Lead Opinion
{¶ 1} This mandamus action is the refiled companion case to Ohio Manufacturers’ Assn. v. Ohioans for Drug Price Relief Act,
{¶ 2} For the reasons explained below, we grant the writ in part.
Background
{¶ 3} On December 22, 2015, the committee submitted approximately 10,029 part-petitions, containing 171,205 signatures, to Husted’s office. Husted ordered the boards of elections to verify the petition signatures by 12:00 p.m. on December 30, 2015.
{¶ 4} Husted received certification forms from all 88 counties by the deadline. The county boards certified 119,031 valid signatures, 27,354 more than required,
{¶ 5} Instead, on January 4, 2016, he issued Directive 2016-01, returning the part-petitions to the county boards with instructions to re-review two aspects of them and recertify the results. In response, on January 6, 2016, the committee filed a complaint for a writ of mandamus against Husted, challenging his authority to resubmit the part-petitions to the county boards for a second signature review. State ex rel. Jones v. Husted, case No. 2016-0020 (“Jones I”).
{¶ 6} As a result of the re-review, seven county boards of elections invalidated part-petitions on the grounds that they contained signature deletions. Specifically, the committee alleges:
• The Adams County Board of Elections invalidated 17 part-petitions containing 278 signatures previously certified by the board of elections as valid.
• The Darke County Board of Elections invalidated three part-petitions containing 16 signatures previously certified by the board of elections as valid.
• The Hocking County Board of Elections invalidated three part-petitions containing 23 signatures previously certified by the board of elections as valid.
• The Madison County Board of Elections invalidated nine part-petitions containing 68 signatures previously certified by the board of elections as valid.
• The Miami County Board of Elections invalidated 67 part-petitions containing 781 signatures previously certified by the board of elections as valid.
• The Putnam County Board of Elections invalidated two part-petitions containing 18 signatures previously certified by the board of elections as valid.
• The Union County Board of Elections invalidated three part-petitions containing 56 signatures previously certified by the board of elections as valid.
{¶ 7} The Cuyahoga County Board of Elections initially certified 1,779 valid part-petitions, containing 26,113 valid signatures. In the second review, the board invalidated 18 part-petitions, reducing the total number of valid signatures to 25,855. However, Husted sua sponte invalidated 1,370 part-petitions contain
{¶ 8} The Delaware County Board of Elections initially certified 85 valid part-petitions, containing 324 valid signatures. But during its re-review, the board tied two-to-two on whether to invalidate part-petitions containing crossed-out signatures. Husted has never issued a decision breaking the tie. Instead, his final certification included zero signatures from Delaware County.
{¶ 9} Despite the invalidation of these signatures on re-review, Husted determined that the petition contained sufficient valid signatures, and so on February 4, 2016, he transmitted the proposed law to the General Assembly. Having achieved the desired result, the committee filed an application to dismiss Jones I as moot, and we granted that motion.
{¶ 10} On February 29, 2016, the Ohio Manufacturers’ Association and four other parties (collectively, “OMA”) filed a signature protest under Article II, Section lg of the Ohio Constitution. Ohio Manufacturers’ Assn.,
{¶ 11} On March 25, 2016, while Ohio Manufacturers’ Assn, was pending, the committee filed a mandamus complaint against Husted and ten county boards of elections. State ex rel. Jones v. Husted, case No. 2016-0455 (“Jones II ”). The Jones II complaint challenged Husted’s authority to order a re-review of the signatures and sought a writ restoring the signatures invalidated during the second review. In addition, the complaint sought an order reversing Husted’s decision to invalidate the Cuyahoga County part-petitions and compelling him to break the Delaware County tie in favor of the 324 signatures previously verified. And it alleged that the Sandusky County Board of Elections had invalidated six part-petitions for overcounting signatures when the circulator statements were in fact accurate.
{¶ 12} The Jones II relators filed a motion to consolidate their case with Ohio Manufacturers’ Assn. On June 15, 2016, we dismissed Jones II without prejudice as premature, and we denied the motion to consolidate as moot.
{¶ 13} On August 15, 2016, we decided Ohio Manufacturers’ Assn., rejecting OMA’s claim that part-petitions are invalid if any names thereon are crossed out
{¶ 14} On August 17, 2016, the committee filed the present mandamus action. State ex rel. Jones v. Husted, case No. 2016-1235 (“Jones III”). Jones III seeks the same relief that Jones II sought: restoration of the signatures invalidated during the re-review by the county boards of elections, restoration of the Cuyahoga County signatures invalidated by Husted, correction of the alleged error of Sandusky County Board of Elections, and an order breaking the tie in Delaware County in favor of counting those signatures.
