Lead Opinion
OPINION
In a prior appeal before this court involving the same parties, we considered Diana Esparza’s claims that the University of Texas at El Paso (UTEP): (i) discrimi
FACTUAL SUMMARY
As we outlined in our previous opinion, Diana Esparza worked for UTEP as a staff designer. Id. Beginning at least by 2008 her employment tenure was marked with difficulties, as evidenced by several written warnings and suspensions. Those difficulties resulted in two prior lawsuits: a 2010 lawsuit filed in federal court with claims under the federal Equal Pay Act, and a 2012 lawsuit filed in state court under the Texas Commission of Human Rights Act (TCHRA). Tex.Lab.Code Ann. §§ 21.051, 21.055 (West 2015). The relevant events from those prior cases, and the events leading to the third lawsuit which is now before us, are as follows:
• November 19, 2010. The United States District Court for the Western District of Texas dismissed Esparza’s 2010 Equal Pay Act lawsuit against UTEP because she could not identify any male employees who were paid more but who did the same job, requiring equal skill, effort, and responsibilities under similar working conditions.
• February 21 2012. Esparza filed her original petition in the 210th District Court against UTEP alleging that she was paid less than male employees in her department; she was given warnings or suspensions because of her age, sex, or national origin; she was exposed to a hostile work environment; and she was retaliated against in violation of TCHRA.
• July 17, 2013. The 210th District Court signed its final judgment of dismissal as to the TCHRA lawsuit based on UTEP’s plea to the jurisdiction.
• August 14, 2013. Esparza filed her notice of appeal from the 210th District Court’s final judgment.
• September 10, 2013. Esparza received a notice of UTEP’s intent to terminate her employment and she was placed on indefinite administrative leave by her department head. The stated reason for the proposed termination was poor job performance.
• September 18, 2013. Esparza filed a charge of discrimination contending she was placed on indefinite administration leave based on her national origin, and in retaliation for her having filed a previous charge of discrimination.
• September 20, 2013. Esparza’s employment with UTEP was terminated.
• October 28, 2013. Esparza filed a charge of discrimination contending she was placed on indefinite leave and then terminated based on her national origin, and in retaliation for having filed a previous charge of discrimination.
• November 22, 2013. In an internal appeals hearing from her termination, Esparza claimed UTEP’s hearing officer denied her the ability to present evidence and call witnesses, while giving that right to UTEP.
*153 • February 20, 2014. Esparza filed another charge of discrimination based on sex, national origin, age, and retaliation. It contended she was denied the opportunity to “present witnesses [and] evidence that my termination was in retaliation for my prior EEO activity.” She specifically claimed the hearing officer’s actions were in retaliation for her filing the 2010 and 2013 charges of discrimination.
Esparza filed her present lawsuit on November 18, 2013, in County Court at Law Number Three. This case complained only of her termination from UTEP, including the post-termination hearing. Her first amended petition alleged national origin discrimination under Count One, age discrimination under Count Two, and retaliation under Count Three.
UTEP filed a plea to the jurisdiction which was amended once.
The trial court denied the plea without explanation. UTEP appeals that ruling in three issues for review. Issue One contends that Esparza’s claims are collaterally estopped because the two previous lawsuits established that she has no similarly-situated employees, thus she cannot establish a prima facie TCHRA case. Issue Two alleges that Esparza did not plead facts to establish her TCHRA claims. Finally, Issue Three complains that Esparza did not establish a prima facie case of retaliation because she failed to establish a causal connection between the actions of which she now complains and her protected activities.
