Lead Opinion
This products liability action against pharmaceutical companies presents several issues involving the interplay between state tort law and federal prescription drug regulation. This case is one of many litigated in state and federal courts nationwide alleging severe side effects from prolonged use of metoclopramide, sold under the brand name Reglan and as a competing generic formulation. The plaintiff in this case used only the generic product. After developing a neurological disorder, she sued the manufacturer of the generic drug as well as the manufacturers of the branded formulation.
The district court dismissed all of plaintiffs claims in several summary judgment rulings. The district court, relying on PLIVA, Inc. v. Mensing, 564 U.S. -, -,
For the reasons explained below, we hold plaintiffs state common law tort claims against the generic manufacturer based on inadequate warnings are not preempted to the extent that the generic manufacturer failed to implement a stronger warning approved by the FDA in 2004. We decline, however, to alter long-standing Iowa products liability law to allow recovery against a manufacturer for injuries caused by use of its competitor’s product. We thereby join the overwhelming majority of courts, including every federal circuit court of appeals, in holding Reglan brand manufacturers are not liable to plaintiffs who consumed only the competing generic formulation. Accordingly, we vacate the decision of the court of appeals, affirm the district court’s summary judgment for the brand manufacturers, reverse in part the summary judgment for the generic manufacturer, and remand for further proceedings against that defendant alone.
I. Background Facts and Proceedings.
We begin with a discussion of federal drug labeling regulation to provide the necessary context for the fighting issues. In 1984, Congress passed the Hatch-Wax-man Amendments to the Food, Drug, and Cosmetics Act (FDCA) in order to expand access to affordable generic drugs by reducing barriers to generic market entry. Drug Price Competition and Patent Term Restoration Act of 1984, Pub.L. No. 98-417, 98 Stat. 1585 (codified in relevant part at 21 U.S.C. § 355 (1988)); see also Mensing, 564 U.S. at -,
When a brand manufacturer first files a new drug application, the FDA must approve the accuracy and adequacy of a drug’s label. See 21 U.S.C. § 355(a), (b)(1), (d); Wyeth v. Levine,
The United States Supreme Court decisions of Levine and Mensing set parameters for when state-law failure-to-warn claims are preempted by federal prescription drug labeling regulations. First, Levine held that federal drug regulations do not preempt state-law failure-to-warn claims against brand manufacturers because federal law allows brand manufacturers to unilaterally strengthen their warnings.
But, the Supreme Court held otherwise in Mensing, a case involving generic manufacturers of metoclopramide. 564 U.S. at -,
In response to Mensing, the FDA proposed a rule to amend generic labeling regulations. Supplemental Applications Proposing Labeling Changes for Approved Drugs and Biological Products, 78 Fed. Reg. 67985-02 (proposed Nov. 13, 2013) [hereinafter Proposed Rule] (setting deadline of January 13, 2014, for comments). The proposed rule “would create parity” between brand and generic manufacturers, granting both the ability to unilaterally improve labeling and then seek approval from the FDA. Id. at 67986.
Against this backdrop, we now turn to the facts of this case. In 1980, the FDA approved the new drug application for me-toclopramide tablets, which are designed to treat digestive tract problems, including gastroesophageal reflux disease (acid reflux). This FDA approval allowed for the manufacture and distribution of a patented formulation of the drug, which was branded Reglan. Wyeth, Inc. came to own the Reglan brand in approximately 1989
In February 2004, Theresa Huck’s physician prescribed Reglan to treat her reflux. Her physician relied upon information published by the brand defendants in the Physician’s Desk Reference, which contained the FDA-approved labeling for the drug. Huck’s pharmacy filled this prescription with the PLIVA generic.
The FDA-approved labeling at the time Huck began taking metoclopramide stated “Therapy longer than 12 weeks has not been evaluated and cannot be recommended.” The label also contained a warning about possible side effects, including tardive dyskinesia. Tardive dyskinesia is a severe, often irreversible neurological disorder resulting in involuntary and uncontrollable repetitive body movements of slow or belated onset. Symptoms include “grotesque facial grimacing and open-mouthed, uncontrollable tongue movements, tongue thrusting, [and] tongue chewing.” Fisher v. Pelstring,
In July 2004, approximately five months after Huck began taking metoclopramide, the FDA approved additional label warning language requested by Schwarz. Printed in bold on the first line of both the “Indications and Usage” and “Dosage and Administration” sections of the label, the new language indicated, “Therapy should not exceed 12 weeks in duration.” While this language appeared on the label for Reglan, it was not published in the Physicians’ Desk Reference. Although required by federal regulations to mirror the brand defendant’s label, PLIVA did not update its metoclopramide packaging to include the new warning approved in 2004. The record is silent as to why PLIVA failed to add that warning. Neither the brand defendants nor PLIVA communicated the new label information to Huck or her physician. Huck testified she never would have taken metoclopramide had she been warned its possible side effects included a neurological disorder.
Taking an average of 2.7 pills per day, Huck continued to refill her PLIVA generic prescription until March 2006. Though Huck had been experiencing symptoms of tardive dyskinesia for some time, she was not diagnosed with the disease until June 6, 2006.
Based on growing evidence that prolonged use of metoclopramide causes tar-dive dyskinesia, on February 26, 2009, the FDA imposed heightened warnings for the drug’s packaging. The FDA required the following black-box warning — its strongest — for metoclopramide:
Chronic treatment with metoclopram-ide can cause tardive dyskinesia, a serious movement disorder that is often irreversible. The risk of developing tardive dyskinesia increases with the duration of treatment and the total cumulative dose. * * *
There is no known treatment for tar-dive dyskinesia; however, in some patients symptoms may lessen or resolve*360 after metoclopramide treatment is stopped. * * *
Prolonged treatment (greater than 12 weeks) with metoclopramide should be avoided in all but rare cases where therapeutic benefit is thought to outweigh the risks to the patient of developing tardive dyskinesia.
On May 27, 2008, Huck filed suit against the brand defendants, PLIVA, and several other defendants no longer involved in the case.
Huck filed a “Notice of Product Identification” on October 6 admitting she ingested only generic metoclopramide manufactured by PLIVA. In response, the brand defendants moved for summary judgment. Huck filed no resistance. On March 2, 2009, the district court granted the brand defendants’ unresisted motion for summary judgment on all claims. The district court noted it was undisputed that the brand defendants “did not manufacture or sell the generic metoclopramide ingested by [Huck]” and, citing Mulcahy, concluded Huck’s claims against the brand defendants therefore failed as a matter of law. Huck did not file a motion for reconsideration or immediately appeal the ruling.