{¶ 15} On August 31, 2016, the committee proffered supplementary part-petitions to Husted to further its attempt to proceed directly to the November 2017 ballot, but he refused to accept them for filing.
{¶ 16} On September 6, 2016, after the committee had submitted additional signatures pursuant to our decision in Ohio Manufacturers’ Assn, and sufficient signatures had been validated, Husted resubmitted the proposed initiative to the General Assembly.
The motion for leave to amend
{¶ 17} In his answer, Husted asserted the affirmative defense of failure to join necessary parties. Anticipating that Husted might argue that the county boards were necessary parties, the committee moved for leave to amend the complaint to add them, if necessary. The absence of the county boards has not become an issue, and we deny the motion as moot.
Procedural arguments
{¶ 18} In his merit brief, filed on August 24, 2016, Husted offers almost no substantive rejoinder to the allegations. Instead, he asserts that the claims in
{¶ 19} When Jones II was filed seeking to restore wrongly invalidated signatures, the boards of elections filed a motion for judgment on the pleadings, claiming mootness. They argued that because Husted had certified the petitions to the General Assembly, notwithstanding the allegedly improper signature invalidations, “adding the * * * signatures that were allegedly improperly invalidated * * * is entirely inconsequential.”
{¶ 20} In response, the committee observed that those invalidated signatures might not remain inconsequential, depending on the outcome of OMA’s petition challenge:
The instant action [Jones 17] seeks to recover the signatures that were improperly rejected by the Respondents because [those signatures] will be necessary to the sufficiency of the Petition in the event that the legal challenge filed by the Petition’s opponents succeeds in reducing the Petition’s sufficiency below either the 3% statewide threshold or the 44 county threshold.
{¶ 21} We concluded that the committee and the boards were describing a problem not of mootness, but of ripeness. The committee’s claims were contingent upon future events that might or might not occur. “In order to be justiciable, a controversy must be ripe for review.” Keller v. Columbus,
{¶ 22} For example, Husted contends that res judicata applies because the committee should have raised the claims it raises in this case either in Jones I or in Ohio Manufacturers’ Assn. “Res judicata precludes a party from * * * raising matters that should have been brought by the party in a prior action involving the same parties.” Buckner v. Bank of New York, 12th Dist. Clermont No. CA2013-07-053,
{¶ 23} Alternatively, Husted suggests that laches should apply because the committee “waited for 50 days after the Secretary certified the Proposed Initiative to the General Assembly to bring [its] Second Mandamus” and it had “no excuse for [the] delay.” (Emphasis sic.) But the same ripeness problem existed in the second mandamus action {Jones II); until this court invalidated 10,303 petition signatures in Ohio Manufacturers’ Assn., the committee had no viable cause of action to seek to increase its signature total. If it had filed its complaint to have more signatures counted when the petition was already with the General Assembly, we would have recognized the complaint as a quintessential request for an advisory opinion and dismissed it for failure to state a claim. OMA’s assertion that the committee waived its mandamus claims by not filing earlier fails for the same reason.
{¶ 24} OMA suggests that mandamus is not available, because the committee has an alternative remedy at law. That alternative, according to OMA, was a challenge proceeding under Ohio Constitution, Article II, Section lg. Section lg states that this court has exclusive original jurisdiction “over all challenges made to petitions and signatures upon such petitions under this section.” By its plain language, Section lg creates a cause of action to challenge, that is, to oppose signatures and part-petitions. It does not create a broader cause of action only to challenge decisions by the secretary or the county boards to reject petitions. That cause of action still falls under this court’s original mandamus jurisdiction.
{¶ 25} Likewise, Husted’s assertion that the committee’s mandamus claims were compulsory counterclaims in Ohio Manufacturers’ Assn, is meritless. A claim cannot be compulsory if the forum lacks jurisdiction to hear it. State ex rel. Internatl. Union of Operating Engineers, Local Nos. 18, 18A, 18B, 18C, 18RA AFL-CIO v. Simmons,
{¶ 26} Finally, Husted asserts that Ohio Manufacturers’ Assn, should not apply retrospectively. As a general rule, Ohio court decisions apply retrospectively, unless a party has contract rights or vested rights under the prior decision. DiCenzo v. A-Best Prods. Co., Inc.,
whether the decision establishes a new principle of law that was not foreshadowed in prior decisions; whether retroactive application of the decision promotes or retards the purpose behind the rule defined in the*116 decision; and whether retroactive application of the decision causes an inequitable result.
Id..