PLEAS TO THE JURISDICTION IN TCHRA CLAIMS
Governmental entities such as UTEP are generally immune from suit. See San Antonio Water Sys. v. Nicholas,
A governmental entity may challenge the existence of that prima facie case through a plea to the jurisdiction. Miranda,
When a plea to the jurisdiction challenges the pleading itself, we determine if the plaintiff has alleged facts that affirmatively demonstrate the court’s jurisdiction to hear the case. Id, We accept the allegations in the pleadings as true and construe them in the plaintiffs favor. Miranda,
“However, if a plea to the jurisdiction challenges the existence of jurisdictional facts, we consider relevant evidence submitted by the parties when necessary to resolve the jurisdictional issues raised, as the trial court is required to do.” Miranda,
Wrongful Termination and Issue Preclusion
Counts One and Two of the petition alleged that Esparza was terminated because of either her age, or national origin. UTEP contends that the undisputed jurisdictional evidence demonstrates that she could never prove either of those contentions because she had no similarly situated comparable employees upon which to base her claim. The jurisdictional evidence before the trial court consisted of the final judgments from the federal Equal Pay Act suit and the TCHRA suit in the 210th District Court. The federal Equal Pay Act judgment was expressly based on the lack of comparable employees. We earlier affirmed the dismissal of a disparate pay claim in the TCHRA suit based on the lack of comparable male co-workers. Esparza,
Issue preclusion (also termed collateral estoppel), precludes a party from re-litigating an issue that it previously litigated and lost. Quinney Elec., Inc. v. Kondos Entertainment, Inc.,
Esparza maintains that the prior suits involve different claims—one for equal pay and the other for discriminatory actions while she was still employed. However, issue preclusion may bar re-litigation of issues previously litigated even though the subsequent suit is based upon a different cause of action. See Johnson & Higgins,
A TCHRA plaintiff can prove discrimination in one of two ways. Garcia,
Rather, UTEP contends through its proofs that Esparza will be precluded from claiming the existence of any similarly situated employees who were treated more favorably. According to UTEP, both in the federal equal pay lawsuit, and in the earlier appeal before this court, the issue of similarly situated co-employees has already been adversely (and finally) decided against Esparza. We disagree.
The federal suit claimed that Esparza was paid less than her male counterparts. Under the Equal Pay Act, the plaintiff must identify employees of the opposite sex who were paid more, yet do the same job requiring “equal skill, effort, and responsibility ... under similar working conditions.” 29 U.S.C.A. § 206(d)(l)(West 1998) The federal district court granted summary judgment because there was no evidence that the persons Esparza identified as her male counterparts were in fact her counter-parts. The federal court’s opinion analyzed Esparza’s job duties and compared it to each of the five male persons she had identified as comparators. The court concluded that the male persons she identified had different jobs with different duties and responsibilities.
Esparza’s lawsuit in the 210th District Court also claimed she was paid less than the five identified male employees in her department. The suit further alleged that adverse employment actions in the nature of written warnings and suspensions were taken against her in 2008, 2009, and 2010. The pleading alleged that she was held to a stricter standard of performance and treated dissimilarly from others who were younger, or from a different national origin, or gender. We affirmed the dismissal of that suit in part, and reversed in part. As to the dismissal of her disparate pay claim, we upheld the dismissal because the male persons she identified did not have substantially the same job responsibilities. Esparza,
The prior suits decided the issue of whether there were comparable male employees who were paid more that Espar-za.
Failure to Plead a Viable Claim
UTEP also argued below that Esparza failed to plead a prima facie case for either her wrongful discharge or retaliation claims. Our analysis begins by dissecting Esparza’s last amended petition. The sub
The petition then asserted three counts alleging claims under national origin (Count One), age (Count Two) and retaliation (Count Three). The structure of each count is identical. An introductory sentence alleges that “the unlawful employment practices” occurred in the course of Esparza’s employment with UTEP by unnamed employees, agents, or servants of the University. Each count then contains the following three sentences, substituting only the legal theory applicable to the count:
Defendant’s [sic] discriminated against Plaintiff herein because of national origin with respect to the terms, conditions, privileges, advantages and benefits of her employment with UNIVERSITY OF TEXAS AT EL PASO [sic] Specifically, Plaintiff was held to stricter standards of performance, and denied benefits of employment because of her national origin. In addition, Plaintiff was treated dis-similarly because of her national origin.