For the next two and one-half years, Huck pursued her claims against PLIVA, the only remaining defendant. On February 26, 2010, PLIVA filed two motions for summary judgment, one arguing no genuine issues of material fact existed and the other arguing Huck’s claims were preempted by federal law. On April 12, the district court ruled on PLIVA’s motions. First, the district court rejected PLIVA’s preemption argument. The district court also ruled that a factual dispute existed relating to whether Huck would not have ingested metoclopramide had she received (or, if the learned intermediary doctrine is applied, her physician received
On December 14, 2010, PLIVA moved to stay all deadlines and continue the trial based on the United States Supreme Court’s grant of certiorari in Mensing, which consolidated two lawsuits involving state tort-law claims against generic meto-clopramide manufacturers. 564 U.S. at -,
After Mensing held federal preemption precluded plaintiffs’ failure-to-warn claims, see id. at -,
On January 9, 2012, the district court ruled on the pending motions. Regarding Huck’s motion for relief, the district court highlighted that it granted the brand defendants’ summary judgment “based upon the rule in Iowa ‘that a Plaintiff in a products liability action bears the burden of proving the Defendant manufactured or supplied the product that caused the injury.’ Mulcahy v. Eli Lilly & Co.,
Huck appealed both the district court’s grant of summary judgment in favor of PLIVA and its denial of her motion for relief against the brand defendants. We transferred the case to the court of appeals, which affirmed the district court’s rulings. The court of appeals held Huck’s claims against PLIVA “attack the adequacy of the labeling” and therefore are preempted because they “fall[ ] within Mensing’s sphere.” The court of appeals specifically rejected Huck’s argument that PLIVA can be held liable for failing to update its label to provide the additional bolded warning approved in 2004, reasoning federal law prohibits private attempts to enforce a generic manufacturer’s obligation to match the brand manufacturer’s label. As to the brand defendants, the court of appeals noted Huck failed to resist their motion for summary judgment, file a postjudgment motion, or immediately appeal the summary judgment. Consequently, the court of appeals concluded the only preserved issue relating to that summary judgment ruling is the issue explicitly decided by the district court: whether the brand defendants owed Huck a duty under Iowa law when she did not ingest a product manufactured or sold by them. The court of appeals held Mensing did not alter state-law principles requiring the dismissal of a claim brought against a defendant whose product plaintiff never used.
II. Standard of Review.
We review rulings that grant summary judgment for correction of errors at law. Parish v. Jumpking, Inc.,
We may review the issues actually decided in a ruling granting an unresisted motion for summary judgment when the nonmoving party filed a postjudgment motion that gave the district court the opportunity to correct the alleged error. See Cooksey v. Cargill Meat Solutions Corp.,
III. Analysis.
A. Whether Any of Huck’s Claims Against PLIVA Survive Mensing. We must decide whether the district court correctly ruled that all of Huck’s claims against PLIVA are preempted by Mens-ing. Applying Mensing, the district court ruled Huck’s claims against PLIVA are preempted because it was impossible for PLIVA to alter its label. The court of appeals agreed. Huck argues Mensing preempts only claims that require the generic manufacturer to vary its labeling from that of the branded drug. She points out that PLIVA failed to update its label in 2004 to include the FDA-approved warning stating, “Therapy should not exceed 12 weeks in duration.” Mensing did not decide whether that claim is preempted. The Court of Appeals for the Sixth Circuit in Fulgenzi, however, recently adjudicated this very issue and squarely held Mensing does not preempt claims based on the generic manufacturer’s failure to update its label warning with the language the FDA approved in 2004. Fulgenzi,
The federal preemption doctrine derives from the Supremacy Clause of the Federal Constitution. See Ackerman v. Am. Cyanamid Co.,
We will first evaluate her claims to determine if they make it impossible for PLIVA to comply with both state and federal law. Next, we will decide if her claims pose an obstacle to the purposes and objectives of Congress. Finally, we will consider PLIVA’s argument that Huck’s claims violate a federal law prohibiting private enforcement of the FDCA.
The facts of this case present a narrow path around Mensing preemption. Once the additional warning language was approved by the FDA in July 2004, PLIVA needed only to go through the “changes being effected” process to revise its label to match the updated brand-name label. See Mensing, 564 U.S. at -,
Huck argues her claims for negligent testing and postmarket surveillance thus are not preempted. But, “merely to call something a design or testing claim does not automatically avoid [the] preemption clause.” Id. at 214. The line between a claim for mislabeling and a claim for negligent testing is “razor thin.” See id.
[T]he rule is that a claim based on negligent or inadequate testing will not be considered a disguised label-based challenge if adequate testing would have caused the manufacturer to alter the product itself. Conversely, the rule is that if defendant could remedy any problems with its product, that it learned about through adequate testing, by altering the product’s label rather than by changing the product, then any challenge concerning negligent testing is preempted.
Wright v. Am. Cyanamid Co.,
Federal drug regulation adds a wrinkle to the application of this rule: generic manufacturers are prohibited from altering the composition of a drug because they must mirror the formulation of the brand-manufacturer drug. See, e.g., 21 U.S.C. § 355(j)(2)(A) (requiring bioequiva-lence); id. § 355(j)(2)(A)(ii), (iii) (requiring generic drug to have the same “active ingredients,” “route of administration,” “dosage form,” and “strength” as its brand-name counterpart); id. § 355(j)(8)(B) (requiring the same “rate and extent of absorption”). Moreover, both generic and brand manufacturers are prohibited from making major changes to the “qualitative or quantitative formulation of the drug product, including active ingredients, or in the specifications provided in the approved application” after their drug is approved. 21 C.F.R. § 314.70(b)(2)®.
In light of these regulations, the only way for PLIVA to avoid liability for negligent testing would be to withdraw from the market. This issue is addressed by Mutual Pharmaceutical Co. v. Bartlett, 570 U.S. -, -
Huck next argues her claim of breach of the implied warranty of merchantability based on warning defects escapes Mensing preemption because (1) metoclopramide was unfit “for the ordinary purposes for which such goods are used” — namely, for prolonged therapy; (2) PLIVA did not include the revised 2004 label limiting the duration of use to twelve weeks; and (3) metoclopramide did not conform to the statements of fact that appear on its label. See Iowa Code § 554.2314(c), (e), (f) (2005). Once more, we agree this claim may proceed if she is able to ground it on PLIVA’s failure to adopt the 2004 additional approved warning. See Fisher,
Finally, Huck appeals the dismissal of her claims alleging fraud, misrepresentation, constructive fraud, and fraud by concealment. Our common law recognizes fraud claims by a consumer against a product manufacturer who “made misleading statements of fact intended to influence consumers” or “made true statements of fact designed to influence consumers and subsequently acquire[d] information rendering the prior statements untrue or misleading.” Brooke Grp. Ltd.,
2. Pmposes and objectives analysis. Next, we must consider whether state tort suits against generic manufacturers would frustrate the purposes and objectives of Congress, thus warranting preemption.
State tort suits uncover unknown drug hazards and provide incentives for drug manufacturers to disclose safety risks promptly. They also serve a distinct compensatory function that may motivate injured persons to come forward with information. Failure-to-warn actions, in particular, lend force to the FDCA’s premise that manufacturers, not the FDA, bear primary responsibility for their drug labeling at all times.
The Sixth Circuit’s decision in Fulgenzi reinforces our conclusion that Huck’s claims against PLIVA do not frustrate congressional goals. In Fulgenzi, the court considered the differences between brand and generic manufacturers, singling out the “promotion of generic drugs, and the attendant reduction in costs” as “[t]he most easily identifiable policy” of the FDCA.
It is hard to see how permitting state tort suits to go forward against sameness-violating generic defendants frustrates federal policies where permitting suits against FDA — compliant branded defendants does not. A vague policy of encouraging use of generic drugs, untethered from the structure of the Act, is not enough to support purposes-and-objectives preemption.
Id. at 586 (citation omitted). We agree with this analysis and hold Huck’s claims survive impossibility preemption.
3. Private right of action. PLI-VA argues Huck’s claims are merely attempts to enforce the FDCA, which 21 U.S.C. § 337(a) disallows. The court of appeals and district court agreed. That section states: “[A]ll such proceedings for the enforcement, or to restrain violations, of this chapter shall be by and in the name of the United States.” 21 U.S.C. § 337(a). This provision ensures private suits do not “deprive the [FDA] of the ability to use its enforcement authority to achieve a delicate balance of statutory objectives.” Fulgenzi,
This case presents us with a “situation[ ] implicating ‘federalism concerns and the historic primacy of state regulation of matters of health and safety,’ ” a situation governed by a presumption against preemption. Buckman Co. v. Plaintiffs’ Legal Comm.,
Huck’s petition does not attempt to allege a prohibited private federal cause of action under the FDCA. Rather, she alleges state common law tort and warranty theories that exist regardless of whether the FDCA required a duty of sameness. Indeed, Huck could try her claims without reference to the FDCA. Cf. Fulgenzi,
(1) PLIVA had a duty to warn her that she should not take metoclopramide for longer than twelve weeks.10
(2) PLIVA breached this duty.