{¶ 27} As to the first factor, not every case of first impression automatically operates prospectively only. Rather, to operate prospectively only, the new principle of law must arise from a case of first impression and must be one not foreshadowed by previous decisions. Beaver Excavating Co. v. Testa,
{¶ 28} The two remaining factors present more compelling reasons for retroactive application. Ohio Manufacturers’ Assn, established the principle that a signature cross-out should not invalidate the entire part-petition. Applying that holding retroactively would obviously promote the purpose behind the rule: it would reinstate otherwise valid petition signatures of Ohio voters that were invalidated improperly. And there is no credible claim that counting valid part-petitions is an inequitable result.
{¶ 29} In sum, we reject Husted’s and OMA’s procedural objections to this action.
Arguments on the merits
Part-petitions invalidated by Husted due to deleted signatures
{¶ 30} As noted above, Ohio Manufacturers’ Assn, confirmed that crossed-out signatures do not invalidate an entire part-petition, irrespective of who does the crossing out.
{¶ 32} We therefore deduct the 10 signatures identified above, and we order Husted to certify 20,092 additional signatures in Cuyahoga County.
Part-petitions invalidated by the boards due to deleted signatures
{¶ 33} The committee identifies part-petitions from seven counties that were invalidated on the basis of signature deletions. However, a small subset of those part-petitions also have overcounting defects and are therefore invalid for that reason.
{¶ 34} In Adams County, the following part-petitions were invalidated by the county board of elections due solely to signature deletions:
[[Image here]]
Adams County part-petition Nos. 000020 (containing 12 signatures) and 000022 (containing 10 signatures), which the committee identified as having been invali
{¶ 35} In Darke County, three part-petitions were wrongly invalidated: Darke County part-petition Nos. 000008 (containing 2 signatures), 000011 (containing 2 signatures), and 000025 (containing 10 signatures). We therefore order Husted to certify the validity of 14 additional signatures in Darke County.
{¶ 36} In Hocking County, three part-petitions were wrongly invalidated: Hocking County part-petition Nos. 000001 (containing 9 signatures), 000002 (containing 3 signatures), and 000012 (containing 11 signatures). We order Husted to certify the validity of 23 additional signatures in Hocking County.
{¶ 37} In Madison County, eight part-petitions were wrongly invalidated.
[[Image here]]
One part-petition identified by the committee, Madison County part-petition No. 00032, was not invalidated on the basis of signature deletions. Rather, it simply contained no valid signatures. Accordingly, we order Husted to certify the validity of 67 additional signatures in Madison County.
{¶ 38} In Putnam County, two part-petitions were wrongly invalidated: Putnam County part-petition Nos. 000001 (containing 17 signatures) and 000004 (containing 1 signature). We order Husted to certify the validity of 18 additional signatures in Putnam County.
{¶ 39} In Union County, three part-petitions were wrongly invalidated: Union County part-petition Nos. 000003 (containing 22 signatures), 000007 (containing
{¶ 40} Finally, the committee asserts through the second affidavit of attorney Derek Clinger that in Miami County, the board went from validating 134 part-petitions (containing 1,188 valid signatures) in the first review to validating 77 part-petitions (557 signatures) following the re-review. This affidavit also states that of the 57 part-petitions invalidated during the second round, only 16 contained problems with the circulator statement.
{¶ 41} But the affidavit then asserts, “There are sixty-seven (67) part-petitions with struck out signatures that do not have” defective circulator statements, “containing 781 signatures that were certified as valid” during the December 2015 first review. But how can there be 67 part-petitions wrongly invalidated during the re-review when the board invalidated only 57 part-petitions in the second review? The committee’s demonstrative evidence is of no assistance: The committee provides an exhibit listing all 136 part-petitions submitted to the board, with columns to indicate whether each had an overcount, a signature deletion, or both. But the exhibit does not indicate which part-petitions were invalidated in the initial review, which were invalidated in the re-review, and which were certified as valid.
{¶ 42} Based on the evidence in the record, we find no error regarding the signature totals in Miami County.
The tie vote in Delaware County
{¶ 43} The committee asserts that Husted has a clear legal duty under R.C. 3501.11(X) to break the tie vote at the Delaware County Board of Elections and that Ohio Manufacturers’ Assn, requires him to break the tie in favor of counting the signatures. Husted responds that he has no duty to break the tie because R.C. 3501.11(X) requires a board of elections to submit a matter involving a tie vote to him within 14 days of the vote and the board missed that deadline.
{¶ 44} Both arguments miss the point. As noted above, the Delaware County Board of Elections initially certified 85 valid part-petitions, containing 324 valid signatures. It has never rescinded that certification. And when Husted sent the part-petitions back to the boards for “re-review” and “re-certification,” his directive did not cancel their previous certifications. The Delaware County board entertained a motion to invalidate certain part-petitions, but the motion did not pass.