The final sentences in each count alleged that Esparza was discriminated against as a proximate result of “these actions” and claimed she was required to retain an attorney to file her claim. The three pleaded counts also incorporated by reference the “Statement of Facts” section into the allegations. The petition tied itself to the charges of discrimination filed on October 28, 2013, and February 20, 2014.
Prior cases from the supreme court offer some guidance on a proper TCHRA pleading against a state entity. In Miranda, the court held that a plaintiff suing a state entity is required to plead facts that affirmatively demonstrate the court’s jurisdiction to hear the case. Miranda,
Applying these principles, we agree with UTEP that the last amended petition fails the fair notice test. The best indication of that failure is Esparza’s multiple references in her appellate brief to this Court that the petition also included a gender discrimination claim when none of the three counts contained in the pleading below mention gender discrimination. The only reference to gender discrimination is a single sentence in the Statement of Facts section that serially lists her claims, and includes the word “gender” along with national origin, age, and retaliation. If she is asserting a gender discrimination claim, the pleading failed to include the factual basis for the prima facie elements of that claim and at most is the kind of “superficial reference” to the TCHRA condemned in Garda.
Even as to her age and national origin claim, we find a disconnect between the Statement of Facts section that references three specific events—her indefinite leave, the termination, and the post-termination hearing—and the allegations in her counts which in generic fashion refer to unlawful employment practices. The petition itself does not disclose whether she is proceeding based on direct evidence of discrimination (none is mentioned in Statement of Facts) or the McDonnell Douglas prima facie case (not all the elements of which are pled). It is unclear to us if this a “replacement case” where she would be required to plead that the person replacing her was younger or of a different race. See Garda,
But a case should not be dismissed for a pleading deficiency if it appears that an amended petition might resolve the error. Esparza,
Retaliation Claim
For the retaliation claim, however, UTEP affirmatively argues that the jurisdictional evidence it submitted belies Esparza’s ability to ever plead that claim. To establish a prima facie case for retaliation, Esparza must show: (1) she engaged in protected activity; (2) an adverse employment action occurred; and (3) there is a causal connection between the protected activity and the adverse employment action. San Antonio Water Sys.,
We discern two threads to Esparza’s retaliation claim. The first alleged that her suspension on September 10, 2013, and then her termination ten days later, were in retaliation for her earlier protected activities. The second argued that a UTEP hearing officer in a post-termination proceeding denied her request to present witnesses and evidence in retaliation for her earlier protected activity. UTEP suggests that the protected activity necessarily refers, to her having filed and pursued her earlier discrimination charge and that it is too far removed in time to support any inference of retaliatory motive. It further argues the actions at the post-termination hearing cannot be considered because she had already been terminated by that time.
Retaliation claims are often provable only through circumstantial evidence which may include the temporal proximity between the protected activity and the alleged retaliatory action. Temporal proximity may indeed raise an inference of retaliation, but the events must be very close in time. Cf. Texas Dept. of State Health Services v. Rockwood,
“But it also is true that there is no hard-and-fast rule that any specified amount of time is too removed for an inference of causation. Especially where a defendant retaliates at the first opportunity that is presented, a plaintiff will not be foreclosed from making out a prima facie case despite a substantial gap in time.” Pardo-Kronemann v. Jackson,
More fundamental is determining what was the protected activity which started the clock from which the temporal proximity may be judged. UTEP contends that the protected activity is the claim of discrimination leading to the lawsuit in the 210th District Court, making the time gap close to a year and a half. Esparza contends the protected activity might include the notice of appeal from the dismissal of the suit in the 210th District Court. That filing was made a little less than a month before she was notified of UTEP’s intent to terminate her. Pursuing an appeal of a dismissed TCHRA case might be considered “participating in any manner” in a TCHRA proceeding, assuming the decision maker was aware of her court filing. Tex. Lab.Code Ann. § 21.055. Esparza’s present pleading provides no factual basis for the retaliation claim, and we have already sustained Issue Two agreeing that it must be repled. Our only inquiry here is whether the jurisdictional evidence conclusively shows she could never replead the retaliation claim to make out a, prima facie case. The various events outlined in the chronology we recite above are all raised by the plea to the jurisdiction and its attachments, and Esparza’s response. It is at least plausible that she might be able to replead her case to meet the causation requirement for a retaliation-termination case.