(3) Huck took metoclopramide for longer than twelve weeks because she was not instructed otherwise.
*369 (4) Huck suffered damages as a result of ingesting metoclopramide for more than twelve weeks.
Neither the federal duty of sameness nor the duty to report safety risks to the FDA are “critical element[s]” of her state law claims.
B. The Brand Defendants. We next address whether the district court correctly entered summary judgment dismissing Huck’s claims against the brand defendants based on the undisputed fact that Huck consumed only the generic formulation sold by PLIVA — their competitor— and never used Reglan. The district court granted the brand defendants’ unresisted motion for summary judgment, applying our decision in Mulcahy. The court of appeals affirmed, stating, “To the minimal extent Huck argues Mulcahy is either distinguishable or not applicable, we disagree and find the district court’s application of Mulcahy is correct.”
Mulcahy applied a well-settled requirement of Iowa law — the plaintiff must prove injury caused by a product sold or supplied by the defendant.
Huck argues we should reinstate her claims against the brand defendants because PLIVA was required to use the same warnings that accompanied Reglan. An overwhelming majority of courts adjudicating this issue have affirmed judgments or granted dispositive motions dismissing claims against the brand defendants when the plaintiff used only the generic formulation. See, e.g., In re Darvocet, Darvon and Propoxyphene
The Court of Appeals for the Tenth Circuit recently discussed three principal rationales used by courts, concluding “brand-name manufacturers are not liable to consumers of generic drugs”:
First, they based their view on traditional common law tort principles under which a manufacturer is liable for injuries caused by its own product. See, e.g., Mensing,588 F.3d at 604, 613 (holding name brand manufacturers liable for harm caused by generic manufacturers “stretches the concept of foreseeability too far” (quotation and alteration omitted)). Second, they reason that brand-name manufacturers’ warnings and representations do not create a basis for liability to consumers of competitors’ products because brand-name manufacturers only “intend[ ] to communicate with their customers, not the customers of their competitors.” Id. at 613 n. 9; see also Stanley v. Wyeth, Inc.,991 So.2d 31 , 34 (La.Ct.App.2008) (“A manufacturer cannot reasonably expect that*371 consumers will rely on the information it provides when actually ingesting another company’s drug.”). Finally, they conclude that public policy considerations weigh against holding name-brand competitors liable for injuries caused by their generic competitor’s drug. See, e.g., Foster,29 F.3d at 170 (citing the expense in development, research, and promotion undertaken by name-brand manufacturers not undertaken by generic manufacturers).
Schrock,
In Mulcahy, we squarely held that “under Iowa common law a plaintiff in a products liability case must prove that the injury-causing product was a product manufactured or supplied by the defendant.”
Huck contends the product-identification causation requirement does not apply to her negligent misrepresentation and fraud claims. We disagree. The plaintiffs in Mulcahy sued pharmaceutical companies for personal injuries resulting from the ingestion of DES, a synthetic estrogen compound. Id. at 69. The plaintiffs “set forth theories of recovery against the defendants based upon strict liability, negligence, misrepresentation, breach of warranties, alternate liability, enterprise liability, market share liability, and concert of action.” Id. (emphasis added). We held the product-identification causation requirement applied “ ‘[regardless of the theory which liability is predicated upon.’ ” Id. at 72-73 (quoting Annotation, Products Liability: Necessity and Sufficiency of Identification of Defendant Manufacturer or Seller of Product Alleged to Have Caused Injury,
Moreover, the tort of negligent misrepresentation does not apply to sellers of products but rather is limited to those in the business or profession of supplying information for the guidance of others. See Pitts v. Farm Bureau Life Ins. Co.,
Even if Plaintiffs negligence actions were not barred by the contract’s limitation of remedies, Defendant would be entitled to summary judgment on Plaintiffs’ negligent misrepresentation claim. Plaintiffs concede that Meier v. Alfa-Laval, Inc.,454 N.W.2d 576 (Iowa 1990) applies in this case. The Meier court held that liability based on the tort of negligent misrepresentation was limited to those persons in the business of supplying information versus persons who give information incidental to selling goods. Id. at 581. Clearly Defendant’s business is more accurately described as selling goods than it is supplying information. In addition, even if Defendant were in the business of providing information, Plaintiffs’ claim would fail in that Defendant did not supply “false information for the guidance of others in their business transactions.” Restatement (Second) of Torts § 552(1) [ (1965) ]. Thus, summary judgment is appropriate as to Plaintiffs’ negligent misrepresentation claim.
Nelson v. DeKalb Swine Breeders, Inc.,
Courts in the Reglan litigation have applied the same limiting principles to dismiss negligent misrepresentation claims against brand name manufacturers when the plaintiff used only the generic product. See, e.g., Baymiller v. Ranbaxy Pharm., Inc.,
We did not retreat from the product-identification causation requirement for
Huck argues we should revisit Mulcahy in light of our adoption of section 7
Moreover, section 7 of the Restatement (Third) of Torts addresses duty, not causation. See Restatement (Third) of Torts: Liab. for Physical Harm § 7, at 77. We have never applied section 7 to eliminate the requirement that the plaintiff prove her injuries were caused by a product sold or supplied by the defendant or to impose liability for injuries caused by a competitor’s product. Nor has any other appellate court in the country. The product-identification requirement applied in Mulcahy re
Huck points to no provision of the Products Restatement that would eliminate Mulcahy’s product-identification causation requirement or that would impose liability on a defendant whose product the plaintiff never used. We adopted sections 1 and 2 of the Products Restatement in Brooke Group Ltd,.,
We are not persuaded by the two outlier appellate decisions cited by Huck: Wyeth, Inc. v. Weeks, — So.3d— ,— ,
[Ajlmost every one of the 47 reported cases decided before the United States Supreme Court’s decision in [Mensing], including cases decided by two United States Circuit Courts of Appeals, hold that a manufacturer of a brand-name drug has no duty to the consumer of a generic drug manufactured and sold by another company. (Only three courts, including the court certifying the question in this ease, have held otherwise.) Since the Supreme Court’s 2011 decision in PLIVA, every one of the 11 cases that have addressed the issue, including decisions by three United States Circuit Courts of Appeals, has reached this same conclusion.
As these numbers indicate, the Supreme Court’s holding in [Mensing]— that state-law claims against generic-drag manufacturers are preempted by the federal regulatory scheme — did nothing to undermine the essential rationale in the plethora of pre- and post-[.Mensing] decisions holding that brand-name manufacturers are not liable for injuries caused by deficient labeling of generic drugs they neither manufactured nor sold. In fact, as discussed below, the opinion in [Mensing] expressly says as much, and opinions in post-[Mensing] cases are even more explicit in saying so.
Weeks, — So.3d at-,
Not only is Huck unable to satisfy Mul-cahy’s causation requirement, she cannot establish that the brand defendants owed her a duty. Cf Hoyt v. Gutterz Bowl & Lounge L.L.C.,
Historically, the duty determination focused on three factors: the relation*376 ship between the parties, the foreseeability of harm, and public policy. [Thompson, 774 N.W.2d] at 834. In Thompson, we said that foreseeability should not enter into the duty calculus but should be considered only in determining whether the defendant was negligent. Id. at 835. But we did not erase the remaining law of duty; rather, we reaffirmed it. Id. at 834-36. In short, a lack of duty may be found if either the relationship between the parties or public [policy] considerations warrants such a conclusion.