{¶ 45} Therefore, the only resolution that exists from the Delaware County board is a certification of 324 valid signatures. That certification should be honored unless Husted presents an alternative basis to reject the board’s initial certification.
The signatures in Sandusky County
{¶ 47} The committee alleges that during the re-review process, the Sandusky County Board of Elections invalidated six part-petitions for containing a circulator overcount when in fact there was no overcount. This claim fails for lack of evidence.
{¶ 48} The committee presents an exhibit regarding these part-petitions rejected by the Sandusky County board during the re-review. Clinger was allegedly told by a board employee that the board invalidated petitions for overcounts but not for signature deletions. But he claims that his review of the rejected part-petitions in the exhibit reveals that six part-petitions, containing 20 signatures, do not have overcounts and therefore should not have been rejected.
{¶ 49} The six part-petitions in question are Sandusky County part-petition Nos. 000066, 000068, 000071, 000087, 000092, and 000097. But the committee’s exhibit contains only two of these part-petitions: Sandusky County part-petition Nos. 000066 and 000068. There is no evidence, therefore, to establish that the board incorrectly invalidated the other four part-petitions.
{¶ 50} The copy of Sandusky County part-petition No. 000068 in the committee’s exhibit is missing its circulator statement, so the committee has failed to establish that the signatures were not overcounted.
{¶ 51} As for Sandusky County part-petition No. 000066, the only evidence in the record that this part-petition was invalidated is Clinger’s hearsay account of what someone told him and the word “invalid” written atop the part-petition by an unknown person. When coupled with Husted’s evidence calling into question the authenticity of some of the part-petitions in the committee’s exhibit, this evidence is insufficient for us to declare with any confidence that this part-petition was incorrectly invalidated.
{¶ 52} For these reasons, we decline to order Husted to validate additional signatures from Sandusky County.
Conclusion
{¶ 53} Although we found in Ohio Manufacturers’ Assn.,
Writ granted in part and denied in part.
Notes
. Chief Justice O’Connor dissented from the portion of the decision invalidating part-petitions due to overeounting.
. Husted suggests that it would be inequitable to count part-petitions that were invalidated for signature cross-outs if those part-petitions are also defective due to circulator overcounts. We agree, and we have therefore discounted those part-petitions.
. This number matches the number in the committee’s complaint and brief. The figure of 16 signatures in the second affidavit of the committee’s attorney, Derek Clinger, seems to be a typographical error.
Dissenting Opinion
dissenting.
{¶ 57} R.C. 3501.38(E)(1) requires petition circulators to execute a statement on each part-petition containing “the circulator’s name, the address of the circulator’s permanent residence, and the name and address of the person employing the circulator to circulate the petition, if any.” (Emphasis added.)
{¶ 58} As I explained in my separate opinion in Ohio Manufacturers’ Assn. v. Ohioans for Drug Price Relief Act,
{¶ 59} In my view, the part-petitions she circulated containing a false residential address are invalid and should be stricken. Without these part-petitions, the Committee for Ohioans for Drug Price Relief Act did not obtain the requisite number of valid signatures from 44 of 88 Ohio counties as required by Article II, Section lg of the Ohio Constitution.
{¶ 60} In this case, the committee seeks to compel Secretary of State Jon Husted to count more than 21,000 signatures that he previously invalidated. However, there is a dual requirement for this petition drive: to obtain the required total number of signatures and to obtain a sufficient number of those signatures from 44 of 88 counties in Ohio. Thus, even if Husted is required to count the additional 21,000 signatures, the petition drive fails if the constitutional mandate to obtain sufficient signatures from the requisite number of counties has not been met.
{¶ 61} Although the majority orders Husted to certify the validity of 67 additional signatures in Madison County, 35 of those were collected on part-petitions circulated by Harper that contained a false residential address and should be stricken. R.C. 3519.06(D); see also Kyser v. Cuyahoga Cty. Bd. of Elections,
{¶ 62} Accordingly, because Husted had no obligation to submit the initiative petition to the General Assembly, I would deny the writ of mandamus.
Kennedy, J., concurs in the foregoing opinion.
Concurrence Opinion
concurring in part and dissenting in part.
{¶ 54} I concur in the portion of the judgment granting the writ of mandamus, in the ultimate conclusion of the majority that the December 2015 petition filing exceeded the minimum-signature threshold, and in the order that the court issues. I dissent in part only because I would hold that the part-petitions contain more valid signatures than the lead opinion recognizes.
{¶ 55} I would add to the signature total the signatures stricken due to alleged overcounting in Cuyahoga County (10 signatures), Adams County (22 signatures), Delaware County (10 signatures), and Sandusky County (20 signatures), for the reasons stated in my dissent in Ohio Manufacturers’ Assn. v. Ohioans for Drug Price Relief Act,