The last issue we address is UTEP’s contention that any retaliation against Es-parza at the post-termination hearing is not actionable because she had already been terminated. We decline to address the issue primarily because the record here is bare of any evidence explaining the nature of the post-termination process at UTEP, and in particular what relief she might have been entitled to under that procedure.
Neither party addresses whether the denial of an impartial post-termination procedure would constitute an adverse employment action. TCHRA applies only to adverse employment actions and does not provide relief for every decision made by an employer that might have some tangential effect upon employment decisions. Anderson v. Houston Community College System,
Denial of a post-termination internal grievance proceeding does not constitute an “adverse employment action” unless the post-termination conduct has some tangible adverse effect on the terms and conditions of the plaintiffs current or prospective employment. Cantu v. Hidalgo County,
We hesitate to follow Cantu here only because we have no jurisdictional evidence addressing the remedies and procedures of the UTEP internal grievance procedure, and neither party here has cited Cantu or discussed this issue.
CONCLUSION
We overrule Issue One and Three. We sustain Issue Two, but only to the extent that we remand to the trial court to consider the pleadings in light of our opinion.
Hughes, J., Concurring in part; Dissenting in part
Notes
. The original plea to the jurisdiction claimed that Esparza failed to exhaust her administrative remedies because she filed suit before obtaining a right to sue letter from the Texas Workforce Commission. Based on that contention, the suit was abated for a time, after which UTEP filed its amended plea to the jurisdiction omitting the exhaustion claim, and raising the arguments now before us.
. Both claim preclusion and issue preclusion are affirmative defenses, and the party asserting either defense carries the burden of pleading and proving their elements. Calabrian Corp. v. Alliance Specialty Chemicals, Inc.,
. If she made that showing, the burden then shifts to UTEP to articulate a "legitimate, nondiscriminatory reason” for her discharge. Quantum Chem. Corp. v. Toennies,
. As we noted in Esparza’s earlier appeal, she contended the standard for comparable employees under the Equal Pay Act and TCHRA’s disparate pay provision may differ. We again find no need to resolve this issue.
. The only argument that UTEP makes in its briefing regarding the post-termination hearing is that it occurred after the date of termination. UTEP then cites Specialty Retailers, Inc. v. DeMoranville,
Concurrence Opinion
concurring in part and dissenting in part
I concur with the majority that issue preclusion does not bar Esparza’s claims and that Esparza should be allowed the opportunity to replead her age, national origin, and gender claims because her pleadings, although deficient, do not affirmatively negate the existence of jurisdiction. I respectfully dissent, however, to the majority’s decision to remand Esparza’s retaliation claim. In my opinion, UTEP presented sufficient evidence to establish a lack of causation by showing that Espar-za’s retaliation claim arose from alleged defects in a hearing that occurred after her termination. It then became Esparza’s burden to present some evidence to raise a fact issue that any defects in the post-termination hearing were somehow a causal factor in her termination. Because Es-parza did not present any such evidence, her retaliation claim should be dismissed.
We were faced with a similar issue in Esparza I. There, we noted that it is axiomatic that a plaintiff cannot show a causal link in a retaliation case when the employer’s alleged acts occurred before the plaintiff engaged in a protected activity. Esparza v. Univ. of Texas at El Paso,
In Farran, the Texas Supreme Court considered whether the jurisdictional evi
Similarly, once UTEP demonstrated through jurisdictional evidence that the due process hearing occurred after Espar-za’s tei'mination, Esparza had the burden to present evidence to at least raise a fact issue that any defects in the post-termination hearing were somehow a causal factor in her termination. To do this, Espai-za could have presented the evidence she claims she was barred from presenting at the post-termination hearing, in order to show that UTEP would have been persuaded to change its mind but for its exclusion. Or assuming Cantu v. Hidalgo County,