McCormick,
Due to the unique nature of the relationship between generic and brand manufacturers, a “ ‘countervailing principle or policy warrants denying liability in [this] particular class of cases.’ ” Thompson,
[n]ame brand manufacturers undertake the expense of developing pioneer drugs, performing the studies necessary to obtain premarketing approval, and formulating labeling information. Generic manufacturers avoid these expenses by duplicating successful pioneer drugs and their labels. Name brand advertising benefits generic competitors because generics are generally sold as substitutes for name brand drugs, so the more a name brand drug is prescribed, the more potential sales exist for its generic equivalents.
Foster,
Economic and public policy analyses strongly disfavor imposing tort liability on brand manufacturers for harm caused by generic competitors. See generally Richard A. Epstein, What Tort Theory Tells Us About Federal Preemption: The Tragic Saga of Wyeth v. Levine, 65 N.Y.U. Ann. Surv. Am. L. 485 (2010) [hereinafter Epstein]. As Professor Epstein observed:
The powerful influence of common law decisions creates gratuitous expense and uncertainty that feed their way back into the cycle of drug development, testing, and marketing. Properly understood, the entire duty-to-warn apparatus has become a tax on drugs, which; in some instances, may drive both old and new products off the market and, in most instances, will increase drug cost and reduce the levels of beneficial patient use.
Id. at 514. Professor Epstein further noted:
The judicial failure to understand the historical arc of the law of torts leads to a second set of unsound judgments on matters of institutional competence.... There is nothing that erratic and expensive juries can do to make accurate scientific judgments that will allow people to plan their conduct in advance. Stability of expectations is indispensable in marketing dangerous compounds, and, for all its manifest failings, the FDA is better at this task than juries.
Id. at 522. As Professor Epstein elaborated:
The FDA, for all its flaws, does have one advantage over a system of tort liability: It makes its judgments on the overall effects of drug use, not on the particulars of individual cases where the question of proper warning is compromised in a number of ways.
Id. at 488 (footnote omitted).
Huck fails to articulate any persuasive case that public health and safety would be advanced through imposing tort liability on brand defendants for injuries caused by generic products sold by competitors. We agree with Professor Epstein that courts are not institutionally qualified to balance the complex, interrelated, and divergent policy considerations in determining labeling and liability obligations of brand and generic pharmaceuticals. Courts deal ad hoc with the record made by private litigants. By contrast, the FDA, with its four billion dollar budget, engages in public rulemaking allowing transparent input from all interest groups, guided by its own staff of qualified scientists.
A brand manufacturer cannot ensure that a generic manufacturer complies with federal law — the two are, after all, competitors. The brand defendants had no control over whether PLIVA used their improved warning language approved by the FDA in 2004. Indeed, in this case PLIVA failed to update its label to conform to the improved warnings by the brand defendants approved by the FDA in 2004. Huck will have her day in court against PLIVA. We adopted products liability to place responsibility for the harm caused by a product on the party who profits from its manufacture and sale. See Brooke Grp. Ltd.,
We reject Huck’s argument based on Bredberg v. PepsiCo, Inc.,
The fighting issue in Bredberg was whether there was substantial evidence the bottle that exploded was defective. See id. at 327-28. That was the basis of the rulings on the directed verdict motion and the motion for JNOV, rulings our holding affirmed. Id. at 324-25. PepsiCo supplied the concentrate and, therefore, was a component parts supplier of the completed product — the full bottle of carbonated soft drink. See id. at 323 n. 1. PepsiCo essentially outsourced the manufacture of the glass bottle and distribution of the finished product to its licensee, the bottler. Pepsi-Co controlled part of the manufacturing (mixing) process for the very product that injured plaintiff. See id. PepsiCo was thus in the chain of distribution of the injury-causing product, with significant control over the process for which it profited. PepsiCo was held liable for injuries caused by the Pepsi product, consistent with Mulcahy — not for injuries from an exploding Coca-Cola bottle sold by a competitor.
By contrast, the brand defendants control the brand label, but do not otherwise control PLIVA. As we noted, PLIVA failed to adopt the new warning language used by the brand defendants in 2004. And, the brand defendants, who incurred the costs to develop Reglan, do not profit from PLIVA’s sale of the competing generic formulation.
Judge Murdock observed that limiting liability to the defendant that made the drug used by the plaintiff is consistent with “bedrock principles of tort law and of economic realities underlying those principles”:
From the beginning, what Alexander Hamilton referred to as “[t]he spirit of enterprise, which characterizes the commercial part of America,” has animated Americans to work hard to produce innovative goods and services that have benefited not only themselves, but also their children, their communities, and America as a whole. An enterprising spirit alone, however, is not enough. The law must protect the fruits of enterprise and create a climate in which trade and business innovation can flourish. Concomitantly, the law must justly allocate risks that are a function of that free trade and innovation.
*380 These dual needs have resulted in an economic and legal system that always has coupled the rewards from the sale of a good or service with the costs of tor-tious injury resulting from the same. Indeed, this and the corollary notion that parties are responsible for their own products, not those of others, are so organic to western economic and legal thought that they rarely find need of expression.
Weeks,-So.3d at-,
We adhere to these bedrock principles today and join the multitude of courts that have concluded brand defendants owe no duty to consumers of generic drugs. See, e.g., Darvocet,
We are unwilling to make brand manufacturers the de facto insurers for competing generic manufacturers. Cf. Schwartz, 81 Fordham L.Rev. at 1871 (“Deep-pocket jurisprudence is law without principle.”) It may well be foreseeable that competitors will mimic a product design or label. But, we decline Huck’s invitation to step onto the slippery slope of imposing a form of innovator liability on manufacturers for harm caused by a competitor’s product. Where would such liability stop? If a car seat manufacturer recognized as the industry leader designed a popular car seat, could it be sued for injuries sustained by a consumer using a competitor’s seat that copied the design? Why not, under Huck’s theory, if it is foreseeable others will copy the design?
In sum, we will not contort Iowa’s tort law in order to create liability for brand manufacturers. The unfairness resulting from Mensing is best addressed by Congress or the FDA. See Mensing, 564 U.S. at-,
We will continue to apply the same long-standing causation rule applied in Mulcahy, which required Huck to prove the defendant manufactured or supplied the product that caused her injury, and we decline to extend the duty of product manufacturers to those injured by use of a competitor’s product. We will not impose liability on the brand defendants for injuries to those using only the competing generic formulation. The district court correctly concluded the brand defendants were entitled to summary judgment in their favor.
IV. Disposition.
For the foregoing reasons, we vacate the decision of the court of appeals, reverse in part the district court’s summary judgment for PLIVA and remand for further proceedings on Huck’s claims against PLI-VA based on its failure to adopt the 2004 warning language approved by the FDA for Reglan. We affirm the district court’s summary judgments dismissing the other claims against PLIVA and dismissing Huck’s claims against the brand defendants.
DECISION OF COURT OF APPEALS VACATED; DISTRICT COURT JUDGMENTS AFFIRMED IN PART, REVERSED IN PART, AND REMANDED WITH INSTRUCTIONS.
Notes
. A.H. Robinson Company, Inc. obtained the original FDA approval for Reglan. Wyeth is the successor in interest to A.H. Robinson.
. Schwarz then manufactured and distributed Reglan until February 2008, when the brand was again sold.
