did. Absent law that would have put Mullins on notice that his particular conduct offended the Constitution, we find that he is entitled to qualified immunity.
III. CONCLUSION
Having found that Mullins did not violate the substantive due process rights of Sheets and/or Tiffany, much less their clearly established rights, we REVERSE the district court’s order denying the defendant’s motion for summary judgment as to the plaintiffs’ substantive due process claim against Mullins. We accordingly REMAND to the district court for entry of judgment.
I respectfully disagree with the majority’s analysis. In contrast to the majority opinion, I believe that Sheets sets forth a prima facie ease for a substantive due process violation under 42 U.S.C. § 1988. Nevertheless, I reach the same conclusion as the majority because I agree that a reasonable officer would not have known that Mullins’s conduct violated a federal right. Thus, I concur in the conclusion that qualified immunity protects Mullins from suit.
On interlocutory appeal, an appellate court has limited ability to consider a denial of qualified immunity. Generally, the doctrine of qualified immunity protects public officials from suit as long as two conditions are satisfied.
See generally Harlow v. Fitzgerald,
Interlocutory Analysis Of The First Qualified Immunity Requirement: Whether Sheets Sets Forth A Prima Fa-cie Violation Of Substantive Due Process Rights.
Under the
DeShaney
holding and its progeny, courts have established that in certain situations, where a police officer affirmatively acts to increase a person’s exposure or vulnerability to danger, that officer may be liable for violating that person’s substantive due process rights.
Here, Mullins investigated a domestic violence call involving one of his life-long friends, Montgomery. Mullins believed Montgomery’s side of the story and not Sheets’s-despite the death threats that Sheets reported. Because Mullins’s judgment was compromised by his friendship with Montgomery, Mullins had a conflict of interest that prevented him from fairly investigating the domestic abuse call. Furthermore, due to his friendship with Montgomery, Mullins was not in a position where he could be objective. Nor was he in a position where he could give reasonable, rehable advice to Sheets. Instead of declining to give advice or calling another officer who was not under a conflict of interest, Mullins advised Sheets not to retrieve Tiffany through self-help, but rather to obtain custody of Tiffany through the court system. Because Mullins had a conflict of interest and still advised Sheets, his conduct rises to the level of an affirmative act that may form the basis for § 1983 substantive due process liability.
On less extreme facts, I would be less inclined to reach this result. To promote friendlier community policing, a police offi *592 cer’s advice in response to a person’s inquiry of how to best obtain custody of her child should not generally rise to the level of an affirmative act for purposes of § 1983 substantive due process liability. Moreover, a police officer with a conflict of interest does not violate substantive due process rights by responding to a report of domestic abuse. However, where a police officer responds to a situation and discovers that he has a conflict of interest, that officer exposes himself to § 1983 substantive due process liability if he gives advice that, if followed, increases a person’s exposure to harm.
The majority opinion reaches a different result and instead concludes that Mullins’s conduct was too remote to be actionable. In reaching that conclusion, the majority opinion identifies several events that occurred after Mullins’s advice to Sheets: Sheets obtained an attorney, Sheets reported the situation to the city solicitor’s office, a juvenile judge awarded custody to Sheets, the sheriffs department declined to help Sheets reacquire possession of Tiffany, and a municipal judge conducted a hearing and then released Montgomery. In light of these events, and because Tiffany was still alive four days after Mullins’s advice, the majority opinion reasons that Mullins’s advice was too remote an event to subject him to liability for Tiffany’s death. The majority opinion reaches this remoteness conclusion without citing any authority and without providing any reasoning-it simply presents a conclusion. I disagree with that conclusion for two reasons.
First, the majority opinion drifts into a factual analysis when it decided that Mullins’s conduct was too remote. The remoteness determination involves questions of foreseeability and proximate cause and both of those questions are generally determined by the finder of fact.
See Grover Hill Grain Co. v. Baughman-Oster, Inc.,
Second, even if proximate cause were a legal issue and renewable on interlocutory appeal, I disagree with the majority opinion’s legal analysis. Acts of third parties are not considered superseding acts if they are foreseeable.
See Suzik v. Sea-Land Corp.,
In sum, I disagree with the majority’s position because I believe that Mullins is liable as long as his affirmative act continued to increase Tiffany’s exposure to harm. Here, Sheets relied on Mullins’s advice until Tiffany’s death. Sheets never engaged in self-help and she instead sought a custody order, which took four days to obtain. As long as Sheets relied on Mullins’s advice (given while he had a conflict of interest) by choosing the court-custody route and forgoing self-help, Mullins was hable for the increased risk of danger that Tiffany experienced.
Interlocutory Analysis Of The Second Qualified Immunity Requirement: Whether An Objectively Reasonable Officer Would Recognize That Mullins’s Conduct Violated Substantive Due Process Rights.
The second point of analysis is whether a public official’s conduct violated clearly established federal rights. I agree with the majority in concluding that no source of law has adequately informed pohce officers that they may be hable for advice that they give while operating under a conflict of interest. I beheve that under these conditions — where a pohce officer responds to a question from a domestic abuse victim — a reasonable pohce officer would not realize that if he acted with a conflict of interest and if his actions increased a person’s exposure to harm, those actions violated the person’s substantive due process rights. Thus, even though I beheve that Sheets sets forth a prima facie case of Mullins’s liability for a substantive due process violation, Mullins is still entitled to qualified immunity because the right he violated was not clearly established. For that reason, I concur with the result that the majority reaches.