. Huck's petition also named as defendants two of her physicians, Trimark Physicians Group, and Barr Laboratories (PLIVA's parent company). The district court granted summary judgment in favor of Barr Laboratories after Huck failed to serve the company with original notice. Huck’s physicians and Trimark Physicians Group were later granted summary judgment based on Huck's failure to timely file expert designations. Huck did not appeal the summary judgments for those parties.
. The learned intermediary doctrine is not at issue in this appeal.
.The district court dismissed the following claims: strict liability for failure to warn, strict liability for design defect, design defect, strict liability for manufacturing defect, breach of express warranty, breach of implied warranty (excluding breach of implied warranty of merchantability), fraud (to the extent they are not based on nondisclosure), breach of undertaking a special duty, the Unfair Trade Practice Act, intentional infliction of emotional distress. Huck does not appeal the dismissal of those claims.
. PLIVA argues Huck preserved error only as to her failure-to-warn and breach-of-implied-warranty claims. When PLIVA moved for summary judgment in the wake of Mensing, Huck resisted this motion and argued her claims were still viable. On January 5, 2012, the district court dismissed all of Huck’s remaining claims as preempted by Mensing. In her motion for reconsideration, Huck mentioned only her failure-to-warn claims and breach-of-implied-warranty claims. Nevertheless, we consider error preserved as to the additional claims because Huck resisted summary judgment and argues those claims on appeal.
. PLIVA argues that Huck cannot base her failure-to-wam claim on the 2004 label update because she has asserted the label was inadequate even with the additional language. The court of appeals agreed, concluding, "Iowa law does not provide a cause of action for failing to disseminate allegedly inadequate warnings.” This mischaracterizes the issue. This argument — that "títere is no such thing as a 'failure to inadequately warn' " — was rejected by the Sixth Circuit. Fulgenzi,
It may well be more difficult to prove proximate causation in a case where the warning that the defendant failed to provide was also legally inadequate. But there is no reason to believe that a severely inadequate warning would never cause an injury that a moderately inadequate warning would have prevented. A plaintiff need not prove that the alternative warning would have been objectively reasonable, only that it would most likely have prevented the injury in this case.
. .. [I]t is sufficiently plausible that the use of a neutral warning disavowing approval instead of a bold-faced warning affirmatively discouraging long-term use proximately caused [plaintiff’s] injury. Whether in fact these allegations are true is a matter for further proceedings.
Id. We agree with the Fulgenzi court’s reasoning.
The court of appeals also stated, "Huck has not argued these [2004 updated] warnings— providing what she argued is faulty information — would have prevented the harm she suffered." We do not find Huck has conceded that issue. To the contrary, Huck successfully resisted PLIVA’s motion for summary judgment, in which PLIVA argued Huck was unable to prove that if she or her physician "had received an adequate warning, she would not have ingested the drug." The district court denied PLIVA's motion, finding that based on the record provided fact issues precluded summary judgment. Cf. Clinkscales v. Nelson Sec., Inc.,
. These courts include: Neeley v. Wolters Kluwer Health, Inc., No. 4:11-CV-325 JAR,
. Because defendants in Mensing argued only that it was impossible for a generic manufacturer to unilaterally strengthen its label without running afoul of federal law, the Mensing opinion did not consider the purposes and objectives prong of the conflict preemption analysis. 564 U.S. at -,
. This is distinct from the duty of label sameness imposed by federal law. If Huck premised her claim upon the duty of sameness, it would be preempted as an attempt to enforce federal law. See Fulgenzi,
Although federal-law violations here are not as relevant as they would be in a negligence per se case, references to federal law will inevitably arise. To avoid Mensing preemption, [plaintiff] must use the language of the 2004 FDA-approved label in her proximate-cause argument, not (or not merely) the fact of the failure to update. Federal standards are also likely to arise in determining the adequacy of PLIVA’s warning, since FDA approval and industry practices may be relevant to the state duty of care.
Id.
. In contrast, "[fjailure to update from one adequate warning to another would violate the FDCA, but not [state] law.” Fulgenzi,
. Our preservation-of-error rules permit us to review issues the district court actually decided when granting an unresisted motion for summary judgment. Otterberg,
. Section 7 provides:
(a) An actor ordinarily has a duty to exercise reasonable care when the actor's conduct creates a risk of physical harm.
(b) In exceptional cases, when an articulated countervailing principle or policy warrants denying or limiting liability in a particular class of cases, a court may decide that the defendant has no duty or that the ordinary duty of reasonable care requires modification.
. Section 2(c) states:
[A product] is defective because of inadequate instructions or warnings when the foreseeable risks of harm posed by the product could have been reduced or avoided by the provision of reasonable instructions or warnings by the seller or other distributor, or a predecessor in the commercial chain of distribution, and the omission of the instructions or warnings renders the product not reasonably safe.
Restatement (Third) of Torts: Prods. Liab. § 2(c), at 14.
. Huck cites several unpublished trial court decisions allowing claims to proceed against brand defendants when plaintiffs used only the generic formulation, and one published district court decision, Kellogg v. Wyeth,
. Epstein favors preemption of state law failure-to-warn claims against brand defendants brought by consumers of Reglan, Epstein, 65 N.Y.U. Ann.Surv. Am. L. 485, a view rejected in Levine. See Levine,
. Huck does not attempt to support her innovator liability theory against the brand defendants by relying on our court’s professional malpractice decisions in which defective plans or specifications caused harm. See, e.g., Schiltz v. Cullen-Schiltz & Assocs., Inc.,
Concurrence Opinion
(concurring specially).
I concur in the opinion of the majority on the claims by Huck against PLIVA, but otherwise concur in the result only. I agree with much of the dissent on the claims against the brand defendant, but decline at this time to conclude the public policy considerations that ultimately drive the decision in this case, on balance, support the imposition of a duty of care as suggested by Justice Hecht’s opinion.
After the United States Supreme Court held in PLIVA, Inc. v. Mensing, 564 U.S. -, -,
Courts normally seek to find remedies for wrongs, but the complexity and sheer
Concurrence Opinion
(concurring in part and dissenting in part).
I join the majority’s analysis with respect to Huck’s claims against PLIVA. As I believe the majority’s
I. Iowa Products Liability Law and Mulcahy.
We have previously explained the law of products liability in Iowa “may involve causes of action stated in negligence, strict liability, or breach of warranty,” among others. Bingham v. Marshall & Huschart Mach. Co.,
The imposition of liability for manufacturing defects has a long history in Iowa caselaw. See, e.g., Hawkeye-Sec. Ins. Co. v. Ford Motor Co.,
After setting forth the justifications for our adoption of the strict liability theory given the claim of manufacturing defect before us in Hawkeye, we took care to note analysis of any claim of negligence was “a
We more recently addressed the prospect of liability for injury caused by a product in Wright, a case presenting a claim of design defect. Wright,
In the course of our analysis in Wright, we identified two principles further illuminating our examination of the brands’ obligations here. First, we suggested that in certain instances, manufacturers and other parties may be liable in tort for damages suffered as a result of product defect, regardless whether the parties actually produce the specific object causing the damages. See Wright,
Long before we made these analytical refinements to our law of products liability in Wright, we confronted certified questions from a federal case involving parents who had suffered damages as a result of the mother’s ingestion of DES during pregnancy. See Mulcahy v. Eli Lilly & Co.,
Setting forth legal principles applicable for analyzing the parents’ tort claims, we noted a “plaintiff in a products liability action must ordinarily prove that a manufacturer or supplier produced, provided or was in some way responsible for the particular product that caused the injury.” Id. at 70. As authority for that proposition, we cited the Restatement (Second) of Torts section 402A — the strict liability provision having no application to negligence claims — and our earlier case of Osborn v. Massey-Ferguson, Inc.,
In Schütz, we had encountered a claim alleging defective design of a sewage treatment facility. Schütz,
We acknowledged and employed the principles of these cases in Mulcahy neither to elide theories of strict liability and negligence, nor to suggest all products liability claims were to be treated as claims of manufacturing defect, but to ensure a “causal connection between the defendant’s product and plaintiffs injury.” Mulcahy,
Based on our products liability principles, and based on the specific problem at issue in Mulcahy, I believe our Mulcahy analysis provides useful but limited guidance for our resolution of the case before us. We are not faced here with a claim of strict liability for manufacturing defect on behalf of the brands, and thus the strict liability causation requirement that the manufacturer be responsible for the manufacturing defect, set forth in cases like Hawkeye and Osborn and imported in Mulcahy, is inapplicable here. See Mul-cahy,
Moreover, the brands have not offered any explanation as to why we must treat them as manufacturers for purposes of our negligence analysis. In fact, all parties involved have stipulated the brands were not manufacturers of generic metoclo-pramide at the time of Huck’s ingestion. As noted, we have in numerous prior products liability cases held an actor need not be a manufacturer for purposes of analyzing liability, regardless whether the claim is one of negligence or strict liability. See Weyerhaeuser v. Thermogas Co.,
Courts from numerous jurisdictions have recognized these principles and declined to dismiss claims against brand defendants given similar factual circumstances. See, e.g., Dolin v. SmithKline Beecham Corp., No. C6403,
Several courts have recognized that given the obligations created by the Hatch-Waxman Act, the causation problem we identified in Mulcahy is inapplicable here, because “whether a consumer ingests the name-brand or generic version of a given drug is immaterial as to the likelihood that negligence in the design or warning label of that drug will cause injury.” Dolin,
Finally, several courts have persuasively argued a decision to eviscerate an enormous segment of our negligence law and “immunize companies from the responsibility to respond in damages for such a lack of due care resulting in personal injury” is a “weighty and consequence-laden policy-making” judgment best left to Congress and the state legislatures — none of which have granted such immunity just yet. Lance,
I believe each of these principles is applicable in the case before us, and I believe both our law of products liability and our law of negligence dictate the brand defendants may be subject to liability here. As numerous authorities have noted, the causation problem the majority has identified in Mulcahy is irrelevant given the facts and claims before us. Instead, we must analyze the claims given our long-standing principles of negligence — a task I turn to now.
II. Duty.
We have often noted that while summary adjudication is rarely appropriate in negligence cases, the determination of whether a duty is owed under particular circumstances is a matter of law for the court’s determination. See, e.g., Hoyt v. Gutterz Bowl & Lounge L.L.C.,
We explained that in most cases, a court need not concern itself with the existence or content of the duty, and should instead proceed to analysis of the remaining elements of negligence liability. Thompson,
A. Applicable Duty Principles From Our Caselaw and the Restatements of the Law. The drafters of the Restatement (Third) have set forth several important duty principles to guide us in our analysis here. The drafters explain an actor’s business operations may provide a fertile source for natural risks or third-party misconduct that creates risks that would not have occurred in the absence of the business. Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 37 cmt. d, at 5 (2012). Section 19, they note, specifically sets forth the standard of care for scenarios where an actor’s conduct increases the risk of third-party conduct causing harm. Id. We adopted that reasoning in Hoyt, where we concluded the duty of care applies to all risks arising from a given course of conduct, even if also created in part by a third party’s conduct, regardless “whether innocent, negligent, or intentional.” Hoyt,
The drafters also note section 315 of the Restatement (Second) of Torts has often led to pronouncements that “absent a special relationship an actor owes no duty to control third parties.” Id. Section 315, however, addressed only affirmative duties to control third parties — it had nothing to say about “the ordinary duty of reasonable care with regard to conduct that might provide an occasion for a third party to cause harm.” Id. The Restatement (Second) actually addressed that latter scenario in section 302B, the drafters explain, in providing for a duty of care when an actor’s conduct “ ‘has created or exposed the other to a recognizable high degree of risk of harm through such [third-party] misconduct.’ ” Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 37, cmt. d, at 5 (quoting Restatement (Second) of Torts § 302B cmt. e, at 90). Thus, the drafters note, both the Restatement (Second) and the Restatement (Third) provide for liability when actors engage in conduct that increases the magnitude of natural or third-party risks. Id. § 37, cmt. d, at 4-5. Even when the actor and victim are complete strangers and have no relationship, the drafters explain, the basis for the ordinary duty of reasonable care under section 7 is conduct creating risk to another. Id. § 37 cmt. b, at 3; see also West v. Broderick & Bascom Rope Co.,
Further, the Restatement (Third) devotes an entire section to conduct creating an ongoing risk of physical harm, in providing “[w]hen an actor’s prior conduct, even though not tortious, creates a continuing risk of physical harm of a type characteristic of the conduct, the actor has a duty to exercise reasonable care to prevent or minimize the harm.” Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 39, at 31. As the drafters make clear, the initial conduct need not be actionable or even tortious for a duty to arise under the section. Id. § 39 cmt. c, at 31. In addition, they explain that even in the rare case a court declines to apply the general section 7 duty we have recognized in our caselaw, an actor will nonetheless have an ongoing duty to use reasonable care to warn or otherwise mitigate risk under section 39. Id. § 39 cmt. d, at 33-34. Even if the actor does not know his or her conduct has created a risk of harm, the drafters point out, the duty provided in section 39 exists. Id. § 39 cmt. d, at 34. In that case, however, “[bjefore a breach of the duty occurs ... an objectively foreseeable risk of harm must exist,” and that question, the drafters note, “is a question of fact for the jury.” Id. § 39 cmt. d, at 34-35. The section 39 duty, the drafters explain, is justified both by an actor’s creation of a risk, even if nontortiously, and by “the absence of the pragmatic and autonomy explanations” for the no-duty rule set forth in section 37.
Section 552 of the Restatement (Second) of Torts provides additional insight. This section, setting forth requirements for the tort of negligent misrepresentation, provides that an actor supplying false information for the guidance of others may be liable for losses caused by justifiable reliance upon the information. See Restatement (Second) of Torts § 552, at 126-27. We have a long history of applying the section 552 principles in Iowa, and we have noted our caselaw ensures those liable are
As the drafters of the Restatement (Second) recognized long ago, “[w]hen there is a public duty to supply the information in question ... the maker of the negligent misrepresentation becomes subject to liability to any of the class of persons for whose benefit the duty is created.” Restatement (Second) of Torts § 552 cmt. ⅞ at 138. The rule, the drafters explained, applies to both public officers and private individuals or corporations required by law to file information for the benefit of the public. Id. § 552 cmt. k, at 139. In cases where the group to be protected by the filing requirement is a broad one, the drafters noted, a corporation might be liable to “any one who may reasonably be expected to rely on the information and suffer loss as a result.” Id. As an illustration of the principle, the drafters offered the following example:
A, a United States government food inspector, in the performance of his official duties, negligently stamps a quantity of B’s beef as “Grade A.” In fact the beef is of inferior quality. In reliance upon the stamps, C buys the beef from D, and suffers pecuniary loss as a result. A is subject to liability to C.
Restatement (Second) of Torts § 552 illus. 18, at 139; see also id. § 552 cmt. i, at 136 (“When a misrepresentation creates a risk of physical harm to the person, land or chattels of others, the liability of the maker extends, under the rules stated in §§ 310 and 311, to any person to whom he should expect physical harm to result through action taken in reliance upon it.”).
We have applied reasoning presaging the drafters’ section 552 analysis for more than a century here in Iowa. See, e.g., Warfield v. Clark,
Similarly, just as we have applied the duty principles of the Restatement (Second) for many years, we have also applied the duty principles of the Restatement (Third) both before and after our adoption of the section 7 general duty in Thompson. See, e.g., Bohan v. Hogan,
Our analysis in Bohan is particularly illustrative of this point. See Bohan,
Our cases following Thompson have applied the same principles. In Feld, we explained all actors owe a duty to exercise reasonable care to avoid causing injury to others, and the actor may be liable if the injury caused by the actor’s conduct resulted from the risks rendering the actor’s conduct negligent. Feld,
Notably, we never invoked the duty question at all in Bredberg or Mulcahy. See Bredberg,
That strict liability principle, however, was not the only principle resolving the duty question in those cases or any other products liability cases, because as we have long noted, our longstanding general duty of reasonable care is also applicable in these cases. See, e.g., Osborn,
B. Application of Our Duty Principles. Applying our duty principles as we always have, the existence of a duty should not be controversial here. The brand defendants created risks in designing and manufacturing Reglan®, and created risks in developing its warning, which, by virtue of federal law, generics
Before tackling that question, however, I note even application of a relation-based conception of duty would establish duties on behalf of the brands, because federal law establishes the brands’ responsibility for both the design of the drug and the warning in question here. See, e.g., Dolin,
There can be no doubt, then, the brands understood other manufacturers were producing generic versions of the drug, those versions were required by law to use the brands’ design and warning label, consumers were purchasing those versions, and the brands had the ability both initially and upon later investigation to remedy any defects in the drug’s design or warning. Dolin,
Accordingly, I believe both relation-based and risk-based conceptions of duty compel our recognition of a duty here.
C. Countervailing Policy Considerations. As noted, we have recognized categorical principles or policy considerations may sometimes provide a basis for modifying or eliminating our longstanding general duty of care for certain broadly drawn classes of actors. See, e.g., Feld,
I do not discount the impact of litigation on the pharmaceutical industry. I would note, however, we have been presented with very little information for purposes of undertaking any reasoned comparison of that impact with the substantial social impact of filleting our longstanding law of fault-based liability in Iowa. We do know the brands have been granted significant advantages in exchange for the burdens of responsibility they bear for drug design and labeling. They are entitled to an initial period of government-protected monopoly privileges in the form of patent protection. See 35 U.S.C. § 154. They are entitled to an extension of those monopoly privileges when generic versions of their drugs receive FDA approval. See id. § 156 (patent-term extension); Drug Price Competition and Patent Term Restoration Act of 1984, Pub.L. No. 98-417, 98 Stat. 1585 (codified in relevant part at 21 U.S.C. § 355 (1988)) (pairing generic approval with patent-term extension). We know they enjoy “the fiscal rewards of name-brand recognition and the commensurate ability to charge a higher price ..., even after [their] exclusive marketing period expires.” Conte,
Perhaps most importantly, we know Congress weighed each of these considerations in enacting the Hatch-Waxman amendments to the FDCA, and notably, made no reference to elimination of the brands’ fault-based legal obligations. See Drug Price Competition and Patent Term Restoration Act of 1984, Pub.L. No. 98-417, 98 Stat. 1585 (1984). Indeed, I believe both courts and legislatures have typically regarded the tort system as providing powerful incentives to engage in responsible, reasonable behavior to promote safety in numerous industries, including the pharmaceutical industry. See generally Wyeth v. Levine,
Furthermore, as I have noted, the Supreme Court has rejected the notion that negligence claims against brand defendants for failure to warn based on state tort law are preempted by federal law. See Levine,
Epstein would place great reliance on the expertise of the FDA in assessing the risks posed by medications to consumers, allocating the duty to warn, and regulating the content of warnings. But there is another side of the story. As the Supreme Court noted in Levine, the resources of the FDA are limited while the volume of regulated medications is vast. Levine,
Our second concern is that the FDA’s pro-preemption arguments are based on what we see as an unrealistic assessment of the agency’s practical ability— once it has approved the marketing of a drug — to detect unforeseen adverse effects of the drug and to take prompt and effective remedial action. After all, there are 11,000 FDA-regulated drugs on the market (including both prescription and over-the-counter drugs), with nearly one hundred more approved each*398 year. The reality is that the FDA does not have the resources to perform the Herculean task of monitoring comprehensively the performance of every drug on the market. Recent regulatory failures, such as the agency’s ineffectual response to Vioxx, have demonstrated the FDA’s shortcomings in this regard. Given the FDA’s inability to police drug safety effectively on its own, we question the wisdom of the FDA’s efforts to restrict or eliminate the complimentary discipline placed on the market by failure-to-warn litigation.
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The information-gathering tools lawyers have in litigation are, by any measure, more extensive than the FDA’s.
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Statutory gaps in the FDA’s authority to gather information, especially post-approval, hamstring its ability to ensure the safety of drugs on the market. The FDA Amendments Act may help close those gaps somewhat, but they remain substantial.... The benefits of this litigation should not be discarded lightly, and, as we have said, we see no benefit to the FDA or the public in finding failure-to-warn litigation pre-empted.
David A. Kessler & David C. Vladeck, A Critical Examination of the FDA’s Efforts to Preempt Failure-to-Wam Claims, 96 Geo. L.J. 461, 465, 492, 495 (2008). If the reasons advanced by Kessler and Vla-deck — and by the Supreme Court in Levine — for rejecting preemption of failure-to-warn claims are to be given any practical recognition, they must apply with equal, if not greater, force to the majority’s contention the courthouse doors should be closed to consumers like Huck by a court-made no-duty rule. See Levine,
It is instructive, in my view, that Congress has not chosen to preempt failure-to-warn cases brought against brands. The policy choice against preemption maintained by Congress during the more than seven decades of the FDA’s existence evidences that the legislative branch values the salutary effects of tort law in this area. Congress clearly knows how to prescribe preemption, as it did so in the medical device field in 1976. See 21 U.S.C. § S60k(a) (2012); Levine,
The majority’s claim that the pharmaceutical industry will be substantially harmed by a rule imposing a duty on the brands, who controlled the content of the warning PLIVA was legally required to use, is, in my view, speculative and overblown. See Steven Garber, Economic Effects of Product Liability and Other Litigation Involving the Safety and Effectiveness of Pharmaceuticals, Rand Institute for Civil Justice, at xv (2013), available at www.rand.org/pubs/ monographsAngl259.html (suggesting policymakers should be “wary of broad claims about economic effects of pharmaceutical liability, including generalizations based on anecdotes or examples”).
Tort duties do not “require” anything other than the payment of damages. If tort liability does lead a defendant to a private assessment in favor of greater future precautionary measures, then tort, of course, has had a regulatory effect. But tort itself dictates no particular change in a losing defendant’s conduct.
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[Tjhere is no inexorable principle that productivity gains from uniform national health and safety standards — a frequently invoked rationale for preemption — should be borne by injury victims in cases of residual harm. Moreover, once again, it is critical to underscore the dynamics of tort. Liability does not entail enforced departure from regulatory standards; it only compels payment of damage awards.
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If the tort claim rests on an assertion that substantial post-approval new evidence of risk has come to light, and has neither been incorporated into a revised warning, nor rejected by the agency as insubstantial, the foundational risk/benefit analysis on which agency certification was based is inapposite. Hence, the tort claim is not an effort to revisit and supersede the regulatory approval process.
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In proposing a framework for addressing these tensions, based on focused examination of whether the agency directive is grounded in the same evidence-based risk/benefit inquiry as the tort process would entail, I join those commentators who seek to forge a path that recognizes the distinct benefits that both regulation and tort have to offer.
Robert L. Rabin, Territorial Claims in the Domain of Accidental Harm: Conflicting Conceptions of Tort Preemption, 74 Brook. L.Rev. 987, 991, 993, 1002, 1009 (2009) (emphasis added).
Given these considerations, and taking account of the vast range of information that must be weighed when balancing the interests of the pharmaceutical industry and those of consumers, I do not believe we are adequately equipped to craft a bright-line no-duty rule here. I would leave that policymaking to our general assembly, which has continued to recognize duties in this realm. I would therefore continue to hew to the long-standing and widespread recognition of the brands’ general and affirmative duties here.
III. Factual Causation.
In addition to establishing the existence of a duty or duties, we have often explained in both products liability and traditional negligence cases the plaintiff “must establish a causal relationship between the alleged negligence and injury.” Lovick, 588 N.W.2d at 700 (products liability); accord Thompson,
Here, as the majority explains, Dr. Gya-no relies upon information published by the brands — for purposes of covering both branded versions of drugs and their generic counterparts — in the Physician’s Desk Reference in making prescription decisions generally, and she relied on this information in 2004 to prescribe branded Reglan for Huck. Dr. Gyano has explained the risk-benefit analysis she uses in making prescription decisions has changed as a result of her access to the brands’ updated information and labeling. She now supplements the conversation she typically has with patients with this risk-benefit information before making prescription decisions. Further, she has noted she would have modified her treatment conversations and decisions in the same way had she received this information back in 2004, and the information would have had the same impact. Finally, Dr. Gyano and Huck have explained had this information been available sooner, and had they discussed the implications back then, Huck would never have taken metoclopramide, and would never have developed tardive dys-kinesia. Applying our principles of factual causation in straightforward fashion, we may safely conclude Huck has advanced evidence sufficient to allow a jury to find her harm would not have occurred had the brands not allegedly failed to satisfy their obligation of reasonable care, and similarly, she has advanced evidence sufficient to allow a jury to find a warning would have altered her conduct such that she would have avoided injury. See Lovick,
Although that analysis resolves the factual causation question simply and completely, I think it prudent to point out several general principles relevant to the factual causation analysis in both products liability cases in general and in the case we actually confront here. Dolin,
As I have already noted, the factual scenario we confront here is not the one we examined in Mulcahy, where we could not identify the actor allegedly responsible for harm. Instead, we face here a scenario where an injury occurred in connection with a given product and the plaintiff can demonstrate tortious conduct by someone other than the product’s manufacturer had a causal role in producing the injury. This latter scenario is not a novel one in the field of products liability law. See generally Madden & Owen on Products Liability § 19:4, at 370-78 (3d ed.2000) (collecting cases); Melissa Evans Bush, Products Li
The scenario arises in numerous ways, and in each, courts have not hesitated in finding factual causation. Where an organization in the business of testing products and affixing labels certifying the results of its testing is negligent in its labeling, for example, courts have concluded the tester’s negligence may be a factual cause of injuries when these products fail to perform in accordance with the labeling. See, e.g., Hempstead v. Gen. Fire Extinguisher Corp.,
Perhaps more to the point, we recognized in both Schiltz and McCarthy designers and suppliers of specifications may have a causal role in damages resulting from the failure of structures built according to those designs or specifications. See Schiltz,
In addition to those propositions, I note products liability cases have never displaced our age-old torts principle that “an intervening act will not relieve a negligent defendant of liability if that act or force was a normal consequence of the defendant’s conduct or was reasonably foresee
In short, the universe of imaginable scenarios in which an actor who has not manufactured or sold a product may nevertheless both cause and be liable for damages caused is enormous. The majority’s proposed “product-identification causation requirement” does no work to address the vast majority of these scenarios. See Bo-lin,
WIGGINS and APPEL, JJ., join this concurrence in part and dissent in part.
. I will continue to refer to the analysis in Part III.B of the opinion by Justice Waterman as the “majority” for ease of reference only. As Chief Justice Cady’s special concurrence makes clear, the analysis in Part III.B of Justice Waterman’s opinion has the support of three justices, while Chief Justice Cady has concurred in the result only.
. Our failure to address the theories of design defect and failure to warn might be attributable to the fact the DES manufacturers were manufacturers, and to the fact we had not often distinguished those claims from claims for manufacturing defect at that point. See Mulcahy,
. Section 37 of the Restatement (Third) provides the standard autonomy-based no-duty rule: "An actor whose conduct has not created a risk of physical or emotional harm to another has no duty of care to the other unless a court determines that one of the affirmative duties provided in §§ 38-44 is applicable.” Restatement (Third) of Torts: Liab. for Physical & Emotional Harm § 37, at 2. The most common justification for this rule, the drafters note, "relies on the liberal tradition of individual freedom and autonomy” and places limits on "requiring affirmative conduct.” Id. § 37 cmt. e, at 5. Tensions between the section 37 justification and our common "values about humanitarian conduct” is reflected in the numerous exceptions to the rule elsewhere in the Restatement. Id. § 37 cmt. e, at 6. The section 37 rule also has other less common pragmatic justifications, the drafters explain, such as the concern that an affirmative duty to aid others in peril might be confused with a general duty of self-sacrifice. Id. § 37 cmt. e, at 5-6. As the drafters note, the rule has no application in any case where "the entirety of the actor’s conduct ... [has] created a risk of harm.” Id. § 37 cmt. c, at 3.
. Although interests advocating restriction of tort liability contend certain products have been either withdrawn or withheld from the market because of the costs associated with the civil justice system, there is scarce direct empirical evidence supporting these contentions. Even if we were to credit the contentions, however, our analysis would require examination of additional crucial questions: Were the products bad or dangerous? Was their withdrawal from the market in the public interest? See, e.g., Gary T. Schwartz, Reality in the Economic Analysis of Tort Law: Does Tort Law Really Deter?, 42 UCLA L.Rev. 377, 410-13 (1994) [hereinafter Schwartz],
. Principles of federalism and practicality bolster this understanding. Numerous commentators and authorities have recognized states are independent sovereigns in the federal system, and play a historic and important role in the local regulation of health and safety. See, e.g., Ernest A. Young, Federal Preemption and State Autonomy, in Federal Preemption: States’ Powers, National Interests 249, 251-52 (Richard A. Epstein & Michael S. Greve eds., 2007) (noting preemption problematically limits regulatory diversity by constraining state autonomy). Similarly, numerous commentators have noted tort claims operate as an important check even in federally regulated fields. See, e.g., Catherine M. Sharkey, Preemption by Preamble: Federal Agencies and the Federalization of Tort Law, 56 DePaul L.Rev. 227, 230-33 (2007) (criticizing the Consumer Product Safety Commission’s inclusion of an express preemption clause in its mattress flammability standards as "[rjemoving a significant incentive for industries to improve outside of meeting the federal standard” (internal quotation marks omitted)); see also Thomas O. McGarity, The Preemption War: When Federal Bureaucracies Trump Local Juries 236-38 (2008) (explaining common law reinforces incentives for compliance with federal regulations, fills gaps for unanticipated consequences of regulations, and provides protection while agencies take time to formulate responses to problems); Schwartz, 42 UCLA L.Rev. at 385 ("Likewise, tort suits can (first) uncover and (then) dramatize information in a way that can set in motion a regulatory response.”). See generally Thomas H. Sosnowski, Narrowing the Field: The Case Against Implied Field Preemp
